For Private Circulation Only e-infoline December 2014 100.00 90.00 80.00 70.00 60.00 650 625 600 575 550 525 500 561 Depository Participants 574 581 574 As on November 30, 2014, has 574 DPs offering DP services from over 11,000 locations across the country. These DPs comprise of CMs, Banks, NBFCs, Custodians and Clearing Houses / Corporations. 10000 9000 8000 7000 6000 78.06 7237 Beneficial Owners 81.50 Unique Companies Admitted 7714 86.54 8197 92.61 During the last 12 months, the number of active BO accounts with has increased from 86.54 lakh as on November 30, 2013, to 92.61 lakh as on November 30, 2014, which indicates growth of 7.01%. 8771 The securities of almost all listed companies have been admitted with for demat. Further, a large number of Private Limited and unlisted companies are also admitted with. As on November 30, 2014, the securities of 8771 unique companies have been admitted for demat with. GETS UIDAI NOD FOR e-kyc Verification of the Proof of Identity (PoI) and Proof of Address (PoA) is a key requirement for customers to access any financial product and the capital markets. Customers provide physical PoI and PoA documents, which are cumbersome and results in duplication of records. Various documents can be submitted as POI and POA and includes Aadhaar, the Unique Identification Number issued to residents of India by The Unique Identification Authority of India (UIDAI). UIDAI has now introduced an e-kyc service, through which the KYC process can be performed electronically with explicit authorization by the resident. As part of the e-kyc process, the resident authorizes UIDAI (using either biometric or One Time Password) to provide their demographic data along with their photograph (digitally signed and encrypted) to service providers. UIDAI has set-up the mechanism through its Authentication Service Agencies (ASAs) who have established connectivity with the UIDAI. ASAs in turn appoint various organizations as Authentication User Agencies (AUAs), who use Aadhaar authentication to enable its services and connects to the UIDAI through an ASA. Customers can thus experience a paperless KYC experience by using e-kyc and while intermediaries can avoid the cost of repeated KYC, the cost of paper handling and storage, and the risk of forged documents. The real-time e-kyc service makes it possible for service providers to provide instant service delivery to residents, which otherwise would have taken a few days for activation based on the verification of KYC documents, digitization, etc. We are pleased to inform that both and its subsidiary, Ventures Limited (CVL) have received the Unique Identification Authority of India (UIDAI) approval for providing the e-kyc service as an Authentication Service Agency (ASA) and an Authentication User Agency (AUA), respectively. Both, and CVL will be commencing e-kyc services, shortly. Intermediaries desiring to avail of e-kyc services may contact Ms. Latha Nair 022-2272 5062, lathan@cdslindia.com. TRAINING PROGRAMME FOR INTERNAL AUDITORS AND DP OFFICIALS conducted compliance training programs for DP officials and internal/concurrent auditors in Mumbai, Delhi, Jaipur, Ahmedabad, Chennai, Hyderabad, Kochi and Kolkata in the month of November. The program was directed towards updating them about the new developments in DP compliance. 1
e-infoline Compliance Training program in Chennai on November 29, 2014. 's TRUST APP for BOs had launched the TRUST -TRansactions Using Secured Texting facility as an alternative channel to submission of delivery instructions, for trades done on a stock exchange. By using TRUST, BOs can confirm delivery instructions uploaded by the broker by sending an SMS using any mobile phone with Android Operating System (OS) or through GPRS based version of TRUST for Android, iphone, Blackberry and Windows based mobile devices. is pleased to announce that TRUST Mobile application; " TRUST" has now been made available for download on Google Play Store. BOs may download this cost free App from their Android based mobile phones and follow the simple registration steps. NSEL CIRCULAR - PROCESS OF FINANCIAL CLOSURE OF e-series National Spot Exchange Limited (NSEL) has issued a Circular no. NSEL/DP/2014/042 dated November 10, 2014 about the process of financial closure of e-series. As per the said circular, the remittance of payout to unit holders holding free units of e-copper has commenced at average rate of Rs. 462.7339 per unit (i.e. per Kilogram) for 100 percent of holding. Hence, an amount of Rs. 462.73 (100%) for every unit of e-copper held is being released by NSEL. Details of the remittance made to the eligible unit holders shall be made available on the website of the Exchange. DPs and Beneficial Owners (BOs) may take note of the same. NISM DEPOSITORY OPERATIONS CPE PROGRAM As an NISM accredited CPE Provider for conducting the Depository Operations Program, conducted CPE training programs at Mumbai and Ahmedabad on December 6, 2014. GREEN INITIATIVE FOR CORPORATES Compliance Training Program in Kolkata on November 29, 2014. 