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General information about company Scrip code 524711 NSE Symbol MSEI Symbol ISIN INE427C01021 Name of the company VISTA PHARMACEUTICALS LTD. Whether company is SME No Class of Security Equity Type of report Quarterly Quarter Ended / Half year ended/date of Report (For Prelisting / Allotment) 30-06-2018 Date of allotment / extinguishment (in case Capital Restructuring selected) / Listing Date Shareholding pattern filed under Regulation 31 (1) (b)

Sr. No. Particular Declaration Yes/No Promoter and Promoter Group Public shareholder 1 Whether the Listed Entity has issued any partly paid up shares? No No No No 2 Whether the Listed Entity has issued any Convertible Securities? No No No No 3 Whether the Listed Entity has issued any Warrants? Yes Yes Yes No 4 Whether the Listed Entity has any shares against which depository receipts are issued? No No No No 5 Whether the Listed Entity has any shares in locked-in? Yes Yes Yes No 6 7 Whether any shares held by promoters are pledge or otherwise encumbered? Whether company has equity shares with differential voting rights? No No No No No No Non Promoter- Non Public

Table I - Summary Statement holding of specified securities Category (I) Category of shareholder (II) Nos. Of shareholders (III) No. of fully paid up equity shares held (IV) No. Of Partly paid-up equity shares held (V) No. Of shares underlying Depository Receipts (VI) Total nos. shares held (VII) = (IV)+ (V)+ (VI) Shareholding as a % of total no. of shares (calculated as per SCRR, 1957) (VIII) As a % of (A+B+C2) Number of Voting Rights held in each class of securities (IX) No of Voting (XIV) Rights Class eg: X Class eg:y Total Total as a % of (A+B+C) (A) Promoter & Promoter Group 7 10364651 10364651 35.56 10364651 10364651 35.56 (B) Public 11612 18782541 18782541 64.44 18782541 18782541 64.44 (C) (C1) (C2) Non Promoter- Non Public underlying DRs held by Employee Trusts Total 11619 29147192 29147192 100 29147192 29147192 100

Category (I) (A) Category of shareholder (II) Promoter & Promoter Group No. Of securities (X) Table I - Summary Statement holding of specified securities No. of Warrants (Xi) No. Of securities and No. Of Warrants (Xi) Shareholding, as a % assuming full conversion of securities ( as a diluted share capital) (XI)= (VII)+(X) As a % of (A+B+C2) Number of Locked in shares (XII) No. As a % of total held (b) Number of pledged or otherwise encumbered (XIII) No. As a % of total held (b) Number of equity shares held in dematerialized form (XIV) 4102808 4102808 41.39 8392986 80.98 10364651 (B) Public 1700000 1700000 58.61 500000 2.66 16003654 (C) (C1) (C2) Non Promoter- Non Public underlying DRs held by Employee Trusts Total 5802808 5802808 100 8892986 30.51 26368305

Table II - Statement showing shareholding pattern of the Promoter and Promoter Group Sr. Category & Name of the Shareholders (I) Nos. Of shareholders (III) No. of fully paid up equity shares held (IV) No. Of Partly paidup equity shares held (V) No. Of shares underlying Depository Receipts (VI) Total nos. shares held (VII) = (IV)+ (V)+ (VI) Shareholding as a % of total no. of shares (calculated as per SCRR, 1957) (VIII) As a % of (A+B+C2) Number of Voting Rights held in each class of securities (IX) No of Voting (XIV) Rights Class eg: X Class eg:y Total Total as a % of Total Voting rights A Table II - Statement showing shareholding pattern of the Promoter and Promoter Group (1) Indian (c) Sub-Total (A) (1) Financial Institutions/ Banks 1 750000 750000 2.57 750000 750000 2.57 1 750000 750000 2.57 750000 750000 2.57 (2) Foreign (e) Sub-Total (A) (2) Total Shareholding of Promoter and Promoter Group (A)= (A)(1)+(A)(2) Individuals (NonResident Individuals/ Foreign Individuals) Any Other (specify) 5 3035031 3035031 10.41 3035031 3035031 10.41 1 6579620 6579620 22.57 6579620 6579620 22.57 6 9614651 9614651 32.99 9614651 9614651 32.99 7 10364651 10364651 35.56 10364651 10364651 35.56 B Table III - Statement showing shareholding pattern of the Public shareholder (1) Institutions Mutual Funds 4 14166 14166 0.05 14166 14166 0.05 (e) (f) Sub-Total (B) (1) Foreign Portfolio Investors Financial Institutions/ Banks 1 90000 90000 0.31 90000 90000 0.31 1 166 166 0 166 166 0 6 104332 104332 0.36 104332 104332 0.36 ( 3 ) Non-institutions (a(i)) (a(ii)) (b) Individuals - i.individual shareholders holding nominal share capital up to Rs. 2 lakhs. Individuals - ii. Individual shareholders holding nominal share capital in excess of Rs. 2 lakhs. NBFCs registered with RBI 11362 8384124 8384124 28.76 8384124 8384124 28.76 7 2752823 2752823 9.44 2752823 2752823 9.44 1 1000 1000 0 1000 1000 0 (e) Sub-Total (B) (3) Any Other (specify) 236 7540262 7540262 25.87 7540262 7540262 25.87 11606 18678209 18678209 64.08 18678209 18678209 64.08

