-~ Hero October 11, 2018 Asst. Vice President, Listing Deptt. National Stock Exchange of India Ltd., Exchange Plaza, Plot C/1, G Block Bandra Kurla Complex, Bandra (E), MUMBAI - 400 051 Scrip Code: HEROMOTOCO The Secretary, BSE Limited 25 th Floor, Phiroze Jeejeebhoyr Towers, Dalal Street, MUMBAI - 400 001 Scrip Code: 500182 Sub: Compliances under the SEBI (Listing Obligations and Requirements) Regulations, 2015 (Listing Regulations) (Depositories and Participants) Regulations, 1996 Disclosure and SEBI Dear Sirs, Please find enclosed herewith the following documents in compliance of the Listing Regulations and SEBI (Depositories and Participants) Regulations, 1996: 1. Listing Regulations a. Certificate under Regulation 7(3) for the half year ended September 30, 2018. b. Shareholding Pattern pursuant to Regulation 31(1) for the quarter ended September 30, 2018. c. Certificate under Regulation 40(9) for the half year ended September 30, 2018. 2. SEBI (Depositories and Participants) Regulation,s,...1996 a. Reconciliation of Share Capital Audit Report pursuant to Regulation SSA for the quarter ended September 30, 2018. Kindly take the same on your records. Thanking you. For H'{j;;Corp Ltd. (Neerja ~ ma) Company Secretary dj. Encl.: a/a Hero MotoCorp Ltd. Regd. Office: 34,Community Centre, Basant Lok, Vasant Vihar, New Delhi-110057, India Tel. +91-11-26142451, 46044100, Fax +91-11-26143321, 26143198 HeroMotoCorp.com CIN: L35911 DL 1984PLC017354 PAN: AAACH0812J
Shareholding Pattern for the Quarter ended 30-09-2018 1 Name of-listed Entity : HERO MOTOCORP LTD. 2 Scrip Code/Name of Scrip/Class of Security: HEROMOTOCO (NSE); 500182 (BSE) 3 Share Holding Pattern Filed under : Reg.31(1)(b) 4 Share Holding Pattern as on : 30 September, 2018 5 Declaration : The Listed entity is required to submit the following declaration to the extent of submission of information: S.. Particulars 1 Whether the Listed Entity has issued any partly paid up shares 2 Whether the Listed Entity has issued any Convertible Securities or Warrants? 3 Whether the Listed Entity has any shares against which depository receipts are issued? 4 Whether the Listed Entity has any shares in locked-in? 5 Whether any shares held by promoters are pledge or otherwise encumbered? Yes ~~lo~~"""- - ~ -~ (".'.... J:, I?, * * ~ ~ "~woe~ ~
Table I Summary Statement holding of specified securities categ category of Shareholder of of fully of of Total of Shareholding Number of Voting Rights held in each class of securities of Shares Shareholding as a% Number of locked in Number of Shares pledged Number of ory (11) Shareh paid up Partly Shares Shares Held (VII) as a % of total (IX) Underlying assuming full Shares or otherwise encumbered equity shares {I) olders equity shares paid up Underlying = {IV}+(V}+(VI) no of shares Outstanding conversion of (XII) (XIII} held in (Ill} held equity Depository (As a% of converttible convertible dematerialized {IV} shares Receipts (A+B..01) securities Securities (as a form held (VI) {VIII} of Voting Rights Total as a (Including percentage of. (a} Asa%of.(a) Asa%of (XIV} (V} %of Warrants) diluted share total Shares total Shares Class X Class Y Total fa+b+ci {XI caoitall {XII held held (A) Promoter & Promoter Group 16 69166082 0 0 69166082 34.63 69166082 0 69166082 34.63 0 34.63 0 o.oo 69166082 B) Public 119527 130545373 0 0 130545373 65.37 130545373 0 130545373 65.37 0 65.37 0 0.00 NA NA 128616365 (C) n Promoter-n Public (Cl) Shares underlyino ORs 0 0 0 0 0 NA 0 0 0 NA 0 0.00 NA NA 0 (C2} Shares held by Employes 0 0 0 0 0 0 0 0.00 NA NA 0 Trusts Total: 119543 199711455 0 0 199711455 100.00 199711455 0 199711455 10 10 0.00 197782447
