Monthly Return of Equity Issuer on Movements in Securities For the ended : 31/07/2018 To : Hong Kong Exchanges and Clearing Limited Name of Issuer MTR Corporation Limited Date Submitted 3 August 2018 I. Movements in Authorised Share Capital 1. Ordinary Shares (1) Stock code : 66 Description : No. of ordinary Par value ( ) Authorised share capital ( ) Balance at close of preceding Increase/(decrease) Balance at close of the (2) Stock code : Description : Balance at close of preceding No. of ordinary Par value ( ) Authorised share capital ( ) Increase/(decrease) Balance at close of the - 1 -
2. Preference Shares Stock code : Description : Balance at close of preceding No. of preference Par value ( ) Authorised share capital ( ) Increase/(decrease) Balance at close of the 3. Other Classes of Shares Stock code : Description : Balance at close of preceding No. of other classes of Par value ( ) Authorised share capital ( ) Increase/(decrease) Balance at close of the Total authorised share capital at the end of the ( ) : - 2 -
II. Movements in Issued Share Capital No. of ordinary (1) (2) No of preference No. of other classes of Balance at close of preceding 6,009,714,802 Increase / (decrease) 93,946,912 Balance at close of the 6,103,661,714 III. Details of Movements in Issued Share Capital Share Options (under Share Option Schemes of the Issuer) Particulars of share option scheme including EGM Movement approval date and class of issuable Granted Exercised Cancelled Lapsed of issued thereto of which may be issued thereto as at close of the 1. 2007 Share Option Scheme adopted on 7/6/2007 (Exercise Price: HK$27.48) Ordinary - 7,000 - - 7,000 1,494,500 (Note 1) 2. 2007 Share Option Scheme adopted on 7/6/2007 (Exercise Price: HK$31.4) Ordinary - 93,500 - - 93,500 3,543,000 (Note 1) - 3 -
Particulars of share option scheme including EGM approval date and class of issuable Movement Granted Exercised Cancelled Lapsed of issued thereto of which may be issued thereto as at close of the 3. 2007 Share Option Scheme adopted on 7/6/2007 (Exercise Price: HK$28.65) Ordinary - 55,500 - - 55,500 6,663,000 (Note 1) Total A. (Ordinary ) 156,000 (Preference ) (Other class) Total funds raised from exercise of options ( ) HK$4,718,335-4 -
Warrants to Issue Shares of the Issuer which are to be Listed Description of warrants (Date of expiry - dd/mm/yyyy) Currency of nominal value Nominal value at close of preceding Exercised Nominal value at close of the issued thereto which may be issued thereto as at close of the 1. 2. 3. 4. Total B. (Ordinary ) (Preference ) (Other class) - 5 -
Convertibles (i.e. Convertible into Shares of the Issuer which are to be Listed) Class and description 1. Currency of amount outstanding Amount at close of preceding Converted Amount at close of the issued thereto which may be issued thereto as at close of the ) 2. 3. 4. Total C. (Ordinary ) (Preference ) (Other class) - 6 -
Any other Agreements or Arrangements to Issue Shares of the Issuer which are to be Listed, including Options (other than under Share Option Schemes) Full particulars including, if applicable, and class of issuable: of issued thereto of which may be issued thereto as at close of the 1. 2. (Note 1) 3. (Note 1) (Note 1) Total D. (Ordinary ) (Preference ) (Other class) - 7 -
Other Movements in Issued Share Capital Type of Issue issued thereto which may be issued thereto as at close of the 1. Rights issue At date : 2. Open offer At date : 3. Placing At date : 4. Bonus issue date : - 8 -
Type of Issue issued thereto which may be issued thereto as at close of the Ordinary 5. Scrip dividend At HK$44.51 date : (11/07/2018) () 93,790,912 repurchased (Note 1) 6. Repurchase of Cancellation date : redeemed (Note 1) 7. Redemption of Redemption date : 8. Consideration issue At date : - 9 -
Type of Issue issued thereto which may be issued thereto as at close of the 9. Capital reorganisation date : 10. Other (Please specify) At date : Total E. (Ordinary ) 93,790,912 (Preference ) (Other class) Total increase / (decrease) in ordinary (i.e. Total of A to E): (1) 93,946,912 (2) Total increase / (decrease) in preference (i.e. Total of A to E): Total increase / (decrease) in other classes of (i.e. Total of A to E): (These figures should be the same as the relevant figures under II above ( Movements in Issued Share Capital ).) - 10 -
Remarks (if any): Submitted by: Gillian Elizabeth Meller Title: Company Secretary (Director, Secretary or other duly authorised officer) Notes : 1. the class of (e.g. ordinary, preference or other). 2. If there is insufficient space, please append the prescribed continuation sheet. - 11 -