Date Place 1 Signature of Applicant
ANNEXURE I NIFTY SERIES Sr.# Script Name Quantity Amount Sr.# Script Name Quantity Amount 1 ACC Ltd. 2 Ambuja Cements Ltd. 3 Asian Paints Ltd. 4 Axis Bank Ltd. 5 Bajaj Auto Ltd. 6 Bank of Baroda 7 Bharat Heavy Electricals Ltd. 8 Bharat Petroleum Corp Ltd. 9 Bharti Airtel Ltd. 10 Cairn India Ltd. 11 Cipla Ltd. 12 Coal India Ltd. 13 DLF Ltd. 14 Dr. Reddy s Laboratories Ltd. 15 GAIL (India) Ltd. 16 Grasim Industries Ltd. 17 HCL Technologies Ltd. 18 HDFC Bank Ltd. 19 Hero MotoCorp Ltd. 20 Hindalco Industries Ltd. 21 Hindustan Unilever Ltd. 22 Housing Dev. Fin. Corp Ltd. 23 I T C Ltd. 24 ICICI Bank Ltd. 25 IDFC Ltd. 1 Benchmark Gold Bees 2 KOTAKGOLD 3 RELGOLD 4 SBI GETS 5 RELIGAREGO GOLD ETF Series 6 HDFC Gold ETF 7 IP GETF 8 AXIS GOLD 9 BSL GOLD ETF 10 IDBI GOLD INDEX ETF Series 26 Infosys Ltd. 27 Jaiprakash Associates Ltd. 28 Jindal Steel & Power Ltd. 29 Kotak Mahindra Bank Ltd. 30 Larsen & Toubro Ltd. 31 Lupin Ltd. 32 Mahindra & Mahindra Ltd. 33 Maruti Suzuki India Ltd. 34 NTPC Ltd. 35 Oil & Natural Gas Corpn Ltd. 36 Power Grid Corpn of India Ltd. 37 Punjab National Bank 38 Ranbaxy Laboratories Ltd. 39 Reliance Industries Ltd. 40 Reliance Infrastructure Ltd. 41 Sesa Goa Ltd. 42 Siemens Ltd. 43 State Bank of India 44 Sun Pharmaceutical Inds Ltd. 45 Tata Consultancy Services Ltd. 46 Tata Motors Ltd. 47 Tata Power Co. Ltd. 48 Tata Steel Ltd. 49 UltraTech Cement Ltd. 50 Wipro Ltd. 1 NIFTY Bees 2 BANK Bees T O T A L GRAND TOTAL ( 2 ) 2
ANNEXURE II LIST OF BSE-100 Index Stoks Sr.# Name Code Quantity Amount Sr.# Name Code Quantity Amount Sr.# Name Code Quantity Amount 1 ABB LTD. 500002 35 GRASIM INDUSTRIES LTD., 500300 69 POWER GRID CORP. OF INDIA LTD. 532898 2 ACC LTD 500410 36 HCL TECHNOLOGIES LTD 532281 70 PUNJAB NATIONAL BANK 532461 3 ADANI ENTERPRISES LTD. 512599 37 HDFC BANK LTD. 500180 71 RANBAXY LABORATORIES LTD., 500359 4 ADANI PORTS AND SEZ LTD 532921 38 HERO MOTOCORP LIMITED 500182 72 RELIANCE CAPITAL LIMITED 500111 5 ADANI POWER LIMITED 533096 39 HINDALCO INDUSTRIES LTD. 500440 73 RELIANCE COMMUNICATIONS LTD. 532712 6 AMBUJA CEMENTS LTD. 500425 40 HINDUSTAN PETROLEUM CORP. LTD 500104 74 RELIANCE INDUSTRIES LTD 500325 7 ASHOK LEYLAND LTD., 500477 41 HINDUSTAN UNILEVER LTD., 500696 75 RELIANCE INFRASTRUCTURE LTD 500390 8 ASIAN PAINTS (INDIA) LTD., 500820 42 HINDUSTAN ZINC LTD., 500188 76 RELIANCE POWER LIMITED 532939 9 AXIS BANK LTD. 532215 43 HOUSING DEV. & INFRA. LTD 532873 77 RURAL ELECTRIFICATION CORP. LTD. 532955 10 BAJAJ AUTO LIMITED 532977 44 HOUSING DEV. FINANCE CORP. LT 500010 78 SESA GOA LTD. 500295 11 BANK OF BARODA 532134 45 ICICI BANK LTD. 532174 79 SHRIRAM TRANSPORT FIN. CO. LTD., 511218 12 BANK OF INDIA 532149 46 IDBI BANK LTD 500116 80 SIEMENS LTD., 500550 13 BHARAT FORGE LTD 500493 47 IDEA CELLULAR LTD 532822 81 STATE BANK OF INDIA, 500112 14 BHARAT HEAVY ELECTRICALS LTD., 500103 48 INDIABULLS FINANCIAL SERVICES LTD. 532544 82 STEEL AUTHORITY OF INDIA LTD., 500113 15 BHARAT PETROLEUM CORPN. LTD., 500547 49 INDIAN OIL CORPORATION LTD. 530965 83 STERLITE INDUSTRIES (INDIA) LTD 500900 16 BHARTI AIRTEL LTD. 532454 50 INDUSIND BANK LTD. 532187 84 SUN PHARMACEUTICAL IND. LTD. 524715 17 CAIRN INDIA LIMITED 532792 51 INFOSYS LTD 500209 85 SUZLON ENERGY LTD. 532667 18 CANARA BANK 532483 52 IDFC LTD. 532659 86 TATA CHEMICALS LTD 500770 19 CIPLA LTD., 500087 53 ITC LTD 500875 87 TATA CONSULTANCY SERVICES LTD. 532540 