PORTFOLIO ANALYSIS Table 1: Strengthening and Use of Country Safeguard Systems Technical Assistance s TA Title DMC Cost Year 6285 Strengthening Country Safeguard Systems REG 1,568,000 a 2005 Report on a Suggested Methodology for Assessing Country Safeguard REG 2011 System Preliminary Country Safeguards Review: India: Environment Safeguard IND 2011 Preliminary Country Safeguards Review: Kyrgyz Republic: Environment KGZ 2011 Safeguard Preliminary Country Safeguards Review: People s Republic of China: PRC 2011 Environment Safeguard Preliminary Country Safeguards Review: Philippines: Indigenous PHI 2011 Peoples 7566 Strengthening and Use of Country Safeguard Systems REG 9,000,000 b 2010 Strengthening Environmental Impact Assessment System and its BAN 2012 Implementation Practices Preparation of Draft Sub Decree on Informal Settlers CAM 2011 Strengthening Capacity of Indonesia s Environment Impact INO 2012 Assessment (AMDAL) System Capacity Development for Social Safeguard Preparation and INO 2012 Implementation in Water Resource Management and Energy in Indonesia Strengthening Community Consultation and Grievance Redress KAZ 2013 Mechanism in the Committee on Road Strengthening Capacity for Strategic Environment Assessment KGZ 2013 Strengthening WREA Capacity to Implement Lao Resettlement Policies LAO 2010 Reform of Legal and Regulatory Framework for Involuntary MON 2010 Resettlement (Phase I) Reform of Legal and Regulatory Framework for Involuntary MON 2011 Resettlement (Phase II) Improving Legal and Regulatory Framework for Environmental Impact MON 2011 Assessment Capacity Building for Implementing Environment and Social MYA 2012 Safeguards in Myanmar Institutional Strengthening and Capacity Development for the MYA 2014 Ministry of Construction on Environment and Social Safeguards Strengthening Involuntary Resettlement Safeguard Systems in Nepal NEP 2012 Environmental Training for Civil Servants in Pakistan PAK 2012 Enhancing the Philippine Environmental Impact Statement (EIS) PHI 2011 System Improvement Initiatives Country Safeguard Review PNG 2011 Developing Resettlement Safeguards Capacity in the Transport Sector TIM 2012 in Timor-Leste Strengthening the Regulatory Framework for EIA in Timor-Leste TIM 2012 ESMS Capacity-Building for Private Sector Financial Intermediaries REG 2010 Supporting and Strengthening National-Level Capacity for a Country SRI 2010 Involuntary Resettlement Safeguard System Strengthening Implementation Capacity for EIA in Vanuatu VAN 2014 Amending the 2003 Land Law and Its Implementing Decrees VIE 2010 Capacity Development for the Implementation of the New VIE 2011 Environment Decree Mainstreaming Biodiversity Considerations into Country VIE 2014 Environmental Safeguard System EIA Clearinghouse and Capacity Strengthening through Twinning SRI, LAO 2011 1
TA Title DMC Cost Year 7038 Enhancing the Legal and Administrative Framework for Land INO 800,000 2009 7386 Strengthening Enforcement of Environmental Laws and Regulations PRC 300,000 2009 7433 Mainstreaming Land Acquisition and Resettlement Safeguards in the REG 5,000,000 2009 Central and West Asia Region 7474 Strengthening of Judicial Capacity to Adjudicate Upon Environmental REG 225,000 2009 Laws and Regulations 7548 Improving the Implementation of Environmental Safeguards in REG 1,550,000 2010 Central and West Asia 7735 Building Capacity for Environmental Prosecution, Adjudication, REG 2,705,000 2010 Dispute Resolution, Compliance, and Enforcement in Asia 8210 Preparation of Regulations and Capacity Development Plan for MON 200,000 2012 Involuntary Resettlement 8217 Strengthening Country Safeguard Systems in the Transport Sector SOL 600,000 2012 8274 Improving the implementation of safeguard policy applications in REG 225,000 2012 selected South Asia Developing Member Countries 8309 Capacity Building for Enhanced Safeguards Management PAK 550,000 2012 8428 Strengthening Safeguards Capacity in the Urban Sector in Kiribati KIR 220,000 2013 8548 Aligning Asian Development Bank and Country Systems for Improved INO 1,500,000 2013 Performance 8569 Improving Safeguard Policy Applications in South Asia Developing REG 1,500,000 2013 Member Countries 8663 Sustainable Environmental Management of s in Central and REG 1,500,000 2014 West Asia Total 27,443,000 BAN = Bangladesh, CAM = Cambodia, PRC = People s Republic of China, CSS = country safeguard systems, IND = India, INO = Indonesia, KAZ = Kazakhstan, KGZ = Kyrgyz Republic, LAO = Lao PDR, MON = Mongolia, MYA = Myanmar, NEP = Nepal, PAK = Pakistan, PHI = Philippines, PNG = Papua New Guinea, SOL = Solomon Islands, SRI = Sri Lanka, TA = technical assistance, TIM = Timor-Leste, VIE = Viet Nam. a Initial approval in 2005 was for $800,000. Supplementary financing was approved for $170,000 in 2007 and $598,000 in 2008. b Initial approval in 2010 was for $5 million. Supplementary financing was approved for $3 million and $1 million in 2011 and 2013, respectively. Source: ADB website on country safeguards systems, and project data sheets. Table 2: Financial Intermediary s Approved with Safeguard FI Categorization (2007 2012) Loan Public/ Safeguards Category Amount No. DMC Name Pre-SPS SPS Private ENV IR IP ($ million) 2404 IND MFF-India Infrastructure x Public FI B A 300.00 Financing Facility - 1 2453/ BAN Public-Private Infrastructure x Public FI A A 165.00 2454 Development Facility 2509 IND MFF-India Infrastructure x Public FI B B 200.00 Financing Facility - 2 2515 PHI Credit for Better Health Care x Public FI C A 37.70 2516 INO Indonesian Infrastructure Financing x Public FI A A 100.00 Facility Company 2549 BAN Small and Medium Sized Enterprise x Public FI C C 76.00 Development 2586 IND MFF-Second India Infrastructure x Public FI B B 210.00 Financing Facility - Tranche 1 2611 PRC MFF-Guangdong Energy Efficiency x Public FI C C 22.06 and Environment Improvement Investment Program - Tranche 2 2617 IND Micro, Small and Medium Enterprise Development x Public FI C C 50.00 2
