Monthly Return of Equity Issuer on Movements in Securities For the ended : 30/11/2017 To : Hong Kong Exchanges and Clearing Limited Name of Issuer Date Submitted 4/12/2017 Viva China Holdings Limited I. Movements in Authorised Share Capital 1. Ordinary Shares (1) Stock code : 8032 Description : Ordinary Shares No. of ordinary Par value (HK$) Authorised share capital (HK$) Balance at close of preceding 20,000,000,000 0.05 1,000,000,000 Increase/(decrease) --- --- Balance at 20,000,000,000 0.05 1,000,000,000 (2) Stock code : Description : No. of ordinary Par value (State ) Authorised share capital (State ) Balance at close of preceding Increase/(decrease) Balance at
2. Preference Shares Stock code : Description : Convertible Redeemable Preferred Shares No. of preference Par value (HK$) Authorised share capital (HK$) Balance at close of preceding 6,000,000,000 0.01 60,000,000 Increase/(decrease) --- --- Balance at 6,000,000,000 0.01 60,000,000 3. Other Classes of Shares Stock code : Description : No. of other classes of Par value (State ) Authorised share capital (State ) Balance at close of preceding Increase/(decrease) Balance at Total authorised share capital at the end of the (HK$) : 1,060,000,000 II. Movements in Issued Share Capital No. of ordinary (1) (2) No of preference No. of other classes of Balance at close of preceding 8,804,732,726 --- 0 --- Increase/ (decrease) 4,000,000 --- --- --- Balance at close of the 8,808,732,726 --- 0 ---
III. Details of Movements in Issued Share Capital Share Options (under Share Option Schemes of the Issuer) Particulars of share option scheme including EGM approval date and class of Movement issuable of issuer thereto of issuer which may be thereto as at close of the Granted Exercised Cancelled Lapsed 1. Share option scheme Exercise price: HK$3.90 (29/06/2010) ordinary --- --- --- --- --- 5,800,002 (Note 1) 2. Share option scheme Exercise price: HK$4.15 (29/06/2010) ordinary --- --- --- --- --- 3,600,000 (Note 1) 3. Share option scheme Exercise price: HK$0.50 (28/06/2012) ordinary --- 4,000,000 --- --- --- 184,568,000 (Note 1) 4. Share option scheme Exercise price: HK$0.80 (04/11/2013) ordinary --- --- --- 800,000 --- 377,208,000 (Note 1) Total A. (Ordinary ) 4,000,000 (Preference ) (Other class) Total funds raised from exercise of options (HK$) 2,000,000
Warrants to Issue Shares of the Issuer which are to be Listed Description of warrants (Date of expiry - dd/mm/yyyy) 1. Currency of nominal value Nominal value at close of preceding Exercised Nominal value at issuer thereto issuer which may be thereto as at 2. 3. 4. Total B. (Ordinary ) (Preference ) (Other class)
Convertibles (i.e. Convertible into Shares of the Issuer which are to be Listed) Class and description 1. Convertible bonds Currency of amount outstanding Amount at close of preceding Converted Amount at issuer thereto issuer which may be thereto as at HK$ $780,000,000 --- $780,000,000 --- 2,400,000,000 Ordinary Shares HK$0.325 ) EGM 4/11/2013 2. Convertible note 3. HK$ $778,000,000 --- $778,000,000 --- 926,190,476 Ordinary Shares HK$0.840 AGM 6/6/2016 4. Total C. (Ordinary ) 0 (Preference ) (Other class)
Any other Agreements or Arrangements to Issue Shares of the Issuer which are to be Listed, including Options (other than under Share Option Schemes) of issuer thereto Full particulars including, if applicable, and class of issuable: 1. issuer which may be thereto as at close of the 2. (Note 1) 3. (Note 1) (Note 1) Total D. (Ordinary ) (Preference ) (Other class)
Other Movements in Issued Share Capital Type of Issue issuer thereto issuer which may be thereto as at 1. Rights issue At price : State date : 2. Open offer At price : State date : 3. Placing At price : State date : 4. Bonus issue date :
Type of Issue issuer thereto issuer which may be thereto as at 5. Scrip dividend At price : State date : repurchased (Note 1) 6. Repurchase of Cancellation date : redeemed (Note 1) 7. Redemption of Redemption date : 8. Consideration issue At price : State date :
Type of Issue issuer thereto issuer which may be thereto as at 9. Capital reorganisation date : 10. Other (Please specify) At price : State date : Total E. (Ordinary ) (Preference ) (Other class) Total increase / (decrease) in ordinary (i.e. Total of A to E): (1) 4,000,000 Total increase / (decrease) in preference (i.e. Total of A to E): (2) Total increase / (decrease) in other classes of (i.e. Total of A to E): (These figures should be the same as the relevant figures under II above ( Movements in Issued Share Capital ).)
Remarks (if any): Submitted by: Kong Kwok Ha Title: Secretary (Director, Secretary or other duly authorised officer) Notes : 1. State the class of (e.g. ordinary, preference or other). 2. If there is insufficient space, please append the prescribed continuation sheet.