010 FNNCL DSCLOSURE REPOR Report Required by the Ethics in Government ct of 1978 Rev. 112007 FOR CLENDR YER 2006 (5 U.S.C. app. 101-111). Person Reporting (last name, first, middle initial) Court or Organization inder, ohn D U.S. District Court, SD N 05/09/2007 itle (rticle judges indicate active or senior status; magistrate judges indicate full- or part-time) U.S. District udge -ctive Sa. Report ype (check appropriate type) D Nomination, Date D nitial nnual D Final 6. Reporting Period 0110112006 to 12/31/2006 7. Chambers or Office ddress 46 East Ohio Street, Room 304 ndianapolis, N 46204 Sb. D mended Report 8. On the basis of the information contained in this Report and any modifications pertaining thereto, it is, in my opinion, in compliance with applicable laws and regulations. Reviewing Officer Date MPOR N NOES: he i11str11ctio11s accompanying this form 111ust be followed. Complete all parts, checking the NONE box for each part where you have 110 reportable i11for111atio11. Sign 011 last page.. POSONS. (Reporting individual only; see pp. 9-13 ofinstructio11s.) B NONE (No reportable positions.) POSON NME OF ORGNZON/ENY.. GREEMENS, (Reporting individ11al 011/y; see pp. 14-16 of instructions.) B NONE (No reportable agreements.) PR ES ND ERMS l.
FNNCL DSCLOSURE REPOR Page 2of11 inder, ohn D 05/07/2007. N 0 N-NVESMEN N CO ME. (Reporting individual and >pause; see pp. 17-24 of instructio11s.). Filer's Non-nvestment ncome (E NONE (No reportable non-investment income.) SOURCE ND YPE NCOME (yours, not spouse's). B. Spouse's Non-nvestment ncome - f you were married during any portion of tlte reporting year, complete this section. (Dollar amo1111t not required except for honoraria.) D NONE (No reportable non-investment income.) SOURCE ND YPE l. 2006 Barnes & hornburg, ttorneys at Law (Partnership Share) V. REMBURSEMENS -transporlatio11, lodgi11g.food, e11tertaillment. (ncludes those to spouse and dependent children. See pp. 25-27 ofinstr11ctions.) (E NONE (No reportable reimbursements.) SOURCE DESCRPON.
FNNCL DSCLOSURE REPOR Page 3of11 inder, ohn D 05/07/2007 V, GFS. (ncludes those to spouse and dependent children. See pp. 28-31 ofi11structions.) B NONE (No reportable gifts.) SOURCE DESCRPON VLUE. V. LBLES. (l11c/11des those of>pouse anti tlepe11dent cltiltlre11. See pp. 32-33 ofinstruclio11s.) [K NONE (No reportable liabilities.) CREDOR DESCRPON VLUE CODE 1.