Table 11 - Statement showing shareholding pattern of the Promoter and Promoter Group Categ Category & Name of PAN of of of of Total of Shareholding Number of Voting Rights held in each class of of Shares Shareholding as a Number of Locked in Number of Shares Number of ory the Shareholder (II) Sharehold fully paid Partly paid- Shares Shares as a% of securities Underlying % assuming full Shares pledged or otherwise equity shares (I) ers up equity up equity Underlying Held total no of (IX) Outstanding conversion of {XII) encumbered held in (111) shares shares held Depository (IV+V+VI) shares converttible convertible (XIII) dematerialized Ill Indian held (V) Receipts {VII) (calculated as securities Securities {as a form (IV) (VI) per SCRR, (Including percentage of (XIV) 1957 {Vlll)As Warrants) diluted share a%of (X) capital) (Vll)+(X) (A+B+C2) Asa %of (VIII) of Voting Rights Total asa % (A+B+C2).(a) As a% of.(a) Asa%of Class X Class Y Total of (A+B+C) (XI) total total Shares Shares laj Individuals/Hindu 13 28347708 0 0 28347708 14.19 28347708 0 28347708 14.19 0 14.19 0 0.00 28347708 undivided Family ABHIMANYU MUNJAL AHXPM6486C 10620 0 0 10620 0.01 10620 0 10620 0.01 0 0.01 0 0.00 10620 ANIESHA MUNJAL ABMPM8651J 32500 0 0 32500 0.02 32500 0 32500 0.02 0 O.o2 0 0.00 32500 PAWAN KANT MUNJAL ACGPM7510D 43354 0 0 43354 0.02 43354 0 43354 0.02 0 0.02 0 0.00 43354 PAWAN MUNJAL AAAHP8709F 32500 0 0 32500 0.02 32500 0 32500 0.02 0 0.02 0 0.00 32500 (As Karta of HUF) PAWAN MUNJAL, RENU AABFB0636L 27927058 0 0 27927058 13.98 27927058 0 27927058 13.98 0 13.98 0 0.00 27927058 MUNJAL and SUMAN MUNJAL (On behalf of Brijmohan Lal Om Parkash Partnership Firm) RAH UL MUNJAL AIZPM7525R 10620 0 0 10620 0.01 10620 0 10620 0.01 0 0.01 0 0.00 10620 RENU MUNJAL AIBPM4926G 111483 0 0 111483 0.06 111483 0 111483 0.06 0 0.06 0 0.00 111483 RENUKA MUNJAL ADQPM8086R 32480 0 0 32480 0.02 32480 0 32480 0.02 0 0.02 0 0.00 32480 SANTOSH MUNJAL ADZPM3513A 10 0 0 10 0.00 10 0 10 0.00 10 5UNIL KANT MUNJAL AIBPM4928J 32500 0 0 32500 0.02 32500 0 32500 0.02 0 0.02 0 0.00 32500 SUMAN KANT MUNJAL ABMPM8075A 71250 0 0 71250 0.04 71250 0 71250 0.04 0 0.04 0 0.00 71250 SUMAN KANT MUNJAL AALHS3160E 10833 0 0 10833 0.01 10833 0 10833 0.01 0 0.01 0 0.00 10833!As Karta of HUF) VASUDHA DINODIA AIBPM4927H 32500 0 0 32S00 0.02 32500 0 32500 0.02 0 0.02 0 0.00 32500 (b) Central 0 0 0 0 0 0 0 Government/State Government(sl (c) Financial 0 0 0 0 0 0 0 Institutions/Banks Id) Any Other 3 40818374 0 0 40818374 20.44 40818374 0 40818374 20.44 0 20.44 0 0.00 40818374 Body Corporate 3 40818374 0 0 40818374 20.44 40818374 0 40818374 20.44 0 20.44 0 0.00 40818374 BAHADURCHAND AAACB6706F 39943238 0 0 39943238 20.00 39943238 0 39943238 2 2 0.00 39943238 INVESTMENTS PVT LTD HERO FINCORP LIMITED AAACH0157J 1370 0 0 1370 0.00 1370 0 1370 0.00 /4t()~ c~ 0.00 1370 0 0.00 873766 HERO INVESTCORP AAACP9824A 873766 0 0 873766 0.44 873766 0 873766 0.44 lo/2 \e,\ 0.44 PRIVATE LIMITED Sub-Total (A)(l) 16 69166082 0 0 69166082 34.63 69166082 0 69166082 34.631-rl 1J 11 C'-134.63 0 0.00 69166082,!:- (lt:,,*\ ~ ero )*} ~ Sl w 0e '-'- ----
