AOIO Rev. 112013 Report Required by the Ethics in Government Act of 1978 FOR CALENDAR YEAR 2012 (5 U.S.C. opp. 101-111) I. Person Reporting (last name, first, middle initial) Court or Organization Davila, Edward J. U.S. District Court, N01thern District, California 05/03/2013 Title (Article Ill judges indicate active or senior status; magistrate judges indicate full- or part-time) U.S. District Judge 7. Chambers or Office Address Sa. Report Type (check appropriate type) D Nomination Date D Initial [{ Annual D Final Sb. Amended Report D 6. Reporting Period 01/01/2012 to 12/31/2012 280 South First Street San Jose, CA 95113 /MPO RT ANT NOTES: The instructions accompanying this form must be followed. Complete all parts, checking the NONE box for each part where you have no reportable information. I. POSITI0NS. (Reporting individual only; see pp. 9-13 of filing instructions.) D NONE (No reportable positions.) POSITION NAME OF ORGANIZATION/ENTITY 1. Member, Parents Diversity Advisory Committee 5. II. AGREEMENTS. (Reporting individual only; see pp. 14-16 of filing instructions.) [{ NONE (No reportable agreements.) PARTIES AND TERMS I.
' Page 2of8 Davila, Edward J. 05/03/2013 IIJ. N 0N-JNVES TMENT JN CO ME. (Reporting individual and spouse; see pp. 17-24 of filing instructions.) A. Filer's Non-Investment Income D NONE (No reportable non-investment income.) SOURCE AND TYPE INCOME (yours, not spouse's) I. 2012 CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM - PENSION $32,7700 B. Spouse's Non-Investment Income - If you were married during any portion of the reporting year, complete this section. (Dollar amount not required except for honoraria.) D NONE (No reportable non-investment income.) SOURCE AND TYPE I. 2012 CALFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM - PENSION 2012 COUNTY OF SANT A CLARA - SALARY 2012 STATE OF CALIFORNIA- SALARY JV. REIMBURSEMENTS - transportation, lodging, food, entertainment. (Includes those to spouse and dependent children: see pp. 25-27 of filing instructions.) [{ NONE (No reportable reimbursements.) SOURCE LOCATION PURPOSE ITEMS PAID OR PROVIDED I. 5.
, Page 3of8 Davila, Edward J. 05/03/2013 V. GIFTS. (Includes those to spouse and dependent children; see pp. 28-31 of filing instructions.) [{ NONE (No reportable gifts.) SOURCE DESCRIPTION VALUE I. 5. VJ. LJABJLJTJES. (Includes those of spouse and dependent children; see pp. 32-33 of filing instructions.) D NONE (No reportable liabilities.) CREDITOR DESCRIPTION VALUE CODE I. Bank of America Credit Card K JPMorgan Chase Bank Mortgage on Second Property #I, Sunnyvale, CA M Tuition K American Express Credit Card 5. Capital One Credit Card 6. Citibank Credit Card K
, Page 4of8 Davila, Edward J. 05/03/2013 VII. INVESTMENTS and TRUSTS - income, value, transactions r1nc1udes t1tose of spouse and dependent c1tildren; see PP 34-60 of filing instructions.) D NONE (No reportable income, assets, or transactions.) A. B. c. D. Description of Assets lncomc during Gross value at end Transactions during reporting period (including trust assets) reporting period of reporting period Place "(X)" after each asset exempt from prior disclosure (I) Amount Code I (A-H) (I) (2) (2) (I) (2) (4) (5) Type (e.g., div., rent, or int.) Value Code 2 (J-P) Value Method Code 3 (Q-W) Type (e.g., buy, sell, redemption) Date mm/dd/yy (3) Value Code 2 (J-P) Gain Code I (A-H) Identity of buyer/seller (if private transaction) I. Bank of America A lnt./div. J T Santa Clara County Federal Credit Union A lnt./div. K T Accounts Chase Bank Account None J T Investment Property, Sunnyvale, CA None 0 w 5. Utah Educational Savings Plan 529: Static A Distribution K T Option A 6. (H) ICMA - RC 457 Deferred Compensation Plan 7. American s Growth of America, E Distribution M T Mutual 8. (H) Pershing Account #I 9. Pershing Govt Account - Money Market A lnt./div. J T 10. AMCAP Class A, Mutual A Dividend K T I I. American Balanced Class A, Mutual A Dividend K T Buy 08117/12 K 1 American High Income Trust Class A, c Dividend L T Mutual 1 The Bond of America Class A, Mutual A Dividend K T 1 Capital Income Builder Class C, B Dividend K T Mutual 15. Capital World Bond Class A, Mutual A Dividend K T 16. Capital World Growth and Income Class A, A Dividend K T Mutual 17. amental Investors Class A, Mutual A Dividend J T I. IncOme Gain Codes: A =S 1,000 or Jess B=51,00l -52,500 c=52,501-55,000 D=55,001-515,000 E=515,00J -550,000 (See Columns BI and 04) F=S50,00 I - S 100,000 G=S 100,00 I - S 1,000,000 HI =S 1,000,00 I - S5,000,000 H2 =More than 55,000.000 Value Codes J=515,000 or less K=Sl5,00 I - S50,000 L=S50,00J -SI00,000 M =Sl00,001-5250,000 (See Columns Cl and D3) N=5250,001-5500,000 0=5500,00 I -51,000,000 Pl =51,000,001-55.000,000 P2 =55,000,001-525.000,000 P3 =525,000,001-550,000,000 P4 =More than S50,000,000 Value Method Codes Q =Appraisal R =Cost (Real Estate Only) S =Assessment T=Cash Market (See Colunm C2) U =Book Value V=Other W=Estimated