20 COAL INDIA LIMITED 533278 54 JAIPRAKASH ASSOCIATES LIMITED 532532 88 TATA GLOBAL BEVERAGES LIMITED 500800 21 COLGATE-PALMOLIVE (INDIA) LTD., 500830 55 JINDAL STEEL & POWER LTD 532286 89 TATA MOTORS LTD. 500570 22 CROMPTON GREAVES LTD., 500093 56 JSW STEEL LIMITED 500228 90 TATA POWER CO. LTD 500400 23 CUMMINS INDIA LTD., 500480 57 KOTAK MAHINDRA BANK LTD. 500247 91 TATA STEEL LIMITED 500470 24 DABUR INDIA LTD. 500096 58 LARSEN & TOUBRO LIMITED 500510 92 TITAN INDUSTRIES LTD 500114 25 DIVI S LABORATORIES LTD. 532488 59 LIC HOUSING FINANCE LTD. 500253 93 ULTRATECH CEMENT LTD 532538 26 DLF LIMITED 532868 60 LUPIN LTD 500257 94 UNION BANK OF INDIA 532477 27 DR. REDDY S LABORATORIES LTD., 500124 61 MAHINDRA & MAHINDRA LTD. 500520 95 UNITECH LTD., 507878 28 ESSAR OIL LTD. 500134 62 MARUTI SUZUKI INDIA LTD. 532500 96 UNITED PHOSPHORUS LTD. 512070 29 EXIDE INDUSTRIES LTD., 500086 63 NESTLE INDIA LTD. 500790 97 UNITED SPIRITS LIMITED 532432 30 FEDERAL BANK LTD. 500469 64 NHPC LIMITED 533098 98 WIPRO LTD., 507685 31 GAIL (INDIA) LTD. 532155 65 NMDC LTD 526371 99 YES BANK LTD. 532648 32 GLENMARK PHARMACEUTICALS LTD 532296 66 NTPC LIMITED 532555 100 ZEE ENTNT. ENTERPRISES LTD. 505537 33 GMR INFRASTRUCTURE LIMITED 532754 67 OIL AND NATURAL GAS CORP. LTD 500312 TOTAL (C) 34 GODREJ CONSUMER PRODUCTS LTD. 532424 68 POWER FINANCE CORPORATION LTD 532810 GRAND TOTAL (A + B + C) TOTAL (A) TOTAL (B) 3 ( 3 )
ANNEXURE III Sr.# Name Code Quantity Amount 1 ACC LTD. INE012A01025 2 ADANI ENTERPRISES LTD. INE423A01024 3 ADANI PORTS AND SEZ LTD. INE742F01042 4 ADITYA BIRLA NUVO LTD. INE069A01017 5 AMBUJA CEMENTS LTD. INE079A01024 6 APOLLO HOSPITALS ENTERPRISES LTD. INE437A01024 7 ASHOK LEYLAND LTD. INE208A01029 8 ASIAN PAINTS LTD. INE021A01018 9 AXIS BANK LTD. INE238A01026 10 BAJAJ AUTO LTD. INE917I01010 11 BAJAJ HOLDINGS & INVESTMENT LTD. INE118A01012 12 BANK OF BARODA INE028A01013 13 BANK OF INDIA INE084A01016 14 BHARAT FORGE LTD. INE465A01025 15 BHARAT HEAVY ELECTRICALS LTD. INE257A01026 16 BHARAT PETROLEUM CORP. LTD. INE029A01011 17 BHARTI AIRTEL LTD. INE397D01024 18 BIOCON LTD. INE376G01013 19 BOSCH LTD. INE323A01026 20 CAIRN INDIA LTD. INE910H01017 21 CANARA BANK INE476A01014 22 CIPLA LTD. INE059A01026 23 COAL INDIA LTD. INE522F01014 24 COLGATE PALMOLIVE (INDIA) LTD. INE259A01022 25 CONTAINER CORP. OF INDIA LTD. INE111A01017 26 CROMPTON GREAVES LTD. INE067A01029 27 CUMMINS INDIA LTD. INE298A01020 28 DLF LTD. INE271C01023 29 DABUR INDIA LTD. INE016A01026 30 DIVI S LABORATORIES LTD. INE361B01024 31 DR. REDDY S LABORATORIES LTD. INE089A01023 32 EXIDE INDUSTRIES LTD. INE302A01020 33 FEDERAL BANK LTD. INE171A01011 34 GAIL (INDIA) LTD. INE129A01019 TOTAL (A) LIST OF CNX-100 Index Stocks Sr.# Name Code Quantity Amount 35 GMR INFRASTRUCTURE LTD. INE776C01039 36 GSK CONSUMER HEALTHCARE LTD. INE264A01014 37 GSK PHARMACEUTICALS LTD. INE159A01016 38 GSK PHARMACEUTICALS LTD. INE935A01035 39 GODREJ CONSUMER PRODUCTS LTD. INE102D01028 40 GRASIM INDUSTRIES LTD. INE047A01013 41 HCL TECHNOLOGIES LTD. INE860A01027 42 HDFC BANK LTD. INE040A01026 43 HERO MOTOCORP LTD. INE158A01026 44 HINDALCO INDUSTRIES LTD. INE038A01020 45 HINDUSTAN PETROLEUM CORP. LTD. INE094A01015 46 HINDUSTAN UNILEVER LTD. INE030A01027 47 HDFC LTD. INE001A01036 48 I T C LTD. INE154A01025 49 ICICI BANK LTD. INE090A01013 50 IDBI BANK LTD. INE008A01015 51 IDFC LTD. INE043D01016 52 IDEA CELLULAR LTD. INE669E01016 53 INDIAN HOTELS