(2) Foreign (a) Individuals (n- 0 0 0 0 0 Resident Individuals/Foreign Individuals (b) Government 0 0 0 0 0 (c) Institutions 0 0 0 0 0 (d) Foreign Portfolio 0 0 0 0 0 Investor (el Any Other 0 0 0 0 0 Sub-Total (A)(2) 0 0 0 0 0 Total Shareholding of 16 69166082 0 0 69166082 34.63 69166082 Promoter and Promoter Group (A);(A)(l)+(A)(2) 0 0 0 0 0 0 a.co 0 0 0 0 0 0 0 o.oo 0 0 69166082 34.63 0 34.63 0 0.00 69166082, ~@ 0 to~~~ ~ ~?- J: ero * * ~ A ; ~. :--Ye w oe -...:.:...:
Table II A - Unclaim Details Details of Shares which remain unclaimed may be given hear along with details such as number of shareholders, outstanding shares held in demat/unclaimed suspense account, voting rights frozen etc. of Shareholders of shares held Nil Nil
Table Ill - Statement showing shareholding pattern of the Public shareholder Categ Category & Name of the PAN of of fully of Partly of Shares Total of Share hold in Number of Voting Rights held in each class of of Shares Shareholding as a% Number of Locked in Number of Shares pledged Number of equity ory Shareholder (II) Shareholde paid up equity piid-up equity Underlying Shares Held g asa%of securities Underlying assuming full Shares or otherwise encumbered shares held in (1) rs shires held shares held Depository (Vll):(IV+V+VI) total no of (IX) Outstanding conversion of (XII) (XIII) dematerialized (Ill) (IV) (V) Receipts shares converttible convertible Securities form (VJ) (A+B+C2) securities (as a percentage of (XIV) 1) Institutions (VIII) cf Voting RighU Total as a% (Including diluted share capital).(a) Asa%cf.(a) Asa%of of (A+B+C) Warrints) (XI) total Shares total Shares Class X ClassY Total IX\ held held al Mutual Funds 31 12187860 0 0 12187860 6.10 12187860 0 12187860 6.10 0 6.10 0 0.00 NA NA 12180280 SBI BLUE CHIP FUND AABTS6407Cl 1 3447723 0 0 3447723 1.73 3447723 0 3447723 1.73 0 1.73 0 0.00 NA NA 3447723 bl Venture Caoital Funds 0 0 0 0 0 0 0 0.00 NA NA 0 (c) Alternate lrwestment 0 0 0 0 0 0 0 0.00 NA NA 0 Funds {d) Foreign Venture Capital 0 0 0 0 0 0 0 0.00 NA NA 0 Investors (e) Foreign Portfolio 797 77622898 0 0 77622898 38.87 77622898 0 77622898 38.87 0 38.87 0 0.00 NA NA 77622688 Investors LAZARD EMERGING AAAAL0206A 1 3133151 0 0 3133151 1.57 3133151 0 3133151 1.57 0 1.57 0 0.00 NA NA 3133151 MARKETS EQUITY PORTF=OUO OPPENHEIMER AAAT00455D 1 7611701 0 0 7611701 3.81 7611701 0 7611701 3.81 0 3.81 0 0.00 NA NA 7611701 INTERNATIONAL GROWTH FUND GOVERNMENT PENSION AACCN1454E l 2705829 0 0 2705829 1.35 2705829 0 270S829 1.35 0 1.3S 0 0.00 NA NA 2705829 FUND GLOBAL (ij Financial 33 3644844 0 0 3644844 1.83 3644844 0 3644844 1.83 0 1.83 0 0.00 NA NA 3586149 lnstitutions/~nks LIC OF IND/A HEALTH AAACL0582H 1 2410848 0 0 2410848 1.21 2410848 0 2410848 1.21 0 1.21 0 0.00 NA NA 2410848 PROTECTION PLUS FUND lei Insurance Comoanies 15 1368S547 0 0 13685S47 6.85 13685547 0 1368S547 6.85 0 6.85 0 0.00 NA NA 13685547 LIFE INSURANCE AAACLOS82H 1 10462989 0 0 10462989 S.24 10462989 0 10462989 S.24 0 S.24 0 0.00 NA NA 10462989 CORPORATION OF INDIA (h) Provident Funds/Pension 0 0 0 0 0 0 0 0.00 NA NA 0 Im Funds Anv Other BENEFICIAL HOLDINGS l 961 0 0 961 0.00 961 0 961 0.00 NA NA 961 UNDER MGT-4 FOREIGN NATIONALS 3 221 0 0 221 0.00 221 0 221 0.00 NA NA 221 Sub Total 1B1111 880 107142331 0 0 107142331 S3,65 107142331 0 107142331 53.65 0 53.6S 0 o.oo NA NA 107075846 (2) Central 0 0 0 0 0 0 0 0.00 NA NA 0 Government/State Govemment(s)/President of India Sub Total 181121 0 0 0 0 0 o.oo 