Total Public Shareholding (B)=(B)(1)+ (B)(2)+(B)(3) C Total ( A+B+C2 ) Total (A+B+C ) 11612 18782541 18782541 64.44 18782541 18782541 64.44 Table IV - Statement showing shareholding pattern of the Non Promoter- Non Public shareholder 11619 29147192 29147192 100 29147192 29147192 100 11619 29147192 29147192 100 29147192 29147192 100

Sr. A Table II - Statement showing shareholding pattern of the Promoter and Promoter Group No. Of securities (X) (1) Indian No. of Warrants (Xi) No. Of securities and No. Of Warrants (Xi) Shareholding, as a % assuming full conversion of securities ( as a diluted share capital) (XI)= (VII)+(X) As a % of (A+B+C2) Number of Locked in shares (XII) No. Table II - Statement showing shareholding pattern of the Promoter and Promoter Group As a % of total held (b) Number of pledged or otherwise encumbered (XIII) No. As a % of total held (b) Number of equity shares held in dematerialized form (XIV) (c) 0 0 2.15 0 0 750000 Sub-Total (A) (1) (2) Foreign 0 0 2.15 0 0 750000 3270000 3270000 18.04 1813366 59.75 3035031 (e) 832808 832808 21.21 6579620 100 6579620 Sub-Total (A) (2) Total Shareholding of Promoter and Promoter Group (A)= (A)(1)+(A)(2) B (1) Institutions 4102808 4102808 39.25 8392986 87.29 9614651 4102808 4102808 41.39 8392986 80.98 10364651 Table III - Statement showing shareholding pattern of the Public shareholder 0 0 0.04 0 0 0 (e) 0 0 0.26 0 0 90000 (f) 0 0 0 0 0 0 Sub-Total (B) (1) ( 3 ) Non-institutions 0 0 0.3 0 0 90000 (a(i)) 500000 500000 25.42 0 0 6951798 (a(ii)) 0 0 7.88 500000 18.16 2752823 (b) 0 0 0 0 0 1000 (e) 1200000 1200000 25.01 0 0 6208033 Sub-Total (B) (3) Total Public Shareholding (B)=(B)(1)+ (B)(2)+(B)(3) C Total ( A+B+C2 ) Total (A+B+C ) 1700000 1700000 58.31 500000 2.68 15913654 1700000 1700000 58.61 500000 2.66 16003654 Table IV - Statement showing shareholding pattern of the Non Promoter- Non Public shareholder 5802808 5802808 100 8892986 30.51 26368305 5802808 5802808 100 8892986 30.51 26368305

Financial Institutions/ Banks Searial No. 1 Name of the Shareholders (I) ANDHRA PRADESH INDUSTRIAL DEVELOPMENT CORPORATION LIMITED Click here to go back PAN (II) AABCA7395Q Total No. of fully paid up equity shares held (IV) 750000 750000 No. Of Partly paidup equity shares held (V) No. Of shares underlying Depository Receipts (VI) Total nos. shares held (VII) = (IV)+ (V)+ (VI) Shareholding as a % of total no. of shares (calculated as per SCRR, 1957) (VIII) As a % of (A+B+C2) 750000 750000 2.57 2.57 Number of Voting Rights held in each class of securities (IX) Class eg: X 750000 750000 Class eg:y Total 750000 750000 Total as a % of Total Voting rights 2.57 2.57 No. Of securities (X) No. of Warrants (Xi) No. Of securities and No. Of Warrants (Xi) Shareholding, as a % assuming full conversion of securities (as a diluted share capital) (XI)= (VII)+(X) As a % of (A+B+C2) 0 0 0 0 2.15 2.15 Number of Locked in shares (XII) No. 0 0 As a % of total held (b) 0 0 Number of pledged or otherwise encumbered (XIII) No. As a % of total held (b)

