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Page 2 of 16 Declaration Sr. No. Particular Yes/No Promoter and Promoter Group Public shareholder Non Promoter- Non Public 1 2 Whether the Listed Enti

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Transcription:

General information about company Scrip code 526783 NSE Symbol MSEI Symbol ISIN INE934C01018 Name of the company DR AGARWAL'S EYE HOSPITAL LIMITED Whether company is SME No Class of Security Equity Type of report Quarterly Quarter Ended / Half year ended/date of Report (For Prelisting / Allotment) 31-12-2018 Date of allotment / extinguishment (in case Capital Restructuring selected) / Listing Date Shareholding pattern filed under Regulation 31 (1) (b) file:///c:/users/geetha/downloads/shareholding%20pattern%20-dragarwal%20-31122018%20(1).html 1/19

Sr. No. Particular Declaration Yes/No Promoter and Promoter Group Public shareholder 1 Whether the Listed Entity has issued any partly paid up shares? No No No No 2 Whether the Listed Entity has issued any Convertible Securities? No No No No 3 Whether the Listed Entity has issued any Warrants? No No No No 4 Whether the Listed Entity has any shares against which depository receipts are issued? No No No No 5 Whether the Listed Entity has any shares in locked-in? No No No No 6 7 Whether any shares held by promoters are pledge or otherwise encumbered? Whether company has equity shares with differential voting rights? Yes Yes No No No No Non Promoter- Non Public file:///c:/users/geetha/downloads/shareholding%20pattern%20-dragarwal%20-31122018%20(1).html 2/19

Category (I) (A) Category of shareholder (II) Promoter & Promoter Group Nos. Of shareholders (III) Table I - Summary Statement holding of specified securities No. of fully paid up equity shares held (IV) No. Of Partly paid-up equity shares held (V) No. Of shares underlying Depository Receipts (VI) nos. shares held (VII) = (IV)+ (V)+ (VI) Shareholding as a % of total no. of shares (calculated as per SCRR, 1957) (VIII) As a % of (A+B+C2) Number of Voting Rights held in each class of securities (IX) No of Voting (XIV) Rights Class eg: X Class eg:y as a % of (A+B+C) 3 3518208 3518208 74.86 3518208 3518208 74.86 (B) Public 2480 1181792 1181792 25.14 1181792 1181792 25.14 (C) (C1) (C2) Non Promoter- Non Public underlying DRs held by Employee Trusts 2483 4700000 4700000 100 4700000 4700000 100 file:///c:/users/geetha/downloads/shareholding%20pattern%20-dragarwal%20-31122018%20(1).html 3/19

Category (I) (A) Category of shareholder (II) Promoter & Promoter Group No. Of securities (X) Table I - Summary Statement holding of specified securities No. of Warrants (Xi) securities and No. Of Warrants (Xi) (a) Shareholding, as a % assuming full conversion of securities ( as a percentage of diluted share capital) (XI)= (VII)+(X) As a % of (A+B+C2) Number of Locked in shares (XII) No. (a) As a % of total held (b) Number of pledged or otherwise encumbered (XIII) No. (a) As a % of total held (b) Number of equity shares held in dematerialized form (XIV) 74.86 3372408 95.86 3372408 (B) Public 25.14 1039351 (C) (C1) (C2) Non Promoter- Non Public underlying DRs held by Employee Trusts 100 3372408 71.75 4411759 file:///c:/users/geetha/downloads/shareholding%20pattern%20-dragarwal%20-31122018%20(1).html 4/19

