Uttam Galva Steels Limited (1(0 UTTAM HOUSE 69, P. D'MELLO ROAD, MUMBAI - 400 009. PHONE : ( 022) 6656 3500 FAX (022 ) 2348 5025 2348 1598 Ref. No. UGSL / Stock Exchange / BSE 2012/02 11th January, 2012 To, The Manager Listing The Bombay Stock Exhange Limited. P.J. Towers, Dalat Street, MUMBAI 400 001 /" Dear Sir, Sub : Compliance of Clause 35 of the Listing Agreement We are enclosing herewith the Shareholding Pattern as per clause 35 of the Listing Agreement as on 31s' December, 2011 in the new format prescribed by Securities and Exchange Board of India (SEBI) vide their circular no. SEBI/CFD/DCR/SAST/1 /2011 /09/23 dated 23rd September, 2011. Kindly take the same on your record. Thanking you. Yours faithfully, For Uttam Galva Steelk Limited 0^ (Ram Gaud) Jt. Company Secretary Encl : as above B - E L'T' D ' SE ;T:GN I I II CONTENTS NOT `JE''!FIED SIGN......
ame of the Company : Uttam Galva Steels Limited -rip Code : 513216, Name of the scrip : Uttam Galva, Class of security: Equity uarter ended : 31st December 2011 artly paid-up shares:- As a o of tota l no. o pa rtly As a% of total no. o s hares o No. of partly paid-up shares paid-up shares the company eld by promoter/promoter group 0 0 0 eld by public 0 0 0 Total - D 0 0 0 utstanding convertible securities :- AS a 0 0 total s As a % of total no. of the company, assuming full outstanding convertible conversion of the convertible No. of outstanding securities securities securities eld by promoter/promoter group 0 0 eld L public 0 0 Total - E 0 0 0 larrants :- AS a o 0 tota l no. os hares o As a % of total no. the company, assuming full No. of warrants of warrants conversion of warrants eld by promoter/promoter group 0 0 eld by public 0 0 Total - F 0 0 0 otal paid -up capital of the Dmpany, assuming full onversion of warrants and invertible securities 122260103 A"k Fe y r^ Ra;i^^'" J&;nt 'Company 5ocretary
('ategor code (A) I Categnr y of Shareholder Shareholding of Promoter and Promoter Grou p' Indian (a1 I dinduals' Hindu Undivided (b) Statement SItowint3 SharcIioldinn Pattern Number of Shareholders Total number of shares Table (1)(a) Number of shares held in dematerialized form Total shareholding as a percentage of total number of shares As a percentage of(a+b)' As a percentage of (A+B+C) Shares Pledged or otherwise encumbered Number of shares As a percentage (II) (Illl IV) (V) (VI) VII VIII (IX)= VIII/IV)'100 Fan', 8 5961700 5961700 4.88 4.88 Central Government/ State Government(s) 000 (Cl Bodies Cororate 5 39304520 39304520 3215 32.15 2502500 6.37 (d) Financial Institutions' Banks 000 400 (e) AnyOthers(Specify) 000 (e-r) 000 I e-n 1 000 Sub Total A t 13 45266220 45266220 37.02 37. 02 2502500 5,53 2 Forei gn Indrv duals (Non-Residents Individuals Foreign Individuals) 000 000 000 b Bodies ('o orate I 41 327931 41327931 1-,80 33.80 c Insuuoions 000 000 d An%Others(S Others(Specify) 000 d, 000 400 000 d-u Sub Total A (2 I 41327931 41327931 33. 80 33.80 0 Total Shareholding of Promoter and Promoter Group (.A)= (A)(I + A 2) 14 86594151 86594151 70.83 70.83 2502500 2.89 (B Public shareholdin g I Institutions (a) Mutual Funds' UTI I8 74650 36850 006 0.06 0 (h) Financial Institutions Banks 12 16415 5815 0.01 0.01 0 000 (c) Cenn A Government" State Government(s) 000 0 d) Venture Capital Funds 0,00 0 000 (e) Insurance Companies 0 f) Foreign Institutional Investors 23 18978821 18963821 15.52 15.52 0 (g) Foreign Venture Capital Investors 0,00 0 (h) AnyOther (s ecifv) 0,00 0 (h-1) 0 0 00 (1t-ii) 0 0 0,00 Sub-Total( B)(1) 53 19069886 19006486 15.60 15.60 0 000 B 2 Non-institutions (a) Bodies Corporate 475 2289479 2237724 117 1.87 0 (b) Individuals I II Individuals -i Individual shareholders holding nominal share capital up to Rs I lakh 28450 7729651 6459533 6 32 032 0 it Individual shareholders holding nominal share capital in excess of Rs I lakh 72 2154609 2038109 176 1 76 0 (c) Any Other (s recifv) 0 00 0 0,00 (c-1) I rusts 2 800 800 0,00 0 (c-ii) NRI 422 4195315 412459 3.43 3,43 0 (c-iii) Clearing Members 103 226212 226212 0,19 0.19 0 0 Sub-Total ( B)(2) 29524 16596066 11374836 13.57 13.57 0 (B) Total Public Shareholding (B )= B I + B 2 29577 35665952 30381322 29. 17 29.17 0 TOTAL( A)+(B) 29591 122260103 116975473 10 10 0 000 (C) Shares held by C ustodians and against which Depository Receipts has a been issued I Promoter and Promoter Group 0 00 0 Public 0 Sub-Total lc 0 0 0 0 0 GRAND TOTAL (A)+ B)+(C) 29591 122260103 116975473 100 10 2502500 2.05