CO. LTD. INE053A01029 54 INDUSIND BANK LTD. INE095A01012 55 INFOSYS LTD. INE009A01021 56 JSW STEEL LTD. INE019A01020 57 JAIPRAKASH ASSOCIATES LTD. INE455F01025 58 JINDAL STEEL & POWER LTD. INE749A01030 59 KOTAK MAHINDRA BANK LTD. INE237A01028 60 LIC HOUSING FINANCE LTD. INE115A01026 61 LARSEN & TOUBRO LTD. INE018A01030 62 LUPIN LTD. INE326A01037 63 MAHINDRA & MAHINDRA LTD. INE101A01026 64 MARUTI SUZUKI INDIA LTD. INE585B01010 65 MPHASIS LTD. INE356A01018 66 NTPC LTD. INE733E01010 67 OIL & NATURAL GAS CORP. LTD. INE213A01029 68 ORACLE FIN. SERVICES SOFTWARE LTD. INE881D01027 TOTAL (B) Sr.# Name Code Quantity Amount 69 PETRONET LNG LTD. INE347G01014 70 POWER FINANCE CORPORATION LTD. INE134E01011 71 POWER GRID CORP. OF INDIA LTD. INE752E01010 72 PUNJAB NATIONAL BANK INE160A01014 73 RANBAXY LABORATORIES LTD. INE015A01028 74 RELIANCE CAPITAL LTD. INE013A01015 75 RELIANCE COMMUNICATIONS LTD. INE330H01018 76 RELIANCE INDUSTRIES LTD. INE002A01018 77 RELIANCE INFRASTRUCTURE LTD. INE036A01016 78 RELIANCE POWER LTD. INE614G01033 79 RURAL ELECTRIFICATION CORP. LTD. INE020B01018 80 SESA GOA LTD. INE205A01025 81 SHRIRAM TRANSPORT FIN. CO. LTD. INE721A01013 82 SIEMENS LTD. INE003A01024 83 STATE BANK OF INDIA INE062A01012 84 STEEL AUTHORITY OF INDIA LTD. INE114A01011 85 SUN PHARMACEUTICAL IND. LTD. INE044A01036 86 TATA CHEMICALS LTD. INE092A01019 87 TATA CONSULTANCY SERVICES LTD. INE467B01029 88 TATA MOTORS LTD. INE155A01022 89 TATA POWER CO. LTD. INE245A01021 90 TATA STEEL LTD. INE081A01012 91 TECH MAHINDRA LTD. INE669C01028 92 TITAN INDUSTRIES LTD. INE280A01028 93 TORRENT POWER LTD. INE813H01021 94 ULTRATECH CEMENT LTD. INE481G01011 95 UNION BANK OF INDIA INE692A01016 96 UNITED PHOSPHORUS LTD. INE628A01036 97 UNITED SPIRITS LTD. INE854D01016 98 WIPRO LTD. INE075A01022 99 YES BANK LTD. INE528G01019 100 ZEE ENTERTAINMENT ENTERPRISES LTD. INE256A01028 TOTAL (C) GRAND TOTAL (A + B + C) 4 ( 4 )
ELECTRONIC CLEARING SERVICE (DEBIT CLEARING) To, The Branch Manager (Bank Name) (Branch Name) (Branch Address) I/ we authorize you to debit my/our account for making payment to Ashika Stock Broking Limited (ASBL) through ECS as per the details given as under : A Mode of Payment ECS B C D E MICR Code Account Type Ledger No. / Ledger Folio No. (if any) Account Number IFSC Code SAVINGS CURRENT OTHERS F Account holder name (as per banks record) G ASBL Client Code Name of Product / Service from Broker STOCK SIP Date of Effect D D M M Y Y Y Y End Date D D M M Y Y Y Y Periodicity Quarterly Monthly ECS Authorisation Amount* (In Figure) Number of Installment ` (In Words) *ECS Authorisarion amount should be a minimum of twice the value of Portfolio as calculated on the date of SIP enrollment. Date of Effect D D M M Y Y Y Y I hereby declare that the particulars given above are correct and complete. If the transaction is delayed or not effected at all for reasons of incomplete or incorrect information, I would not hold the user institution responsible. I have read the Investment facilitation terms and agree to discharge the responsibility expected of me as a subscriber / their client. This is to inform that I/we have registered for the RBI's Electronic clearing Service and that my/our payment toward my/our Stock SIP shall be made from my/our above mentioned above bank account with you bank. I/we authorize the representative of Ashika Stock Broking Limited carrying this ECS mandate form to get it verified and executed. I/we also authorize the bank to debit my/our account for the charges towards mandate verification and transactions bounced due to Insufficient funds as applicable. Date D D M M Y Y Y Y Signature of the Account Holder (As per banks record) 5 For Bank Use Certified that the particulars furnished above are correct as per our records. Banks Stamp Date D D M M Y Y Y Y Signature of the Authorised Official from the Bank ( 5 )
