FNNCL DSCLOSURE REPOR Report Required by the Ethis O O in Government t of 978 Rev. 112008 FOR CLENDR YER 2007 (5 USC opp. 1011 ) 1. Person Reporting (last name, first, middle initial) Court or Organization Pregerson, Dean D Central Distrit of California 05/02/2008 itle (rtile ll judges indiate ative or senior status; magistrate judges indiate full or parttime) U.S. Distrit udge, tive Sa. Report ype (hek appropriate type) D Nomination, Date D nitial [Z nnual D Sb. mended Report D Final 6. Reporting Period 01/01/2007 to 2/3112007 7. Chambers or Offie ddress 3 2 N. Spring Street Los ngeles, C 90012 8. On the basis of the information ontained in this Report and any modifiations pertaining thereto, it is, in my opinion, in ompliane with appliable laws and regulations. Reviewing Offier Date /MPO R N N 0 ES: he instrutions aompanying this form must befollow,q1lete all parts, heking the NONE box for eah part where you have no reportable information. Si la age.... POSONS. (Reporting indil'idual only; see pp. 913 of filing instrutio11s.) D NONE (No reportable positions.) POSON NME OF ORGNZON/ENY. dvisory Board Member Salvation rmy Los ngeles Metropolitan Custodian Smith Barney U/C/UM Custodian Smith Barney U/C/UM 5.. GREEMENS. (Reporting indil'idual 011/y; see pp. 1416 offi/i11g i11strutions.) [Z NONE (No reportable agreements.). PRES ND ERMS 0. (",11 o=: Cf.. ;::oz rr o:p rl r (" f11.. : <::: ::) ;o :;: rn ; < 0 m.. )> C> CX < rn C
FNNCL DSCLOSURE REPOR Page 2of8 Pregerson, Dean D 0510212008 ll. N 0 NNVESMEN N CO ME. (Reporting individual and spouse; see pp. 1724 of filing instrutions.). Filer's Nonnvestment nome [{ NONE (No reportable noninvestment inome.) SOURCE ND YPE NCOME (yours, not spouse's) 1. B. Spouse's Nonnvestment nome f you were marrietl during any portion of the reporting year, omplete this setion. (Dollar amount not required exept for honoraria.) D NONE (No reportable noninvestment inome.) SOURCE ND YPE 1. l 2/31/07 SelfEmployed Finanial Consultant V. REMBURSEMENS transportation, /odging,food, entertainmenl (nludes those to spouse and dependent hildren; see pp. 2527 of filing instrutions.) [{ NONE (No reportable reimbursements.) SOURCE DES LOCON PURPOSE EMS PD OR PROVDED l. 5.
FNNCL DSCLOSURE REPOR Page 3of8 Pregerson, Dean D 05/02/2008 V GFS. (nludes those to 'po use and dependent hildren; see pp. 2831 of filing instrutions.) [2 NONE (No reportable gifts.) SOURCE DESCRPON VLUE. 5. V. LBLES. (nludes those of spouse and dependent hildren; see pp. 3233 of filing instrutions.) D NONE (No reportable liabilities.) CREDOR DESCRPON VLUE CODE. Smith Barney Portfolio Credit Line L Capital One Credit Card 5.