Sr. A (1) Indian (a) (d) Sub- (A) (1) Table II - Statement showing shareholding pattern of the Promoter and Promoter Group Category & Name of the Shareholders (I) Nos. Of shareholders (III) No. of fully paid up equity shares held (IV) No. Of Partly paidup equity shares held (V) No. Of shares underlying Depository Receipts (VI) nos. shares held (VII) = (IV)+ (V)+ (VI) Shareholding as a % of total no. of shares (calculated as per SCRR, 1957) (VIII) As a % of (A+B+C2) Table II - Statement showing shareholding pattern of the Promoter and Promoter Group Individuals/Hindu undivided Family Any Other (specify) (2) Foreign Shareholding of Promoter and Promoter Group (A)= (A)(1)+(A) (2) B (1) Institutions Number of Voting Rights held in each class of securities (IX) No of Voting (XIV) Rights Class eg: X Class eg:y 2 145800 145800 3.1 145800 145800 3.1 as a % of Voting rights 1 3372408 3372408 71.75 3372408 3372408 71.75 3 3518208 3518208 74.86 3518208 3518208 74.86 3 3518208 3518208 74.86 3518208 3518208 74.86 Table III - Statement showing shareholding pattern of the Public shareholder ( 3 ) Non-institutions (a(i)) (a(ii)) (e) Sub- (B) (3) Public Shareholding (B)=(B)(1)+ (B)(2)+(B)(3) C ( A+B+C2 ) (A+B+C ) Individuals - i.individual shareholders holding nominal share capital up to Rs. 2 lakhs. Individuals - ii. Individual shareholders holding nominal share capital in excess of Rs. 2 lakhs. Any Other (specify) 2389 645930 645930 13.74 645930 645930 13.74 8 300910 300910 6.4 300910 300910 6.4 83 234952 234952 5 234952 234952 5 2480 1181792 1181792 25.14 1181792 1181792 25.14 2480 1181792 1181792 25.14 1181792 1181792 25.14 Table IV - Statement showing shareholding pattern of the Non Promoter- Non Public shareholder 2483 4700000 4700000 100 4700000 4700000 100 2483 4700000 4700000 100 4700000 4700000 100 file:///c:/users/geetha/downloads/shareholding%20pattern%20-dragarwal%20-31122018%20(1).html 5/19

Sr. A Table II - Statement showing shareholding pattern of the Promoter and Promoter Group No. Of securities (X) (1) Indian No. of Warrants (Xi) securities and No. Of Warrants (Xi) (a) Shareholding, as a % assuming full conversion of securities ( as a percentage of diluted share capital) (XI)= (VII)+(X) As a % of (A+B+C2) Number of Locked in shares (XII) No. (a) As a % of total held (b) Table II - Statement showing shareholding pattern of the Promoter and Promoter Group Number of pledged or otherwise encumbered (XIII) No. (a) As a % of total held (b) (a) 3.1 0 0 0 Number of equity shares held in dematerialized form (XIV) (d) 71.75 3372408 100 3372408 Sub- (A) (1) (2) Foreign Shareholding of Promoter and Promoter Group (A)= (A)(1)+(A)(2) B (1) Institutions ( 3 ) Non-institutions Table III - Statement showing shareholding pattern of the Public shareholder 74.86 3372408 95.86 3372408 74.86 3372408 95.86 3372408 (a(i)) 13.74 507689 (a(ii)) 6.4 300910 (e) 5 230752 Sub- (B) (3) Public Shareholding (B)=(B)(1)+ (B)(2)+(B)(3) C ( A+B+C2 ) (A+B+C ) 25.14 1039351 25.14 1039351 Table IV - Statement showing shareholding pattern of the Non Promoter- Non Public shareholder 100 4411759 100 3372408 71.75 4411759 file:///c:/users/geetha/downloads/shareholding%20pattern%20-dragarwal%20-31122018%20(1).html 6/19

Searial No. 1 2 Individuals/Hindu undivided Family Name of the Shareholders (I) DR SUNITA AGARWAL PANKAJ SONDHI Click here to go back PAN (II) AACDA7991G AEAPP4890H No. of fully paid up equity shares held (IV) 145700 100 145800 No. Of Partly paidup equity shares held (V) No. Of shares underlying Depository Receipts (VI) nos. shares held (VII) = (IV)+ (V)+ (VI) Shareholding as a % of total no. of shares (calculated as per SCRR, 1957) (VIII) As a % of (A+B+C2) 145700 100 145800 3.1 0 3.1 Number of Voting Rights held in each class of securities (IX) Class eg:x 145700 100 145800 Class eg:y 145700 100 145800 as a % of Voting rights 3.1 0 3.1 securities (X) No. of Warrants (Xi) securities and No. Of Warrants (Xi) (a) Shareholding, as a % assuming full conversion of securities (as a percentage of diluted share capital) (XI)= (VII)+(Xi)(a) As a % of (A+B+C2) 3.1 0 3.1 Number of Locked in shares (XII) No. (a) As a % of total held (b) Number of pledged or otherwise encumbered (XIII) No. (a) 0 0 0 file:///c:/users/geetha/downloads/shareholding%20pattern%20-dragarwal%20-31122018%20(1).html 7/19

