Sub: Shareholding Pattern for the Third quarter (Q3) ended December 31, PDF Free Download

January 12, 2017 National Stock Exchange of India Limited Exchange Plaza, C-1 Block G Bandra Kurla Complex, Bandra (E) Mumbai 400051 BSE Limited Phiroze Jeejeebhoy Towers Dalal Street Mumbai 400001 Ref: Bharti Airtel Limited (532454 / BHARTIARTL) Sub: Shareholding Pattern for the Third quarter (Q3) ended December 31, 2016 Dear Sir/ Madam, Pursuant to Regulation 31(1) (b) of the SEBI (Listing Obligations and Disclosure Requirements) Regulations, 2015, we are enclosing herewith the shareholding pattern of the Company for the Third quarter (Q3) ended December 31, 2016. Please take the above on record. Thanking you, Yours faithfully, Sd/- Rajendra Chopra Sr. Vice President & Company Secretary Bharti Airtel Limited (a Bharti Enterprise) Regd. & Corporate Office: Bharti Crescent, 1, Nelson Mandela Road, Vasant Kunj, Phase II, New Delhi - 110 070 T.: +91-11-4666 6100, F.: +91-11-4166 6137, Email id: compliance.officer@bharti.in, www.airtel.com CIN: L74899DL1995PLC070609

General information about company Scrip code 532454 Name of the company Bharti Airtel Limited Whether company is SME No Class of Security Equity Type of report Quarterly Quarter Ended / Half year ended/date of Report (For Prelisting / Allotment) 31 12 2016 Date of allotment / extinguishment (in case Capital Restructuring selected) / Listing Date Shareholding pattern filed under Regulation 31 (1) (b) file:///z:/bharti%20airtel/stock%20exchange%20filings/lodr%20compliances/2016 17/Q3%202016 17/Regulation%2031_Shareholding%20Pattern/BSE/Sh 1/22

Sr. No. Particular Yes/No 1 Whether the Listed Entity has issued any partly paid up shares? No 2 Whether the Listed Entity has issued any Convertible Securities? No 3 Whether the Listed Entity has issued any Warrants? No 4 Whether the Listed Entity has any shares against which depository receipts are issued? No 5 Whether the Listed Entity has any shares in locked in? No 6 Whether any shares held by promoters are pledge or otherwise encumbered? No 7 Whether company has equity shares with differential voting rights? No file:///z:/bharti%20airtel/stock%20exchange%20filings/lodr%20compliances/2016 17/Q3%202016 17/Regulation%2031_Shareholding%20Pattern/BSE/Sh 2/22

Category (I) (A) Category of shareholder (II) Promoter & Promoter Group Nos. Of shareholders (III) Table I Summary Statement holding of specified securities No. of fully paid up equity shares held (IV) No. Of Partly paidup equity shares held (V) No. Of shares underlying Depository Receipts (VI) Total nos. shares held (VII) = (IV)+(V)+ (VI) Shareholding as a % of total no. of shares (calculated as per SCRR, 1957) (VIII) As a % of (A+B+C2) Number of Voting Rights held in each class of securities (IX) No of Voting (XIV) Rights Class eg: X Class eg:y Total Total as a % of (A+B+C) 4 2683660555 2683660555 67.14 2683660555 2683660555 67.14 (B) Public 222055 1312367926 1312367926 32.83 1312367926 1312367926 32.83 (C) (C1) (C2) Non Promoter Non Public underlying DRs held by Employee Trusts 2 1371621 1371621 1371621 1371621 0.03 2 1371621 1371621 0.03 1371621 1371621 0.03 Total 222061 3997400102 3997400102 100 3997400102 3997400102 100 file:///z:/bharti%20airtel/stock%20exchange%20filings/lodr%20compliances/2016 17/Q3%202016 17/Regulation%2031_Shareholding%20Pattern/BSE/Sh 3/22

Category (I) (A) Category of shareholder (II) Promoter & Promoter Group No. Of securities (X) Table I Summary Statement holding of specified securities No. of Warrants (Xi) securities and No. Of Warrants (Xi) Shareholding, as a % assuming full conversion of securities ( as a percentage of diluted share capital) (XI)= (VII)+(X) As a % of (A+B+C2) Number of Locked in shares (XII) No. As a % of total held (b) Number of pledged or otherwise encumbered (XIII) No. As a % of total held (b) Number of equity shares held in dematerialized form (XIV) 67.14 2683660555 (B) Public 32.83 1306915468 (C) (C1) (C2) Non Promoter Non Public underlying DRs held by Employee Trusts 1371621 0.03 1371621 Total 100 3991947644 file:///z:/bharti%20airtel/stock%20exchange%20filings/lodr%20compliances/2016 17/Q3%202016 17/Regulation%2031_Shareholding%20Pattern/BSE/Sh 4/22

