CI S TM SPECIALIZED SOLUTIONS FOR AFFLUENT INVESTORS A curated collection of exclusive investment solutions for portfolio customization
MEETING THE NEEDS OF EVOLVING WEALTH As you achieve greater levels of wealth, your financial situation typically becomes more complex and you will need increasing expertise. Along the way, your financial advisor plays an integral role in your success. Your advisor can recommend investment solutions wisely and build portfolios tailored to your unique individual financial situation, risk profile and goals. As a trusted partner, CI offers private pools designed to help your advisor meet the complex and evolving needs of high net worth investors. In the end, this means peace of mind for you. INVESTMENT SOLUTIONS THAT SPAN THE WEALTH CONTINUUM CI Investments has been managing money on behalf of Canadian investors since 1965. Over the years, we ve enhanced our product lineup to provide investors with an increasingly comprehensive selection of Canadian and global solutions. We offer a diverse lineup of investment options to ensure you have access to strategies that are well-suited to your unique financial situation and investment goals. CI S COMPREHENSIVE WEALTH OFFERINGS Mutual Funds ETFs Private Pools Liquid Alternatives Hedge Funds 01
WHY S Private investment pools can be appropriate for investors with higher levels of wealth who have more sophisticated investment objectives and goals, requiring more carefully customized portfolios. WHY CI S Your portfolio building block solution CI Private Pools allow you to enjoy the choice, flexibility and peace of mind that come from a carefully curated collection of actively managed global investment strategies designed to build and protect wealth. BENEFITS: VARIETY: A selection of 17 private pools, with strategies spanning asset classes, geographic regions and investment styles FOCUS: Targeted strategies and access to deep and specialized portfolio manager expertise FLEXIBILITY: Allows your advisor to fully customize your portfolio to suit your individual needs and personal risk profile EXCLUSIVITY: $100,000 minimum investment threshold per private pool SIMPLIFIED PRICING: Highly competitive flat-fee structure because costs matter and don t have to be complicated 02
CI P RI VAT E P O OLS SP E CIAL IZE D SO LUTIO NS F O R AF F LUE NT I N V ESTO RS B E YO U R B E ST W I T H O U R B E ST YOUR ALL-ACCESS PASS TO OUR BEST B E YO U R B E ST W I T H O U R B E ST T H E VA LU E O F G R E AT M A N AG E R S With 17 targeted investment strategies overseen by specialist portfolio management teams, CI Private Pools provide you with exclusive access to an unparalleled range of our best portfolio building blocks, offering you choice and flexibility in an easy-touse, flat-fee solution backed by investment expertise you can trust. G LO BAL EQ U I T Y CI s strength and, by extension, your strength comes from our outstanding portfolio managers and the expertise and experience they provide. Our managers have been chosen for their strategic focus, consistent discipline and long-term track record of investing in Canada and around the world. CI Private Pools cover the full spectrum of asset classes, geographic regions and investment styles. This selection allows you to build diversified portfolios designed to satisfy all of your needs, all within the CI lineup. INTERNATIONAL EQUITY NORTH AMERICAN EQUITY SMALL CAP EQUITY BAL AN C ED FIXED INCOME CONCENTRATED EQUITY EQUITY ALPHA EQUITY MOMENTUM CI INTERNATIONAL EQUITY ALPHA CI INTERNATIONAL EQUITY GROWTH CI INTERNATIONAL EQUITY VALUE CI CANADIAN EQUITY CI U.S. EQUITY SMALLER COMPANIES CI NORTH AMERICAN SMALL/MID CAP EQUITY ASSET ALLOCATION BALANCED YIELD CI CANADIAN FIXED INCOME ENHANCED GOVERNMENT BOND INVESTMENT GRADE CREDIT HIGH YIELD CREDIT UNCONSTRAINED BOND OBJE C T I VE and income and income Income and growth Income and growth Income and capital preservation Income and volatility reduction Income and growth Maximum income and growth Income and growth FOCUS Concentrated exposure to Signature s highestconviction stock picks from anywhere in the world, across the market-cap spectrum All-cap, go-anywhere mandate focused on winning businesses from around the world All-cap, go-anywhere mandate focused on companies exhibiting positive change and above-average growth potential All-cap mandate focused on winning businesses outside of North America High-quality equities from global markets primarily outside of North America Undervalued companies outside of North America with stable or improving return profiles that are primed for future growth Domestic equities with a bias towards high-quality dividend payers and downside mitigation U.S. equities with a High-quality smallbias towards highand mid-cap equities quality dividend payers from around the world of any market cap and downside mitigation North American small- and mid-cap companies exhibiting positive change and above-average growth potential Fully flexible multiasset mandate that includes Signature s highest-conviction global stock picks coupled with active, tactical asset allocation Conservative balanced solution with 40%-60% flexibility between both equities and fixed income, seeking a blend of attractive income and modest growth potential Conservatively managed Canadian investment grade bond solution employing a core plus approach, geared towards helping offset equity market risk within portfolios Core global fixed income solution focused on the relative stability of government bonds with tactical duration and credit quality management Core global fixed income solution offering a balance of income and growth potential with tactical duration and credit quality management Exposure to the global high-yield market from a holistic perspective, including tactical and strategic allocation to preferred shares, convertible securities and floating rate debt Tactically invests across a full range of global fixed income asset classes to adapt to changing market conditions and mitigate credit cycle and interest rate risk RI SK RAT I N G to High Low to Low to Low Low Low Low to Low to MANAG E M E N T F E E (CL ASS F) 0.65% 0.65% 0.60% 0.60% 0.45% 0.55% 0.55% 0.55% 0.55% FUN D CODE S (CI G ) 2054 MANAG E R 4054 2056 4056 2058 4058 2063 4063 2064 4064 2065 4065 2050 03 MC 4050 2067 4067 2061 4061 2066 4066 2052 4052 2053 4053 2051 4051 04 MC MC 2055 4055 2060 4060 2059 4059 2062 4062