Loan Public/ Safeguards Category Amount No. DMC Name Pre-SPS SPS Private ENV IR IP ($ million) 2634 UZB Second Small and Microfinance x Public FI FI FI 50.00 Development 2660 IND MFF-National Capital Region Urban x Public FI FI FI 60.00 Infrastructure Financing Facility - Tranche 1 2686 PNG Microfinance Expansion x Public FI C B 13.00 2689 KAZ MFF: Small and Medium Enterprise x Public FI FI FI 150.00 Investment Program - Tranche 1 2717 IND MFF-Second India Infrastructure x Public FI FI FI 250.00 Financing Facility Tranche 2 2771 PRC Energy Efficiency and Emission x Public FI FI FI 100.00 Reduction in Shandong Province 2773 PRC MFF-Guangdong Energy Efficiency x Public FI C C 43.00 and Environment Improvement Investment Program - Tranche 3 2775 UZB Housing for Integrated Rural x Public FI FI FI 200.00 Development Investment Program - Tranche 1 2782 REG ASEAN Infrastructure Fund x Public FI FI FI 150.00 2822 IND MFF - Second India Infrastructure x Public FI FI FI 240.00 Financing Facility - Tranche 3 2835 PRC Hebei Energy Efficiency Improvement x Public FI FI FI 100.00 and Emission Reduction 2865/ BAN Financing Brick Kiln Efficiency x Public FI FI FI 50.00 2866 Improvement 2867 MLD Inclusive Micro, Small, and Medium- x Public FI FI FI 6.00 Sized Enterprise Development 2922/ ARM Women's Entrepreneurship Support x Public FI FI FI 40.00 2933 Sector Development Program (SF) 7200 PRC Credite Orienwise Group Limited x Private FI C C 3.00 7249 KAZ Guarantee and Loan JSC x Private FI C C 150.00 Kazkommertsbank 7250 MLD Secured Loan Republic of the x Private FI C C 4.50 Maldives South Asian SME Leasing Facility 7251 SRI Secured Loan Rep. of Sri Lanka x Private FI C C 10.00 South Asian SME Leasing Facility 7255 KAZ Senior Loan to Bank Centercredit x Private FI C C 50 7257 PAK JS Private Equity Fund I x Private FI B/C C 50.00 7258 AZE Debt Financing to Bank of Baku x Private FI C C 6.00 7259 MON Loan to Khan Bank x Private FI C C 10.00 7260 GEO Senior Loan to Joint Stock x Private C C C 25.00 Commercial Bank of Georgia 7264 REG Micro and Small Enterprise x Private FI C C 20.00 Financing Facility 7266 AZE Subordinated Loan to International x Private FI C C 40.00 Bank of Azerbaijan (IBA) 7267 AZE Subordinated Loan to Bank x Private FI C C 10.00 Respublika Open Joint Stock Company 7269 / SRI Loan to Commercial Leasing x Private FI C C 10.00 2369 Company Limited 7274 MLD Equity Investment and Loan to the Housing Development Finance Corporation x Private FI C C 12.00 3
Loan Public/ Safeguards Category Amount No. DMC Name Pre-SPS SPS Private ENV IR IP ($ million) 7282 INO Loan to Bank Mandiri (PERSERO) x Private FI C C 300.00 7289 VIE Loan to Saigon Thuong Tin Bank x Private FI C C 25.00 (SACOMBANK) 7298 INO Equity Investment in Indonesian x Private FI A A 40.00 Infrastructure Financing Facility Company 7299 REG Islamic Infrastructure Fund (CIMB) x Private FI B/C C 100.00 7305 GEO Bank Republic Joint Stock Company x Private FI C C 20.00 7309 REG Credit Guarantee and Investment x Private FI FI FI 130.00 Facility 7312 REG ASEAN China Investment Fund II x Private FI C C 25.00 7315 / GEO Bank of Georgia x Private FI FI FI 50.00 2690 7318 REG Asia Water Fund x Private FI FI FI 20.00 7320 / REG Clean Energy Funds - Renewable x Private FI FI FI 40.00 7321 Energy Asia Fund 7322/ INO Housing Finance Program x Private FI FI FI 300.00 2712 7323 REG Shorecap II Limited x Private FI FI FI 10.00 7325 REG MFI Risk Participation Facility x Private FI FI FI 250.00 7327/ INO Indonesia Eximbank x Private FI FI FI 100.00 2740 7331 IND Solar Power Generation x Private FI FI FI 150.00 7332 / REG Climate Ventures Capital Funds x Private FI FI FI 40.00 7334 7336 REG Sino-Green Climate Investment Fund x Private FI FI FI 25.00 7343/ ARM SME Finance Program x Private FI FI FI 65.00 7344/ 7345/ 7346/ 2810/ 2811/ 2812/ 2813 7347 REG Aureos Southeast Asia Fund II x Private FI FI FI 15.00 7349/ BAN Industrial Energy Efficiency Finance x Private FI FI FI 30.00 2844 Program 7350 / KGZ Senior Unsecured Loan in Kyrgyz x Private FI FI FI 10.00 2849 Investment and Credit Bank Small and Medium-Sized Enterprise Finance 7352 REG Customized Fund Investment Group x Private FI FI FI 100.00 7353 / IND Renewable Energy and Energy x Private FI FI FI 100.00 2853 Efficiency s 7355 / PRC Microfinance Wholesale Lending x Private FI FI FI 20.00 2855 Facility 7357 PHI Philippine Investment Alliance for x Private FI FI FI 25.00 Infrastructure Fund 7359 / SRI Housing Finance x Private FI FI FI 15.00 2884 7360 IND Credit Enhancement of Bonds x Private FI FI FI 128.00 7372 UZB Equity Investments in Ipak Yuli Bank x Private FI FI FI 6.00 7374 / REG Supply Chain Finance Program x Private FI FI FI 200.00 2939 Total 26 40 5,352.26 ARM = Armenia, AZE = Azerbaijan, BAN = Bangladesh, PRC = People s Republic of China, DMC = developing member country, ENV = environment, FI = financial intermediary, GEO = Georgia, IND = India, INO = Indonesia, IP = Indigenous Peoples, IR = 4
involuntary resettlement, KAZ = Kazakhstan, KGZ = Kyrgyz Republic, MFF = multitranche financing facility, MLD = Maldives, MON = Mongolia, PAK = Pakistan, PHI = Philippines, REG = regional, SRI = Sri Lanka, UZB = Uzbekistan, VIE = Viet Nam. Note: Some FI projects did not get a safeguard FI categorization; some obtained a safeguards category C; a few were classified as environmental safeguard category A or B. Source: Loan and Grant Financial Information Services (LFIS). Table 3: Profile of the 66 Financial Intermediary s Approved, 2007 2012 Item Description Pre-SPS % of Total Approved SPS % of Total Approved 26 39 40 61 Categorization s categorized FI for environment and C 20 77 10 25 for social safeguards s categorized FI for environment and 6 23 1 3 A/B for social safeguards s categorized FI for both environment 0 0 29 73 and social safeguards Total 26 100 40 100 Sector Public sector 8 31 15 38 Private sector 18 69 25 63 Total 26 100 40 100 Type Equity projects (including MFFs and sector 4 15 9 23 loans) Investment projects (including MFFs and 1 4 5 13 sector loans) Loans 21 81 23 58 Other types (guarantee projects) 0 0 3 8 Total 26 100 40 100 Safeguards With EMS/ESMS at approval a 21 81 18 48 Document With ESSF at approval 5 19 6 13 With neither EMS/ESMS nor ESSF at approval 0 0 8 20 (indicated as category C) With neither EMS/ESMS nor ESSF due to other 0 0 8 20 reasons (cancelled, no counterparty, awaiting documents, breach of contract, etc.) Total 26 100 40 100 Modality MFFs/sector loans implemented by FIs 5 19 6 15 s implemented by FIs 21 81 34 85 Total 26 100 40 100 Infrastructure Infrastructure oriented 9 35 20 50 Orientation Non-infrastructure oriented 17 65 20 50 Total 26 100 40 100 Total Amount ($ million) Total Amount, Public and Private ($ million) Percentage to Total ADB Portfolio, Public and Private With EMS/ESMS 889 861 Without EMS/ESMS 190 1,784 With ESSF 775 853 With Safeguards Documents 1,664 1,714 Total FIs 1,854 3,498 Public Sector 989 1,624 FI 214 919 MFF/Sector Loan 775 705 Private Sector 866 1,874 FI 866 1,726 MFF/Sector Loan 0 148 Total ADB Portfolio 32,540 37,915 % FIs to Total ADB Portfolio 6 9 Total ADB Public 29,993 32,704 % Public FIs to Total ADB Public 3 5 Total ADB Private 2,546 5,210 % Private FIs to Total ADB Private 34 36 5