0 0 0 o.oo NA NA 0 (3) n-institutions (,) i.lndividual shareholders 113261 11932S03 0 0 11932S03 S.97 11932503 0 11932503 5.97 0 5.97 0.00 NA NA 10087281 holding nominal share capital up to Rs.2 lakhs (b) ii.individual shareholders 1 130000 0 0 130000 0.07 130000 0 130000 0.07 0 0.07 0.00 NA NA 130000 holding nominal share capital in excess of Rs. 2 Lakhs NBFCs Registered with ~ 7 30033 0 0 30033 0.02 30033 0 30033 0.02 0 0.02 0 0.00 NA NA 30033 RBI ~ ~ llcl Emclovee Tnut's, 1', 0 \,l;,.,. ' 0 0 0 0 0 0 0 0.00 NA NA 0 (d) Overseas p~1" {Holding er~ ncin~ fi"'ure\ / OJ "\' I ~ C 1< 1,. AnvOth~rTI IC TRUSTS I \ IL.II~ \'R' \.... - ----...: 'w 00 ------=- 0 0 0 0 0 0 0 0.00 NA NA 0 36 2171839 0 0 2171839 1.09 2171839 0 2171839 1.09 0 1.09 0 0.00 NA NA 2171839 I*
ALTERNATIVE 3 1615 0 0 1615 0.00 1615 0 1615 0.00 NA NA 1615 INVESTMENT FUND NON RESIDENT INOIANS 2720 215777 0 0 215777 0.11 215777 0 215777 0.11 0 0.11 0 0.00 NA NA 215097 CLEARING MEMBERS 118 722066 0 0 722066 0.36 722066 0 722066 0.36 0 0.36 0 0.00 NA NA 722066 NON RESIDENT INDIAN 1311 296317 0 0 296317 0.15 296317 0 296317 0.15 0 0.15 0 0.00 NA NA 296317 NON REPATRIABLE BODIES CORPORATES 1189 6912517 0 0 6912517 3.46 6912517 0 6912517 3.46 0 3.46 0 0.00 NA NA 6895896 IC!CI PRUDENTIAL UFE AAACI7351P l 2973557 0 0 2973557 1.49 2973557 0 2973557 1.49 0 1.49 0 0.00 NA NA 2973557 INSURANCE COMPANY LIMITED INVESTOR EDUCATION 1 990375 0 0 990375 0.50 990375 0 990375 0.50 0 0.50 0 0.00 NA NA 990375 PROTECTION FUND Sub Tot l/81131 118647 23403042. 0 0 23403042 11.72 23403042 0 23403042 11.72 0 11.72 0 o.oo 21540519 Total Public 119527 130545373 0 0 130545373 65.37 130545373 0 130545373 65.37 0 65.37 0 0.00 128616365 Shareholding (B) = I fbll 11+1Bll21+1B)(3)
Table IIIA - Person Acting In Concert Details of the shareholders acting as persons in Concert including their Shareholding: Name of Shareholder Name of PAC of shares Holding% Total: 0 0
Table Ill B - Unclaim Details Details of Shares which remain unclaimed may be given hear along with details such as number of shareholders, outstanding shares held in demat/unclaimed suspense account, voting rights frozen etc. of Shareholders 4 of Shares held 2320 ~@~ le o\d;~~ :z:: ~ * 0 ~!Z,& w 00'.,~' ~
Table IV - Statement showing shareholding pattern of the n Promoter - n Public Shareholder Catec Category & Na me of the PAN of of fully paid of Partly of Shares Total of Shareholdi Number of Voting Rights held in each class of of Shares Shareholding as a% Number of l ocke d in Number of Shares pledged Number of equity ory Shareholder (II) Shareholder up equity paid-up Underlying Shares Held ncasa% securities Underlying assuming full Shares or otherwise encumbered shares held in ( I) s shares held equity shares Depository (IV+V+Vl) of t otal no (IX) Outstanding conversion of (XII) (XIII) dematerialized (Ill) (IV) held Receipts (Vll) of shares converttible convertible form (V) (VI) (A+8+C2) securities Securities (as a (XIV) (VIII) (Including percentage of Warrants) diluted share of Votinc Rights Total as a (X) capital). Asa % of. As a " of total (XI) % of total Shares Shares he ld ClassX Class Y Total (A+B Cl held (11 Custodian/OR Holder 0 0 0 0 0 0 0 0.00 NA NA 0 (2) Employee Be nefit Trust 0 0 0 0 0 0 0 0.00 NA NA 0 {under SEBl(Share based Employee Be nefit) Regulations 2014) Total n-promoter-n 0 0 0 0 0 0.00 0 0 0 o.oo 0 Public Shoreholding (C) = (C)( l )+(C)(2)