Sr. A (1) Indian (d) Sub Total (A) (1) Table II Statement showing shareholding pattern of the Promoter and Promoter Group Category & Name of the Shareholders (I) Nos. Of shareholders (III) No. of fully paid up equity shares held (IV) No. Of Partly paidup equity shares held (V) No. Of shares underlying Depository Receipts (VI) Total nos. shares held (VII) = (IV)+(V)+ (VI) Shareholding as a % of total no. of shares (calculated as per SCRR, 1957) (VIII) As a % of (A+B+C2) Table II Statement showing shareholding pattern of the Promoter and Promoter Group Any Other (specify) (2) Foreign (e) Sub Total (A) (2) Total Shareholding of Promoter and Promoter Group (A)= (A)(1)+(A)(2) B Any Other (specify) (1) Institutions (e) (f) (g) Sub Total (B) (1) Number of Voting Rights held in each class of securities (IX) No of Voting (XIV) Rights Class eg: X file:///z:/bharti%20airtel/stock%20exchange%20filings/lodr%20compliances/2016 17/Q3%202016 17/Regulation%2031_Shareholding%20Pattern/BSE/Sh 5/22 Class eg:y Total Total as a % of Total Voting rights 1 1817987269 1817987269 45.48 1817987269 1817987269 45.48 1 1817987269 1817987269 45.48 1817987269 1817987269 45.48 3 865673286 865673286 21.66 865673286 865673286 21.66 3 865673286 865673286 21.66 865673286 865673286 21.66 4 2683660555 2683660555 67.14 2683660555 2683660555 67.14 Table III Statement showing shareholding pattern of the Public shareholder Mutual Funds Foreign Portfolio Investors Financial Institutions/ Banks Insurance Companies ( 3 ) Non institutions (a(i)) (a(ii)) (b) Individuals i.individual shareholders holding nominal share capital up to Rs. 2 lakhs. Individuals ii. Individual shareholders holding nominal share capital in excess of Rs. 2 lakhs. NBFCs registered with RBI Any Other 170 134319248 134319248 3.36 134319248 134319248 3.36 647 602952470 602952470 15.08 602952470 602952470 15.08 22 2637607 2637607 0.07 2637607 2637607 0.07 114 314873408 314873408 7.88 314873408 314873408 7.88 953 1054782733 1054782733 26.39 1054782733 1054782733 26.39 213624 28015310 28015310 0.7 28015310 28015310 0.7 33 3981940 3981940 0.1 3981940 3981940 0.1 12 19913 19913 0 19913 19913 0

(e) (specify) 7433 225568030 225568030 5.64 225568030 225568030 5.64 Sub Total (B) (3) Total Public Shareholding (B)=(B)(1)+ (B)(2)+(B)(3) 221102 257585193 257585193 6.44 257585193 257585193 6.44 222055 1312367926 1312367926 32.83 1312367926 1312367926 32.83 C ( 2 ) Total NonPromoter Non Public Shareholding (C)= (C)(1)+ (C)(2) Total ( A+B+C2 ) Total (A+B+C ) Table IV Statement showing shareholding pattern of the Non Promoter Non Public shareholder Employee Benefit Trust (under SEBI (Share based Employee Benefit) Regulations, 2014) 2 1371621 1371621 0.03 1371621 1371621 0.03 2 1371621 1371621 1371621 1371621 0.03 222061 3997400102 3997400102 100 3997400102 3997400102 100 222061 3997400102 3997400102 100 3997400102 3997400102 100 file:///z:/bharti%20airtel/stock%20exchange%20filings/lodr%20compliances/2016 17/Q3%202016 17/Regulation%2031_Shareholding%20Pattern/BSE/Sh 6/22