EMS = environmental management system, ESMS = environmental and social management system, ESSF = environmental and social safeguards framework, FI = financial intermediary, MFF = multitranche financing facility, SPS = Safeguard Policy Statement. a Loans 2516 and 7298 were counted as only one project in the detailed safeguard requirements assessment. Source: This study, and Regional and Sustainable Development Department, Environment and Safeguards Division (RSES) database and ADB Data Sheets. A. By Safeguards Area Summary of ADB s Approved, 2007 2013 Table 4: Summary of Safeguards Classification of s, 2007 2013 Classification/ 2007 2008 2009 2010 2011 2012 2013 Category No. % No. % No. % No. % No. % No. % No. % ENV A 17 20 16 18 15 16 18 16 18 17 15 13 16 15 B 29 34 37 42 40 43 56 49 66 61 61 54 61 58 C 21 24 26 29 26 28 26 23 11 10 26 23 17 16 FI 19 22 10 11 13 14 15 13 13 12 12 11 12 11 Total 86 100 89 100 94 100 115 100 108 100 114 100 106 100 IR A 19 22 21 24 21 22 17 15 25 23 25 22 21 20 B 16 19 24 27 24 26 32 28 37 34 33 29 37 35 B/C 1 1 0 0 C 50 58 44 49 49 52 53 46 33 31 44 39 36 34 FI 13 11 13 12 12 11 12 11 Total 86 100 89 100 94 100 115 100 108 100 114 100 106 100 IP A 6 7 9 10 8 9 2 2 6 6 1 1 5 5 B 19 22 18 20 24 26 17 15 13 12 11 10 15 14 C 61 71 62 70 62 66 83 72 76 70 90 79 74 70 FI 13 11 13 12 12 11 12 11 Total 86 100 89 100 94 100 115 100 108 100 114 100 106 100 ENV = environment, FI = financial intermediary, IR = involuntary resettlement, IP = Indigenous Peoples. Source: Regional and Sustainable Development Department, Environment and Safeguards Division (RSES) database. Table 5: Re-categorization of Safeguards Classification of s, 2007 2013 Re-categorization ENV IR IP Total Upgrade C to B 2 7-9 Upgrade B to A 1 1-2 Re-categorized C to FI - 1 1 2 Downgrade A to B 3 2-5 Downgrade B to C 2 1 1 4 Downgrade A to C - 3-3 ENV = environment, FI = financial intermediary, IR = involuntary resettlement, IP = Indigenous Peoples. Source: This study from Regional and Sustainable Development Department, Environment and Safeguards Division (RSES) database. 6
a) Environment Figure 1: Safeguards Classification by Lending Volume Pre- and Post-SPS Adoption 100% 80% 60% 40% 20% 0% 13.4 3.7 9.7 9.2 9.4 11.3 9.7 5.7 10.6 26.9 34.0 8.4 18.1 19.1 24.9 37.2 46.6 20.5 28.1 36.6 48.0 42.5 59.8 28.9 46.0 43.4 24.5 31.6 25.6 19.1 24.7 24.5 27.2 22.2 23.3 25.5 2007 2008 2009 Pre-SPS Post-SPS 2010 2011 2012 2013 A B C FI b) Involuntary Resettlement 100% - - - - 9.2 10.7 9.7 5.7 10.6 80% 60% 40% 20% 0% 45.5 43.4 22.7 50.0 57.6 32.1 37.1 36.4 32.6 14.9 22.7 36.5 30.3 26.1 21.2 25.0 33.1 24.6 39.6 33.9 17.8 28.8 28.4 27.2 31.1 31.7 23.7 2007 2008 2009 Pre-SPS Post-SPS 2010 2011 2012 2013 A B C FI c) Indigenous Peoples 100% - - - - 9.2 10.7 9.7 5.7 10.6 80% 60% 40% 20% 0% 53.4 60.0 63.1 72.0 75.9 74.2 75.0 83.6 71.0 22.8 29.8 21.7 15.7 23.8 10.2 12.4 15.2 10.3 12.4 8.6 10.4 4.6 2.7 6.7 9.8 0.8 8.0 2007 2008 2009 Pre-SPS Post-SPS 2010 2011 2012 2013 A B C FI FI = financial intermediary, SPS = Safeguard Policy Statement. Source: This study based on data from Regional and Sustainable Development Department, Environment and Safeguards Division (RSES). 7
B. By Sector Table 6: Environmental Safeguards Classification of s by Sector, 2007 2013. Sector and 2007 2008 2009 2010 2011 2012 2013 Category No. % No. % No. % No. % No. % No. % No. % ANR 5 6% 8 9% 6 6% 12 10% 12 11% 13 11% 11 10% A 0% 2 25% 1 17% 2 17% 3 25% 3 23% 3 27% B 5 100% 5 63% 5 83% 10 83% 9 75% 10 77% 7 64% C 0% 1 13% 0% 0% 0% 0% 0% FI 0% 0% 0% 0% 0% 0% 1 9% Education 3 3% 2 2% 2 2% 1 1% 4 4% 6 5% 6 6% A 0% 0% 0% 0% 0% 0% 0% B 0% 0% 0% 0% 2 50% 1 17% 6 100% C 3 100% 2 100% 2 100% 1 100% 2 50% 5 83% 0% FI 0% 0% 0% 0% 0% 0% 0% Energy 10 12% 18 20% 19 20% 24 21% 26 24% 22 19% 27 25% A 2 20% 4 22% 4 21% 6 25% 6 23% 3 14% 6 22% B 8 80% 10 56% 10 53% 16 67% 13 50% 17 77% 17 63% C 0% 0% 0% 1 4% 1 4% 1 5% 2 7% FI 0% 4 22% 5 26% 1 4% 6 23% 1 5% 2 7% Finance 21 24% 5 6% 5 5% 17 15% 5 5% 12 11% 11 10% A 0% 0% 0% 0% 0% 0% 0% B 0% 0% 0% 0% 0% 0% 0% C 6 29% 2 40% 2 40% 6 35% 1 20% 3 25% 5 45% FI 15 71% 3 60% 3 60% 11 65% 4 80% 9 75% 6 55% HSP 1 1% 3 3% 2 2% 2 2% 1 1% 4 4% 3 3% A 0% 0% 0% 0% 0% 0% 0% B 0% 2 67% 0% 0% 1 100% 3 75% 1 33% C 1 100% 1 33% 1 50% 2 100% 0% 1 25% 2 67% FI 0% 0% 1 50% 0% 0% 0% 0% Industry and Trade 2 2% 3 3% 2 2% 0% 0% 5 4% 4 4% A 1 50% 0% 0% 0% 0% B 0% 1 33% 2 100% 0% 0% C 0% 2 67% 0% 3 60% 2 50% FI 1 50% 0% 0% 2 40% 2 50% Multisector 11 13% 15 17% 11 12% 11 10% 13 12% A 2 18% 5 33% 3 27% 0% 3 23% B 6 55% 5 33% 3 27% 4 36% 5 38% C 2 18% 3 20% 3 27% 4 36% 2 15% FI 1 9% 2 13% 2 18% 3 27% 3 23% PSM 6 7% 10 11% 14 15% 9 8% 4 4% 11 10% 3 3% A 0% 0% 0% 0% 0% 0% 0% B 0% 0% 0% 0% 0% 0% 0% C 6 100% 10 100% 14 100% 9 100% 4 100% 11 100% 3 100% FI 0% 0% 0% 0% 0% 0% 0% Transport and ICT 21 24% 19 21% 23 24% 27 23% 28 26% 25 22% 23 22% A 10 48% 5 26% 6 26% 7 26% 6 21% 7 28% 7 30% B 8 38% 10 53% 11 48% 18 67% 21 75% 16 64% 12 52% C 2 10% 3 16% 4 17% 2 7% 1 4% 2 8% 3 13% FI 1 5% 1 5% 2 9% 0% 0% 0% 1 4% WOMIS 6 7% 6 7% 10 11% 12 10% 15 14% 15 13% 18 17% A 2 33% 0% 1 10% 3 25% 0% 2 13% 0% B 2 33% 4 67% 9 90% 8 67% 15 100% 13 87% 18 100% C 1 17% 2 33% 0% 1 8% 0% 0% 0% FI 1 17% 0% 0% 0% 0% 0% 0% 8