Number of equity shares held in dematerialized form (XIV) 750000 750000 Reason for not providing PAN Reason for not providing PAN Shareholder type Promoter Group

Individuals (NonResident Individuals/ Foreign Individuals) Searial No. 1 2 3 4 5 Name of the Shareholders (I) DHANANJAYA ALLI PADMAVATHI ALLI ROSHNI ALLI VASANT V ALLI VAMSI V ALLI PAN (II) AJVPA0196M AJVPA7184R AJVPA7141E AJVPA4822C AJVPA4868Q Total Click here to go back No. of fully paid up equity shares held (IV) 1430033 463666 341333 383333 416666 3035031 No. Of Partly paidup equity shares held (V) No. Of shares underlying Depository Receipts (VI) Total nos. shares held (VII) = (IV)+ (V)+ (VI) Shareholding as a % of total no. of shares (calculated as per SCRR, 1957) (VIII) As a % of (A+B+C2) 1430033 463666 341333 383333 416666 3035031 4.91 1.59 1.17 1.32 1.43 10.41 Number of Voting Rights held in each class of securities (IX) Class eg: X 1430033 463666 341333 383333 416666 3035031 Class eg:y Total 1430033 463666 341333 383333 416666 3035031 Total as a % of Total Voting rights 4.91 1.59 1.17 1.32 1.43 10.41 No. Of securities (X) No. of Warrants (Xi) No. Of securities and No. Of Warrants (Xi) Shareholding, as a % assuming full conversion of securities (as a diluted share capital) (XI)= (VII)+(X) As a % of (A+B+C2) 1770000 0 0 1500000 0 3270000 1770000 0 0 1500000 0 3270000 9.16 1.33 0.98 5.39 1.19 18.04 Number of Locked in shares (XII) No. 1430033 0 0 383333 0 1813366 As a % of total held (b) 100 0 0 100 0 59.75 Number of pledged or otherwise encumbered (XIII) No. As a % of total held (b)

Number of equity shares held in dematerialized form (XIV) 1430033 463666 341333 383333 416666 3035031 Reason for not providing PAN Reason for not providing PAN Shareholder type Promoter Promoter Group Promoter Group Promoter Group Promoter Group

Any Other (specify) Searial No. 1 Category Bodies Corporate Name of the Shareholders (I) VISTA PHARMACEUTICALS INC Click here to go back PAN (II) AACCV4892J Total No. of the Shareholders (I) No. of fully paid up equity shares held (IV) 1 1 6579620 6579620 No. Of Partly paidup equity shares held (V) No. Of shares underlying Depository Receipts (VI) Total nos. shares held (VII) = (IV)+ (V)+ (VI) Shareholding as a % of total no. of shares (calculated as per SCRR, 1957) (VIII) As a % of (A+B+C2) 6579620 6579620 22.57 22.57 Number of Voting Rights held in each class of securities (IX) Class eg: X 6579620 6579620 Class eg:y Total 6579620 6579620 Total as a % of Total Voting rights 22.57 22.57 No. Of securities (X) No. of Warrants (Xi) No. Of securities and No. Of Warrants (Xi) Shareholding, as a % assuming full conversion of securities (as a diluted share capital) (XI)= (VII)+(X) As a % of (A+B+C2) 832808 832808 832808 832808 21.21 21.21 Number of Locked in shares (XII) No. 6579620 6579620 As a % of total held (b) 100 100 Number of pledged or otherwise encumbered (XIII)

No. As a % of total held (b) Number of equity shares held in dematerialized form (XIV) 6579620 6579620 0 Reason for not providing PAN Reason for not providing PAN Shareholder type Promoter Group

Individuals - ii. Individual shareholders holding nominal share capital in excess of Rs. 2 lakhs. Searial No. 1 2 3 4 Name of the Shareholders (I) SURESH GADALEY MANJU PURUSHOTTAM CHAMDIA KAMAL GADALAY NAVEEN P MALVAY PAN (II) ABRPG3289K AAGPC3831R AEDPG4892B AJVPM2090E Total Click here to go back No. of fully paid up equity shares held (IV) 874418 500000 424943 442632 2241993 No. Of Partly paidup equity shares held (V) No. Of shares underlying Depository Receipts (VI) Total nos. shares held (VII) = (IV)+ (V)+ (VI) Shareholding as a % of total no. of shares (calculated as per SCRR, 1957) (VIII) As a % of (A+B+C2) 874418 500000 424943 442632 2241993 3 1.72 1.46 1.52 7.69 Number of Voting Rights held in each class of securities (IX) Class eg: X 874418 500000 424943 442632 2241993 Class eg:y Total 874418 500000 424943 442632 2241993 Total as a % of Total Voting rights 3 1.72 1.46 1.52 7.69 No. Of securities (X) No. of Warrants (Xi) No. Of securities and No. Of Warrants (Xi) Shareholding, as a % assuming full conversion of securities (as a diluted share capital) (XI)= (VII)+(X) As a % of (A+B+C2) 0 0 0 0 0 0 0 0 0 0 2.5 1.43 1.22 1.27 6.41 Number of Locked in shares (XII) No. 0 500000 0 0 500000 As a % of total held (b) 0 100 0 0 22.3 Number of equity shares held in dematerialized form (XIV) 874418 500000 424943 442632 2241993 Reason for not providing PAN