FNNCL DSCLOSURE REPOR Page 4of11 inder, ohn D 05/07/2007 V. NVESMENS and RUSS - income, va111e, tra11sactio11s r1nc111es those of the spouse a11d depe11dent children. see PP 34-60 offlli11g instructions.) D NONE (No reportable income, assets, or transactions.) [_ - - ----. B. c. D. Description of ssets (including trust assets) Place "(X)" after each asset exempt from prior disclosure l. National City Bank ccount lncome during Gross value at end of ransactions during reporting period reporting period reporting period - -(2-)- -(3_) (4 -. (l) () (2) () ":' ['"- ) (5) -/ _;:::::"' mount ype (e.g. Value Value ype (e.g. Date Value Gain dentity of! Code div., rent, Code 2 Method buy, sell, Month. Code 2 Code l buyer/seller ( H) or int.) (-P) Code) redemption) ----- Day (Q-W) --- (2) L---L---- -- nterest _i i First ndiana Bank - R # (CD) nterest Barnes & hornburg Profit Sharing Plan 0 -Vanguard nstitutional lndex Mutual Fund -Monthly -Harbor Cap pprec Mutual Fund -Monthly 6. -Fidelity Small Cap Stock Mutual Fund -Monthly 7. -William Blair ntl Gr -Monthly 8. United Home Life ns. Co. (nnuity) nterest K 9..H. Belo Common Stock K 10. Colgate Palmolive Common Stock K l l. No11hwestern Mutual Life ns Co (nnuity) L 1 -Franklin mpltn ntl Eq Mutual Fund 1 -Balanced Mutual Fund 1 -ndex 500 Stock Mutual Fund 1 -ggressive Growth Stock Mutual Fund 16. reasury Notes B nterest L 17. Series EE Savings Bond Purchased 992 B nterest K. ncome Gain Codes: :00$ 1,000 or ess (See Columns B and 04) F =S50,00 -S 00,000 Value Codes =S 15,000 or less (See Columns Cl and 03) N =$250,001 - S500,000 Value Method Codes P3 =S25,000,001 S50,000,000 (See Column C2) Q=ppraisal U =Book Value B =S 1,00 $2,500 C =$2,501 S5,000 D =S5,00 $15,000 E =S5,00 - $50,000 G =S00,001. Sl,Ooo,ooo H =Sl,000,001 - SS,000,000 fl2 =More than S5,000,000 K =S 5,001 -$50,000 L =S50,00 S 00,000 M =S 00,00 -$250,000 O=S500,00l -S,000,000 Pl =S,000,001 - S5,000,000 P2 =S5,000,00. S25,000,000 R =Cost (Real Estate Only) P4 =More than $50,000,000 =Cash Markel V =Other S =ssessment W =Estimated
FNNCL DSCLOSURE REPOR Page 5of11 inder, ohn D 05/07/2007 V. NVESMENS and RUSS - D NONE (No reportable income, assets, or transactions.) income, value, tra11sactions (nc/11des those oft/ze spo11se a11d dependent children. See PP 34-60 of filing instructions.). B. c. D. Description of ssets ncome during Gross value at end of ransactions during reporting period (including trust assets) reporting period reporting period Place "(X)" after each asset exempt from prior disclosure () (2) (2) () (2) (3) (4) mount Code (-H) ype (e.g. div., rent, or int.) () Value Code 2 (-P) Value Method Code 3 (Q-W) ype (e.g. buy, sell redemption) Date --- - Month Day Value Code2 (-P) Gain Code (-H) dentity of buyer/seller (if private transaction) -- - 18. Series EE Savings Bonds Purchased 1993 B nterest K 19. Series EE Savings Bonds Purchased 1994 B nterest K 20. Vanguard - R #2 c M 21. -Vanguard 500 ndex Fund 01/20 2 Partial Sale 10/18 M 2 -Vanguard L reasury Fund dmiral 10/18 M Shares 2 Vanguard - R #3 B M 2 -Vanguard 500 ndex Fund 26. Vanguard Brokerage ccount # 27. -Vanguard 500 ndex Fund c N 28. -Vanguard llocation Fund 12/5 29. -Vanguard arget Retirement 2015-65% 12/5 30. -Vanguard Equity ncome Fund 12/5 31. -Vanguard European Stock ndex 12/5 3 -Vanguard RE ndex Fund dm 12/5 3 -Vanguard elecom Services dx dm B M 12/5 L 3 -Vanguard Value ndex Fund 1215. ncome Gain Cotlcs: =S 1,000 or less B =Sl,OOt -$2,500 C =$2,50 S5,000 D =$5,001 -$15,000 E =Sl00. $50,000 (See Columns B and 04) F =$50.00 -S 00,000 G =stoo.001 -s1,ooo,ooo H =S 1,000.001 ss.000,000 H2=More than S5,000.000 Value Codes =Sl5,000or less K =S 5,001 $50,000 L =S50,00 S 00.000 M =S 00,00 $250,000 (See Columns Ct and D) N =$250,001 - $500,000 0 =$500,001 S,000,000 Pl =Sl,000,001-55,000,000 P2 =S5,000,00 -$25,000,000 Value Method Codes P3 =S25,000,00-550,000,000 R =Cost (Real Estate Only) P4 =More than $50,000,000 =Cash Market (Sec Column C2) Q =ppraisal V=Other S =ssessment U=Dook Value W =Estimated
FNNCL DSCLOSURE REPOR Page 6of11 inder, ohn D 05/07/2007 V. NVESMENS and RUSS - income, va111e, transactions r1nc111des those of1he spouse and dependent children. see PP 34-60 of filing instructions.; D NONE (No reportable income, assets, or transactions.) L_ 3. Description of ssets (including trust assets) Place 11(X)" after each asset exempt from prior disclosure B. c. ncome during reporting period Gross value at end of reporting period () (2) () (2) mount ype (e.g. Value Value ype (e.g. Date Value Gain dentity of Code div., rent, Code2 Method buy, sell, Month - Code2 buyer/seller (-H) or int.) (-P) Code3 redemption) Day (-P) -Vanguard Windsor Fund 12/5 (Q-W) - (3) D. ransactions during reporting period () (2) (4) (5) 36. Vanguard Brokerage ccount #2 37. -Vanguard Health Care Fund c L 38. -Vanguard 500 ndex Fund K 39. -Vanguard otal Stock Mkt dx B L 40. Starbucks Corp. Common Stock K 4. Old Mutual ech & Comm Fd (Mutual Fund)-See Footnote 1 Redemption 11/03 4 CSX (Common Stock)-See Footnote #2 Sale 11/28 4 National Bank of ndpls. ccounts E nterest 0 4 Prudent Bear Fund No Load K 4 Merrill Lynch ccount# 1 46. -ML Cash Management ccount nterest 47. -Cisco Systems nc 8/10 48. -Clough GLBL Opptys 1217 49. -Enhanced Equity Yield Sale 4/27 50. -FDX Sale 1217 c 5. -Freeprt-McMran CPR&GLD B Partial Sale 512 B. ncome Gain Codes: =$ 1,000 or less B=S,001 - S2,500 C =$2,501 - S5,000 0=$5,001 -S!5,000 E =Sl5,00 - SS0,000 (See Columns B t and 04) F =S50,00t -S00,000 G=S00,001 -Sl,000,000 H =S,000,001 - $5,000,000 H2 =More than S5,000,000 Value Codes =S 15,000 or less K=$15,00 - $50,000 L=$50,001 S00,000 M =S 00,00 -$250,000 (See Columns C and 03) N =S250,00 -SS00,000 0=$500,001 - Sl,000,000 P =S 1,000,00 -S5,000,000 P2 =S5,000,00 -S25,000,000 Value Method Codes P =525,000,001 -$50,000,000 R ===Cosr (Real Estalc Ouly) P4 =More than $50,000,000 =Cash Market (See Column C2) Q ""ppraisal U =Book Value V=Other S =ssessment \V "'Estimated
FNNCL DSCLOSURE REPOR Page 7of11 inder, ohn D 05/07/2007 V. NVESMENS and RUSS - D j NONE (No reportable income, assets, or transactions.) '------ -------- ----. B. c. --/_: income, value, transactions (ncludes those of/he ;pause a11d dependent children. See pp. 34-60 offili11g instructio11s.) Description of ssets ncome during Gross value at end of ransactions during reporting period (including trust assets) reporting period reporting period () (2) () (2) () (2) (3) (4) (5) Place "(X)" after each asset mount ype (e.g. Value Value ype (e.g. Date Value Gain dentity of exempt from prior disclosure Code div., rent, Code 2 Method