Sector and 2007 2008 2009 2010 2011 2012 2013 Category No. % No. % No. % No. % No. % No. % No. % Not classified 0% 0% 1 1% A 0% B 1 100% C 0% FI 0% Total 86 100% 89 100% 94 100% 115 100% 108 100% 114 100% 106 100% ANR = agriculture and natural resources, HSP =health and social protection, ICT = information and communications technology, PSM = public sector management, WOMIS = water supply and other municipal infrastructure and services. Source: Regional and Sustainable Development Department, Environment and Safeguards Division (RSES) database. Table 7: Involuntary Resettlement Safeguards Classification of s by Sector, 2007 2013 Sector and 2007 2008 2009 2010 2011 2012 2013 Category No. % No. % No. % No. % No. % No. % No. % ANR 5 6% 8 9% 6 6% 12 10% 12 11% 13 11% 11 10% A 0% 2 25% 2 33% 2 17% 5 42% 6 46% 2 18% B 1 20% 4 50% 2 33% 5 42% 3 25% 4 31% 4 36% C 4 80% 2 25% 2 33% 5 42% 4 33% 3 23% 4 36% FI 0% 0% 0% 1 9% Education 3 3% 2 2% 2 2% 1 1% 4 4% 6 5% 6 6% A 0% 0% 0% 0% 1 25% 0% 0% B 1 33% 0% 0% 0% 1 25% 1 17% 2 33% C 2 67% 2 100% 2 100% 1 100% 2 50% 5 83% 4 67% FI 0% 0% 0% 0% Energy 10 12% 18 20% 19 20% 24 21% 26 24% 22 19% 27 25% A 4 40% 2 11% 3 16% 3 13% 4 15% 2 9% 5 19% B 4 40% 9 50% 9 47% 9 38% 13 50% 9 41% 13 48% C 2 20% 7 39% 7 37% 11 46% 3 12% 10 45% 7 26% FI 1 4% 6 23% 1 5% 2 7% Finance 21 24% 5 6% 5 5% 17 15% 5 5% 12 11% 11 10% A 0% 0% 1 20% 0% 0% 0% 0% B 0% 0% 1 20% 0% 0% 0% 0% B/C 1 5% 0% 0% C 20 95% 5 100% 3 60% 8 47% 1 20% 3 25% 5 45% FI 9 53% 4 80% 9 75% 6 55% HSP 1 1% 3 3% 2 2% 2 2% 1 1% 4 4% 3 3% A 0% 1 33% 0% 0% 0% 0% 0% B 0% 0% 0% 0% 0% 0% 0% C 1 100% 2 67% 2 100% 2 100% 1 100% 4 100% 3 100% FI 0% 0% 0% 0% Industry and Trade 2 2% 3 3% 2 2% 0% 0% 5 4% 4 4% A 0% 1 33% 1 50% 0% 0% B 0% 0% 0% 0% 1 25% C 2 100% 2 67% 1 50% 3 60% 1 25% FI 2 40% 2 50% Multisector 11 13% 15 17% 11 12% 11 10% 13 12% 0% A 2 18% 7 47% 4 36% 0% 5 38% B 5 45% 4 27% 3 27% 2 18% 1 8% C 4 36% 4 27% 4 36% 6 55% 4 31% FI 3 27% 3 23% PSM 6 7% 10 11% 14 15% 9 8% 4 4% 11 10% 3 3% A 0% 0% 0% 0% 0% 0% 0% B 0% 0% 0% 0% 0% 0% 0% C 6 100% 10 100% 14 100% 9 100% 4 100% 11 100% 3 100% FI 0% 0% 0% 0% 9
Sector and 2007 2008 2009 2010 2011 2012 2013 Category No. % No. % No. % No. % No. % No. % No. % Transport and ICT 21 24% 19 21% 23 24% 27 23% 28 26% 25 22% 23 22% A 11 52% 6 32% 9 39% 9 33% 9 32% 12 48% 9 39% B 2 10% 4 21% 2 9% 9 33% 7 25% 9 36% 7 30% C 8 38% 9 47% 12 52% 9 33% 12 43% 4 16% 6 26% FI 0% 0% 0% 1 4% WOMIS 6 7% 6 7% 10 11% 12 10% 15 14% 15 13% 18 17% A 2 33% 2 33% 1 10% 3 25% 1 7% 5 33% 5 28% B 3 50% 3 50% 7 70% 7 58% 12 80% 10 67% 10 56% C 1 17% 1 17% 2 20% 2 17% 2 13% 0% 3 17% FI 0% 0% 0% 0% 0% 0% 0% Not classified 0% 0% 1 1% A 0% B 0% C 1 100% FI 0% Total 86 100% 89 100% 94 100% 115 100% 108 100% 114 100% 106 100% ANR = agriculture and natural resources, HSP =health and social protection, ICT = information and communications technology, PSM = public sector management, WOMIS = water supply and other municipal infrastructure and services. Source: Regional and Sustainable Development Department, Environment and Safeguards Division (RSES) database. Table 8: Indigenous Peoples Safeguards Classification of s by Sector, 2007 2013 Sector and 2007 2008 2009 2010 2011 2012 2013 Category No. % No. % No. % No. % No. % No. % No. % ANR 5 6% 8 9% 6 6% 12 10% 12 11% 13 11% 11 10% A 0% 1 13% 1 17% 0% 4 33% 1 8% 0% B 2 40% 4 50% 3 50% 5 42% 3 25% 4 31% 4 36% C 3 60% 3 38% 2 33% 7 58% 5 42% 8 62% 6 55% FI 0% 0% 0% 0% 0% 0% 1 9% Education 3 3% 2 2% 2 2% 1 1% 4 4% 6 5% 6 6% A 0% 0% 0% 0% 0% 0% 1 17% B 3 100% 1 50% 2 100% 1 100% 2 50% 3 50% 3 50% C 0% 1 50% 0% 0% 2 50% 3 50% 2 33% FI 0% 0% 0% 0% 0% 0% 0% Energy 10 12% 18 20% 19 20% 24 21% 26 24% 22 19% 27 25% A 0% 3 17% 2 11% 0% 1 4% 0% 2 7% B 4 40% 4 22% 8 42% 1 4% 0% 1 5% 2 7% C 6 60% 11 61% 9 47% 22 92% 19 73% 20 91% 21 78% FI 0% 0% 0% 1 4% 6 23% 1 5% 2 7% Finance 21 24% 5 6% 5 5% 17 15% 5 5% 12 11% 11 10% A 0% 0% 1 20% 0% 0% 0% 0% B 0% 0% 1 20% 0% 0% 0% 0% C 21 100% 5 100% 3 60% 8 47% 1 20% 3 25% 5 45% FI 0% 0% 0% 9 53% 4 80% 9 75% 6 55% HSP 1 1% 3 3% 2 2% 2 2% 1 1% 4 4% 3 3% A 0% 1 33% 1 50% 0% 0% 0% 0% B 0% 0% 0% 1 50% 0% 1 25% 1 33% C 1 100% 2 67% 1 50% 1 50% 1 100% 3 75% 2 67% FI 0% 0% 0% 0% 0% 0% 0% Industry and Trade 2 2% 3 3% 2 2% 0% 0% 5 4% 4 4% A 0% 1 33% 0% 0% 0% B 0% 0% 2 100% 0% 0% C 2 100% 2 67% 0% 3 60% 2 50% FI 0% 0% 0% 2 40% 2 50% 10
Sector and 2007 2008 2009 2010 2011 2012 2013 Category No. % No. % No. % No. % No. % No. % No. % Multisector 11 13% 15 17% 11 12% 11 10% 13 12% 0% 0% A 1 9% 2 13% 1 9% 0% 0% B 5 45% 3 20% 3 27% 2 18% 2 15% C 5 45% 10 67% 7 64% 6 55% 8 62% FI 0% 0% 0% 3 27% 3 23% PSM 6 7% 10 11% 14 15% 9 8% 4 4% 11 10% 3 3% A 0% 0% 0% 0% 0% 0% 0% B 0% 0% 0% 0% 0% 0% 0% C 6 100% 10 100% 14 100% 9 100% 4 100% 11 100% 3 100% FI 0% 0% 0% 0% 0% 0% 0% Transport and ICT 21 24% 19 21% 23 24% 27 23% 28 26% 25 22% 23 22% A 5 24% 1 5% 1 4% 1 4% 1 4% 0% 2 9% B 4 19% 6 32% 3 13% 4 15% 4 14% 1 4% 2 9% C 12 57% 12 63% 19 83% 22 81% 23 82% 24 96% 18 78% FI 0% 0% 0% 0% 0% 0% 1 4% WOMIS 6 7% 6 7% 10 11% 12 10% 15 14% 15 13% 18 17% A 0% 0% 1 10% 1 8% 0% 0% 0% B 1 17% 0% 2 20% 3 25% 2 13% 1 7% 3 17% C 5 83% 6 100% 7 70% 8 67% 13 87% 14 93% 15 83% FI 0% 0% 0% 0% 0% 0% 0% Not classified 0% 0% 1 1% A 0% B 0% C 1 100% FI 0% Total 86 100% 89 100% 94 100% 115 100% 108 100% 114 100% 106 100% ANR = agriculture and natural resources, HSP =health and social protection, ICT = information and communications technology, PSM = public sector management, WOMIS = water supply and other municipal infrastructure and services. Source: Regional and Sustainable Development Department, Environment and Safeguards Division (RSES) database. 11
C. By Operational Department Figure 2: Safeguards Classification by Operations Department Pre- and Post-SPS Adoption a) Environment 100% 4% 10% 6% 5% 4% 6% 11% 18% 13% 7% 5% 2% 32% 12% 23% 9% 80% 20% 40% 22% 59% 48% 52% 60% 41% 3% 59% 73% 74% 40% 49% 69% 73% 14% 44% 55% 43% 35% 43% 20% 18% 15% 19% 9% 9% 14% 10% 11% 0% 8% 7% 2007 09 2010 13 2007 09 2010 13 2007 09 2010 13 2007 09 2010 13 2007 09 2010 13 2007 09 2010 13 Central and West East Asia Pacific Private Sector South Asia Southeast Asia A B C FI b) Involuntary Resettlement 100% 0% 0% 10% 5% 4% 0% 0% 6% 0% 2% 26% 80% 34% 36% 38% 43% 26% 33% 46% 66% 11% 68% 62% 53% 60% 16% 43% 40% 37% 42% 55% 32% 63% 17% 45% 50% 19% 25% 20% 30% 18% 17% 25% 25% 14% 19% 20% 0% 9% 2% 6% 2007 09 2010 13 2007 09 2010 13 2007 09 2010 13 2007 09 2010 13 2007 09 2010 13 2007 09 2010 13 Central and West East Asia Pacific Private Sector South Asia Southeast Asia A B C FI c) Indigenous Peoples 100% 80% 60% 40% 20% 0% 10% 5% 4% 6% 2% 38% 51% 63% 64% 67% 87% 68% 67% 86% 88% 76% 90% 59% 20% 42% 17% 18% 36% 27% 11% 17% 2% 9% 8% 11% 15% 2% 3% 7% 16% 3% 4% 2007 09 2010 13 2007 09 2010 13 2007 09 2010 13 2007 09 2010 13 2007 09 2010 13 2007 09 2010 13 Central and West East Asia Pacific Private Sector South Asia Southeast Asia A B C FI FI = financial intermediary, SPS = Safeguard Policy Statement. Source: This study based on data from Regional and Sustainable Development Department, Environment and Safeguards Division (RSES). 12