FNNCL DSCLOSURE REPOR Page 4of8 Pregerson, Dean D 05/02/2008 V. NVESMENS and RUSS inome, value, transations r1n1udes those of;pouse and dependent hildren; see PP 1460 of filing instrutions.; D NONE (No reportable inome, assets, or transations.) B. C D. Desription of ssets nome during Gross value at end of ransations during reporting period 1 (inluding trust assets reporting period reporting period Plae ) "(X)" after eah asset exempt from prior dislosure Cod ; d v., rent, Co Method buy, sell, i Month Code 2 Code buyer/seller e pt Day ; :: m rn n ) : ; 2 j r.. ;untr ;YP 2 g.ie. v l). D C'1 v e 11 de v e yp 1ie g 16: " o r i _: (: \ _:l( H) i11. Smith Barney Mirosoft D N Smith Barney Metlife ns Co of Connetiuit nnuity None N Smith Barney CF Bradley U/C/UM Money Market B K Smith Barney CF Bradley U/C/UM ntel 5. Smith Barney CF Bradley U/C/UM Mirosoft 6. Smith Barney CF Bradley U/C/UM Pfizer n 7. Smith Barney CF Bradley U/C/UM im Hortons!Ne 8. Smith Barney CF Bradley U/C/UM WalMart Stores!Ne 9. Smith Barney CF Bradley U/C/UM Wendys nternational n O. Smith Barney CF Bradley U/C/UM Fidelity Spartan 500 11. Smith Barney CF Bradley U/C/UM anus Fund 1 Smith Barney CF Bradley U/C/UM anus Orion K 1 Smith Barney CF Bradley U/C/UM srael Due 2014 7th Dev B 1 Smith Barney CF David U/C/UM Cash & Moeny Market K 15. Smith Barney CF David U/C/UM ntel Corp 16. Smith Barney CF David U/C/UM Mirosoft Corp 17. Smith Barney CF David U/C/UM Pfizer n. nome Gain Codes: (Se Columns B and 04) =S 1,000 or less F 0S50,00 S!00,000 B 0$1,001 $2,500 G 0SOO,OO Sl,000,000 C 0S2,501 S5,000 H 0Sl,OOO,OO $5,000,000 D 0S5,00 S 15,000 H2 =More than SS,000,000 Value Codes =$15,000 or less K 0Sl5,00 SS0,000 L 0$50,00 $ 00,000 M 0SOO,OO S250,000 (See Columns Cl and 03) N S250,00 5500,000 0 5500,00 S 1,000,000 Pl 0S,OOO,op1 S5,000,000 P2 S5,000,00 S25,000,000 Pl 0S25,000,00 S50,000,000 P4 ""More than $50,000,000 Value Method Codes Q =ppraisal R =Cost (Real Estate Only) S =ssessment :=Cash Market (See Column C2) U =Book Value Y"'Other W =Estimated " E0Sl5,001S50,000 "
_ FNNCL DSCLOSURE REPOR Page 5 of 8 Pregerson, Dean D 0510212008 V. NVESMENS and RUSS D NONE (No reportable inome, assets, or transations.) inome, value, transations (nludes those of ;po use and dependent hildren; see PP 3460 of filing instrutions.). Desription of ssets (inluding trust assets) Plae "(X)" after eah asset exempt from prior dislosure B.. nome during Gross value at end of reporting period reporting period (1) (2) () (2) mount ype (e.g., Value Value Code 1 div., rent, Code 2 Method (H) or int.) (P) Code 3 (Q_ W_l _ 18. Smith Barney CF David U/C/UM WalMart Stores n 1 9. Smith Barney CF David U/C/UM Fidelity Spartan 500 ndex 20. Smith Barney CF David U/C/UM anus Fund n 21. Smith Barney CF David U/C/UM anus lnvt Fd wenty Fd 2 Smith Barney CF David U/C/UM anus Otion Fund K 2 Smith Barney R #2 llianebernstein nternational Growth F 2 Smith Barney R #2 Legg Mason Partners ggressive Growth Fd K 25. Smith Barney R 2 Legg Mason Partners ppreiation Fund 26. Smith Barney R #2 Fiduiary Cap Pension Prts DDP None u 27. Smith Barney R l SB Money Market B K 28. Smith Barney R #1 Citibank Bank Deposit Program L 29. Smith Barney R #1 Citiorp rust Bank, FSB L buy 04/02 L 30. Smith Barney R #1 Citibank N South Dakota Bank Deposit Pr M 31. Smith Barney R # GNM MY: 2015 nterest 3 Smith Barney R #1 Fiduiary Cap Pension Prts None u 3 Smith Barney R # CG Capital Markets Large Cap Value nv E M buy 10119 3 Smith Barney R #1 CG Capital Markets Small