COMMISSION AGENDA MEMORANDUM Item No. 7a ACTION ITEM Date of Meeting September 11, DATE: August 27, 2018 TO: FROM:

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COMMISSION AGENDA MEMORANDUM Item No. 7a ACTION ITEM Date of Meeting DATE: August 27, 2018 TO: FROM: Stephen P. Metruck, Executive Director Wendy Reiter, Director Aviation Security Nora Huey, Director, Central Procurement Office SUBJECT: After-Action Report Competition Waiver Amount of this request: $275,001 Total estimated project cost: $325,000 ACTION REQUESTED Request Port of Seattle Commission action as follows: (1) that Commission exercise its authority under RCW 53.19.020(5) to waive the competitive solicitation process for a personal service agreement on the basis that it is not appropriate or cost-effective and (2) authorize an amendment of the existing contract with firm Ross & Baruzzini for $275,001 for development of a federally regulated After-Action Report for the August 10, 2018, abduction of a Horizon Air aircraft at Seattle-Tacoma International Airport. EXECUTIVE SUMMARY On August 10, 2018, an aircraft was abducted by a Horizon Air employee from Seattle-Tacoma International Airport. While an initial review of the incident shows that no airport security protocols were violated, the Port needed to take immediate actions to prevent similar events and to ensure the long-term safety of passengers, residents, and employees. The Port recognized the need to develop an After-Action Report (AAR) and therefore contacted Ross & Baruzzini as a firm recommended by Fort Lauderdale-Hollywood International Airport. Port staff determined it was in the Port s best interest to initiate a contract with Ross & Baruzzini on August 21, 2018 to start initial work on development of the After-Action Report. An AAR is necessary to address federal requirements, properly document the event, develop best practices to avoid similar incidents from occurring in the future, and demonstrate to the public the Port s proactive response to the incident. The Port executed a contract for $49,999 and authorized the consultant to begin Phase 1 of the report. Port staff has determined that an estimated $325,000 is necessary to develop and create the complete AAR pertaining to the Horizon Aircraft incident. The report will include all information relevant to the aircraft abduction event, as well as actions that occurred in the hours prior to, during, and after the event leading to full resumption of operations. In addition Template revised April 12, 2018.

COMMISSION AGENDA Action Item No. _7a_ Page 2 of 5 to addressing the event response and recovery, the AAR will include a review with industry stakeholders on potential mitigating measures that airports and airlines can adopt to mitigate the potential recurrence of a similar event. The report will also examine measures to anticipate and deter erratic behavior of employees who have passed TSA-required background checks. JUSTIFICATION Port staff is recommending that Commission authorize a non-competitive contract with Ross & Baruzzini for an estimated value of $325,000 to complete the AAR. In accordance with RCW 53.19.020(5), Commission may exempt this contract from competitive solicitation and authorize the amendment if Commission determines that a competitive solicitation process is not appropriate or cost-effective. Port staff believes a noncompetitive contract with Ross & Baruzzini is appropriate for the following reasons: 1. Ross & Baruzzini has decades in specialized experience preparing After-Action Reports related to aviation incidents. Following the active shooter event at Fort Lauderdale- Hollywood International Airport (FLL) on January 6, 2017, Ross & Baruzzini worked closely with key city and county executives to assess the airport s response to the incident. Their detailed After-Action Report was developed consistently with guidelines set forth in the Department of Homeland Security (DHS) Homeland Security Exercise and Evaluation Program (HSEEP). 2. Ross & Baruzzini has experience working alongside Transportation Security Administration (TSA) and other federal investigators and airline representatives to gather additional information in a collaborative approach. Should Ross & Baruzzini be able to continue its investigation alongside TSA, the concurrent investigation would lead to a more efficient and accurate After-Action Report. 3. Ross & Baruzzini has successfully delivered a report meeting federal requirements of an After-Action Report. After-Action reports must be developed consistently with guidelines set forth in the Department of Homeland Security (DHS) Homeland Security Exercise and Evaluation Program (HSEEP). The Port does not have experience developing a report with these requirements. 4. Ross & Baruzzini s experience and skillsets will help the Port develop a detailed After-Action Report in a quicker and more efficient way than if the Port sought to do this project on its own. DETAILS Under the current $49,999 contract, Ross & Baruzzini has met with airport leadership and key stakeholders to validate the scope of work and schedule to identify necessary steps for successful completion of the AAR. Additional work currently underway is review of the Airport Emergency Plan and Airport Security Plan. The consultant will next develop an interview plan of action that determines who will be interviewed.

