A010 Rev. 112007 FINANCIAL DISCLOSURE REPOR Report Required by the Ethics in Government Act of 1978 FOR CALENDAR YEAR 2006 (5 U.S.C. app. 101-111) 1. Person Reporting (last name, first, middle initial) Court or Organization Frank, Donovan W U.S. District Court, Minnesota 04/2412007 itle (Article III judges indicate active or senior status; magistrate judges indicate full- or part-time) U.S. District Judge - Active,sa. Report ype (check appropriate type) Sb. D Nomination, Date D Initial Annual D Final D Amended Report 7. Chambers or Office Address 8. On the basis of the information contained in this Report and any modifications pertaining thereto, it is, in my opinion, in compliance 738 Federal Courts Building with a p plicable laws and regulations. 316 North Robert Street St. Paul, MN 55101 Reviewing Offcer Date 6. Reporting Period 0110112006 to 12/31/2006 IMPORAN NOES: he in ons accompanying this form must be followed. Complete all parts, checking the NONE box for each part where you have no reportable information. Sign on last page. I. POSIIONS. (Reporting individual only; see pp. 9-13 of instructions.) D NONE (No reportable positions.) POSIION NAME OF ORGANIZAION/ENIY 1. Director Federal Bar Association - Minnesota ChaQ! Director President U> Lawyers Concerned for Lawyers (" C'" Oz Richard. Oakes American Inn of Court :;:Z :: w 0 )> :::0 m (" m < rn II. AGREEMENS. (Reporting individual only; see pp. 14-16 of instructions.) D NONE (No reportable agreements.) PARIES AND ERMS 1. Minnesota State Retirement Plan (when eligible, no control)
FINANCIAL DISCLOSURE REPOR Page 2of6 Frank, Donovan W 04/24/2007 III. NON-INVESMEN JN CO ME. (Reporting individual and spouse; see pp. 17-24 of instructions.) A. Filer's Non-Investment Income [! NONE (No reportable non-investment income.) SOURCE AND YPE INCOME (yours, not spouse's) 1. B. Spouse's Non-Investment Income - If you were married during any portion of the reporting year, complete this section. (Dollar amount not required except for honoraria.) D NONE (No reportable non-investment income.) SOURCE AN YPE 1. 2006 Mahtomedi Public School District, Mahtomedi, MN (Employment) JV. REIMBURSEMENS -- transportation, /odging,jood, entertainment. (Includes those to spouse and dependent children. See pp. 25-27 of instrutions.) l: NONE (No reportable reimbursements.) SOURCE DESCRIPION 1.
FINANCIAL DISCLOSURE REPOR Page 3of6 Frank, Donovan W. 04/24/2007 V GIFS. (Includes those to spouse and dependent childen. See pp. 28-31 of instructions.) D NONE (No reportable gifts.) SOURCE DESCRIION VALUE 1. Honorary Membership (dues, like privileges) Minneapolis Club $ 4200.00 VI. LIABILIIES, (Includes those of spou e and dependent children. See pp. 32-33 of instructions.) D NONE (No reportable liabilities.) CREDIOR DESCRIPION VALUE CODE 1. Bank of America Credit Card K Massachusetts Educational, MEFA Loan - Education K Financing Authority (MEFA) Citi Bank Student Loan K Sallie Mae Student Loan K Bank of America Student Loan K
FINANCIAL DISCLOSURE REPOR Page 4 of 6 Frank, Donovan W 04/24/2007 VII. INSMENS and R us S - D NONE (No reportable income, assets, or transactions.) income, value, transactions (Includes those of the spouse and dependent childen. See pp. 34-60 of filing instructions.) A. Description of Assets (including trust assets) Place "(X)" after each asset exempt from prior disclosure B. c. Income during reporting period (1) (2) (!) Amount ype (e.g. Value Code I div., rent, Code 2 (MI) or int) (J-P) Gross value at end of reporting period (2) (I) Value Method Code3 (Q-W) ype (e.g. buy, sell, redemption) D. ransactions during reporting period (2) (3) (4) (5) Date Value Gain Identity of Month. Code 2 Code 1 buyer/seller Day (J P) (A-H) (if private transaction) 1. U.S. Savings Bond 02/17 J U.S. Savings Bond Paral Red. 03/06 J U.S. Savings Bonda 03/22 J U.S. Savings Bonde 04/10 J U.S. Savings Bonda 04/21 J 6. Franklin empleton Corefolio Allocation Fund A Dividend J 06113 J 7. 8. 9. 10. 11. 1 1 1 1 16. 17. 1. Income Gai Codes: A =$1.000 or less B =Sl.001 - $2,500 c =$2,501 - $5,000 D =$5,001 - $15,000 E =$15,001 - $50,000 (See Columns B 1 and D4) F =$50.001 - $100.000 G =$100.001 - $1.000.000 HI =$1,000.001 - $5,000.000 HZ =More than $5,000,000 Value Codes J =$15,000 or le. K =$15,001 - $50.000 L =$50,001 - $100,000 M =$100,001 - $250.000 (See Columns Cl md D3) N =$250,001 - $500,000 0 =$500,001 - $1,000,000 Pl =$1.000,001 - $5,000,000 P2 =$5,000.001- $2000,000 Value Method Codes P3 =$25,000,001 - $50,000,000 (See Column CZ) Q =Appraisal U =Book Value R =Cost (Real Estate Ony) V =Other P4 =More than $50.000.000 S =Assessment w =Estimted =Cash Market
FINANCIAL DISCLOSURE REPOR Page 5 of 6 Frank, Donovan W 04/24/2007 VIII. ADDIIONAL INFORMAION OR EXPLANAIONS. (IndicateparofRepoit.) "MBNA" is now called "Bank of America."
FINANCIAL DISCLOSUR REPOR Page 6of6 Frank, Donovan W 0412412007 IX. CERIFICAION. I certify that all information given above (including information pertaining to my spouse and minor or dependent children, if any) is accurate, true, and c mplete to the best of my knowledge and belief, and that any information not reported was withheld because it met applicable statutory provisions permitting non-disclosure. I further certify that earned income from outside employment and honoraria and the acceptance of gifts which have been reported are in compliance with the provisions of 5 U.S.C. app. 501 et. seq., 5 U.S.C. 7353, and Judicial Conference regulations. Signature NOE: ANY INDIVIUAL WHO KNOWINGLY A AND CRIMINAL SANCIONS (5 U.S.C. app. 104) '.ILS O FILE IDS REPOR MAY BE SUBJEC O CIVI FIING INSRUCIONS Mail signed original and 3 additional copies to: Committee on Financial Disclosure Administrative Offce of the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544