Cap Value nv B. nome Gam Codes: ""Sl,000 or less 8 =S 1,00 52,500 C =$2,501 S5,000 D =S5,00\ S\5,000 E =S\5,001 550,000 (See Columns Bl and 04) F =S50,00 5 00,000 G =$ 00,00 S 1,000,000 H =Sl,000,001 $5,000,000 H2 ""More than $5,000,000 Value Codes =$15,000 or less K =S\5,001 SS0,000 L =550,00 S 00,000 M =S 00,00 $250,000 (See Columns Cl and 03) N =$250,00,i $500,000 0 =S500,00 Sl,000,000 P =S 1,000,00 55,000,000 P2 =$5,000,001 $25,000,000 P3 =S25,000,00 $50,000,000 P4 :=More than $50,000,000 Value Method Codes Q =ppraisal R ""Cost (Real Estate Only) S ""ssessment ==Cash Market (See Column C2) U=Book Value V=Other W=Estimated
FNNCL DSCLOSURE REPOR Page 6 of 8 Prgrson, Dean D 05/02/2008 V. NVESMENS and RUSS D NONE (No reportable inome, assets, or transations.). B. Desription of ssets nome during Gr:ss val e at end :ft ransat ons duri report:::nod ( inluding trust assets) reporting period reportmg penod. (2) () (2) () (2) (3) (4) lae ype ( Value Value ype ( Value Gain "(X)" P after eah asset mount e.g., e g, Date Code dentity of Lexempt from prior dislosure div., rent, Code 2 Method buy, sell, Month Code 2 Code ( H ) buyer/seller ( H) _l tr ;: :_ t _l 35. Smith Barney R # CG Capital Markets Emerging Markets n () inome, value, transations (nludes those of spouse and dependent hildren; see PP 3460 of filing instrutions.) D or int.). ( P) L L : : empt :_ io. _D _ a_ y L P ) L buy 10/ 9 K (5) / 36. Smith Barney R # CG Capital Markets nternat' Equity 37. Smith Barney R # CG Capital Markets Large Cap Growth D L buy 3/23 K M buy 3/07 K 38. Smith Barney R # CG Capital Markets Small Cap Growth buy 3/07 39. Smith Barney R # StripsintUS reasury Maty: 20 0 40. Smith Barney R # Washington Mutual Bank CD Maty: 2007 nterest K nterest sell 04/02 L 41. Smith Barney R # Money Market nterest buy 04/02 4!... nome Gain Codes: (See Columns B and 04) Value Codes (See Columns Cl and 03) Value Mthod Codes L(Se Column C2).. ""S 1,000 or less F =$50,00 S 00,000 =Sl5,000 or less N =$250,001 $500,000 P3 =$25,000,001 $50,000,000 Q =ppraisal U :o:book Value 8=S1,001. 52,500 G =S 00,00 S 1,000,000 K =$15,001 $50,000 0 =$500,001 $1,000,000 R =Cost (Real Estate Only) V =Other C =$2,50 $5,000 H s1,ooo,001 S5,ooo,ooo L =$50,00 S 00,000 P =$1,000,00 $5,000,000 P4 =More than S50,000,000 S =ssessment W =Estimated D S5 0ol E =$15,001 H2 =More than $5,000,000 M =S 00,00 5250,000 P2 =$5,000,001 $25,000,000 =Cash Market. 1 1 S50,000.!
FNNCL DSCLOSURE REPOR Date of R,eport Page 7of8 Pregerson, Dean D 05/02/2008 V. DDONL NFORMON OR EXPLNONS. (lndiatepartofreport.)
FNNCL DSCLOSURE REPOR Page 8 of 8 Pregerson, Dean D 05/02/2008 X. CERFCON. ertify that all information given above (inluding information pertaining to my spouse and minor or dependent hildren, if any) is aurate, true, and omplete to the best of my knowledge and belief, and that any information not reported was withheld beause it met appliable statutory provisions permitting nondislosure. further ertify that earned inome from outside employment and honoraria and the aeptane of gifts whih have been reported are in ompliane with the provisions of 5 U.S.C. app. 501 et. seq., 5 U.S.C. 7353, and udiial Conferene regulations. NOE: NY NDVDUL WHO KNOWNGLY ND WLFULLY FLSFES OR FLS O FLE HS REPOR MY BE SUBEC O CVL ND CRMNL SNCONS {5 U.S.C. app. 104) FLNG NSRUCONS Mail signed original and 3 additional opies to: Committee on Finanial Dislosure dministrative Offe of the United States Courts Suite 2301 One Columbus Cirle, N.E. Washington, D.C. 20544