Sr. A Table II Statement showing shareholding pattern of the Promoter and Promoter Group No. Of securities (X) (1) Indian No. of Warrants (Xi) securities and No. Of Warrants (Xi) Shareholding, as a % assuming full conversion of securities ( as a percentage of diluted share capital) (XI)= (VII)+ (X) As a % of (A+B+C2) Number of Locked in shares (XII) Number of pledged or otherwise encumbered (XIII) Number of equity shares held in dematerialized form (XIV) file:///z:/bharti%20airtel/stock%20exchange%20filings/lodr%20compliances/2016 17/Q3%202016 17/Regulation%2031_Shareholding%20Pattern/BSE/Sh 7/22 No. As a % of total held (b) Table II Statement showing shareholding pattern of the Promoter and Promoter Group No. As a % of total held (b) (d) 45.48 1817987269 Sub Total (A) (1) (2) Foreign 45.48 1817987269 (e) 21.66 865673286 Sub Total (A) (2) Total Shareholding of Promoter and Promoter Group (A)= (A)(1)+(A)(2) B (1) Institutions Table III Statement showing shareholding pattern of the Public shareholder 21.66 865673286 67.14 2683660555 3.36 134319248 (e) 15.08 602952470 (f) 0.07 2637607 (g) 7.88 314873408 Sub Total (B) (1) ( 3 ) Non institutions 26.39 1054782733 (a(i)) 0.7 28007102 (a(ii)) 0.1 3981940 (b) 0 19913 (e) 5.64 220123780 Sub Total (B) (3) Total Public Shareholding (B)=(B)(1)+ (B)(2)+(B)(3) C 6.44 252132735 32.83 1306915468 Table IV Statement showing shareholding pattern of the Non Promoter Non Public shareholder ( 2 ) 0.03 1371621 Total NonPromoter Non Public Shareholding (C)= (C)(1)+ (C)(2) Total ( 1371621

A+B+C2 ) 100 3991947644 Total (A+B+C ) Disclosure of notes on shareholding pattern 100 3991947644 Textual Information(1) file:///z:/bharti%20airtel/stock%20exchange%20filings/lodr%20compliances/2016 17/Q3%202016 17/Regulation%2031_Shareholding%20Pattern/BSE/Sh 8/22

Text Block Textual Information() 1.Bharti Telecom Limited is promoter of Bharti Airtel Limited as prescribed in its IPO Prospectus dated February 07, 2002. 2.Pastel Limited qualifies as "deemed promoter" u/r 2(1)(t) of SEBI (Substantial Acquisition and takeover) Regulations, 2011 but is not having control over the listed company nor is "person acting in concern" with promoter (Bharti Telecom Limited) as specified u/r 2(1) (q) of the regulations. 3.Indian Continent Investment Limited is person acting in concern with promoter (Bharti Telecom Limited). 4.Viridian Limited is person acting in concern with Pastel Limited. As mentioned above Pastel Limited qualifies as "Deemed Promoter" u/r 2(1)(t) of SEBI (Substantial Acquisition and takeover) Regulations, 2011 but is not having control over the listed company nor is "person acting in concern" with promoter (Bharti Telecom Limited) as specified u/r 2(1) (q) of the regulations. 5.Bharti Telecom Limited holds shares through three demat account, however due to format limitation the same has been shown through one demat account only. Similarly, Indian Continent Investments Limited holds shares through two demat account, however due to format limitation the same has been shown through one demat account. Due to this reason total number of shareholders is appearing 222061, however it should be 222064. file:///z:/bharti%20airtel/stock%20exchange%20filings/lodr%20compliances/2016 17/Q3%202016 17/Regulation%2031_Shareholding%20Pattern/BSE/Sh 9/22

Searial No. 1 Any Other (specify) Category Bodies Corporate Click here to go back Name of the Shareholders (I) Bharti Telecom Limited PAN (II) AAACB1456G Total No. of the Shareholders (I) No. of fully paid up equity shares held (IV) 1 1 1817987269 1817987269 No. Of Partly paid up equity shares held (V) No. Of shares underlying Depository Receipts (VI) Total nos. shares held (VII) = (IV)+ (V)+ (VI) Shareholding as a % of total no. of shares (calculated as per SCRR, 1957) (VIII) As a % of (A+B+C2) 1817987269 1817987269 45.48 45.48 Number of Voting Rights held in each class of securities (IX) Class eg: X 1817987269 1817987269 Class eg:y Total 1817987269 1817987269 Total as a % of Total Voting rights 45.48 45.48 securities (X) No. of Warrants (Xi) securities and No. Of Warrants (Xi) Shareholding, as a % assuming full conversion of securities (as a percentage of diluted share capital) (XI)= (VII)+(X) As a % of (A+B+C2) 45.48 45.48 Number of Locked in shares (XII) No. file:///z:/bharti%20airtel/stock%20exchange%20filings/lodr%20compliances/2016 17/Q3%202016 17/Regulation%2031_Shareholding%20Pattern/BSE/S 10/22

As a % of total held (b) Number of pledged or otherwise encumbered (XIII) No. As a % of total held (b) Number of equity shares held in dematerialized form (XIV) Reason for not providing PAN 1817987269 1817987269 file:///z:/bharti%20airtel/stock%20exchange%20filings/lodr%20compliances/2016 17/Q3%202016 17/Regulation%2031_Shareholding%20Pattern/BSE/S 11/22

