AdvisorShares KIM Korea Equity ETF ETF.com segment: Equity: South Korea - Total Market Competing ETFs: EWY, DBKO, HEWY, FKO, FLKR Related ETF Channels: South Korea, Underlying Index, Active Management, Total Market, Broadbased, Asia-Pacific, Alpha-Seeking, Equity, Size and Style Find more ETFs with our ETF Screener and Database *Unless otherwise stated, data provided by FactSet. F 83 FUND DESCRIPTION The AdvisorShares KIM Korea Equity ETF is an actively-managed fund that invests in stocks listed on the Korea Exchange regardless of capitalization size. The fund aims to provide long-term capital appreciation and outperform the MSCI Korea Index. FACTSET ANALYTICS INSIGHT charges a high fee for actively-managed exposure to the total Korean market. leverages its sub-advisor s on-the-ground expertise to pick stocks to generate long-term capital appreciation above the performance of the vanilla MSCI Korea Index. Starting with the entire universe of Korea-listed stocks, s manager evaluates, selects and weights growth-oriented stocks through bottom-up analysis. Then the manager overlays its individual stock selection strategy with a top-down, tactical sector allocation approach to position the portfolio for macroeconomic cycles. Unlike other active funds, which may have frequent rebalances, has a quarterly rebalance schedule with an emphasis on sell discipline. As such, investors can expect lower portfolio turnover compared to other active funds. Overall, investors pay for s ability to pick winners. Due to a lack of overlap between US and Korean market hours, there can be material but transitory premiums or discounts between s price and NAV. MSCI ESG ANALYTICS INSIGHT The MSCI ESG Fund Quality Score measures the ability of ETF underlying holdings to manage key medium to long-term risks and opportunities arising from environmental, social, and governance factors, as determined by MSCI ESG Research LLC. As of September 3, 218 the AdvisorShares KIM Korea Equity ETF MSCI ESG Fund Quality Score is 4.27 out of 1. The fund s Peer Rank reflects the ranking of a fund s MSCI ESG Fund Quality Score against the scores of other funds within the same peer group, as defined by the Thomson Reuters Lipper Global Classification. ranks in the 14th percentile within its peer group and in the 13th percentile within the global universe of all funds in MSCI ESG Fund Metrics coverage. SUMMARY DATA Issuer Inception Date Legal Structure Expense Ratio Assets Under Management Average Daily $ Average Spread (%) PORTFOLIO DATA Weighted Average Market Cap Price / Earnings Ratio Price / Book Ratio Distribution Yield Next Ex-Dividend Date Number of Holdings INDEX DATA Index Tracked Index Weighting Methodology Index Selection Methodology AdvisorShares 9/28/16 Open-Ended Fund.99% $9.53M $7.23K 3.34% $78.35B 9.5 1.11 5.68% 12/27/18 Underlying Index Proprietary Proprietary MSCI Korea IMI
1 Year Daily Price ($) 34. 32. 3. 28. 26. Oct v Dec `18 Feb Mar Apr May Jun Jul Aug Sep 8k PERFORMANCE [as of 9/28/18] 1 MONTH 3 MONTHS YTD 1 YEAR 3 YEARS 5 YEARS 1 YEARS.2% -2.64% -13.1% -2.76% (NAV).32% -.45% -9.68% -1.1% Underlying Index MSCI Korea IMI.49%.79% 3.25% 13.2% 4.62% 7.73% All returns over 1 year are annualized. All returns are total returns unless otherwise stated. TOP 1 COUNTRIES Korea, Republic of 1.% TOP 1 SECTORS Technology 34.18% Consumer n-cyclicals 7.18% Consumer Cyclicals 19.22% Industrials 7.4% Financials 9.99% Telecommunications Serv 1.45% Basic Materials 9.45% Energy 1.3% Healthcare 7.47% Utilities.49% PORTFOLIO MANAGEMENT TAX EXPOSURES FUND STRUCTURE Expense Ratio Median Tracking Difference (12 Mo) Max. Upside Deviation (12 Mo) Max. Downside Deviation (12 Mo).99% Max LT/ST Capital Gains Rate Capital Gains Distributions (3 Year) Tax on Distributions Distributes K1 2.% / 39.6% Qualified dividends Legal Structure OTC Derivative Use Securities Lending Active Securities Lending Split (Fund/Issuer) ETN Counterparty Open-Ended Fund Policy N/A ETN Counterparty Risk N/A Fund Closure Risk Closing Portfolio Disclosure Daily
Daily Spread 12.% FACTSET ANALYTICS BLOCK LIQUIDITY As of 1/1/18 9.% 6.% 3.% % 5 4 3 2 1 This measurement shows how easy it is to trade a $1 million USD block of. is rated a 3 out of 5. Premium/Discount 1.% 5.% TRADABILITY Avg. Daily Share 121.% Average Daily $ $7.23K -5.% Median Daily Share 2-1.% 6k 4k 2k Median Daily ($) Average Spread (%) Average Spread ($) 3.34% $.9 Oct Dec Feb Apr Jun Jul Sep Median Premium / Discount (12 Mo).92% Max. Premium / Discount (12 Mo) 4.84% / -5.19% Impediment to Creations ne Market Hours Overlap.% Creation Unit Size (Shares) 25, Creation Unit/Day (45 Day Average). Creation Unit Cost (%).7% Underlying / Unit.11% Open Interest on ETF Options Net Asset Value (Yesterday) $27.15 ETF.com Implied Liquidity 3
SECTOR/INDUSTRY BREAKDOWN TOP 1 HOLDINGS PERFORMANCE STATISTICS Technology 34.18% 42.18% Consumer Cyclicals 19.22% 1.57% Financials 9.99% 12.15% Basic Materials 9.45% 7.82% Samsung Electronics Co., Ltd. Hyundai Mobis Co., Ltd SK hynix Inc POSCO Lotte Chemical Corp. NAVER Corp. 23.82% 3.83% 3.77% 3.33% 3.32% 3.26% Goodness of Fit (R2) Beta Up Beta Down Beta Downside Standard Deviation.95.93.87.94.25% MSCI Korea IMI Healthcare 7.47% 7.93% Consumer n- Cyclicals 7.18% 6.42% Industrials 7.4% 6.14% Telecommunications Services 1.45%.97% Hyundai Motor Company Amorepacific Corp. KB Financial Group Inc. Shinsegae Co., Ltd Total Top 1 Weighting 3.26% 2.71% 2.65% 2.53% 52.48% MSCI ESG RATINGS MSCI ESG Quality Score Peer Group Percentile Rank Global Percentile Rank 4.27 / 1 14.35 12.69 Energy 1.3% 2.26% SRI Screening Criteria Exposure 1.% Utilities.49%.97% Exposure to Sustainable Impact Solutions 3.47% COUNTRIES Weighted Average Carbon Intensity (t CO2e/$M Sales) 157.72 Korea, Republic of 1.% 1.% REGIONS Asia-Pacific 1.% 1.% BENCHMARK COMPARISON HOLDINGS Number of Holdings Constituents Shared Holdings 452 55 ECONOMIC DEVELOPMENT Shared Holdings Weight 54.82% Developed Countries 1.% 1.% BENCHMARK COMPARISON SUMMARY Number of Holdings 452 Weighted Average Market Cap $78.35B $9.98B Price / Earnings Ratio Price / Book Ratio Dividend Yield 9.5 1.15 1.11 1.11 1.76% 1.95% Concentration
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