Monthly Return of Equity Issuer on Movements in Securities For the ended : 31/12/2016 To : Hong Kong Exchanges and Clearing Limited Name of Issuer China Aerospace International Holdings Limited Date Submitted 03/01/2017 2. Movements in Authorised Share Capital 2. Ordinary Shares (1) Stock code : 0031 Description : No. of ordinary Balance at close of preceding 3,085,021,882 Par value ( ) Authorised share capital ( ) Increase/(decrease) Balance at close of the 3,085,021,882 (2) Stock code : Description : Balance at close of preceding No. of ordinary Par value ( ) Authorised share capital ( ) Increase/(decrease) Balance at close of the
2. Preference Shares Stock code : Description : Balance at close of preceding No. of preference Par value ( ) Authorised share capital ( ) Increase/(decrease) Balance at close of the 3. Other Classes of Shares Stock code : Description : Balance at close of preceding No. of other classes of Par value ( ) Authorised share capital ( ) Increase/(decrease) Balance at close of the Total authorised share capital at the end of the ( ) :
II. Movements in Issued Share Capital Balance at close of preceding 3,085,021,882 Increase/ (decrease) during the Balance at close of the 3,085,021,882 No. of ordinary (1) (2) No of preference No. of other classes of III. Details of Movements in Issued Share Capital Share Options (under Share Option Schemes of the Issuer) Particulars of share option scheme including EGM approval date and Movement during the class of issuable Granted Exercised Cancelled Lapsed 1. No. of new of issuer issued during the thereto No. of new of issuer which may be issued thereto as at close of the 2. 3. Total A. (Ordinary ) (Preference ) (Other class) Total funds raised during the from exercise of options ( )
Warrants to Issue Shares of the Issuer which are to be Listed Description of warrants (Date of expiry - dd/mm/yyyy) 1. Currency of nominal value Nominal value at close of preceding Exercised during the Nominal value at close of the No. of new of issuer issued during the thereto No. of new of issuer which may be issued thereto as at close of the issuable 2. issuable 3. issuable 4. issuable Total B. (Ordinary ) (Preference ) (Other class)
Convertibles (i.e. Convertible into Shares of the Issuer which are to be Listed) Class and description 1. Currency of amount outstanding Amount at close of preceding Converted during the Amount at close of the No. of new of issuer issued during the thereto No. of new of issuer which may be issued thereto as at close of the 2. issuable ) 3. issuable 4. issuable issuable Total C. (Ordinary ) (Preference ) (Other class)
Any other Agreements or Arrangements to Issue Shares of the Issuer which are to be Listed, including Options (other than under Share Option Schemes) Full particulars including, if applicable, and class of issuable: 1. No. of new of issuer issued during the thereto No. of new of issuer which may be issued thereto as at close of the 2. 3. Total D. (Ordinary ) (Preference ) (Other class)
Other Movements in Issued Share Capital Type of Issue No. of new of issuer issued during the thereto No. of new of issuer which may be issued thereto as at close of the issuable 1. Rights issue At date : issuable 2. Open offer At date : issuable 3. Placing At date : AGM approval date: issuable 4. Bonus issue date :
Type of Issue No. of new No. of of issuer new issued during the of issuer thereto which may be issued thereto as at close of the issuable 5. Scrip dividend At date : repurchased 6. Repurchase of Cancellation date : redeemed 7. Redemption of Redemption date : issuable 8. Consideration issue At date :
Type of Issue No. of new No. of of issuer new issued during the of issuer thereto which may be issued thereto as at close of the issuable 9. Capital reorganisation date : 10. Other (Please specify) At issuable date : Total E. (Ordinary ) (Preference ) (Other class) Total increase / (decrease) in ordinary during the (i.e. Total of A to E): (1) (2) Total increase / (decrease) in preference during the (i.e. Total of A to E): Total increase / (decrease) in other classes of during the (i.e. Total of A to E): (These figures should be the same as the relevant figures under II above ( Movements in Issued Share Capital ).)
Remarks (if any): Submitted by: Ken Chan Ka Kin Title: Company Secretary (Director, Secretary or other duly authorised officer) Notes : 1. the class of (e.g. ordinary, preference or other). 2. If there is insufficient space, please append the prescribed continuation sheet.