Any Other (specify) Searial No. 1 2 3 Category Bodies Corporate Bodies Corporate Bodies Corporate Name of the Shareholders (I) Indian Continent Investment Limited Viridian Limited Pastel Limited Click here to go back PAN (II) AABCI5783Q AACCV3758M AAECP1839K Total No. of the Shareholders (I) No. of fully paid up equity shares held (IV) 1 1 1 3 265860986 8493000 591319300 865673286 No. Of Partly paid up equity shares held (V) No. Of shares underlying Depository Receipts (VI) Total nos. shares held (VII) = (IV)+ (V)+ (VI) Shareholding as a % of total no. of shares (calculated as per SCRR, 1957) (VIII) As a % of (A+B+C2) 265860986 8493000 591319300 865673286 6.65 0.21 14.79 21.66 Number of Voting Rights held in each class of securities (IX) Class eg: X 265860986 8493000 591319300 865673286 Class eg:y Total 265860986 8493000 591319300 865673286 Total as a % of Total Voting rights 6.65 0.21 14.79 21.66 securities (X) No. of Warrants (Xi) securities and No. Of Warrants (Xi) Shareholding, as a % assuming full conversion of securities (as a percentage of diluted share capital) (XI)= (VII)+(X) As a % of (A+B+C2) 6.65 0.21 14.79 21.66 Number of Locked in shares (XII) No. As a % of total 0 file:///z:/bharti%20airtel/stock%20exchange%20filings/lodr%20compliances/2016 17/Q3%202016 17/Regulation%2031_Shareholding%20Pattern/BSE/S 12/22

held (b) Number of pledged or otherwise encumbered (XIII) No. As a % of total held (b) Number of equity shares held in dematerialized form (XIV) Reason for not providing PAN 265860986 8493000 591319300 865673286 0 file:///z:/bharti%20airtel/stock%20exchange%20filings/lodr%20compliances/2016 17/Q3%202016 17/Regulation%2031_Shareholding%20Pattern/BSE/S 13/22

Mutual Funds Searial No. 1 2 Name of the Shareholders (I) ICICI PRUDENTIAL (holding through various funds) FRANKLIN INDIA (holding through various funds) PAN (II) AAAAI0038F AAATT4931H Total No. of fully paid up equity shares held (IV) No. Of Partly paid up equity shares held (V) No. Of shares underlying Depository Receipts (VI) Total nos. shares held (VII) = (IV)+ (V)+ (VI) Shareholding as a % of total no. of shares (calculated as per SCRR, 1957) (VIII) As a % of (A+B+C2) Click here to go back 58052738 41927041 99979779 58052738 41927041 99979779 1.45 1.05 2.5 Number of Voting Rights held in each class of securities (IX) Class eg: X 58052738 41927041 99979779 Class eg:y Total 58052738 41927041 99979779 Total as a % of Total Voting rights securities (X) No. of Warrants (Xi) securities and No. Of Warrants (Xi) Shareholding, as a % assuming full conversion of securities (as a percentage of diluted share capital) (XI)= (VII)+(X) As a % of (A+B+C2) Number of Locked in shares (XII) No. As a % of total held (b) Number of equity shares held in 1.45 1.05 2.5 1.45 1.05 2.5 58052738 41927041 99979779 file:///z:/bharti%20airtel/stock%20exchange%20filings/lodr%20compliances/2016 17/Q3%202016 17/Regulation%2031_Shareholding%20Pattern/BSE/S 14/22

dematerialized form (XIV) Reason for not providing PAN Reason for not providing PAN file:///z:/bharti%20airtel/stock%20exchange%20filings/lodr%20compliances/2016 17/Q3%202016 17/Regulation%2031_Shareholding%20Pattern/BSE/S 15/22

Searial No. 1 Foreign Portfolio Investors Name of the Shareholders (I) DODGE AND COX INTERNATIONAL STOCK FUND Click here to go back PAN (II) AABTD0216A Total No. of fully paid up equity shares held (IV) 49441504 49441504 No. Of Partly paid up equity shares held (V) No. Of shares underlying Depository Receipts (VI) Total nos. shares held (VII) = (IV)+ (V)+ (VI) Shareholding as a % of total no. of shares (calculated as per SCRR, 1957) (VIII) As a % of (A+B+C2) 49441504 49441504 1.24 1.24 Number of Voting Rights held in each class of securities (IX) Class eg: X 49441504 49441504 Class eg:y Total 49441504 49441504 Total as a % of Total Voting rights 1.24 1.24 securities (X) No. of Warrants (Xi) securities and No. Of Warrants (Xi) Shareholding, as a % assuming full conversion of securities (as a percentage of diluted share capital) (XI)= (VII)+(X) As a % of (A+B+C2) 1.24 1.24 Number of Locked in shares (XII) No. As a % of total held (b) Number of equity shares held in dematerialized form (XIV) 49441504 49441504 file:///z:/bharti%20airtel/stock%20exchange%20filings/lodr%20compliances/2016 17/Q3%202016 17/Regulation%2031_Shareholding%20Pattern/BSE/S 16/22