Safeguards Category Environment Table 9: Number of s by Safeguards Risk Category in 2007 2009 and 2010 2013, by Department CWRD EARD PARD PSOD SARD SERD 2007 2009 2010 2013 2007 2009 2010 2013 2007 2009 2010 2013 2007 2009 2010 2013 2007 2009 2010 2013 2007 2009 2010 2013 No. % No. % No. % No. % No. % No. % No. % No. % No. % No. % No. % No. % A 7 15 13 19 24 69 24 43 1 9 - - 4 9 11 14 7 10 12 11 5 8 7 7 B 23 49 41 59 7 20 23 41 8 73 19 73 8 18 34 44 38 55 84 74 22 35 43 43 C 15 32 8 12 2 6 6 11 2 18 6 23 6 14 2 3 15 22 10 9 33 52 48 48 FI 2 4 7 10 2 6 3 5 - - 1 4 26 59 31 40 9 13 8 7 3 5 2 2 Involuntary Resettlement A 8 17 10 14 22 63 25 45 1 9 - - 1 2 5 6 17 25 28 25 12 19 20 20 B 8 17 29 42 4 11 9 16 6 55 13 50 13 30 14 18 22 32 49 43 12 19 25 25 C 31 66 23 33 9 26 19 34 4 36 12 46 30 68 29 37 30 43 30 26 39 62 53 53 FI - 7 10 - - 3 5 - - 1 4-30 38 - - 7 6 - - 2 2 Indigenous Peoples A 1 2 - - 6 17 5 9 - - - - 1 2 2 3 5 7 3 3 10 16 4 4 B 5 11 - - 7 20 10 18 4 36 2 8 5 11 - - 29 42 17 15 11 17 27 27 C 41 87 62 90 22 63 38 68 7 64 23 88 38 86 46 59 35 51 87 76 42 67 67 67 FI - - 7 10 - - 3 5 - - 1 4-30 38 - - 7 6 - - 2 2 Total: 47 100 69 100 35 100 56 100 11 100 26 100 44 100 78 100 69 100 114 100 63 100 100 100 CWRD = Central and West Asia Department, EARD = East Asia Department, FI = financial intermediary, PARD = Pacific Department, PSOD = Private Sector Operations Department, SARD = South Asia Department, SERD = Southeast Asia Department. Source: Regional and Sustainable Development Department, Environment and Safeguards Division (RSES). 13
D. By Financing Modality a) Environment Figure 3: Safeguards Classification by Financing Modality Pre- and Post-SPS Adoption 100% 80% 60% 40% 20% 0% 2% 3% 14% 12% 11% 10% 2% 7% 2% 5% 38% 33% 35% 59% 52% 59% 3% 65% 69% 96% 80% 92% 98% 23% 37% 11% 44% 32% 20% 28% 23% 38% 26% 15% 7% 15% 4% 13% 8% 4% 4% 2007 09 2010 13 2007 09 2010 13 2007 09 2010 13 2007 09 2010 13 2007 09 2010 13 2007 09 2010 13 MFF NS -- Private Program Sector Other b) Involuntary Resettlement A B C FI 100% 3% 10% 2% 8% 40% 30% 28% 27% 80% 27% 37% 31% 66% 63% 60% 18% 36% 39% 96% 44% 38% 98% 60% 92% 38% 40% 41% 22% 20% 31% 33% 32% 18% 27% 19% 2% 2% 7% 13% 15% 0% 2% 0% 0% 4% 2007 09 2010 13 2007 09 2010 13 2007 09 2010 13 2007 09 2010 13 2007 09 2010 13 2007 09 2010 13 MFF NS -- Private Program Sector Other A B C FI c) Indigenous Peoples 100% 80% 60% 40% 20% 0% 3% 10% 2% 37% 31% 60% 50% 53% 58% 73% 70% 84% 81% 96% 95% 58% 29% 41% 60% 27% 42% 19% 19% 11% 8% 11% 20% 5% 9% 0% 5% 3% 2% 8% 2% 2% 11% 4% 2007 09 2010 13 2007 09 2010 13 2007 09 2010 13 2007 09 2010 13 2007 09 2010 13 2007 09 2010 13 MFF NS -- Private Program Sector Other A B C FI FI = financial intermediary, MFF = multitranche financing facility, NS = nonsovereign, SPS = Safeguard Policy Statement. Source: This study based on data from Regional and Sustainable Development Department, Environment and Safeguards Division (RSES). 14
Safeguards Category Environment Table 10: Number of s by Safeguards Risk Category in 2007 2009 and 2010 2013, by Financing Modality MFF NS Private Program Sector Other 2007 2009 2010 2013 2007 2009 2010 2013 2007 2009 2010 2013 2007 2009 2010 2013 2007 2009 2010 2013 2007 2009 2010 2013 No. % No. % No. % No. % No. % No. % No. % No. % No. % No. % No. % No. % A 29 32 45 20 13 28 9 15 3 7 11 15 - - 2 13 1 8 1 4 1 4 B 48 52 150 65 27 59 41 69 10 23 32 44 2 4-12 80 11 92 7 26 10 38 C 13 14 27 12 1 2 3 5 5 11 2 3 43 96 42 98 1 7-10 37 6 23 FI 2 2 8 3 5 11 6 10 26 59 28 38-1 2 - - 9 33 9 35 Involuntary Resettlement A 38 41 71 31 15 33 11 19 1 2 5 7 1 2-2 13-4 15 1 4 B 17 18 82 36 18 39 26 44 14 32 13 18 1 2-9 60 11 92 6 22 7 27 C 37 40 69 30 13 28 16 27 29 66 28 38 43 96 42 98 4 27 1 8 17 63 10 38 FI - 8 3-6 10-27 37-1 2 - - - 8 31 Indigenous Peoples A 10 11 11 5 4 9-2 5 2 3 1 2-3 20-3 11 1 4 B 27 29 43 19 19 41 5 8 5 11-1 2 1 2 4 27 5 42 5 19 2 8 C 55 60 168 73 23 50 48 81 37 84 44 60 43 96 41 95 8 53 7 58 19 70 15 58 FI - 8 3-6 10-27 37-1 2 - - - 8 31 Total: 92 100 230 100 46 100 59 100 44 100 73 100 45 100 43 100 15 100 12 100 27 100 26 100 FI = financial intermediary, MFF = multitranche financing facility, NS = nonsovereign. Source: Regional and Sustainable Development Department, Environment and Safeguards Division (RSES). 15
Table 11: ADB s Approved in 2010 2013 with Safeguards Classification Year Dept DMC No. No. Name Loan Type Sector Amount ENV IR IP 2010 EARD PRC 42117 2616 Tianjin Integrated Gasification Combined Cycle Power Plant Energy 135.0 A C C 2010 SARD IND 43158 2617 Micro, Small, and Medium Enterprise Development - Credit Line/NS- Finance 50.0 FI C C Public (DFI) 2010 SARD SRI 36601 2618 North East Community Restoration and Development II - Supplementary T and ICT 200.0 A A B 2010 SERD INO 40061 2619 Java-Bali Electricity Distribution Performance Improvement Energy 50.0 C C C 2010 EARD MON 35377 2621 Regional Road Development - Supplementary T and ICT 8.0 B C C 2010 SARD SRI 38356 2624 Fiscal Management Efficiency (formerly Fiscal Management Reform PSM 50.0 C C C Program II) 2010 PARD SAM 43191 2625 Economic Recovery Support Program (Subprogram 1) Program Multisector 16.0 C C C 2010 SARD SRI 44065 2626 Conflict-Affected Region Emergency ANR 66.1 B C C 2010 EARD PRC 42017 2631 Second Heilongjiang Road Network Development MFF-Subproject WOMIS 140.0 B B C 2010 EARD PRC 40682 2632 Integrated Renewable Biomass Energy Development Sector (formerly Rural Finance 50.0 FI FI FI Energy and Ecosystem 2010 CWRD UZB 42489 2633 MFF - Water Supply and Sanitation Services Investment Program - Tranche 2 MFF-Subproject T and ICT 173.0 A B C 2010 CWRD UZB 42007 2634 Second Small and Microfinance Development ANR 100.0 B A C 2010 CWRD UZB 42107 2635 MFF - Central Asia Regional Economic Cooperation Corridor 2 Road Investment MFF-Subproject