buy, sell, Month - Code 2 Code buyer/seller i (-H) or int.) (-P) Codc3 redemption) Day (-P) (-H) (1f private transaction) i (Q-W) 5 Sale 8/10 B D. ' -- -- ----_j 5 -GE Sale 12/7 5 5/2 5 dearc nc 4/27 56. -!shares Dow ones US Healthcare Sector ndex 57. -]shares FSE Xinhua HK China 25 ndex Fd Partial Sale 512 58. -lshares MSC! Eafe ndex Fund 59. -]shares MSC! Emerging Mkts ndex Fund 60. -!shares Russell Midcap ndex Fund 61. -!shares S&P Global 100 ndex Fund Partial Sale 512 6 -]shares rust Dow ones Select Divid ndex Fd 6 -Medtronic nc Com 512 6 Sale 8/10 6 -Monsato Co New Del Com 8/10 66. -Noble Corporation Sale 1217 B 67. -Powershares EF Dynamic Biotech and Geno 68. -Powershares EF R erospace and 1217. ncome Gain Codes: =S 1,000 or ess B =Sl,001. $2,500 C =$2,50 -$5,000 D =$5,001 $15,000 E =S 15,00 -S50,000 (See Columns B and 04) F =$50,00 - S 00,000 G=S00,001 -Sl,000,000 H =S,000,001 -$5,000,0110 H2 =More than S5,000,000 Value Codes =S 15,000 or less K =$15,001 - $50,000 L =$50,00 S 0-,000 M =S 100,UO - $250,000 (See Columns C and 03) N =$250,001 $500,000 0 =$500,00 -S,000,000 Pl =Sl,U00,001-S000,000 P2 =S5,000,001 - $25,000,000 Value Method Codes P3 =$25,000,00 $50,000,000 R =Cost (Real Eslate Only) P4 =More than S50,000,000 =Cash Markel (Sec Column C2) Q =ppraisal V==Other S =<ssessment U =Book Value W =Estimated
FNNCL DSCLOSURE REPOR Page 8of11 inder, ohn D 05/07/2007 V. NVESMENS and RUSS - D NONE (No reportable income, assets, or transactions.) income, value, transactions (ncludes those of the spouse and dependent children. See pp. 34-60 of filing instructions.) i L_. B. C. Description of ssets ncome during Gross value at end of (including trust assets) reporting period reporting period () (2) () (2) Place "(X)" after each asset mount ype (e.g. Value Value exempt from prior disclosure Code div., rent, Code 2 Method --- --------- - ------- Defense (-H) or int.) (-P) Codc3 (Q-W) (!) - - - --- - -- - - D. ransactions during reporting period (2) (3) ype (e.g. Date Value Gain dentity of buy, sell, Month- Code 2 Code l buyer/seller redemption) Day (-P) (-H) (if private transaction) (4) (5) i - 69. -Powershares EF r Dynamic ns Portfolio 1217 70. -Powershares Listed Priv Equity Portfolio 1217 71. -Powershares r Dynamic Lrg Cap Grwth 12/7 Port 7 -Sirius Satellite Radio 8/10 7 -Verizon Communications 512 7 -Blackrock Global Horizons LP K 7 Merrill Lynch ccount #2 76. -ES Corp K 77. -Nuveen dv Muni Fund 2 K 78. -nd. Fina. uth. NC Bonds nterest 79. -Zionsville n Cmnty Schs 0% Bonds L 80. Northwestern Mutual Whole Life ns c s L 8. National Bank of ndianapolis - R (CD) nterest K 8 National Bank oflndianapolis 56 - CD( See D nterest Redemption 03/16 M Footnote #3) 8 National Bank of ndianapolis 590 - CD( See D nterest Redemption 3/28 N Footnote #3) 8 National Bank of ndianapolis 310 - CD( See c nterest Redemption 3/17 M. ncome Gain Codes: =S 1,000 or less B =S 1,00! -S2,500 C =S2,50 - S5,000 D =S5,00 - St5,000 E =S 15,00 - S50,000 (See Columns B and D4) F =S50,00 t S 00,000 G =S00,001 - Sl,000,000 H =Sl,000,001. S5,000,000 H2 =More than SS,000,000 Value Codes =S 15,000 or less K =Sl5,00 -$50,000 L =SS0,001 - S00,000 M =S 00,00 -S250,000 (See Columns Cl and 03) N =5250,00 - S500,000 0 =SS00,00 -S 1,000,000 P =S 1,000,00 - SS,000,000 P2 =S5,000,00 - S25,000,000 Value Method Codes P3 =S25,000,00 - SS0,000,000 R =Cost (Real Estat e Only) (See Column C2) Q =ppraisal V=-Other U =Book Value P4 =Mor e than SS0,000,000 =Cash Market S =ss essment \V =Estimated
