Annexure - I 1 2 3 Format of holding of specified Name of Listed Entity: Scrip Code/Name of Scrip/Class of Security : Share Holding Pattern Filed under: Reg. 31(1)/Reg. 31(1)(b)/Reg.31(1)(c) a. If under 31(1)(b) then indicate the report for Quarter ending 3th June, 217 b. If under 31(1)(c) then indicate date of allotment/extinguishment 4 Declaration: The Listed entity is required to submit the following declaration to the extent of submission of ination:- 53254 / TCS / EQUITY Reg. 31(1) (b) Sr No Particulars Yes* No* 1 Whether the Listed Entity has issued any partly paid up shares? No 2 Whether the Listed Entity has issued any Convertible Securities or Warrants? No 3 Whether the Listed Entity has any shares against which depository receipts are issued? 4 Whether the Listed Entity has any shares in locked-in? No 5 Whether any shares by promoters are pledge or otherwise encumbered? Yes 6 Whether the Listed Entity has issued any differential Voting Rights? No No * If the Listed Entity selects the option No for the questions above, the columns for the partly paid up shares, Outstanding Convertible Securities/Warrants, depository receipts, locked-in shares, No of shares pledged or otherwise encumbered by promoters, as applicable, shall not be displayed at the time of dissemination on the Stock Exchange website. Also wherever there is No declared by Listed Entity in above table the values will be considered as Zero by default on submission of the at of holding of specified. 5 The tabular at for disclosure of holding of specified is as follows:-
Category (A) Category of shareholder Promoter & Promoter Group of fully paid Nos. of shareholders up of Partly paid-up equity shares of shares underlying Depository Shareholding as a % of no. of shares (calculated as per ) (I) (II) (III) (IV) (V) (VI) (VII) = (IV)+(V)+ (VI) () of Underlying Outstanding (including Shareholding, as a % assuming full conversion of ( as a percentage of diluted share capital) (XI)= (VII)+ () in (B) Public 5,99,526 5,59,34,159 5,59,34,159 26.43 5,59,34,159 5,59,34,159 26.43 26.43. 5,48,49,327 (C) Non Promoter- Non Public.... (C1) underlying DRs... (C2) by Employee Trusts Table I - Summary Statement holding of specified Voting Rights in each class of Total as a % of (A+B+C) Class Class Total eg: X eg:y (b) (b) 6 1,4,83,53,432 1,4,83,53,432 73.57 1,4,83,53,432 1,4,83,53,432 73.57 73.57. 4,19,, 2.98 1,4,83,53,432.... Total 5,99,532 1,91,42,87,591 1,91,42,87,591 1. 1,91,42,87,591. 1,91,42,87,591 1. 1.. 4,19,, 2.19 1,91,32,2,759 Locked in shares pledged or otherwise encumbered Page 2 of 5
2 3 4 5 Category & Name of the Shareholders (I) AF-TAAB INVESTMENT COMY LIMITED TATA INVESTMENT CORPORATION LTD of shareholder of fully paid up Partly paid-up underlying Depository AAACA48H 1 4,1,614 4,1,614.2 AAACT412F 1 5,27,11 5,27,11.3 TATA INDUSTRIES LIMITED AAACT458L 1 3,61 3,61. TATA STEEL LIMITED AAACT283M 1 23,84 23,84. THE TATA POWER COMY 6 LIMITED Sub-Total (A)(1) (2) Foreign (II) (III) (IV) (V) (VI) (VII = IV+V+VI) 4,1,614 5,27,11 3,61 23,84 of Underlying Outstanding (including Shareholding, as a % assuming full conversion of ( as a percentage of diluted share capital) (XI) = (VII)+ as a % of in 4,1,614.2.2.. 4,1,614 5,27,11.3.3.. 5,27,11 3,61.... 3,61 23,84.... 23,84 AAACT54A 1 383 383. 383 383.... 383 6 1,4,83,53,432 1,4,83,53,432 73.57 1,4,83,53,432 1,4,83,53,432 73.57 73.57. 4,19,, 2.98 1,4,83,53,432 Individuals (Non-Resident..... Individuals/ Foreign Individuals) (b) Government..... (c) Institutions..... (d) Foreign Portfolio Investor..... (e) Any Other (specify)..... Name (xyz ) Sub-Total (A)(2)..... Total Shareholding of Promoter and Promoter Group (A)= (A)(1)+(A)(2) 6 1,4,83,53,432 1,4,83,53,432 73.57 1,4,83,53,432 1,4,83,53,432 73.57 73.57. 4,19,, 2.98 1,4,83,53,432 Details of which remain unclaimed may be given hear along with details such as number of shareholders, outstanding shares in demat/unclaimed suspense account, voting rights which are frozen etc. Note: (1) would not be displayed on website of Stock Exchange(s). (2) The term Encumbrance has the same meaning as assigned under regulation 28(3) of SEBI (Substantial Acquisition of and Takeovers) Regulations, 211. Table II - Statement showing shareholding pattern of the Promoter and Promoter Group () Voting Rights in each class of Locked in shares pledged or otherwise encumbered Total as a % shares of Total Voting rights Class X Class Y Total (b) (b) (1) Indian Individuals/Hindu undivided. Family.... (b) Central Government/ State. Government(s).... (c) Financial Institutions/ Banks..... (d) Any Other (specify) 6 1,4,83,53,432 1,4,83,53,432 73.57 1,4,83,53,432 1,4,83,53,432 73.57 73.57. 4,19,, 2.98 1,4,83,53,432 (i) Bodies Corporate 1 TATA SONS LIMITED AAACT46A 1 1,4,73,87,911 1,4,73,87,911 73.52 1,4,73,87,911 1,4,73,87,911 73.52 73.52. 4,19,, 2.98 1,4,73,87,911
