Monthly Return of Equity Issuer on Movements in Securities For the ended : 31/10/2018 To : Hong Kong Exchanges and Clearing Limited Name of Issuer Date Submitted 06/11/2018 Goldin Financial Holdings Limited I. Movements in Authorised Share Capital 1. Ordinary Shares (1) Stock code : 530 Description : GOLDIN FIN HOLD No. of ordinary Par value (State currency) Authorised share capital (State currency) Balance at close of preceding 11,000,000,000 HK$0.10 HK$1,100,000,000.00 Increase/(decrease) NIL NIL Balance at 11,000,000,000 HK$0.10 HK$1,100,000,000.00 (2) Stock code : Description : No. of ordinary Par value (State currency) Authorised share capital (State currency) Balance at close of preceding Increase/(decrease) Balance at
2. Preference Shares Stock code : Description : No. of preference Par value (State currency) Authorised share capital (State currency) Balance at close of preceding Increase/(decrease) Balance at 3. Other Classes of Shares Stock code : Description : No. of other classes of Par value (State currency) Authorised share capital (State currency) Balance at close of preceding Increase/(decrease) Balance at Total authorised share capital at the end of the (State currency): HK$1,100,000,000.00
II. Movements in Issued Share Capital No. of ordinary (1) (2) No of preference No. of other classes of Balance at close of preceding 6,990,651,992 Increase/ (decrease) during the NIL Balance at 6,990,651,992 III. Details of Movements in Issued Share Capital Share Options (under Share Option Schemes of the Issuer) Particulars of share option scheme including EGM approval date and Movement during the class of issuable Granted Exercised Cancelled Lapsed issuer issued during the thereto issuer which may be issued thereto as at 1. Exercise price: NIL NIL NIL NIL NIL 8,000,000 HK$0.6540 (28/01/2004) Ordinary 2. Exercise price: NIL NIL NIL NIL NIL 16,650,000 HK$0.6520 (28/01/2004) Ordinary 3. Exercise price: NIL NIL NIL 400,000 NIL 120,500,000 HK$3.098 (21/11/2013 ) Ordinary Total funds raised during the from exercise of options (State currency) Total A. (Ordinary ) NIL (Preference ) (Other class) NIL
Warrants to Issue Shares of the Issuer which are to be Listed Description of warrants (Date of expiry - dd/mm/yyyy) 1. Currency of nominal value Nominal value at close of preceding Exercised during the Nominal value at issuer issued during the thereto issuer which may be issued thereto as at issuable 2. issuable 3. issuable 4. issuable Total B. (Ordinary ) (Preference ) (Other class)
Convertibles (i.e. Convertible into Shares of the Issuer which are to be Listed) Class and description 1. Currency of amount outstanding Amount at close of preceding Converted during the Amount at issuer issued during the thereto issuer which may be issued thereto as at issuable ) 2. issuable 3. issuable 4. issuable Total C. (Ordinary ) (Preference ) (Other class)
Any other Agreements or Arrangements to Issue Shares of the Issuer which are to be Listed, including Options (other than under Share Option Schemes) issuer issued during the thereto Full particulars including, if applicable, and class of issuable: 1. issuer which may be issued thereto as at 2. 3. Total D. (Ordinary ) (Preference ) (Other class)
Other Movements in Issued Share Capital Type of Issue of issuer issued during the thereto issuer which may be issued thereto as at issuable 1. Rights issue At price : State currency date : issuable 2. Open offer At price : State currency date : issuable 3. Placing At price : State currency date : issuable 4. Bonus issue date :
Type of Issue of issuer issued during the thereto issuer which may be issued thereto as at issuable 5. Scrip dividend At price : State currency date : repurchased 6. Repurchase of Cancellation date : AGM approval date: redeemed 7. Redemption of Redemption date : issuable 8. Consideration issue At price : State currency date :
Type of Issue of issuer issued during the thereto issuer which may be issued thereto as at issuable 9. Capital reorganisation Effective date : 10. Other State At price : (Please specify) currency issuable date : Total E. (Ordinary ) (Preference ) (Other class) Total increase / (decrease) in ordinary during the (i.e. Total of A to E): (1) NIL (2) Total increase / (decrease) in preference during the (i.e. Total of A to E): Total increase / (decrease) in other classes of during the (i.e. Total of A to E): (These figures should be the same as the relevant figures under II above ( Movements in Issued Share Capital ).)
Remarks (if any): Submitted by: Tricor Secretaries Limited Title: Hong Kong Branch Share Registrar (Director, Secretary or other duly authorised officer) Notes : 1. State the class of (e.g. ordinary, preference or other). 2. If there is insufficient space, please append the prescribed continuation sheet.