FNNCL DSCLOSURE REPOR Page 9of11 inder, ohn D 05/07/2007 V. NVESMENS and RUSS - income, vatue, transactions (ncludes those oft1ze spouse and depmdentclzildren. see pp. 34-60 offiting instructions.; D NONE (No reportable income, assets, or transactions.) -. B. c. D. Description of ssets ncome during Gross value at end of ransactions during reporting period (including trust assets) reporting period reporting period Place "(X)" after each asset exempt from prior disclosure! (-H) or int.) (-P).--- - () (2) () (2) (1) (2) (5) mount ype (e.g. Value Value ype (e.g. Date Value Gain dentity of Code div., rent, Code 2 Method buy, sell, Month- Code2 Code buyer/seller Code} redemption) Day (-P) (-H (if private (Q-W) transaction) i! (3) (4) ------- ----- --------- --------- l Footnote #3) 8 National Bank oflndianapolis 363 CD(See c Footnote #3) nterest 3/22 M 86. Redemption 9/20 M 87. National Bank oflndianapolis 355 CD N 3/31 N. ncome Gain Codes: =Sl,000 or ess B =St,001 -S2,500 C =S2,501 - S5,000 D =S5,00 -Sl5,000 E =S15,00t -$50,000 (Sec Columns B and 04) F=S50,00l -SOO,OOO G =S00,001 -Sl,000,000 H =S 1,000,00 -S5,000,000 H2=More than $5,000,000 Value Codes =S 15,000 or less K=Sl5,00 S50,000 L =$50,001 -S 100,000 M =S 00,00 -S250,000 (See Columns Cl and D) N =$250,00 $500,000 0 =$500,001 S,000,000 P =S,000,001 - $5,000,000 P2 =$5,000,00 - $25,000,000 Value Method Codes P3 =S25,000,00 S50,000,000 R =Cost (Real Estate Only) P4 =More than $50,000,000 =Cash Market (See Column C2) Q=ppraisal V=Othcr S =ssessment U =Book Value W =Estimated
FNNCL DSCLOSURE REPOR Dnte of Report Page 10of11 inder, ohn D 05/07/2007 V. DDONL NFORMON OR EXPLNONS. (lndicatepttrtofreport.) Footnote #1 (Sec V, tem 41) Old Mutual dvisor Funds -Because fund was redeemed on l l/3/06, this item will not be reported on future disclosure reports. Footnote #2 (Sec V, tem 42) CSX - Because this stock was sold on 11/28/06, this item will not be reported on future disclosure reports. Footnote #3 (Sec V, tems 81,82,83 and 84) National Bank of ndianapolis CDs - Because these CDs were redeemed in 2006 and not renewed, these items will not be reported on future disclosure reports.
FNNCL DSCLOSURE REPOR Page 11 of 11 inder, ohn D 05/07/2007 X. CERFCON. certify that all information given above (including information pertaining to my spouse and minor or dependent children, if any) is accurate, true, and complete to the best of my knowledge and belief, and that any information not reported was withheld because it met applicable statutory provisions permitting non-disclosure. further certify that earned income from outside employment and honoraria and the acceptance of gifts which have been reported are in compliance with the provisions of S U.S.C. app. SO et. seq., 5 U.S.C. 7353, and udicial Conference regulations. Signature '---- Date_'5-i- / '1 -- / _7_ NOE: NY NDVDUL WHO ND CRMNL SNCONS (5 FLSFES OR FLS O FLE HS REPOR MY BE SUBEC O CVL FLNG NSRUCONS Mail signed original and 3 additional copies to: Committee on Financial Disclosure dministrative Office of the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544