A. GENERAL INSTRUCTIONS & INFORMATION PROOF OF CLAIM AND RELEASE FORM DEADLINE FOR SUBMISSION: JANUARY 19, 2016 If you purchased or otherwise acquired the common stock of Avon Products, Inc. ( Avon ) between July 31, 2006 and October 26, 2011, inclusive, and were damaged as to any shares purchased or acquired during any portion of the Class Period, you are a Class Member, and you may be entitled to share in the Settlement proceeds. The following persons and entities are excluded from the Class: Defendants; members of the immediate family of Defendants Andrea Jung or Charles W. Cramb; Avon s subsidiaries and affiliates; any current or former officer or director of Avon or any current or former officer or director of any of Avon s current or former subsidiaries or affiliates that were incorporated in or whose principal place of business is or was located in China during the Class Period; any entity in which any Defendant has a controlling interest; and the legal representatives, heirs, successors and assigns of any such excluded person or entity. Nothing in the Stipulation and Agreement of Settlement (the Stipulation ) will operate to exclude the Avon Personal Savings Account Plan (the Plan ) from the Class, and the Plan is not excluded from the Class. If you own shares of a mutual fund that purchased shares of Avon common stock during the Class Period, that alone does not make you a Class Member. If you filed a request for exclusion from the Class, you are not a Class Member, not eligible for any Settlement benefits, and may not submit this form. If you are a Class Member, you must complete and submit this form in order to be eligible for any Settlement benefits. You must complete and sign this Proof of Claim and Release Form ( Proof of Claim Form ) and mail it by First-Class Mail, postmarked no later than January 19, 2016 to the Claims Administrator at the following address: Avon Securities Settlement c/o KCC Class Action Services P.O. Box 43369 Providence, RI 02940-3369 However, such filing is not a guarantee that you will share in the proceeds of the Settlement in the Action. Failure to submit your claim postmarked by January 19, 2016, will subject your claim to rejection and preclude your receiving any money in connection with the Settlement of this litigation. Do not mail or deliver your claim to the Court or to any of the parties or their counsel, as any such claim will be deemed not to have been submitted. Submit your claim only to the Claims Administrator. If you are a Class Member and you do not timely request exclusion, you will be bound by the terms of any judgment entered in the Action. If you are not a Class Member, do not submit a Proof of Claim Form. If you need assistance filling out this Proof of Claim Form, please contact the Claims Administrator by phone at 1-866-887-6046 or by email to: Info@AvonSecuritiesSettlement.com. B. INSTRUCTIONS FOR FILLING OUT THE PROOF OF CLAIM FORM By signing and submitting this Proof of Claim Form, the claimant(s) or the person(s) who represents the claimant(s) certifies (certify) as follows: 1. I purchased or otherwise acquired common stock of Avon Products, Inc. during the period July 31, 2006, through and including October 26, 2011, and was damaged as to shares so purchased or acquired. 2. By submitting this Proof of Claim Form, I state that I believe in good faith (a) that I am a Class Member as defined above and in the Notice of (i) Pendency of Class Action, Certification of Class, and Proposed Settlement; (ii) Settlement Fairness Hearing; and (iii) Motion for an Award of Attorneys Fees and Reimbursement of Litigation Expenses (the Notice ), or am acting for such person, (b) that I am not a Defendant in the Action or otherwise excluded from the Class, (c) that I have read and understand the Notice, (d) that I believe that I am entitled to receive a share of the Net Settlement Fund, (e) that I elect to participate in the proposed Settlement described in the Notice, and (f) that I have not filed a Request for Exclusion. If you are acting in a representative capacity on behalf of a Class Member (e.g., as an executor, administrator, trustee, or other representative), you must submit evidence of your current authority to act on behalf of that Class Member. Such evidence would include, for example, letters testamentary, letters of administration, a copy of the trust documents, or a copy of a power of attorney.
