Monthly Return of Equity Issuer on Movements in Securities For the ended : 30/06/2017 To : Hong Kong Exchanges and Clearing Limited Name of Issuer The Bank of East Asia, Limited Date Submitted 03/07/2017 I. Movements in Authorised Share Capital 1. Ordinary Shares (1) Stock code : 00023 Description : Ordinary Shares No. of ordinary Par value ( ) Authorised share capital ( ) Balance at close of preceding N/A N/A N/A Increase/(decrease) N/A N/A Balance at close of the N/A N/A N/A (2) Stock code : Description : No. of ordinary Par value ( ) Authorised share capital ( ) Balance at close of preceding Increase/(decrease) Balance at close of the
2. Preference Shares Stock code : N/A Description : Substitute Preference Shares No. of preference Par value ( ) Authorised share capital ( ) Balance at close of preceding N/A N/A N/A Increase/(decrease) N/A N/A Balance at close of the N/A N/A N/A 3. Other Classes of Shares Stock code : Description : No. of other classes of Par value ( ) Authorised share capital ( ) Balance at close of preceding Increase/(decrease) Balance at close of the Total authorised share capital at the end of the ( ) : N/A
II. Movements in Issued Share Capital No. of ordinary (1) (2) No of preference No. of other classes of Balance at close of preceding 2,723,710,736 N/A Nil N/A Increase/ (decrease) 87,000 N/A Nil N/A Balance at close of the 2,723,797,736 N/A Nil N/A III. Details of Movements in Issued Share Capital Share Options (under Share Option Schemes of the Issuer) Particulars of share option scheme including EGM Movement approval date and class of issuer issued during the issuer which may be issued as at close of the issuable Granted Exercised Cancelled Lapsed 1. Staff HK$ 32.00 Nil Nil Nil Nil Nil 3,870,000 2. Staff HK$ 28.99 Nil Nil Nil Nil Nil 3,490,000 3. Staff HK$ 31.40 Nil Nil Nil Nil Nil 4,318,000 4. Staff HK$ 32.50 Nil Nil Nil Nil Nil 5,937,500
Particulars of share option scheme including EGM approval date and class of issuable Movement issuer issued during the issuer which may be issued as at close of the Granted Exercised Cancelled Lapsed 5. Staff HK$ 34.15 Nil Nil Nil Nil Nil 6,100,000 6. Staff HK$ 28.45 Nil 87,000 Nil Nil 87,000 6,125,500 7. Staff HK$ 32.25 Nil Nil Nil Nil Nil 6,400,000 (19/04/2016) Total A. () 87,000 (Preference ) Nil (Other class) N/A Total funds raised from exercise of options ( ) HK$2,475,150.00
Warrants to Issue Shares of the Issuer which are to be Listed Description of warrants (Date of expiry - dd/mm/yyyy) 1. Currency of nominal value Nominal value at close of preceding Exercised Nominal value at close of the issuer issued issuer which may be issued as at close of the 2. 3. 4. Total B. () (Preference ) (Other class)
Convertibles (i.e. Convertible into Shares of the Issuer which are to be Listed) Class and description 1. Currency of amount outstanding Amount at close of preceding Converted Amount at close of the issuer issued issuer which may be issued as at close of the 2. ) 3. 4. Total C. () (Preference ) (Other class)
Any other Agreements or Arrangements to Issue Shares of the Issuer which are to be Listed, including Options (other than under Share Option Schemes) of issuer issued Full particulars including, if applicable, and class of issuable: 1. issuer which may be issued as at close of the 2. 3. Total D. () (Preference ) (Other class)
Other Movements in Issued Share Capital Type of Issue issuer issued issuer which may be issued as at close of the 1. Rights issue At price : date : 2. Open offer At price : date : 3. Placing At price : date : 4. Bonus issue date :
Type of Issue issuer issued issuer which may be issued as at close of the 5. Scrip dividend At price : date : repurchased 6. Repurchase of Cancellation date : redeemed 7. Redemption of Redemption date : 8. Consideration issue At price : date :
Type of Issue issuer issued issuer which may be issued as at close of the 9. Capital reorganisation date : 10. Other (Please specify) At price : date : Total E. (Ordinary ) (Preference ) (Other class) Total increase / (decrease) in ordinary (i.e. Total of A to E): (1) 87,000 (2) N/A Total increase / (decrease) in preference (i.e. Total of A to E): Nil Total increase / (decrease) in other classes of (i.e. Total of A to E): N/A (These figures should be the same as the relevant figures under II above ( Movements in Issued Share Capital ).)
Remarks (if any): Submitted by: _ Law Chun Tak, Alson Title: Company Secretary (Director, Secretary or other duly authorised officer) Notes : 1. the class of (e.g. ordinary, preference or other). 2. If there is insufficient space, please append the prescribed continuation sheet.