Reason for not providing PAN

Any Other (specify) Searial No. 1 2 3 4 5 6 7 Category Non- Resident Indian (NRI) Non-Resident Indian (NRI) Non-Resident Indian (NRI) Non-Resident Indian (NRI) Clearing Members Clearing Members Clearing Members Category / More than 1 percentage Name of the Shareholders (I) Category More than 1 shareholding RAJENDAR BALAKRISHNA More than 1 shareholding BOJJA SREENIVASULU More than 1 shareholding KESHAVA MURTHY SHIVA SHANKAR Category More than 1 shareholding ANAND RATHI SHARE AND STOCK BROKERS LIMITED More than 1 shareholding PRABHUDAS LILLADHER PVT. LTD PAN (II) AMUPB4430F BTBPS9026F AAACN3405F AAACP2733Q No. of the Shareholders (I) No. of fully paid up equity shares held (IV) 78 1 1 1 50 1 1 5318165 700000 2673298 1255158 1167956 394710 465097 No. Of Partly paidup equity shares held (V) No. Of shares underlying Depository Receipts (VI) Total nos. shares held (VII) = (IV)+ (V)+ (VI) Shareholding as a % of total no. of shares (calculated as per SCRR, 1957) (VIII) As a % of (A+B+C2) 5318165 700000 2673298 1255158 1167956 394710 465097 18.25 2.4 9.17 4.31 4.01 1.35 1.6 Number of Voting Rights held in each class of securities (IX) Class eg: X 5318165 700000 2673298 1255158 1167956 394710 465097 Class eg:y Total 5318165 700000 2673298 1255158 1167956 394710 465097 Total as a % of Total Voting rights 18.25 2.4 9.17 4.31 4.01 1.35 1.6 No. Of securities (X) No. of Warrants (Xi) No. Of securities and No. Of Warrants (Xi) Shareholding, as a % assuming full conversion of securities (as a diluted share capital) (XI)= (VII)+(X) As a % of (A+B+C2) 0 0 0 0 0 0 0 0 0 0 0 0 0 0 15.22 2 7.65 3.59 3.34 1.13 1.33

Number of Locked in shares (XII) No. 0 0 0 0 0 0 0 As a % of total held (b) Number of equity shares held in dematerialized form (XIV) 0 0 0 0 0 0 0 4039312 0 2673298 1255158 1167956 394710 465097 Reason for not providing PAN Reason for not providing PAN Textual Information(1)

Any Other (specify) Searial No. 8 Category Category / More than 1 percentage Bodies Corporate Category Name of the Shareholders (I) PAN (II) No. of the Shareholders (I) No. of fully paid up equity shares held (IV) Click here to go back Total 108 236 1054141 7540262 No. Of Partly paidup equity shares held (V) No. Of shares underlying Depository Receipts (VI) Total nos. shares held (VII) = (IV)+ (V)+ (VI) Shareholding as a % of total no. of shares (calculated as per SCRR, 1957) (VIII) As a % of (A+B+C2) 1054141 7540262 3.62 25.88 Number of Voting Rights held in each class of securities (IX) Class eg: X 1054141 7540262 Class eg:y Total 1054141 7540262 Total as a % of Total Voting rights 3.62 25.88 No. Of securities (X) No. of Warrants (Xi) No. Of securities and No. Of Warrants (Xi) Shareholding, as a % assuming full conversion of securities (as a diluted share capital) (XI)= (VII)+(X) As a % of (A+B+C2) 1200000 1200000 1200000 1200000 6.45 25.01 Number of Locked in shares (XII) No. 0 0 As a % of total held (b) 0 0

Number of equity shares held in dematerialized form (XIV) 1000765 6208033 Reason for not providing PAN Reason for not providing PAN

Text Block Textual Information(1) Being foreign resident does not hold PAN