Monthly Return of Equity Issuer on Movements in Securities For the ended : 31/10/2017 To : Hong Kong Exchanges and Clearing Limited Name of Issuer Date Submitted 01/11/2017 North Asia Strategic Holdings Limited I. Movements in Authorised Share Capital 1. Ordinary Shares (1) Stock code : 8080 Description : Ordinary Shares No. of ordinary Par value (State ) Authorised share capital (State ) Balance at close of preceding 40,000,000,000 HK$0.01 HK$400,000,000.00 Increase/(decrease) Balance at 40,000,000,000 HK$0.01 HK$400,000,000.00 (2) Stock code : - Description : - No. of ordinary Par value (State ) Authorised share capital (State ) Balance at close of preceding - Increase/(decrease) Balance at -
2. Preference Shares Stock code : - Description : Convertible Preference Shares No. of preference Par value (State ) Authorised share capital (State ) Balance at close of preceding 30,000,000,000 HK$0.01 HK$300,000,000.00 Increase/(decrease) Balance at 30,000,000,000 HK$0.01 HK$300,000,000.00 3. Other Classes of Shares Stock code : - Description : - No. of other classes of Par value (State ) Authorised share capital (State ) Balance at close of preceding - Increase/(decrease) Balance at - Total authorised share capital at the end of the (State ) : HK$700,000,000.00
II. Movements in Issued Share Capital No. of ordinary (1) (2) No of preference No. of other classes of Balance at close of preceding 2,725,808,054 - Increase/ (decrease) Balance at close of the 2,725,808,054 - III. Details of Movements in Issued Share Capital Share Options (under Share Option Schemes of the Issuer) Particulars of share option scheme including EGM approval date Movement and class of issuable Granted Exercised Cancelled Lapsed 1. Share Option Scheme adopted at AGM held on 04/09/2014 issuer during the issuer which may be as at close of the Ordinary - 73,232,000 (Note 1) 2. - (Note 1) 3. - (Note 1) Total A. (Ordinary ) - (Preference ) - (Other class) - Total funds raised from exercise of options (State ) -
Warrants to Issue Shares of the Issuer which are to be Listed Description of warrants (Date of expiry - dd/mm/yyyy) 1. - Currency of nominal value Nominal value at close of preceding Exercised Nominal value at issuer issuer which may be as at 2. - 3. - 4. - Total B. (Ordinary ) - (Preference ) - (Other class) -
Convertibles (i.e. Convertible into Shares of the Issuer which are to be Listed) Class and description 1. Currency of amount outstanding Amount at close of preceding Converted Amount at issuer issuer which may be as at ) 2. - 3. - 4. - Total C. (Ordinary ) - (Preference ) - (Other class) -
Any other Agreements or Arrangements to Issue Shares of the Issuer which are to be Listed, including Options (other than under Share Option Schemes) of issuer Full particulars including, if applicable, and class of issuable: 1. - issuer which may be as at close of the 2. - (Note 1) 3. - (Note 1) (Note 1) Total D. (Ordinary ) - (Preference ) - (Other class) -
Other Movements in Issued Share Capital Type of Issue issuer issuer which may be as at 1. Rights issue At price : State date : 2. Open offer At price : State date : 3. Placing At price : State date : 4. Bonus issue date :
Type of Issue issuer issuer which may be as at 5. Scrip dividend At price : State date : repurchased (Note 1) 6. Repurchase of Cancellation date : redeemed (Note 1) 7. Redemption of Redemption date : 8. Consideration issue At price : State date :
Type of Issue issuer issuer which may be as at 9. Capital reorganisation date : 10. Other (Please specify) At price : State date : Total E. (Ordinary ) - (Preference ) - (Other class) - Total increase / (decrease) in ordinary (i.e. Total of A to E): (1) - (2) - Total increase / (decrease) in preference (i.e. Total of A to E): - Total increase / (decrease) in other classes of (i.e. Total of A to E): (These figures should be the same as the relevant figures under II above ( Movements in Issued Share Capital ).) -
Remarks (if any): Submitted by: Law Wai Fai Title: Company Secretary (Director, Secretary or other duly authorised officer) Notes : 1. State the class of (e.g. ordinary, preference or other). 2. If there is insufficient space, please append the prescribed continuation sheet.