WOMIS 123.0 B B B Program - 1 2010 SERD VIE 42080 2636 Strengthening Water Management and Irrigation Systems Rehabilitation Program Finance 60.4 C C C 2010 SARD IND 38254 2638 MFF - North Karnataka Urban Sector Investment Program - Tranche 2 Program HSP 150.0 C C C 2010 SARD NEP 36169 2641 Rural Finance Sector Development Cluster Program (Subprogram 2) Program Finance 120.0 C C C 2010 CWRD PAK 41641 2644 Punjab Millennium Development Goals Program - Subprogram 2 Sovereign Energy 232.3 A C C Guarantee 2010 CWRD PAK 41545 2645 Sindh Growth and Rural Revitalization Program - Subprogram 2 WOMIS 100.0 A A C 2010 CWRD AZE 43406 2646 Janub Gas-Fired Power Plant WOMIS 100.0 A A A 2010 EARD PRC 42011 2647 Wuhan Urban Environmental Improvement ANR 40.0 B C B 2010 EARD PRC 42012 2648 Chongqing Urban-Rural Infrastructure Development Demonstration WOMIS 60.0 B B B 2010 SARD BAN 40534 2649 Second Crop Diversification SAL Multisector 150.0 B B C 2010 SARD NEP 36188 2650 Secondary Towns Integrated Urban Environmental Improvement WOMIS 35.0 B B C 2010 SARD IND 37066 2651 MFF - Rural Roads Sector II Investment Program - Tranche 5 MFF-Subproject T and ICT 85.0 B C C 2010 SERD INO 39071 2654 Metropolitan Sanitation Management and Health T and ICT 10.0 B B C 2010 CWRD GEO 42414 2655 MFF - Sustainable Urban Transport Investment Program - Tranche 1 WOMIS 150.0 A A B 2010 SARD NEP 44058 2656 Kathmandu Sustainable Urban Transport Energy 150.0 B B C 2010 EARD PRC 42010 2657 Guangxi Southwestern Cities Development Program PSM 9.5 C C C 2010 EARD PRC 40634 2658 Inner Mongolia Autonomous Region Environment Improvement (Phase II) MFF-Subproject Multisector 78.0 FI FI FI 2010 PARD RMI 43321 2659 Public Sector Program - Subprogram 1 Energy 100.0 B A C 2010 SARD IND 41598 2660 MFF - National Capital Region Urban Infrastructure Financing Facility -Tranche 1 Multisector 400.0 C C B 2010 SARD BAN 44192 2661 Bangladesh-India Electrical Grid Interconnection T and ICT 300.0 B A C 2010 SERD PHI 43407 2662 Social Protection Support Program Multisector 100.0 C C C 2010 SARD IND 41629 2663 Bihar State Highways II (formerly Bihar State Roads II) Program Finance 300.0 C C C 2010 CWRD GEO 43496 2664 Social Services Delivery Program PSM 25.0 C C C 2010 SERD THA 41325 2665 Capital Market Development Program ANR 29.8 B B C 2010 SERD BAN 39452 2666 Strengthening Governance Management SAL Multisector 48.5 B C C 2010 CWRD KGZ 39676 2667 CAREC Regional Road Corridor Improvement (Supplementary) MFF-Subproject ANR 67.6 B C C 16
Year Dept DMC No. No. Name Loan Type Sector Amount ENV IR IP 2010 CWRD KGZ 44236 2668 Emergency Assistance for Recovery and Reconstruction T and ICT 35.0 B B B 2010 SARD IND 37091 2669 MFF - Agribusiness Infrastructure Development Investment Program - Tranche 1 Energy 16.7 B B C 2010 SERD CAM 42334 2670 Rural Roads Improvement Program PSM 10.0 C C C 2010 CWRD KGZ 43456 2671 Power Sector Improvement (formerly Transmission and Distribution Program PSM 10.0 C C C Metering ) (formerly Transmission and Distribution Metering ) 2010 SERD CAM 41373 2674 Public Financial Management for Rural Development Program - Subprogram 2 MFF-Subproject WOMIS 43.4 B C C (Subprogram 2) 2010 SERD CAM 38421 2675 Promoting Economic Diversification Program (Subprogram 2) MFF-Subproject Energy 89.7 B B C 2010 SARD IND 40648 2676 Infrastructure Development Investment Program for Tourism - Tranche 1 MFF-Subproject ANR 51.6 A C C 2010 SARD IND 41614 2677 MFF - Assam Power Sector Enhancement Investment Program - Tranche 2 Program PSM 40.0 C C C 2010 SARD IND 40156 2679 MFF - Sustainable Coastal Protection and Management Investment Program - Tranche 1 Energy 132.2 B B C 2010 SERD VIE 41360 2680 Second Small and Medium-Sized Enterprises Development Program - Subprogram I MFF-Subproject ANR 56.9 A A B 2010 SARD IND 41626 2681 Bihar Power System Improvement T and ICT 24.5 B B B 2010 SARD IND 38412 2684 MFF - Assam Integrated Flood and Riverbank Erosion Risk Management Finance 13.0 FI FI FI Investment Program - Tranche 1 2010 SARD NEP 44143 2685 Subregional Transport Enhancement MFF-Subproject Energy 208.0 A A C 2010 PARD PNG 44304 2686 Microfinance Expansion TA Loan T and ICT 23.0 C C C 2010 SARD IND 41627 2687 MFF - Himachal Pradesh Clean Energy Development Investment Program-Tranche 3 MFF-Subproject Multisector 150.0 FI FI FI 2010 SARD BAN 44142 2688 Subregional Transport Preparatory Facility ANR 40.0 B C C 2010 CWRD KAZ 44060 2689 MFF - Small and Medium Enterprise Investment Program - Tranche 1 Sector Multisector 120.0 B B C 2010 EARD PRC 42022 2694 Jiangxi Sustainable Forest Ecosystem Development ANR 60.0 B B B 2010 SARD BAN 39298 2695 City Region Development T and ICT 250.0 A A A 2010 SARD BAN 40515 2696 Sustainable Rural Infrastructure Improvement HSP 27.0 C C B 2010 CWRD KAZ 41121 2697 MFF: CAREC Transport Corridor 1 (Zhambyl Oblast Section) [Western Europe- T and ICT 75.0 B B B Western People's Republic of China International Transit Corridor] Investment Program - Tranche 3 2010 SERD VIE 41508 2699 Second Greater Mekong Subregion Regional Communicable Diseases Control T and ICT 315.0 B A C 2010 EARD PRC 40683 2700 Risk Mitigation and Strengthening of Endangered Reservoir in Shandong Province Program Finance 10.0 C C C 2010 SERD VIE 41444 2703 Second Northern GMS Transport Network Improvement Program Finance 60.0 C C C 2010 SARD IND 42513 2705 Karnataka State Highway Improvement Program PSM 200.0 C C C 2010 SERD CAM 34389 2706 Financial Sector Development Program (Cluster 2, Subprogram 4) Program Finance 200.0 C C C 2010 SERD VIE 37577 2707 Financial Sector Program III - Subprogram II MFF-Subproject T and ICT 150.0 A A C 2010 SERD INO 40009 2708 Infrastructure Reform Sector Development Program (Subprogram 3) MFF-Subproject Multisector 250.0 FI FI FI 2010 EARD PRC 40626 2709 Yunnan Integrated Road Network Development T and ICT 12.0 B B C 2010 SERD PHI 38276 2715 Financial Market Regulation and Intermediation Program, Subprogram II T and ICT 45.0 B C C 2010 CWRD GEO 41122 2716 Road Corridor Investment Program - 2 ANR 30.0 B B B 2010 SARD IND 41036 2717 Second India Infrastructure Tranche Financing Facility - Tranche 2 Program PSM 200.0 C C C 2010 PARD KIR 44281 2718 Road Rehabilitation MFF-Subproject T and ICT 100.0 C C C 2010 EARD MON 41192 2719 Regional Logistics MFF-Subproject WOMIS 63.0 B B C 2010 SERD REG 40253 2721 GMS-VIE Biodiversity Conservation Corridor MFF-Subproject Energy 200.0 B C C 2010 SERD INO 43211 2723 Sixth Development Policy Support Program MFF-Subproject Energy 242.0 B B C 2010 EARD PRC 43332 2724 Railway Energy Efficiency and Safety Enhancement Investment Program-Tranche 2 MFF-Subproject T and ICT 283.0 B B C 17