As a % of total held (b) Number of equity shares held in dematerialized form (XIV) Reason for not providing PAN Reason for not providing PAN 0 0 0 0 0 0 Shareholder type Promoter Group Promoter Group file:///c:/users/geetha/downloads/shareholding%20pattern%20-dragarwal%20-31122018%20(1).html 8/19

Searial No. 1 Any Other (specify) Category Bodies Corporate Click here to go back Name of the Shareholders (I) DR AGARWAL'S HEALTH CARE LIMITED PAN (II) AADCD4418M No. of the Shareholders (I) No. of fully paid up equity shares held (IV) 1 1 3372408 3372408 No. Of Partly paidup equity shares held (V) No. Of shares underlying Depository Receipts (VI) nos. shares held (VII) = (IV)+ (V)+ (VI) Shareholding as a % of total no. of shares (calculated as per SCRR, 1957) (VIII) As a % of (A+B+C2) 3372408 3372408 71.75 71.75 Number of Voting Rights held in each class of securities (IX) Class eg: X 3372408 3372408 Class eg:y 3372408 3372408 as a % of Voting rights 71.75 71.75 securities (X) No. of Warrants (Xi) securities and No. Of Warrants (Xi) (a) Shareholding, as a % assuming full conversion of securities (as a percentage of diluted share capital) (XI)= (VII)+(X) As a % of (A+B+C2) 71.75 71.75 Number of Locked in shares (XII) No. (a) As a % of total file:///c:/users/geetha/downloads/shareholding%20pattern%20-dragarwal%20-31122018%20(1).html 9/19

held (b) Number of pledged or otherwise encumbered (XIII) No. (a) 3372408 3372408 As a % of total held (b) Number of equity shares held in dematerialized form (XIV) Reason for not providing PAN Reason for not providing PAN Shareholder type 100 100 3372408 3372408 Promoter file:///c:/users/geetha/downloads/shareholding%20pattern%20-dragarwal%20-31122018%20(1).html 10/19

Individuals - ii. Individual shareholders holding nominal share capital in excess of Rs. 2 lakhs. Searial No. 1 Name of the Shareholders (I) ASHA MUKUL AGRAWAL Click here to go back PAN (II) ACWPG7133L No. of fully paid up equity shares held (IV) 55453 55453 No. Of Partly paidup equity shares held (V) No. Of shares underlying Depository Receipts (VI) nos. shares held (VII) = (IV)+ (V)+ (VI) Shareholding as a % of total no. of shares (calculated as per SCRR, 1957) (VIII) As a % of (A+B+C2) 55453 55453 1.18 1.18 Number of Voting Rights held in each class of securities (IX) Class eg: X 55453 55453 Class eg:y 55453 55453 as a % of Voting rights 1.18 1.18 securities (X) No. of Warrants (Xi) securities and No. Of Warrants (Xi) (a) Shareholding, as a % assuming full conversion of securities (as a percentage of diluted share capital) (XI)= (VII)+(X) As a % of (A+B+C2) 1.18 1.18 Number of Locked in shares (XII) No. (a) As a % of total held (b) Number of equity shares held in dematerialized form (XIV) 55453 55453 file:///c:/users/geetha/downloads/shareholding%20pattern%20-dragarwal%20-31122018%20(1).html 11/19

Reason for not providing PAN Reason for not providing PAN file:///c:/users/geetha/downloads/shareholding%20pattern%20-dragarwal%20-31122018%20(1).html 12/19