TERMS and CONDITIONS 1. General New Customers can opt for the product at the time of account opening. No separate Trading or Demat account is required to be opened by the existing customers for availing this SIP scheme. The investments discussed or recommended in reports / calls and on website of Ashika Group may not be suitable for all investors. Investors must make their own investment decisions based on their specific investment objectives and financial position and using such independent advisors, as they believe necessary. Ashika reserves the rights at anytime, without prior notice to add, alter, modify, change or vary all or any of the terms and conditions or to replace wholly or in part, the above offers by another offers, whether similar to above or not, or to withdraw it together. Nothing herein amounts to a commitment by Ashika to conduct further, similar or other offers with due notice / information. Above offer is by way of a special offer and nothing containedherein shall prejudice or affect the terms of services / terms and conditions of the member client agreement / Rights and Obligation. The terms of the above scheme shall be in addition to and not in derogation of the terms contained in the member client agreement / Rights and Obligations. The Clients who are participants of the scheme will not hold Ashika responsible for, or liable for, any actions, claims, demands, losses, damages, costs, charges and expenses which they may suffer, sustain or incur by way of above offer. 2. Application Applications complete in all respect will be accepted. The company reserves the right to reject any incomplete forms. The scrip name should by filled in full. 3. Renewal / Redemption The scheme can be renewed with the express consent of the applicant. The applicant may sell the shares accumulated through the scheme at his own discretion. 4. Brokerage / Fee Structure and order execution Normal brokerage as per the client category will be charges on the scrips purchased through the scheme. The company reserves the right to modify the amount the amount of brokerage, charges from time to time by displaying the same on the company s web site and the client agrees to keep himself updated in respect thereof. SIP orders will be executed in respective Exchange(s) during market hours at market rate on best efforts basis. Limits will be uploaded for the successfully executed transactions on best effort basis. This is subject to all other market conditions viz. Trade-to-trade guidelines, NRI order execution etc remaining the same. 5. Cancellation / Modification / Pause If you wish to cancel your existing scheme, you need to get in touch with Customer-Care department at least 10 days prior to the trigger date. In case of any modification in the scrips, intimation needs to be sent to Customer-Care Department at least 10 days prior to the trigger date by sending a written request through client s registered email id only. In case of Pause (skipping a particular month s cycle) the client must furnish a written request through client s registered email id only at least 10 days prior to the trigger date. On successful processing of above requests the client will be duly informed. 