Year Dept DMC No. No. Name Loan Type Sector Amount ENV IR IP 2010 SARD IND 40031 2725 MFF - Rajasthan Urban Sector Development Investment Program (Tranche 3) MFF-Subproject T and ICT 170.0 A A C 2010 CWRD PAK 34339 2726 MFF - Renewable Energy Development Sector Investment Program PFR2 MFF-Subproject T and ICT 350.0 A A C 2010 CWRD PAK 38456 2727 MFF Power Distribution Enhancement (Tranche 2) MFF-Subproject T and ICT 40.0 B B C 2010 CWRD KAZ 43439 2728 MFF - CAREC Corridor 2 (Mangystau Oblast Sections) Investment Program - MFF-Subproject Energy 69.0 B B C Tranche 1 2010 CWRD ARM 42145 2729 North-South Road Corridor Investment Program - 2 Multisector 12.8 B C C 2010 SERD VIE 41414 2730 GMS Ben Luc-Long Thanh Expressway (MFF $650 m) - PFR 1 MFF-Subproject T and ICT 115.0 B C C 2010 SERD VIE 39500 2731 Ho Chi Minh City Urban Mass Rapid Transit Line 2 Investment Program - PFR 1 MFF-Subproject T and ICT 222.2 B C C 2010 SARD IND 32298 2732 MFF- Madhya Pradesh Power Sector Investment Program (Tranche 6) T and ICT 23.0 B C C 2010 PSOD GEO 42920 7305 Bank Republic Joint Stock Company NS-Private Finance 20.0 FI C C 2010 PSOD AFG 40921 7307 Sungas Liquefied Petroleum Gas NS-Private Energy 8.0 B C C 2010 PSOD ARM 43922 7308 Zvartnots Airport Expansion (Phase 2) NS-Private T and ICT 40.0 B A C 2010 PSOD REG 44908 7309 Credit Guarantee and Investment Facility NS-Private Finance 130.0 FI FI FI 2010 PSOD REG 43938 7312 ASEAN China Investment Fund II NS-Private Finance 25.0 FI FI FI 2010 PSOD REG 44927 7318 Asia Water Fund NS-Private Finance 20.0 FI FI FI 2010 PSOD REG 43934 7323 Shorecap II Limited NS-Private Finance 10.0 FI FI FI 2010 PSOD GEO 43923 7324 Port of Poti NS-Private T and ICT 18.0 B C C 2010 PSOD REG 44934 7325 MFI Risk Participation Facility NS-Private Finance 250.0 FI FI FI 2010 PSOD PAK 43903 7326 Uch II - Power Private Limited NS-Private Energy 150.0 A C C 2010 SERD VIE 39538 2613/2614 SOE Reform and Corporate Governance Facilitation Program - 1 MFF-Subproject PSM 130.0 C C C 2010 SARD BAN 38164 2622/2623 Natural Gas Access Improvement (formerly Clean Fuel Development Energy 266.0 B A C ) 2010 CWRD UZB 43151 2629/2630 Talimarjan Power (formerly CASAREM-Talimarjan Energy Development Energy 350.0 A C C ) (formerly CASAREM-Talimarjan Energy Development ) 2010 SARD SRI 42254 2639/2640 Northern Road Connectivity T and ICT 154.4 B B C 2010 SERD VIE 40354 2642/2643 Health Human Resources Sector Development Program SDP Multisector 60.0 C C B Program/ 2010 SERD VIE 41339 2652/2653 Skills Enhancement Education 70.0 C C B 2010 SERD CAM 38558 2672/2673 Water Resources Management Sector Development Program (Program) SDP ANR 30.0 B B C Program/ 2010 SERD VIE 41461 2682/2683 Sustainable Rural Infrastructure Development in Northern Mountain ANR 108.0 B B B Provinces 2010 PARD PAL 44031 2691/2692 Water Sector Improvement Program Program WOMIS 16.0 C C C 2010 SARD BAN 35049 2701/2702 Padma Multipurpose Bridge T and ICT 615.0 A A C 2010 SARD SRI 37378 2710/2711 Jaffna and Kilinochchi Water Supply and Sanitation WOMIS 90.0 B B C 2010 PARD PNG 41504 2713/2714 Town Electrification Investment Program, Tranche 1 MFF-Subproject Energy 57.3 B B B 2010 PSOD PRC 42936 7310/2627 Songhua River Basin Water Pollution Control and Management Private NS-Private WOMIS 146.6 B B C Sector Facility 2010 PSOD THA 43936 7311/2628 Solar Power NS-Private Energy 70.0 B C C 2010 PSOD AZE 43931 7313/2637 Garadagh Cement Expansion and Energy Efficiency Improvement NS-Private Energy 27.0 A C C 2010 PSOD THA 44931 7314/2678 Bangchak Solar NS-Private Energy 134.3 B C C 2010 PSOD GEO 44923 7315/2690 Bank of Georgia NS-Private Finance 50.0 FI FI FI 2010 PSOD PRC 44905 7316/2693 Municipal Natural Gas Infrastructure Development 2 NS-Private Energy 200.0 B B C 2010 PSOD PRC 44928 7317/2698 Jilin Wind Power NS-Private Energy 240.0 B B C 18
Year Dept DMC No. No. Name Loan Type Sector Amount ENV IR IP 2010 PSOD PAK 43937 7319/2704 Zorlu Enerji Power NS-Private Energy 36.8 B C C 2010 PSOD REG 44926 7320/7321 Clean Energy Funds - Renewable Energy Asia Fund NS-Private Energy 40.0 FI FI FI 2010 PSOD INO 44936 7322/2712 Housing Finance Program NS-Private Finance 300.0 FI FI FI 2011 CWRD KAZ 41121 2735 CAREC Transport Corridor I (Zhambyl Oblast Section) [Western Europe-Western T and ICT 4.7 B B C People's Republic of China International Transit Corridor] Investment Program - Tranche 4 2011 SARD IND 43063 2736 Madhya Pradesh State Roads III MFF-Subproject T and ICT 112.0 B B C 2011 CWRD TKM 43441 2737 North-South Railway T and ICT 95.0 A B C 2011 EARD PRC 42016 2738 Qinghai Rural Water Resources Management MFF-Subproject WOMIS 300.0 B B C 2011 PARD COO 40287 2739 Avatiu Port Development (Supplementary) MFF-Subproject T and ICT 150.0 B A C 2011 SERD INO 44906 2740 Indonesia Eximbank T and ICT 125.0 B C C 2011 SERD VIE 40080 2741 Ha Noi Metro Rail System (Line 3: Nhon-Ha Noi Station Section) ANR 60.0 B A A 2011 EARD PRC 40684 2744 Forestry and Ecological Restoration in Three Northwest Provinces NS-Public Finance 100.0 FI FI FI 2011 CWRD UZB 42107 2746 Central Asia Regional Economic Cooperation Corridor 2 Road Investment Program T and ICT 293.0 A A C - Tranche 2 2011 SERD VIE 29296 2747 Phuoc Hoa Water Resources (Supplementary) ANR 100.0 B C A 2011 SARD IND 43912 2748 Bangalore Metro Rail Transit System NS-Private T and ICT 40.0 B C C 2011 CWRD GEO 43405 2749 Urban Services Improvement Investment Program - Tranche 1 MFF-Subproject T and ICT 240.0 B B C 2011 CWRD ARM 42417 2752 Sustainable Urban Development Investment Program - Tranche 1 ANR 60.0 A A B 2011 SERD VIE 41456 2754 Water Sector Investment Program - Tranche 1 NS-Public T and ICT 250.0 B C C 2011 CWRD KGZ 42399 2755 CAREC Corridor 1 (Biskek-Torugart Road) - 3 MFF-Subproject WOMIS 80.0 B B C 2011 SARD BAN 42171 2756 Khulna Water Supply MFF-Subproject T and ICT 48.6 B A C 2011 EARD