3. I have set forth where requested below all relevant information with respect to transactions and shareholdings of Avon common stock. I understand that the information contained in thiss Proof of Claim Form is subject to suchh verification as the Claims Administrator may request or as the Court may direct, and I agree to cooperate in anyy such verification. 4. I have enclosed photocopies of the stockbroker s confirmation slips, stockbroker s statements, or other documents evidencing each purchase, acquisition, sale, or retention of Avon common stock listed below in support of myy claim. IF ANY SUCH DOCUMENTS ARE NOT IN YOUR POSSESSION, PLEASE OBTAIN A COPY ORR EQUIVALENT DOCUMENTS FROM YOUR BROKER OR TAX ADVISOR BECAUSE THESEE DOCUMENTS ARE NECESSARY TO PROVE AND PROCESS YOUR CLAIM. 5. My signature on this Proof of Claim Form will constitute confirmation off a full and complete release, remise, andd discharge by me or, if I am submitting this Proof of Claim Form on behalf f of a corporation, a partnership, estate, or o one or more other persons, by it, him, her, or them, and by my, its, his, her, or their heirs, executors, administrators, predecessors, successors, and assigns of each of the Defendant Released Parties as defined in the Notice. 6. It is important that you read the Notice that accompanies thiss Proof of Claim and Release form, including the Plann of Allocation of the Net Settlement Fund set forth in the Notice. The Notice describes the proposed Settlement, how a Class Member will be affected by the Settlement, and d the manner in which the Net Settlement Fund will be distributed if the Settlement and Plan of Allocation are approved by the Court. The Notice also contains the definitions of many of the definedd terms (whichh are indicated by initial capital letters) used in this Proof of Claimm Form. By signing and submitting this Proof of Claim Form, you will be certifying that you have read and that youu understand the Notice, including the terms of the releases described therein and provided for herein. C. CLAIMANT IDENTIFICATION The Claims Administrator will use the contact information for all correspondence relevant to this Claim (includingg the distribution (check), if the Claim is ultimately determined too be eligible for payment). If the contact informationn changes, then you must notify the Claims Administrator in writing at the above address. Pleasee Type or Print Claimant Name (as you would like the name(s) to appear on the check, if eligible for payment) Claimant Name (cont d) Street Address Line 1 Street Address Line 2 City State Zip Code Foreign Province Foreign Country Last Four Digits of Social Security Number or Taxpayer Identification Number Representative Name (iff different from the Claimant Name(s) listed above) Area Code Telephone Number (Day) Area Code Telephone Number (Evening) Facsimile Number - 2 - E-Mail Address (E-Mail Address is not required, but, iff provided, you authorize the Claims Administrator to usee it too provide you with information relevant to this Claim) )
D. SCHEDULE OF TRANSACTIONSS IN AVON COMMON STOCK 1. State the total number of shares of Avon common stock owned at the opening of trading on July 31, 2006 (if none, enter 0 ; if other than zero, must be stated): 2. Separately list each and every purchase or other acquisition of Avon common stock during the periodd July 31, 2006, through October 26, 2011, inclusive (must be documented): Trade Date (list chronologically) Month/Day/Year Number of Shares Purchased or Acquired Price Per Share (excluding commissions, taxes and other fees) 3. State the total number of shares of Avon common stock purchased or otherwise acquired during the period October 27, 2011, through January 24, 2012, inclusive (if none, enter 0 ; if other than zero, must be stated): 1 4. Separately list each and every sale of Avon common January 24, 2012, inclusive (must be documented): stock during the period July 31, 2006, throughh Trade Date (list chronologically) Month/Day/Year Number of Shares Sold Price Per Share (excluding commissions, taxes and other fees) 5. State the total number of shares of Avon common stock owned at the close of trading on January 24, 2012 (if none, enter 0 ; if other than zero, must be documented): NOTICE REGARDING ELECTRONIC FILES: Certain claimants with large numbers of transactions may request, or o may be requested, to submit information regarding their transactionss in electronic files. All claimants MUST submit a manually signed paper Proof of Claim Form, whether or not they also submit electronic copies, either listing all their transactions or including a notation to see corresponding electronic file for all transactions. If you wish to file your claimm electronically, you must contact the Claims Administrator at Nominees@AvonSecuritiesSettlement.comm or visit the website for the