Agenda ISO 20022 Technical Committee Date Tuesday 27 November 2018 Time 3.00pm 5.00pm Location ASX Offices, 20 Bridge Street, Sydney Or by webinar 1. Welcome, Agenda 2. Minutes from last meeting, open actions 3. CHESS Replacement project update by ASX 4. ISO 20022 project update by ASX 5. Update from Business Committee 6. Matters for Consideration (Business and Technical Matters) a) MyStandards Community to-be usage guideline feedback b) Re-cap on principles of adoption c) Bilateral Demand Settlement Instructions d) Focus Group Meeting outcomes 7. Next Meeting - tbc late January 2019 27 November 2018 Agenda 1/6
Technical Committee Members Company Name Job Title Apologies Australian Payments Network Limited Andy White Chief Operating Officer Apology Australian Payments Network Limited Paul Creswick Security Standards Manager Bank of America Merrill Lynch Andree Hindmarsh Head of GMOT Australia Bank of America Merrill Lynch Jimmie Alam Bell Potter Securities Dean Surkitt Managing Director Retail BNP Paribas Securities Penelope Stafford Manager Settlements BNP Paribas Securities Wayne Murphy Project Manager Boardroom Limited Tony Robinson Senior Software Engineer Boardroom Limited Michael Mullins CIO Broadridge (Australia) Manoj Mathew Business Analyst Broadridge (Australia) Mabel Chow Development and Support Manager Broadridge (Australia) Tomas Kliman Senior Project Manager Apology Broadridge (Australia) James Marsden APAC Business Development & Strategy Broadridge (Australia) Andy King Product Specialist Broadridge (Australia) Anil Wali Product Specialist Broadridge (Australia) Alok Ranjan Technology Specialist CBA Equities Joel Cox Technical Business Analyst CBA Equities Carolyn Webb Test Manager CBA Equities Ben Lowe Manager Settlements Chi-X Australia Mike Aikins Head of Solution Development Chi-X Australia Suketu Adhvaryu Senior Solution Architect Miles O Connor Director, Direct Custody & Clearing Securities Markets & Securities Services Andrew Gibson Director Head of Direct Custody and Clearing Australia & NZ Brett Dennis Head of Operations Party Clearing 27 November 2018 Agenda 2/6
Company Name Job Title Apologies Lyall Herron Janice O Brien Markets & Securities Services Technology Matthew Warner Ashok Kumar Balusa Glenn Pahilan Stephen Rylands Product Manager Pradeep Pandian CMC Markets Stockbroking Nikola Vanstan Change Manager Computershare Paul Walton Senior Manager, Corporate Actions & New Business Development Investor Services Computershare Leanne Bailey Senior Business Analyst Product & Innovation Computershare Deutsche Securities Laik Tan Kevin Novini Digital Asset Fil Mackay Senior Product Architect Dion Global Solutions Craig Gray Product Manager Australia and NZ Dion Global Solutions Nikki Gleisner Account Manager GBST Sue Schafer Product Owner GBST Khanh Le Systems Architect Goldman Sachs Darrel Schwarz Technology Vice President Goldman Sachs Goldman Sachs Josh Rice Nidhi Luthra HSBC Securities Services Gregory Wilkin Head of HSBC Operations HSBC Securities Services Salih Kulic Manager Custody HSBC Bank Australia Limited Michael Macintosh Senior Client Account Manager, Global Liquidity and Cash Management HSBC Bank Australia Limited Anna Fratini Senior Product Manager High Value Payments, Clearing and Financial Institutions, 27 November 2018 Agenda 3/6
Company Name Job Title Apologies HSBC Bank Australia Limited Phyllis Yeung Senior Analyst HSBC Herman Wong Manager, Change Management & Delivery HSBC Edmond Chan Senior IT Development Manager HSBC Cherrie Xu Head of IT Securities Service HSBC Asri Asat Optimisation Manager, Securities Service HSBC Chang Gao Business Consultant JP Morgan Ed Lawson Settlements Manager JP Morgan Danny Ng Middle and Back office AD Manager JP Morgan Scott Oakland Direct Custody Product Manager Australia JP Morgan Ned Miglez JP Morgan Daniel Smith VP, Network Management JP Morgan Lesley Henderson Technology Product team Link Group Ian Batterham Business Applications Architect Link Market Services Sue Julian National Manager, Corporate Actions Link Group Robert Watson Macquarie Group Paul Bragg Senior Manager Equities Clearing ANZ Apology Macquarie Group Merrilyn Auton Manager Operations Morgans Financial Matt Neaubauer Team Leader, Service Management Team Morgans Financial Ed Strike IT Manager Morgan Stanley Dorothy Wilson Executive Director, Morgan Stanley Wealth Management, ISG Technology Morgan Stanley Kirsty Venters VP, Prime Brkrg Funding & Fin Tech Morgan Stanley Morgan Stanley Oscar Dela Cruz Andrew Fielder Morgan Stanley Gordon Davies VP/Firmwide Ops Morgan Stanley Andrew Sime NAB Asset Management Suresh Chinnappa Head of Custody Service Operations Apology National Australia Bank Sachin Patel Senior Analyst, Regulatory Affairs 27 November 2018 Agenda 4/6
Company Name Job Title Apologies National Stock Exchange Lina Lim Head of Technology Nomura Research Institute John Ryan Senior Consultant Nomura Research Institute Nomura Research Institute Ashish Jha Sayantan Majumdar Northern Trust Yen Pan Chung Senior BA, Market Advocacy and Innovation Research Securitease Anton Smith Director Securitease Chris Werry Business Analyst Securitease Angela Losurdo Business Systems Analyst Share Investing Phil Barnes Senior Manager, Platforms SWIFT Standards Nicole Jolliffe Senior APAC Standards consultant Sydney Stock Exchange Leo Zhang Manager Market Control Sydney Stock Exchange Omar Obol Market Control Officer Sydney Stock Exchange Antony Tolfts Listing Director UBS Phillip Drury Phillip Drury, Executive Director, Equities IT UBS Duncan Earl Executive Director, Head of Change, UBS Group Operations UBS Neil Martin IT Project Management Wealthhub Securities James Channon Manager, Capital Markets Trading Apology 27 November 2018 Agenda 5/6
ASX Management Name Job Title Apologies Tim Hogben Chief Operating Officer (Chair of the Technical Committee) Cliff Richards Executive General Manager, Equity Post Trade Services Katie McDermott General Manager, Equity Post Trade Services Apology Karen Webb Senior Manager, Equity Post Trade Services Russell Eyre Enterprise Architect Anne-Marie Fisher-Taylor Project Subject Specialist Priscilla Ferri de Barros Senior Business Analyst, Equity Post Trade Gary Hobourn Senior Economic Analyst, Regulatory and Public Policy Apology Fraser Moodie Manager, Integration and Connectivity, CHESS Replacement Karen Hamilton Manager, Business Analysis Frederik Van den Weghe Senior Manager, Business Analysis 27 November 2018 Agenda 6/6