PRC 43024 2759 Xinjiang Altay Urban Infrastructure and Environment Improvement NS-Private WOMIS 100.0 B B C 2011 EARD PRC 43025 2760 Gansu Tianshui Urban Infrastructure Development MFF-Subproject WOMIS 138.0 B B C 2011 SARD BAN 42122 2761 Third Primary Education Development T and ICT 55.0 A C C 2011 SARD BAN 42248 2763 Second Chittagong Hill Tracts Rural Development WOMIS 75.0 B A C 2011 SARD IND 43467 2764 Madhya Pradesh Energy Efficiency Improvement Investment Program - Tranche 1 Multisector 100.0 A A B 2011 EARD PRC 43332 2765 Railway Energy Efficiency and Safety Enhancement Investment Program-Tranche 3 Multisector 100.0 A A C 2011 EARD MON 43007 2766 Higher Education Reform Education 320.0 B B B 2011 SARD SRI 38357 2767 Additional Financing National Highways Sector NS-Private Energy 170.0 A C C 2011 SERD INO 43255 2768 Urban Sanitation and Rural Infrastructure Support to the PNPM Mandiri ANR 55.0 B A A 2011 SARD BAN 37113 2769 Power System Efficiency Improvement MFF-Subproject Energy 200.0 B B C 2011 SARD IND 37143 2770 North Eastern State Roads Investment Program -Tranche 1 MFF-Subproject T and ICT 250.0 C C C 2011 EARD PRC 40524 2771 Shandong Energy Efficiency and Emission Reduction Education 20.0 C C C 2011 CWRD UZB 44483 2772 Second Central Asia Regional Economic Cooperation Corridor 2 Road Investment T and ICT 85.0 B A C Program - Tranche 1 2011 EARD PRC 39653 2773 Guangdong Energy Efficiency and Environment Improvement Investment Multisector 100.0 B C C Program - Tranche 3 2011 CWRD UZB 44318 2775 Housing for Integrated Rural Development Investment Program - Tranche 1 Energy 300.0 A B C 2011 SARD NEP 34304 2776 Kathmandu Valley Water Supply Improvement MFF-Subproject T and ICT 74.8 B A B 2011 SERD LAO 40368 2777 Secondary Education Sector Development Program Energy 100.0 FI FI FI 2011 SARD IND 44431 2778 Gujarat Solar Power Transmission MFF-Subproject T and ICT 130.0 B C C 2011 CWRD UZB 41340 2779 Advanced Electricity Metering MFF-Subproject Energy 42.9 FI FI FI 2011 SERD LAO 33356 2780 Additional Financing Nam Ngum River Basin Development Sector NS-Private Energy 100.0 A B C 19
Year Dept DMC No. No. Name Loan Type Sector Amount ENV IR IP 2011 CWRD UZB 45067 2781 Central Asia Regional Economic Cooperation Corridor 6 (Marakand-Karshi) MFF-Subproject Multisector 200.0 FI FI FI Railway Electrification 2011 SERD REG 45097 2782 ASEAN Infrastructure Fund WOMIS 80.0 B B C 2011 PARD PNG 41509 2785 Rural Primary Health Services Delivery (SF) Program Education 10.0 C C B 2011 SERD INO 42208 2786 Second Local Government Finance and Governance Reform Program - Energy 100.0 B B C Subprogram 2 2011 SERD VIE 41433 2789 Transport Connections in Northern Mountainous Provinces (SF) Energy 150.0 C C C 2011 SARD SRI 42459 2790 Local Government Enhancement Sector (SF) Sector ANR 5.0 B B B 2011 SERD LAO 44057 2791 Second Private Sector and SME Development Program - Subprogram 1 (SF) T and ICT 100.0 B C C 2011 SARD IND 36330 2793 Railway Sector Investment Program - Tranche 1 Equity Multisector 150.0 FI FI FI 2011 SARD IND 43464 2794 Himachal Pradesh Clean Energy Transmission Investment Program - Tranche 1 HSP 20.0 B C C 2011 PARD KIR 43072 2795 South Tarawa Sanitation Improvement Sector (SF) Program PSM 200.0 C C C 2011 SARD NEP 38426 2796 Decentralized Rural Infrastructure and Livelihood - Additional Financing (SF) T and ICT 80.0 B B A 2011 SARD IND 38272 2797 Uttarakhand Urban Sector Development Investment Program - Tranche 2 Sector WOMIS 59.0 B B B 2011 SARD IND 41614 2800 Assam Power Sector Enhancement Investment Program-Tranche 3 Program PSM 5.0 C C C 2011 PARD SAM 43191 2801 Economic Recovery Support Program (Subprogram 2) (SF) NS-Private Energy 97.0 A A C 2011 EARD PRC 43032 2802 Xi'an Urban Road Network Improvement MFF-Subproject T and ICT 150.0 B A C 2011 SERD INO 45064 2805 Low-Carbon and Resilient Development Program MFF-Subproject Energy 113.0 B B C 2011 SARD IND 42265 2806 Assam Urban Infrastructure Investment - Tranche 1 WOMIS 7.6 B B C 2011 CWRD GEO 43405 2807 Urban Services Improvement Investment Program - Tranche 2 ANR 18.0 B B B 2011 SARD NEP 41155 2808 Electricity Transmission Expansion and Supply Improvement MFF-Subproject WOMIS 100.0 B B C 2011 SERD LAO 31351 2809 Smallholder Development - Additional Financing (SF) NS-Private Energy 48.0 B B C 2011 SERD VIE 43400 2814 O Mon IV Combined Cycle Power Plant MFF-Subproject Energy 50.0 B B C 2011 SERD CAM 42305 2815 Third Financial Sector Program - Subprogram 1 (SF) Program Multisector 10.8 C C C 2011 SARD BHU 44240 2816 Urban Infrastructure T and ICT 150.0 A A C 2011 SERD INO 38479 2817 Regional Roads Development Policy-based Multisector 100.0 C C C lending 2011 PARD VAN 42392 2820 Interisland Shipping Support (SF) MFF-Subproject Multisector 81.0 B B C 2011 EARD PRC 43023 2821 Guangxi Beibu Gulf Cities Development MFF-Subproject WOMIS 40.0 B C C 2011 SARD IND 41036 2822 Second India Infrastructure Financing Facility - Tranche 3 Energy 56.0 B B C 2011 SARD IND 39630 2823 National Power Grid Development Investment Program - Tranche 3 ANR 5.0 B C C 2011 CWRD KAZ 45150 2824 Central Asia Regional Economic Cooperation Corridor 1 (Taraz Bypass) Energy 309.9 A A C 2011 CWRD UZB 42489 2825 Water Supply and Sanitation Services Investment Program - Tranche 3 Program Finance 15.0 C C C 2011 SERD VIE 41462 2826 Comprehensive Socioeconomic Urban Development in Viet Tri, Hung Yen, Multisector 19.9 B C C and Dong Dang 2011 SERD VIE 42191 2827 Support for the Implementation of the Poverty Reduction Program V - T and ICT 180.0 B A B Subprogram 3 (SF) 2011 SERD VIE 40239 2828 Development of the Northern Chu and Southern Ma Rivers Irrigation System T and ICT 10.8 B C C (SF) 2011 EARD PRC 43054 2829 Hai River Estuary Area Pollution Control and Ecosystem Rehabilitation Multisector 200.0 A A C 2011 SARD IND 43467 2830 Madhya Pradesh Energy Efficiency Improvement Investment Program - Tranche 2 MFF-Subproject Multisector 240.0 FI FI FI 2011 CWRD AZE 39176 2831 Road Network Development Program - Tranche 3 MFF-Subproject Energy 76.0 B B C 2011 PARD VAN 42391 2832 Port Vila Urban Development (SF) MFF-Subproject WOMIS 58.0 B B C 2011 SARD IND 40648 2833 Infrastructure Development Investment Program for Tourism - Tranche 2 Multisector 70.0 B A B 20