Category & Name of the Shareholders Nos. of sharehol der of fully paid up Partly paid-up equity shares underlying Depository Table III - Statement showing shareholding pattern of the Public shareholder (I) (II) (III) (IV) (V) (VI) (VII = IV+V+VI) () Voting Rights in each class of of Underlying Outstanding (including Total Shareholding, as a % assuming full conversion of ( as a percentage of diluted share capital) (XI) = (VII)+ as a % of Locked in shares Class X Class Y Total (b) (b) (1) Institutions Mutual Funds/UTI 177 1,72,68,662 1,72,68,662.9 1,72,68,662 1,72,68,662.9.9. 1,72,66,889 (b) Venture Capital Funds.... (c) Alternate Investment Funds.... (d) Foreign Venture Capital Investors.... (e) Foreign Portfolio Investors 1114 32,2,66,472 32,2,66,472 16.73 32,2,66,472 32,2,66,472 16.73 16.73. 32,2,66,472 (f) Financial Institutions/ Banks 31 5,27,741 5,27,741.3 5,27,741 5,27,741.3.3. 5,25,38 (g) Insurance Companies 16 8,65,71,115 8,65,71,115 4.52 8,65,71,115 8,65,71,115 4.52 4.52. 8,65,71,115 1 Life Insurance Corporation of India AAACL582H 41 7,42,83,564 7,42,83,564 3.88 7,42,83,564 7,42,83,564 3.88 3.88. 7,42,83,564 (h) Provident Funds/ Pension Funds.... (i) Any Other (specify).... Sub-Total (B)(1) 1482 42,46,33,99 42,46,33,99 22.18 42,46,33,99 42,46,33,99 22.18 22.18. 42,46,29,514 (2) Central Government/ State Government(s)/ President of India 8 8,94,812 8,94,812.5 8,94,812 8,94,812.5.5. 8,94,812 Sub-Total (B)(2) 8 8,94,812 8,94,812.5 8,94,812 8,94,812.5.5. 8,94,812 (3) Non-institutions Individuals - 594399 7,21,71,598 7,21,71,598 3.77 7,21,71,598 7,21,71,598 3.77 3.77. 7,12,69,55 Total as a % of Total Voting rights pledged or otherwise encumbered (not applicabl e) shares (Not applicabl e) in i. Individual shareholders holding nominal share capital up to Rs. 2 lakhs. ii. Individual shareholders holding nominal share capital in excess of Rs. 2 lakhs. 594387 5,97,63,635 5,97,63,635 3.12 5,97,63,635 5,97,63,635 3.12 3.12. 5,88,61,587 12 1,24,7,963 1,24,7,963.65 1,24,7,963 1,24,7,963.65.65. 1,24,7,963 (b) NBFCs registered with RBI 16 41,856 41,856. 41,856 41,856... 41,856 (c) Employee Trusts.... (d) Overseas Depositories (holding DRs) (balancing figure).... (e) Any Other (specify) 3,621 81,91,93 81,91,93.43 81,91,93 81,91,93.43.43. 8,13,595 i Trusts 92 24,27,684 24,27,684.13 24,27,684 24,27,684.13.13. 24,27,684 ii Foreign Companies 1 28 28. 28 28... 28 iii Bodies Corporate 2,519 43,85,688 43,85,688.23 43,85,688 43,85,688.23.23. 42,7,38 iv Clearing Members / Clearing House 926 13,4,524 13,4,524.7 13,4,524 13,4,524.7.7. 13,4,524 v Limited Liabilily Parternship-LLP 83 37,979 37,979. 37,979 37,979... 37,979 Sub-Total (B)(3) 5,98,36 8,4,5,357 8,4,5,357 4.2 8,4,5,357 8,4,5,357 4.2 4.2. 7,93,25,1 Total Public Shareholding (B)= (B)(1)+(B)(2)+(B)(3) 5,99,526 5,59,34,159 5,59,34,159 26.43 5,59,34,159 5,59,34,159 26.43 26.43. 5,48,49,327 Details of the shareholders acting as persons in Concert including their Shareholding ( and %): Details of which remain unclaimed may be given hear along with details such as number of shareholders, outstanding shares in demat/unclaimed suspense account, voting rights which are frozen etc. Note: (1) would not be displayed on website of Stock Exchange(s). (2) The above at needs to be disclosed along with the name of following persons: Institutions/Non Institutions holding more than 1% of number of shares. (3) W.r.t. the ination pertaining to Depository, the same may be disclosed in the respective columns to the extent ination available and the balance to be disclosed as by custodian, Page 4 of 5
Table IV - Statement showing shareholding pattern of the Non Promoter- Non Public shareholder Category & Name of the Shareholders of sharehol der of fully paid up Partly paid-up equity shares underlying Depository Voting Rights in each class of of Underlying Outstanding (including Total Shareholding, as a % assuming full conversion of (as a percentage of diluted share capital) Locked in shares pledged or otherwise encumbered equity shares in rights Class X Class Y Total (b) (b) (1) Custodian/DR Holder.... Name of DR Holder (if available) (i) (ii) (2) Employee Benefit Trust (under SEBI (Share based Employee Benefit) Regulations, 214) Total Non-Promoter- Non Public Shareholding (C)= (C)(1)+(C)(2) (I) (II) (III) (IV) (V) (VII = IV+V+VI)........ Note (1) would not be displayed on website of Stock Exchange(s). (2) The above at needs to disclose name of all holders holding more than 1% of number of shares (3) W.r.t. the ination pertaining to Depository, the same may be disclosed in the respective columns to the extent ination available, (VI) () (XI) = (VII)+ as a % of Total as a % of Total Voting (not appli-cable) shares (Not applicable) (Not Applicable)