r.,iunicnt + I s' in,, holding of securities ( including shares. warrants, convertible securities ) of persons belonging to the *b)st categinrs "1'runioter and I'rrmoter Group" it. Name of the shareholder Details of Shares held Encumbered shares (*) Details of warrant. Details of convertible Total shares So. securities ( including underlying shares assuming fall conversion of warrants and convertible securities) as a % of diluted share ca pital Number of.asa % of No. Asa percentage As a % of Number Asa % Number of As a % shares held grand total grand total of total convertible total (A) +(B) +( C (A)+(B )+(C) warrant number securities number of of sub-clause s of held convertible (I)(a) held warrant securities s ofthesame of the class same r0 (10 (111) (11) M M1=M/nln t0o M9 M/9 f00 00 (XI) (Xf9 I Ankit Mt glani 1300000 106 000 0 0 1.06 2 Anu' Mi glam 1302094 1,07 0 0 1.07 3 Archana Mnlani 307500 0.25 0 0 0.25 4 Neelam Ra inder Mrelani 1127501 0.92 000 0 0 0.92 5 Ptianka Miglani 307500 0.25 0 0 0.25 6 Ralinder Uttamchand Miglani 1391855 1.14 000 0 0 1.14 7 Shectal Murlani 203750 0.17 0 0 0.17 8 shahlwlam-minot (U,'GAt 21500 0.02 000 0 0 0.02 9 Investments P\t Ltd. 5849878 4,78 0 0 4.78 10 Sainath I radin g Company Pvt. Lt 3323600 2,72 000 0 0 2.72 11 Kredencc Multi Trade Ltd 14921063 12.20 000 0 0 12.20 12 1.'ttam I \ xrrts P% t Ltd 7324 379 5,99 2502500 34.17 2 05 0 0 5.99 13 Shree Loam Steel & Power Ltd 7885600 6.45 0 0 6.45 14 Areelormittal Netherlands BV 41327931 33.80 0 0 33.80 TO7A1. 86594151 70.83 25112501) 2.89 2.05 0 0 0 0 70.83 (') The term "encumbrance " has the same meaning as assigned to it in regulation 28(3) of the SAST Regulations, 2011
)jc)(i) Statement showing holding of securities (including shares, warrants, convertible securities) of persons belonging to the categon "Public" and holding more than 1 % of the total number of shares Sr. No. Name of the shareholder Number of Shares as a Details of warrants Details of convertible Total shares shares held percentage of total securities (including number of shares underlying shares (i.e., Grand Total assuming full (A)+(B)+(C) conversion of indicated in warrants and Number As a % Number of % w.r.t Statement at para convertible securities) of total convertible total (I)(a) above } as a % of diluted warrant number of securities number of share s warrants of held convertible capital held the same securities of class the same class I Cresta Fund Limited 12061801 9.87 0 0 9.87 2 Prime India Investment Fund l.,td. 5912833 4.84 0 0 4.84 3 Sanjeev Gupta 2714700 2.22 0 0 2.22 4 0 0 5 0 0 6 0 0 7 0 0 0 0 9 0 0 10 0 0 TOTAL 20689334 16.92 0 0 0 0 16.92 A"k
ii Statement showin g holdin of securities ( includin g shares, warrants, convertible securities of p ersons to ether with PAC) belonging to the category " Public" and holding more than 5% of the total number of shares of the company D il f rtible Total shares ir No Name(s) of the Number Shares as a percentage of Details of warrants eta s o conve.. shareholder ( s) and of shares total number of shares securities ( including underlying the Persons Acting in (i.e., Grand Total Concert (PAC) with (A)+(B)+(C) indicated in shares them Statement at para (1)(a) assuming full conversion of above) Number As a % total Number of % w.r.t warrants and of number of convertible total convertible warrants warrants of securities number of securities) as a the held convertible % of diluted same class securities share capital of the same class I Cresta Fund Limited 12061801 9.87 0 0 9.87 2 0 0 0,00 3 0 0 4 0 0 5 0 0 0 00 0 0 6. 7 0,0 1 0 0 8 0 0 9 0 0 10 0 0 TOTAL 12061801 9.87 0 0 0 0 9.87 Apk*
1(d) Statement showing details of locked-in shares No. Name of the shareholder Number of locked-in shares Locked-in shares as a percentage of total number of shares {i.e., Grand Total (A)+(B)+(C) indicated in Statement at Para ( I)(a) above) Rajinder Uttamchand Miglani 1383750 1.13 2 Anuj Miglani 84940 0.07 3 4 5 6 7 8 9 r AL 1468690 1.20
11)(a) Statement showing details of Depository Receipts (DRs) r. No. Type of outstanding DR Number of outstanding (ADRs, GURs, SDRs, etc.) DRs Number of shares underlying outstanding DRs Shares underlying outstanding DRs as a percentage of total number of shares {i.e., Grand Total (A)+(B)+(C) indicated in Statement at para (1)(a) above} I Not 2 3 4 5 6 7 8 9 TAL 0 0 AIM. Avbk
)(b) Statement sho%cing It I(Iin, of I)ct)osit or\ Receipts (DRs),.%herc nnderinin2 shares held bn "promoter/promoter group' are in excess of 1% of the total number of share" No. Name of the DR Holder Type of outstanding DR (ADRs, GDRs, SDRs, etc.) Number of shares Shares underlying outstanding DRs as a underlying outstanding percentage of total number of shares (i.e., DRs Grand Total (A)+(B)+(C) indicated in Statement at para (I)(a) above} I Non Applicable 2 3 4 5 G 7 R 9 TA L 0 Opk Joint y