Monthly Return of Equity Issuer on Movements in Securities For the ended : 30/04/2018 To : Hong Kong Exchanges and Clearing Limited Name of Issuer Neo-Neon Holdings Limited Date Submitted 04/05/2018 I. Movements in Authorised Share Capital 1. Ordinary Shares (1) Stock code : 01868 Description : Ordinary Shares No. of ordinary Par value (State currency) Authorised share capital (State currency) Balance at close of preceding 5,000,000,000 HK$0.10 HK$500,000,000.00 Increase/(decrease) Nil Nil Balance at close of the 5,000,000,000 HK$0.10 HK$500,000,000.00 (2) Stock code : Description : No. of ordinary Par value (State currency) Authorised share capital (State currency) Balance at close of preceding Increase/(decrease) Balance at close of the (1868) Page 1 of 10
2. Preference Shares Stock code : Description : No. of preference Par value (State currency) Authorised share capital (State currency) Balance at close of preceding Increase/(decrease) Balance at close of the 3. Other Classes of Shares Stock code : Description : No. of other classes of Par value (State currency) Authorised share capital (State currency) Balance at close of preceding Increase/(decrease) Balance at close of the Total authorised share capital at the end of the (State currency): HK$500,000,000.00 (1868) Page 2 of 10
II. Movements in Issued Share Capital No. of ordinary (1) (2) No of preference No. of other classes of Balance at close of preceding 2,098,525,417 Increase / (decrease) Nil Balance at close of the 2,098,525,417 III. Details of Movements in Issued Share Capital Share Options (under Share Option Schemes of the Issuer) Particulars of share option scheme including EGM approval date Movement and class of issuable Granted Exercised Cancelled Lapsed 1. Share option scheme Exercise Price: HK$1.31 (15/05/2015) No. of new of issuer issued during the No. of new of issuer which may be issued as at close of the Ordinary Nil Nil Nil 500,000 Nil 21,800,000 (Note 1) 2. Ordinary (Note 1) 3. Ordinary (Note 1) 4. Ordinary (Note 1) Total funds raised from exercise of options (State currency) Total A. (Ordinary ) Nil (Preference ) (Other class) (1868) Page 3 of 10
Warrants to Issue Shares of the Issuer which are to be Listed Description of warrants (Date of expiry - dd/mm/yyyy) 1. Currency of nominal value Nominal value at close of preceding Exercised Nominal value at close of the No. of new of issuer issued No. of new of issuer which may be issued as at close of the 2. 3. 4. Total B. (Ordinary ) Nil (Preference ) (Other class) (1868) Page 4 of 10
Convertibles (i.e. Convertible into Shares of the Issuer which are to be Listed) Class and description 1. Currency of amount outstanding Amount at close of preceding Converted Amount at close of the No. of new of issuer issued No. of new of issuer which may be issued as at close of the ) 2. 3. 4. Total C. (Ordinary ) Nil (Preference ) (Other class) (1868) Page 5 of 10
Any other Agreements or Arrangements to Issue Shares of the Issuer which are to be Listed, including Options (other than under Share Option Schemes) No. of new of issuer issued Full particulars including, if applicable, and class of issuable: 1. No. of new of issuer which may be issued as at close of the 2. (Note 1) 3. (Note 1) (Note 1) Total D. (Ordinary ) Nil (Preference ) (Other class) (1868) Page 6 of 10
Other Movements in Issued Share Capital No. of new of issuer issued No. of new of issuer which may be issued as at close of the Type of Issue 1. Rights issue date : : 2. Open offer date : : 3. Placing date : : 4. Bonus issue date : : (1868) Page 7 of 10
No. of new of issuer issued No. of new of issuer which may be issued as at close of the Type of Issue 5. Scrip dividend date : : 6. Repurchase of repurchased (Note 1) Cancellation date : AGM approval date: (338,000) Remark(1) (684,000) Remark(2) (172,000) Remark(3) (484,000) Remark(4) (256,000) Remark(5) (698,000) Remark(6) redeemed (Note 1) 7. Redemption of Redemption date : : 8. Consideration issue date : AGM approval date: 9. Capital reorganisation date : : (1868) Page 8 of 10
No. of new of issuer issued No. of new of issuer which may be issued as at close of the Type of Issue 10. Other (Please specify) date : : Total E. (Ordinary ) Nil (Preference ) (Other class) Total increase / (decrease) in ordinary (i.e. Total of A to E): (1) Nil (2) Total increase / (decrease) in preference (i.e. Total of A to E): Total increase / (decrease) in other classes of (i.e. Total of A to E): (These figures should be the same as the relevant figures under II above ( Movements in Issued Share Capital ).) (1868) Page 9 of 10
Remarks (if any): (1) Share repurchased on 19 January 2018 but not yet cancelled. (2) Share repurchased on 2 February 2018 but not yet cancelled. (3) Share repurchased on 6 February 2018 but not yet cancelled. (4) Share repurchased on 7 February 2018 but not yet cancelled. (5) Share repurchased on 9 February 2018 but not yet cancelled. (6) Share repurchased on 13 February 2018 but not yet cancelled. Submitted by: Tricor Investor Services Limited Title: Hong Kong Branch Share Registrar (Director, Secretary or other duly authorised officer) Notes : 1. State the class of (e.g. ordinary, preference or other). 2. If there is insufficient space, please append the prescribed continuation sheet. (1868) Page 10 of 10