KYC - GUIDELINES
FACT SHEET COVER PAGE AP Client Details with Name of the AP& Code should be filled. AP should sign the same Under Client Mapping Details RM/ARM/BH should write their name & code with their signature RM/ARM/BH should tick the required ID(Diet/Browser/Mobile) & exchange if it is required by Client First signature of Client is under Declaration for Pro Trading
FACT SHEET COVER PAGE
HOW TO FILL THE KYC Please fill the KYC form in ENGLISH and in BLOCK LETTERS with BLACK INK. Name of the Applicant (As it appears on PAN). Father /Spouse Name Mention Full Name of Father/ Spouse. Date of Birth If Date of Birth is August 01,1974 mentioned 01/08/1974. Tick the applicable block for Gender,Marital Status,Nationality & Status. PAN Card Please enclose Clear/ Visible & duly self attested copy of PAN Card.
HOW TO FILL THE KYC If the PAN Card copy provided by the Applicant is not clear / visible/readable/ or some minor mismatch in spelling then you can submit additional other proof of identity and attach the same. If Applicant have UID ( i.e.aadhaar) card then please mention the number(aadhaar card is only valid for Proof of Identity) Paste Recent Colour Passport size Photograph and Sign Across it preferably with BLACK INK Address of Correspondence write complete details of City/Town/Village,PIN code,state,country & write proper STD code in Contact Details Telephone No.(Resi,Off & Fax).Mobile No & write applicant Email id in BLOCK LETTERS
HOW TO FILL THE KYC Please tick any one of valid documents against the document attached by Applicant.If any documents submitted with Validity/Expiry please mention it. Permanent Address of applicant is MANDATORY so if applicant has both the address as same then either LEAVE BLANK column of Address for Correspondence and write Address in column of Permanent Address OR if applicant has written Address in column of Correspondence Address then mention SAME AS ABOVE in column of Permanent Address.If both are different write accordingly and submit the proof for the same.
HOW TO FILL THE KYC Gross Annual Income details Please tick proper Income range box OR mention the Net worth. Occupation Please tick the only one given box. Date Mention the current date Signature of Applicant in the box given preferably in BLACK INK.
PAN magic (fourth character) Client s Signature/Authentication is required on each overwritten field. It should be across signed by Client himself Mobile & Pin code number is mandatory Please be careful while Tick Marking
ADDITIONAL DETAILS FOR TRADING ACCOUNT PAGE 7 Bank Account details should be filled properly like: Bank Name ICICI Bank Branch address Dilshad Colony,dilshad garden Delhi -95 Account no 420000071020 Account type should be ticked MICR Code(9 digit) which is printed on bottom of cheque should be filled IFSC code should also be filled Note Bank account statement should be of 6 months and stamp of the bank should be there on the statement.
ADDITIONAL DETAILS FOR TRADING ACCOUNT PAGE 7 Trading Preferences If a Client is only interested in NSE Cash & BSE Cash Then he needs to sign in the box opposite to NSE and also in the Cash segment box of NSE under Market segment Signature is required in the box opposite to BSE and also in the Cash segment box of BSE under market segment
ADDITIONAL DETAILS FOR TRADING ACCOUNT PAGE 7 Trading Preferences If a Client is interested in (NSE - Cash,F&O,Currency);(BSE Cash,F&O);MCX SX Currency Then he needs to sign in the box opposite to NSE and also in the Cash segment box,f&o box,currency derivative box of NSE under Market segment Signature is required in the box opposite to BSE and also in the Cash segment box,f&o box of BSE under Market segment Signature is required in the box opposite to MCX SX and also In the currency derivative box of MCX-SX under Market segment
ADDITIONAL DETAILS FOR TRADING ACCOUNT PAGE 7 Trading Preferences If a Client is interested in (NSE - Cash,F&O,Currency);(BSE Cash,F&O);MCX SX Currency Below mentioned is an example -
BROKERAGE SLAB PAGE 11 Brokerage should be filled correctly and below is the example -
DETAILS FOR DEMAT A/C PAGE-12
DETAILS FOR DEMAT A/C PAGE-13
DETAILS FOR DEMAT A/C PAGE-14
DP SCHEMES PAGE 54
DECLARATION BY SALES PERSON/AP SECOND LAST PAGE All the attached KYC documents should be verified by the Sales person/ap Sales person/ap should mention the KYC documents in the declaration Sales person/ap should mention their Name & Signature in the field provided at bottom of the declaration
DECLARATION BY SALES PERSON/AP SECOND LAST PAGE
CLEAR & UNCLEAR PAN
UNCLEAR BANK PROOF Address not visible Name not visible A/c no not clear so not acceptable
CLEAR BANK PROOF Bank logo is visible A/c holder name is visible A/c no is visible 6 months transactions is there Self attestation is there so acceptable
UNCLEAR ADDRESS PROOF Address is not visible Photo is not clear So not acceptable
CLEAR ADDRESS PROOF Address is visible Photo is visible so acceptable
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