, Page 5of8 Davila, Edward J. 05/03/2013 VII. INVESTMENTS and TRUSTS - income, value, transactions (Includes those of spouse and dependent children; see PP 34-60 <>[filing instruction>') 0 NONE (No reportable income, assets, or transactions.) A. B. D. Description of Assets Income during Gross value at end Transactions during reporting. period (including trust assets) reporting period of reporting period (I) c. (I) (2) (2) (2) (4) (5) Place "(X)" after each asset Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity of exempt from prior disclosure Code 1 div., rent, Code 2 Method buy, sell, mm/dd/yy Codc2 Code 1 buyer/seller (A-H) or int.) (J-P) Code 3 redemption) (J-P) (A-H) (if private (Q-W) (I) (3) transaction) 18. The Growth of America Class A A Dividend K T Buy 08/17/12 K 19. ING Corporate Leaders 100, Mutual A Dividend J T 20. The Income of America Class A, A Dividend K T Mutual 21. International Growth and Income A Dividend K T Buy 08117/12 K Class A, Mutual 2 The Investment Company of America Class A Dividend K T A, Mutual 2 New Perspective Class A, Mutual A Dividend L t 2 Carter Validus REIT A Dividend J T Buy 10/10/12 J 25. KBS Real Estate REIT A Dividend J T Buy 10/10/12 J 26. (H) Pershing Account #2 27. Franklin Dynatech Class A, Mutual A Dividend J T 28. (H) Pershing Account #3 29. Pershing Federated Government Reserves - A lnt./div. J T Money Market 30. Baron Growth, Mutual A Dividend J T 31. Dodge & Cox Stock, Mutual A Dividend J T 3.'/\'... ; - ;ro; None Pl w 3 3 I. Income Gain Codes: A =SJ,000 or less B =51,00 I - 52,500 c = 52,501-55,000 D=55,001-515,000 E=515,00l -550,000 (See Columns BI and 04) F = 550,001 - $100,000 G=$100,001 -Sl,000,000 HI =S 1,000,00 I - 55,000,000 H2 =More than 55.000,000 Value Codes J=515,000 or less K =$15,001 - $50,000 L=$50,001 - $100,000 M =S I00,001-5250,000 {See Columns CI and 03) N=5250,00I - 5500,000 0=5500,00 I -51,000,000 Pl =51,000,001-55,000,000 P2=55,000,001-525,000,000 P3 =$25,000,001 - $50,000,000 P4=More than $50,000,000 Value Method Codes Q =Appraisal R=Cost (Real Estate Only) S =Assessmem T =Cash Markel {See Column C2) U=Book Value V=Other W=Estimated
, Page 6of8 Davila, Edward J. 05/03/2013 VII. INVESTMENTS and TRUSTS - income, vatue, transactions r1nc1udes those of spouse and dependent children; see PP 34-60 of filing instructions.) D NONE (No reportable income, assets, or transactions.) A. B. c. D. Description of Assets Income during Gross value at end Transactions during reporting period (including trust assets) reporting period of reporting period (I) (2) (I) (2) (I) (2) (3) Place "(X)" after each asset Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity of exempt from prior disclosure Code 1 div., rent, Code 2 Method buy, sell, mm/dd/yy Code 2 Code 1 buyer/seller (A-H) or int.) (J-P) Code3 redemption) (J-P) (A-H) (if private (Q-W) (4) (5) transaction) 1 35. I. Income Gain Codes: A =S 1,000 or less B =51,00 I -52,500 c =52,501-55,000 D =55,001-515.000 E =515,001-550.000 (See Columns Bl and 04) F =550.001 -SI00,000 G =SI00,001 -Sl,000.000 HI =SI,000,001 -SS,000,000 H2 =More than SS,000,000 Value Codes J =S 15,000 or less K =515,001-550,000 L =550,001 -SI00,000 M =5100,001-5250,000 (See Columns CJ and 03) N =5250,001-5500.000 O =5500,001-51.000.000 Pl =51,000,001-55,000,000 P2 =55,000,001-525,000,000 P3 =525,000,001 -SS0,000,000 P4=More than S50,000,000 Value Method Codes Q =Appraisal R =Cost (Real Estate Only) S = Assessmenl T =Cash Market (See Column C2) U =Book Value V=Other W=E timated
I Page 7of8 Davila, Edward J. 05/03/2013 VIII. ADDITIONAL INFORMATION OR EXPLANATIONS. (lndicate purt ofreport.) Part VII Investments and Trusts: Line 5, Column A: Utah Educational Savings Plan 529: Static Option A: Utah Public Treasurers Investment (no control) Judges Retirement System II Account rep01ted in nomination report 01/05/ 1 1 was rolled over into IRA Account #1. IRA Account #4 (Western Asset Money market Class A) reported in nomination report dated 01/05/ 1 1 was rolled over into IRA Account #1.
I Page 8 of8 Davila, Edward J. 05/03/2013 IX. CERTIFICATION. I certify that all information given above (including information pertaining to my spouse and minor or dependent children, if any) is accurate, true, and complete to the best of my knowledge and belief, and that any information not reported was withheld because it met applicable statutory provisions permitting non-disclosure. I further certify that earned income from outside employment and honoraria and the acceptance of gifts which have been reported are in compliance with the provisions of 5 U.S.C. app. 501 et. seq., 5 U.S.C. 7353, and Judicial Conference regulations. Signature: s/ Edward J. Davila NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILLFULLY FALSIFIES OR FAILS TO FILE THIS REPORT MAY BE SUBJECT TO CIVIL AND CRIMINAL SANCTIONS (5 U.S.C. app. 104) Committee on Financial Disclosure Administrative Office of the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544