THE VALUE OF GREAT MANAGERS CI s strength comes from our outstanding portfolio managers and the expertise and experience they provide. Our managers have been chosen for their strategic focus, consistent discipline and long-term track record of investing in Canada and around the world. CI Private Pools cover a wide spectrum of asset classes, geographic regions and investment styles, allowing you to build diversified portfolios designed to meet your needs. Altrinsic specializes in identifying undervalued companies with either strong sustainable business models and favourable profitability levels or those with scope for an improvement in returns via restructuring, cyclical rebounds or other factors. CI International Equity Value Private Pool Picton Mahoney is a 100% employee-owned portfolio management boutique providing thought-leading investment solutions and whose founders pioneered momentum-based investment strategies and true style diversification. CI Global Equity Momentum Private Pool CI North American Small/Mid Cap Equity Private Pool Black Creek focuses on identifying leading companies that are capturing market share and are undervalued relative to their future growth prospects. CI Global Equity Alpha Private Pool CI International Equity Alpha Private Pool Volatility is a common occurrence in the financial markets. Sentry offers an alternative, applying steadfast discipline for a calmer path to wealth creation. CI Canadian Equity Private Pool CI U.S. Equity Private Pool CI Global Balanced Yield Private Pool CI Canadian Fixed Income Private Pool Cambridge was founded to offer a unique approach to money management one focused on absolute returns and downside protection with proper alignment between portfolio managers and clients. CI International Equity Private Pool CI Global Smaller Companies Private Pool Marret is an alternative asset manager specializing in global and Canadian fixed income and has established particular expertise in investment grade and high-yield corporate debt and alternative strategies on behalf of institutional, high net worth and retail clients. Signature is one of Canada s largest portfolio management groups, overseeing in excess of $50 billion. The team s fundamental specialist model of over 50 investment professionals results in expert coverage of each asset class. CI Global Concentrated Equity Private Pool CI Global Asset Allocation Private Pool CI Global High Yield Credit Private Pool CI Global Unconstrained Bond Private Pool CI Global Enhanced Government Bond Private Pool CI Global Investment Grade Credit Private Pool 05
WHY CI INVESTMENTS Our dedication to our clients and our focus on their financial success have made us a trusted partner in wealth. CI BY THE NUMBERS: OVER 1.3 MILLION Canadians own our investment solutions OVER 35,000 financial advisors have chosen CI Investments as a partner OVER $136 BILLION* in assets under management makes us one of Canada s largest independent providers of wealth management solutions *Including affiliates, as of September 30, 2018 06
OUR CORE BELIEFS: THE VALUE OF ADVICE CI partners with financial advisors who offer our funds to clients across Canada. We believe investors are most successful when they follow a sound financial plan developed with the assistance of a qualified advisor. THE VALUE OF ACTIVE MANAGEMENT Active management means that our investment teams navigate a highly complex financial environment to find the best opportunities. Their experience and expertise benefit investors through quality security selection, careful portfolio construction, diversification and risk management. THE VALUE OF RESPONSIBLE INVESTMENT With investors becoming increasingly interested in the social and ethical implications of investing, CI has become a signatory to the United Nations Principles for Responsible Investing. We re committed to integrating environmental, social and corporate governance considerations into our investment process. 07
TAKE YOUR PORTFOLIO TO THE NEXT LEVEL Speak to your advisor about enhancing your portfolio with CI Private Pools, tailor-made building blocks for affluent investors. privatepools.ci.com Commissions, trailing commissions, management fees and expenses all may be associated with mutual fund investments. Please read the prospectus before investing. Mutual funds are not guaranteed, their values change frequently and past performance may not be repeated. CI Investments, the CI Investments design and Cambridge are registered trademarks of CI Investments Inc. Sentry Investment Management and Signature Global Asset Management are trademarks of CI Investments Inc. Cambridge Global Asset Management, Signature Global Asset Management and Sentry Investment Management are each a division of CI Investments Inc. Marret Asset Management Inc. is an affiliate of CI Investments. Altrinsic Global Advisors, Black Creek Investment Management Inc., and Picton Mahoney Asset Management are sub-advisors to CI Investments Inc. CI Financial Corp. holds a minority interest in Altrinsic Global Advisors. Certain funds associated with Cambridge Global Asset Management are sub-advised by CI Global Investments Inc., a firm registered with the U.S. Securities and Exchange Commission and an affiliate of CI Investments Inc. Certain portfolio managers of CI Global Investments Inc. are associated with Cambridge Global Asset Management. Published October 2018 1810-2099_E (10/18)