Any Other (specify) Searial No. 1 2 3 4 5 6 7 Category Category / More than 1 percentage Name of the Shareholders (I) PAN (II) No. of the Shareholders (I) No. of fully paid up equity shares held (IV) No. Of Partly paidup equity shares held (V) No. Of shares underlying Depository Receipts (VI) nos. shares held (VII) = (IV)+ (V)+ (VI) Shareholding as a % of total no. of shares (calculated as per SCRR, 1957) (VIII) As a % of (A+B+C2) Clearing Members IEPF LLP Non- Resident Indian (NRI) Bodies Corporate Category Category Category Category Category Category Unclaimed or Suspense or Escrow Account 2 1 1 34 44 1 1 file:///c:/users/geetha/downloads/shareholding%20pattern%20-dragarwal%20-31122018%20(1).html 13/19 Others More than 1 percentage of shareholding INVESTOR EDUCATION AND PROTECTION FUND AUTHORITY ZZZZZ9999Z 20 106786 1 27576 98869 1700 106786 20 106786 1 27576 98869 1700 106786 0 2.27 0 0.59 2.1 0.04 2.27 Number of Voting Rights held in each class of securities (IX) Class eg: X 20 106786 1 27576 98869 1700 106786 Class eg:y 20 106786 1 27576 98869 1700 106786 as a % of Voting rights securities (X) No. of Warrants (Xi) securities and No. Of Warrants (Xi) (a) Shareholding, as a % assuming full conversion of securities (as a percentage of diluted share capital) (XI)= (VII)+(X) As a % of (A+B+C2) 0 2.27 0 0.59 2.1 0.04 2.27 0 2.27 0 0.59 2.1 0.04 2.27

Number of Locked in shares (XII) No. (a) As a % of total held (b) Number of equity shares held in dematerialized form (XIV) 20 106786 1 27576 94669 1700 106786 Reason for not providing PAN Reason for not providing PAN Textual Information(1) file:///c:/users/geetha/downloads/shareholding%20pattern%20-dragarwal%20-31122018%20(1).html 14/19

Searial No. Category Category / More than 1 percentage Name of the Shareholders (I) PAN (II) No. of the Shareholders (I) No. of fully paid up equity shares held (IV) No. Of Partly paidup equity shares held (V) No. Of shares underlying Depository Receipts (VI) nos. shares held (VII) = (IV)+ (V)+ (VI) Shareholding as a % of total no. of shares (calculated as per SCRR, 1957) (VIII) As a % of (A+B+C2) 83 234952 234952 5 Number of Voting Rights held in each class of securities (IX) Class eg: X 234952 Class eg:y 234952 Any Other (specify) as a % of Voting rights 5 securities (X) No. of Warrants (Xi) securities and No. Of Warrants (Xi) (a) Shareholding, as a % assuming full conversion of securities (as a percentage of diluted share capital) (XI)= (VII)+(X) As a % of (A+B+C2) 5 Number of Locked in shares (XII) No. (a) file:///c:/users/geetha/downloads/shareholding%20pattern%20-dragarwal%20-31122018%20(1).html 15/19

As a % of total held (b) Number of equity shares held in dematerialized form (XIV) 230752 Reason for not providing PAN Reason for not providing PAN file:///c:/users/geetha/downloads/shareholding%20pattern%20-dragarwal%20-31122018%20(1).html 16/19

Text Block Textual Information(1) EXEMPT CATG file:///c:/users/geetha/downloads/shareholding%20pattern%20-dragarwal%20-31122018%20(1).html 17/19

Details of which remain unclaimed for Public Searial No. Number of shareholders shares held in demat or unclaimed suspense account 1 3 1700 1700 voting rights which are frozen Disclosure of notes on shares which remain unclaimed for public shareholders file:///c:/users/geetha/downloads/shareholding%20pattern%20-dragarwal%20-31122018%20(1).html 18/19

file:///c:/users/geetha/downloads/shareholding%20pattern%20-dragarwal%20-31122018%20(1).html 19/19