Reason for not providing PAN Reason for not providing PAN file:///z:/bharti%20airtel/stock%20exchange%20filings/lodr%20compliances/2016 17/Q3%202016 17/Regulation%2031_Shareholding%20Pattern/BSE/S 17/22

Insurance Companies Searial No. 1 2 Name of the Shareholders (I) ICICI PRUDENTIAL LIFE INSURANCE COMPANY LTD LIC OF INDIA CHILD FORTUNE PLUS BALANCED FUND PAN (II) AAACI7351P AAACL0582H Total No. of fully paid up equity shares held (IV) No. Of Partly paid up equity shares held (V) No. Of shares underlying Depository Receipts (VI) Total nos. shares held (VII) = (IV)+ (V)+ (VI) Shareholding as a % of total no. of shares (calculated as per SCRR, 1957) (VIII) As a % of (A+B+C2) Click here to go back 79841003 213823367 293664370 79841003 213823367 293664370 2 5.35 7.35 Number of Voting Rights held in each class of securities (IX) Class eg: X 79841003 213823367 293664370 Class eg:y Total 79841003 213823367 293664370 Total as a % of Total Voting rights securities (X) No. of Warrants (Xi) securities and No. Of Warrants (Xi) Shareholding, as a % assuming full conversion of securities (as a percentage of diluted share capital) (XI)= (VII)+(X) As a % of (A+B+C2) Number of Locked in shares (XII) No. As a % of total held (b) Number of equity shares held in 2 5.35 7.35 2 5.35 7.35 79841003 213823367 293664370 file:///z:/bharti%20airtel/stock%20exchange%20filings/lodr%20compliances/2016 17/Q3%202016 17/Regulation%2031_Shareholding%20Pattern/BSE/S 18/22

Any Other (specify) Searial No. 1 2 3 4 5 Category Bodies Corporate Trusts NRI Category / More than 1 percentage Name of the Shareholders (I) More than 1 percentage of shareholding THREE PILLARS PTE LTD Clearing Members NRI Non Repat Category Category Category Category PAN (II) AAECT6283H Total No. of the Shareholders (I) No. of fully paid up equity shares held (IV) No. Of Partly paid up equity shares held (V) No. Of shares underlying Depository Receipts (VI) Total nos. shares held (VII) = (IV)+ (V)+ (VI) Shareholding as a % of total no. of shares (calculated as per SCRR, 1957) (VIII) As a % of (A+B+C2) 1 41 3902 217 1622 5782 Click here to go back 199870006 6547061 1443977 3833069 624022 12448129 199870006 6547061 1443977 3833069 624022 12448129 5 0.16 0.04 0.1 0.02 0.32 Number of Voting Rights held in each class of securities (IX) Class eg: X 199870006 6547061 1443977 3833069 624022 12448129 Class eg:y Total 199870006 6547061 1443977 3833069 624022 12448129 Total as a % of Total Voting rights securities (X) No. of Warrants (Xi) securities and No. Of Warrants (Xi) Shareholding, as a % assuming full conversion of securities (as a percentage of diluted share capital) (XI)= (VII)+(X) As a % of (A+B+C2) Number of Locked in shares (XII) 5 0.16 0.04 0.1 0.02 0.32 5 0.16 0.04 0.1 0.02 0.32 file:///z:/bharti%20airtel/stock%20exchange%20filings/lodr%20compliances/2016 17/Q3%202016 17/Regulation%2031_Shareholding%20Pattern/BSE/S 20/22

No. As a % of total held (b) Number of equity shares held in dematerialized form (XIV) Reason for not providing PAN Reason for not providing PAN 199870006 6547061 1443977 3833069 624022 12448129 file:///z:/bharti%20airtel/stock%20exchange%20filings/lodr%20compliances/2016 17/Q3%202016 17/Regulation%2031_Shareholding%20Pattern/BSE/S 21/22

file:///z:/bharti%20airtel/stock%20exchange%20filings/lodr%20compliances/2016 17/Q3%202016 17/Regulation%2031_Shareholding%20Pattern/BSE/S 22/22