6. Terms and Conditions The initial SIP Investment will be of the amount for which the cheque is submitted by applicant with this form. Client, making an application by way of physical form, will be called to confirm the application details before debiting the sign-up charges and setting up the SIP. SIP would be set up in Ashika within 7 days, only after receipt of sign up charges. After successful recovery of sign-up charges, SIP will be set up as per normal process. Client s scheme tenure would be considered from the date of sign up charges receipt. The SIP will be triggered in automated mode and client will not be called prior to upload of order on trigger day. Trade execution will be subject to availability of funds as debited from your linked bank account and successful receipt of the same on or before trigger date. In case of any problem in the same, SIP transaction would not be carried out. For trigger of SIP, the client should have twice the ECS Authorisation Amount the SIP amount (calculated with the previous closing price of the scrips on the previous trading day) plus 10% of the SIP amount as free balance in his linked bank account. If ECS is dishonoured for four months the SIP will be suspended without any intimation. Maximum number of scrip that may be selected in single SIP application is 10. In case client s trading account is deactivated for any regulatory reasons, the SIP will be automatically get cancelled. SIP will be triggered on the date as mentioned by the Client on the application form. In case of Holiday, the same will be triggered on next business day. Ashika will only trigger buy leg transactions based on the instructions received from the customer. Selling will be at the sole discretion of the Client. In case of insufficiency of funds your SIP orders will not be executed. There won t be any partial execution of orders. If SIP amount exceeds the CAP amount specified by the Client, then the SIP will not be triggered. On trigger date, if selected scrips reach upper circuit, the order will be kept live till market ends. In this case the order may or may not get successfully executed depending upon the market. All other exchange conditions viz. shortages, auction etc. will be applicable. Corporate actions like face value split etc. will not be handled in the scheme. The Client needs to intimate the Customer-Care department for any revision in quantity. Client would be provided with the contract notes and other communications as per the normal practice and at their registered email-id only. Investing in Securities are subject to market risks and there can be no assurance or guarantee that the objectives will be achieved. Each client is advised to consult his / her own financial advisor / professional tax advisors before availing of this scheme. Corporate Black out period (no transaction period in the scrip for employees) will not be handled in this SIP scheme. The terms and conditions of the scheme will always be read and construed in conjunction with the provisions of the client member agreement entered into between the company and the customer / Rights and Obligations as confirmed by the Client. ( 6 ) 6