Introductory sub-table (I)(a) Name the Company: GOA CARBON LIMITED Scrip Code: BSE - 509567 / NSE GOACARBON Name Security, Class Security : Equity Shares Quarter ended: DECEMBER 31, 2012 Partly paid-up :- partly paid-up % total no. partly paid-up % total no. the company Held by promoter/promoter group Nil Nil Nil Held by public Nil Nil Nil Total - D Nil Nil Nil Outstanding convertible :- outstanding % total no. outstanding convertible % total no. the company, assuming full conversion the convertible Held by promoter/promoter group Nil Nil Nil Held by public Nil Nil Nil Total - E Nil Nil Nil Warrants :- warrants % total no. warrants % total no. the company, assuming full conversion warrants Held by promoter/promoter group Nil Nil Nil Held by public Nil Nil Nil Total - F Nil Nil Nil Total paid-up capital the company, assuming full conversion the convertible (A+B+C) + (D+E+F) 9151052
Table (I)(a) Statement showing Shareholding Pattern Category Category shareholder code (I) (II) (A) Shareholding Promoter and Promoter Group 2 (1) Indian (a) Individuals/ Hindu Undivided Family (b) Central Government/ State Government(s) (III) Total number in dematerialized form (IV) (V) Total shareholding as a Shares Pledged total number or otherwise encumbered (A+B) 1 (VI) (A+B+C) (VII) (VIII) percenta ge (IX) = (VIII)/(IV) *100 3 383100 383100 4.1864 4.1864 Nil Nil Nil Nil (c) Bodies Corporate 2 5103340 5103340 55.7678 55.7678 Nil Nil (d) Financial Institutions/ Nil Nil Banks (e) Any Other (specify) Nil Nil Sub-Total (A)(1) 5 5486440 5486440 59.9542 59.9542 Nil Nil (2) Foreign (a) Individuals (Non- Nil Nil Resident Individuals/ Foreign Individuals) (b) Bodies Corporate Nil Nil (c) Institutions Nil Nil (d) Any Other (specify) Nil Nil Sub-Total (A)(2) Nil Nil Total Shareholding Promoter and 5 5486440 5486440 59.9542 59.9542 Nil Nil Promoter Group (A)= (A)(1)+(A)(2) 1 For determining public shareholding for the purpose Clause 40A. 2 For definitions Promoter and Promoter Group", refer to Clause 40A.
Category code (I) Category shareholder (II) (III) Total number (IV) in dematerialized form (V) Total shareholding as a total number (A+B) 1 (VI) (A+B+C) (VII) Shares Pledged or otherwise encumbered (VIII) percenta ge (IX) = (VIII)/(IV) (B) Public NA NA shareholding 3 (1) Institutions (a) Mutual Funds/ UTI 1 550 Nil 0.0060 0.0060 (b) (c) Financial Institutions/ Banks Central Government/ State Government(s) (d) Venture Capital (e) Funds Insurance Companies (f) Foreign Institutional Investors (g) Foreign Venture Capital Investors (h) Qualified Foreign Investors 10 805 170 0.0088 0.0088 (i) Any Other (specify) Sub-Total (B)(1) 11 1355 170 0.0148 0.0148 NA NA (2) Non-institutions (a) Bodies Corporate 287 334989 299583 3.6607 3.6607 (b) Individuals *100 i. Individual nominal holding share 15506 2715883 2295213 29.6784 29.6784 capital up to Rs. 1 lakh. ii. Individual nominal holding share 20 478251 467251 5.2262 5.2262 3 For definitions Public Shareholding, refer to Clause 40A.