's service 'Go Green' offers corporate entities to convey all communications to their shareholders through e-mail. As the name suggests, Go Green aims to use 'greener' electronic practices of communication over the conventional printing and posting physical mail. Companies can use this inexpensive and efficient service for sending any communication to their shareholders which would result in reduced costs and contribute to a greener environment. To register your company for Go Green, please contact Mr. Anand Tirodkar on 022-22728153, anandt@cdslindia.com or Mr Ankit Bandivadekar on 022-22728634, ankitb@cdslindia.com. NEW DP ADMITTED DP ID DP NAME LOCATION 80000 INVESTSMART STOCK INDORE BROKERS PRIVATE LIMITED WITHDRAWAL / TERMINATION OF DP NO. DP ID DP NAME 1 18500 SAIKRIPA SECURITIES LIMITED 2 42400 THE MAHARASHTRA STATE CO-OP BANK LIMITED 3 52500 VASANTI SHARE BROKERS LIMITED INVESTOR AWARENESS PROGRAMS (IAPs) During November 2014, BOPF Trust has conducted 33 IAPs across India. DPs such as Celebrus Capital Limited, India Infoline Limited, Way2wealth Brokers Private Limited, Karvy Stock Broking Limited, Delhi Stock Exchange Limited, Geojit BNP Paribas Financial Services Limited, HDFC Securities Ltd, SW Capital Private Limited, Axis Bank Limited, Sharewealth Securities Limited, Jalgaon Janata Sahakari Bank, VCK Share & Stock Broking Services Limited, IndiaNivesh Securities Private Limited, Inventure Growth and Securities Limited, Muthoot Securities Limited, Nirmal Bang Securities Private Limited, Sharekhan Ltd, HDFC Bank Ltd, Anand Rathi Shares And Stock Brokers Limited, Cholamandalam Securities Limited., also participated in these IAPs. Further, leading dailies such as Eenadu, Sandesh, Maharashtra Times, Hindustan Times etc., also contributed in making these IAPs a success. These programs were directed towards educating the investors about depository services, financial planning, Rajiv Gandhi Equity Savings Scheme (RGESS) etc., also conducted a seminar with Association of National Exchanges Members of India (ANMI). For details of f o r t h c o m i n g I A P s, k i n d l y v i s i t www.cdslindia.com. 2
e-infoline Mr. Cyrus Khambata, Executive Vice President, addressing Mr. Sunil Alvares, Senior Vice President, addressing Mr. Ramkumar K, Senior Vice President, addressing Mr. Chandrashekar Thakur, Head- Investor Education,, addressing the students of Vivekanand College of Commerce, Mumbai on November 11, 2014. Mr. Jayashankar Nair of India Infoline Limited addressing the audience at an IAP conducted at Kottayam, Kerala on November 14, 2014 3
e-infoline Mr. Anand Rathi, Chairman, Anand Rathi Shares And Stock Brokers Limited addressing the audience at an IAP conducted at Jaipur, Rajasthan on November 29, 2014. Mr. K. Balasubramanyam of Axis Bank addressing the audience at an IAP conducted at Hanamkonda, Andhra Pradesh on November 9,2014. Mr. Rajesh Krishna Moorthy of HDFC Bank addressing the audience at an IAP conducted at Palakkad,Kerala on November 29, 2014. Mr. Murali and Mr. Jagan of Cholamandalam Securities Limited addressing the employees of EID Parry Sugar Factory conducted at Nellikuppam, Tamil Nadu on November 24, 2014. Mr. Vijay Ranjane of Inventure Growth and Securities Limited addressing the audience at an IAP conducted at Mumbai on November 23, 2014 4
e-infoline Disclaimer: The newsletter is meant for information purposes only and does not constitute any opinion or recommendation on any course of action to be followed by the reader(s). The information contained in this newsletter does not constitute or form part of or should not be construed as, any offer of sale or purchase or service. While the information in the newsletter has been compiled from sources believed to be reliable and in good faith, reader(s) may note that the contents thereof including text, graphics, links or other items are provided without warranties of any kind. expressly disclaims any warranty as to the accuracy, correctness, reliability, timelines, merchantability or fitness of any particular purpose, of this newsletter. shall also not be liable for any damage or loss of any kind, howsoever caused as a result (direct or indirect) of the use of the information or data contained in the newsletter. Any alteration, transmission, photocopied distribution in part or in whole or reproduction of any form of this newsletter or any part thereof without prior consent of is prohibited. Published by Mr. Yogesh Kundnani, Vice President - Business Development on behalf of Central Depository Services (India) Limited, 17th Floor, Phiroze Jeejeebhoy Towers, Dalal Street, Mumbai - 400 001. Editor : Mr. Yogesh Kundnani 5