COMMISSION AGENDA Action Item No. _7a_ Page 3 of 5 Phase 2 will include interviews, fact finding, data analysis, evaluation, and will result in a complete After-Action Report. This process will include stakeholders designated by the Port both at the airport and those at the national level such as airline corporate security managers, aircraft manufacturers, and industry trade organizations. The After-Action Report is anticipated to include, but is not limited to, the following: 1. Coordination of Operations including Airport Emergency Operations Center (EOC), King County EOC operations, and other government agencies. 2. Stakeholder contributions and incident impacts, including airline, tenant, concession, and general aviation. 3. FAA Air Traffic Control, including delays, cancellation, and diversions. 4. Recovery and post-event activities, including Airport Operations/Traffic operations, economic impacts, and security impacts. 5. A timeline for all important time markers related to the incident, such as notification, response, and recovery. 6. Recommendations for the Port to support compliance with National Incident Management System (NIMS) Mission Areas and Core Capabilities as outlined under the National Preparedness Goal. 7. A gap analysis addressing resource and planning deficiencies relative to the event. 8. Recommendations for modification of the current Airport Emergency Plan (filed with the FAA) relative to the event. 9. Recommendations for technology solutions to improve detection, prevention, response, and recovery capabilities. 10. Recommendations for improvement in mitigation, detection, prevention, response, and recovery based on lessons learned during the after-action review and national standards. 11. Industry stakeholder feedback on how best to address this newly exposed vulnerability. The long-term outcome will be a detailed, federally-compliant report outlining the events surrounding the incident. It will include recommendations for the Port of Seattle and other airports to avoid a similar public safety risk in the future. Estimated Schedule Activity Commission Authorization September 2018 Project Initiation September 2018 Data Gathering and Evaluation October 2018 After-Action Conference December 2018 Final After-Action Report January 2018

COMMISSION AGENDA Action Item No. _7a_ Page 4 of 5 ALTERNATIVES AND IMPLICATIONS CONSIDERED Alternative 1 Compete follow-on work associated with Phase 2 through a competitive solicitation process per RCW 53.19. This process is estimated to take three to four months to complete, thereby delaying critical work until next year. (1) Opportunity to evaluate multiple proposals and approaches to the project. (2) Potentially lower costs. (1) Major delays in developing the After-Action Report. (2) Risk of not meeting Department of Homeland Security HSEEP requirements. (3) Potentially higher costs. This is not the recommended alternative. Alternative 2 Do not develop an After-Action Report. (1) Cost savings related to the development of the report. (1) No detailed documentation of the incident. (2) No findings or recommendations to help avoid a similar incident in the future. (3) Not meeting Department of Homeland Security HSEEP requirements. (4) Lack of collaborative partnership with stakeholders affected by the incident. (5) Appearance of not doing our due diligence from the public s perspective. This is not the recommended alternative. Alternative 3 Issue a non-competitive contract to Ross & Baruzzini. (1) Fast and efficient approach to utilize a highly-qualified firm to produce an After-Action Report by January 31, 2019. (1) Other firms are not provided opportunity to compete for the work. This is the recommended alternative.

COMMISSION AGENDA Action Item No. _7a_ Page 5 of 5 FINANCIAL IMPLICATIONS Cost Breakdown Amount Current Contract $49,999 Authorization to Amend $275,001 Total $325,000 Annual Budget Status and Source of Funds The estimated cost for this contract is $325,000. The $325,000 total amount is sourced from aviation security funds (contingency). Future Revenues and Expenses (Total cost of ownership) The After-Action Report s findings may suggest best practices for the Port to implement in order to avoid similar incidents in the future. ATTACHMENTS TO THIS REQUEST None PREVIOUS RELATED COMMISSION ACTIONS OR BRIEFINGS None