Category shareholder Category code (I) (II) capital in excess Rs. 1 lakh. (c) Qualified Foreign Investors (d) Any Other (specify) (III) Total number in dematerialized form (IV) (V) Total shareholding as a total number (A+B) 1 (VI) (A+B+C) (VII) Shares Pledged or otherwise encumbered percenta ge (VIII) (IX) = (VIII)/(IV) *100 i. Clearing Member ii. Non Resident Indian (Repat.) iii. Non Resident Indian (Non Repat.) iv. Directors & their relatives v. Trusts 147 42 44 1 1 89924 25884 14226 4000 100 89924 25864 9416 Nil 100 0.9827 0.2829 0.1555 0.0437 0.0011 0.9827 0.2829 0.1555 0.0437 0.0011 Sub-Total (B)(2) 16048 3663257 3187351 40.0310 40.0310 NA NA Total Public Shareholding (B)= 16059 3664612 3187521 40.0458 40.0458 NA NA (B)(1)+(B)(2) (A)+(B) 16064 9151052 8673961 100.0000 100.0000 NA NA (C) Shares by Custodians and against which Depository Receipts have been issued (1) Promoter and Promoter Group Nil Nil (2) Public NA NA Sub-Total (C) NA NA GRAND (A)+(B)+(C) 16064 9151052 8673961 100.0000 100.0000 NA Not applicable
(I)(b) Statement showing holding (including, warrants, convertible ) persons belonging to the category Promoter and Promoter Group Name the shareholder Details Encumbered (*) Details warrants % % % grand total percentage grand total total (A)+(B)+(C) (A)+(B)+(C) warrants number subclause (I)(a) warrants the same class Details convertible Total (including underlying assuming full conversion warrants and convertible ) as a % diluted share capital convertible % total number convertible the same class (I) (II) (III) (IV) (V) (VI)=(V)/(III)*100 (VII) (VIII) (IX) (X) (XI) (XII) Shrinivas Vasudeva Dempo 29400 0.3213 Nil Nil 0.3213 Shrinivas V. Dempo 326300 3.5657 Nil Nil 3.5657 3. Shrinivas Vasudeva Dempo 27400 0.2994 Nil Nil 0.2994 4. V. S. Dempo Holdings Pvt. Ltd. 5069040 55.3930 Nil Nil 55.3930 5. Motown Investments Pvt. Ltd. 34300 0.3748 Nil Nil 0.3748 5486440 59.9542 Nil Nil 59.9542 (*) The term encumbrance has the same meaning as assigned to it in Regulation 28(3) the SAST Regulations, 2011
(I)(c)(i) Statement showing holding (including, warrants, convertible ) persons belonging to the category Public and holding more than 1% the total number Name the shareholder Shares as a Details warrants Details convertible Total (including percentage total number {i.e., Grand Total (A)+(B)+(C) indicated in Statement at para (I)(a) above} warrants % total number warrants the same class convertible % total number convertible the same class underlying assuming full conversion warrants and convertible ) as a % diluted share capital (I)(c)(ii) Statement showing holding (including, warrants, convertible ) persons (together with PAC) belonging to the category Public and holding more than 5% the total number the company Name(s) the shareholder(s) Shares as a and Persons Acting in Concert (PAC) with them percentage total number {i.e., Grand Total (A)+(B)+(C) indicated in Statement at para (I)(a) above} Details warrants Details convertible Total (including warrants % total number warrants the same class underlying assuming full % total number conversion warrants and convertible convertible convertible ) as a % the same class diluted share capital
(I)(d) Statement showing details locked-in Name the shareholder locked-in Locked-in as a total number {i.e., Grand Total (A)+(B)+(C) indicated in Statement at para (I)(a) above} (II)(a) Statement showing details Depository Receipts (DRs) Type outstanding DR Shares underlying outstanding DRs as a total number {i.e., Grand (ADRs, GDRs, SDRs, etc.) outstanding DRs underlying outstanding DRs Total (A)+(B)+(C) indicated in Statement at para (I)(a) above} (II)(b) Statement showing Holding Depository Receipts (DRs), where underlying by promoter/promoter group are in excess 1% the total number Name the DR Holder Type outstanding DR underlying Shares underlying outstanding DRs as a total number {i.e., Grand (ADRs, GDRs, SDRs, etc.) outstanding DRs Total (A)+(B)+(C) indicated in Statement at para (I)(a) above}