Settlement, www.avonsecuritiessettlement.com.com, to obtain the required file layout. No electronic files will be considered to have been properly submitted unless the Claims Administrator issues to the claimant a writtenn acknowledgment of receipt and acceptance of electronically submittedd data. If you need additional space, attach the required information on separate, numbered sheets in the same format as above and print your name at the top of each additional sheet. YOU MUST ALSO READ THE RELEASE AND SIGN THE CERTIFICATION BELOW 1 Note: Trade dates and purchase prices are not required for any purchases/acquisitionss made during the period October 27, 2011, through January 24, 2012, inclusive; only the sum of the shares purchased is required. Further, while documentation is not required for these purchases, it is important that this figure is accurately reported. Failure to accurately report this figure mayy result in the rejection of your claim. - 3 -
E. SUBMISSION TO JURISDICTION OF THE COURT By submitting this Proof of Claim and Release Form, I/we, and every Classs Member I/we represent, submit to the jurisdiction of the United States District Court for the Southern District of New York for purposes of this Actionn and the Settlement of the Action, as reflected in the Stipulation and Agreement of Settlement (the Settlement ). I/We further agree to be bound by the orders of the Court, agreee that this Proof of Claim Form, my/our status or the status of the Class Member I/we represent as a Claimant and the allowable amount of this claim willl be subject too review and further inquiry, and that I/we will furnish such additional documentation with respect to this Proof of o Claim as may be required. F. RELEASE By signing this Proof of Claim and Release Form, and in consideration of the establishment of the Settlement Fund, as of o the Effectivee Date thereof, the undersigned claimant ( Claimant ),, on behalf of Claimant and Claimant s past and present subsidiaries, affiliates, parents, employees, assigns, successorss and predecessors, estates, heirs, executors, issue, administrators, and their respective officers, directors, shareholders, general or limited partners, managers, members, agents, attorneys and legal representatives, spouses, representatives, and any persons they represent hereby release andd forever discharge all Settled Claims against the Defendant Released Parties. G. REPRESENTATIONS I/We acknowledge that I/we have read the Notice, and that pursuant thereto I/we file this claim to participate inn the Settlement. I/We hereby warrant and represent that neither I/we, nor any person I/we represent, is excluded from the Class as set forth in the Notice. I/We hereby warrant and represent that I am/we are authorized to execute and deliver this Proof of Claim andd Release Form. H. CERTIFICATION I/We certify that I am/we are not subject to backup withholding. (If you have been notified by the IRS that youu are subject to backup withholding, strike out the previous sentence.) I/We declaree and affirm under penalties of perjury that the foregoing information and the documents attached hereto, including the last four digits of Social Security or Taxpayer Identification Number shown on this Proof of Claim, are true, correct and complete to the best of my/our knowledge, information and belief, and that this Proof of Claim was executed this day of, 201 in (City) (State/Country). Signature of Claimant (Print your name here) Signature of Joint Claimant, if any (Print your name here) Signature of person signing on behalf of Claimant (Print your name here) Capacity of person signing on behalf of Claimant, if other than an individual, (e.g.,, Executor, President, Custodian, etc.) - 4 -
ACCURATE CLAIMS PROCESSING TAKES A SIGNIFICANT AMOUNT OF TIME. THANK YOU FOR YOUR PATIENCE.. Reminder Checklist: 1. 2. 3. 4. 5. 6. Remember to sign the above Release and Certification. Remember to attach only copies of acceptable supporting documentation; not originals (especially stock certificates). Keep copies of the completed Proof of Claim and documentatio on for your own records. The Claims Administrator will acknowledge the receipt of your Proof of Claim by postcard within 60 days of receipt. If you do not receive such acknowledgment within 60 days, please contact the Claims Administrator. Your claim is not deemedd filed unless a postcard iss received. If your address changes in the future, or if these documents weree sent to an old or incorrect address, please send us written notification of your new address. If you have any questions or concerns regarding your claim, youu can contact the Claims Administrator by phone: 1-866-887-6046, email to: Info@AvonSecuritiesSettlement.com, or by mail at: Avon Securities Settlement c/o KCC Class Action Services P.O. Box 43369 Providence, RI 02940-3369 - 5 -
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