CBOT Agricultural Product Schedules as of August, 08 5 6 Account EQUITY MEMBERS ( Equity Members, and Equity Member Firms) Equity Members (Other Member/Delegate executing trade) Rule 06.S. Family of Funds Equity Member Firms TRADING MEMBERS ( Non-Equity Members, Clearing Non- Non-Equity Members (Other Member/Delegate executing trade) Rule 06.I Affiliate Trading Member Firms (w/ an owned seat) (Other Member/Delegate executing trade) Rule 06.S. Family of Funds Trading Member Firms Rule 06.R Electronic Corporate Member Firms (For other than Globex - See s) (For other than Globex - See s) Latin American Fund Manager Incentive Program (FMIP) (For other than Globex - See s) s CMACE Permit Holders (For Rough Rice & Mini-Sized Products Only; For All Other Products - See s) Member or Delegate or or or or or or or or Mini-sized Ag, Blacksea Wheat/Corn Open Outcry $0.8 $0. $0.60 $0. Globex $0.0 $0.0 $.50 $0. $.50 EFP $.0 $.07 $.55 $.9 EFR $.0 $.7 $.85 $.9 Block $.0 $.7 $.50 $. Globex $0.5 $0.6 $.50 $0.96 $.50 EFP $.0 $.07 $.55 $.9 EFR $.0 $.7 $.85 $.9 Block $.0 $.7 $.50 $. Open Outcry $0. $0. $0.60 $0. Globex $0.5 $0.6 $.50 $0.96 $.50 EFP $.0 $.07 $.55 $.9 EFR $.0 $.7 $.85 $.9 Block $.0 $.7 $.50 $. Open Outcry $0.5 $0.6 $0.66 $0.6 Globex $0.8 $0.66 $.6 $.56 EFP $. $. $.6 $. EFR Block $.8 $.66 $.9 $.56 Open Outcry $0.68 $0. $0.8 $0.76 Globex $0.96 $0.8 $.76 $.86 EFP $.6 $.6 $.76 $.7 EFR Block $.96 $.8 $.06 $.86 Open Outcry $0.5 $0.6 $0.66 $0.6 Globex $0.8 $0.66 $.6 $.56 EFP $. $. $.6 $. EFR Block $.8 $.66 $.9 $.56 Australian Wheat Calendar ICSO Calendar Urea (FOB) Transaction Agricultural Soybean Crush Spread Fertilizer Middle East Fut & Opt Fut & Opt Options Options Swaps Future Future Open Outcry $0.8 $0. $0.60 $0. Globex $0.0 $0.0 $.50 $0. $.50 EFP $.0 $.07 $.55 $.9 EFR $.0 $.7 $.85 $.9 Block $.0 $.0 $.50 $. Open Outcry $0. $0.7 $0.75 $0.5 Globex $0.5 $0.0 $.70 $0.6 EFP $.5 $. $.70 $.9 EFR $.55 $.5 $.00 $.79 Block $.5 $.0 $.75 $.6 Globex $0.96 $0.8 $7.0 $.86 $5.00 $.5 Globex $.06 $0.90 $7.0 $.06 $5.00 $.5 Globex $.67 $.0 $7.0 $.8 $5.00 $.5 Open Outcry $0.97 $0.9 $6.06 $.6 Globex $.95 $.0 $7.0 $.8 EFP $.66 $. $7.0 $. EFR Block $.95 $.0 $0.00 $.8 Open Outcry $0.0 $0.0 Globex $0. $0.66 EFP $.5 $.5 EFR $.55 $.5 Block $. $.66 The preceding fee schedule is provided by CME Group as a quick reference guide for general information purposes. s may be changed at any time without notice. This schedule in no way shall be construed as being an official rule of CBOT or any other CME Group subsidiary. Questions regarding this schedule may be directed to the EFS Hotline at.68.570. $5.00 $5.00 $.5
5 Account Member or Delegate CBOT Equity Index Product Schedules as of August, 08 TRADING MEMBERS ( Non-Equity Members, and Non-Equity Member Firms) Non-Equity Members (Other Member/Delegate executing the trade) (Other Member or Delegate executing the trade) EQUITY MEMBERS ( Equity Members, and Equity Member Firms) Equity Members (Other Member/Delegate executing the trade) Rule 06.S. Family of Funds Equity Member Firms Rule 06.S. Family of Funds Trading Member Firms Rule 06.R Electronic Corporate Member Firms (For other than Globex - See s) s DJ U.S. Real Estate Roll Select CI Commodity Index Commodity Index CI & Month Forward E-mini Dow ($5) Futures & Options Futures Futures Futures () Swaps Swaps Transaction Globex $0. $0. $0.06 n/a EFP EFR Block $.6 $0.86 $.50 $. $. BTIC () $.6 $0.86 n/a $. $. n/a Globex $0.6 $0.6 $0.06 n/a EFP EFR Block $.5 $.0 $.50 $. $. BTIC () $.5 $.0 n/a $. $. n/a Globex $0. $0. $0.06 n/a EFP EFR Block $.6 $0.86 $.50 $. $. BTIC $.6 $0.86 n/a $. $. n/a Globex $0.6 $0.6 $0.06 n/a EFP EFR Block $.5 $.0 $.50 $. $. BTIC $.5 $.0 n/a $. $. n/a Globex $0.6 $0.6 $0.06 n/a EFP EFR Block $.5 $.0 $.50 $. $. BTIC $.5 $.0 $.50 $. $. n/a Globex $0.0 $0.0 $0.06 n/a EFP EFR Block $.55 $.05 $.50 $. $. BTIC $.55 $.05 n/a $. $. n/a Globex $0.9 $0.9 $0.06 n/a EFP EFR Block $.7 $. $.50 $. $. BTIC $.7 $. $.50 $. $. n/a Globex $0.0 $0.0 $0.06 n/a EFP EFR Block $.55 $.05 $.50 $. $. BTIC $.55 $.05 $.50 $. $. n/a Globex $0.0 $0.0 $0.06 n/a Globex - BTIC () $.95 $.6 n/a $. n/a n/a Globex $0.5 $0.5 $.0 $0.07 n/a $.0 Globex - BTIC () $.5 $. n/a $. n/a n/a Globex $0.87 $0.87 $.0 $0.07 n/a $.0 Globex - BTIC () $.5 $. n/a $. n/a n/a Globex $.6 $.6 $.0 $0.07 n/a EFP EFR Block $. $. $.5 $. $. $.0 BTIC $. $. n/a $. $. n/a CBOT Equity Product Notes () BTIC rates apply to Basis Trade at Index Close transactions of E-mini Dow ($5) Futures, DJ U.S Real Estate and Commodity Index Future / Swap via CME Globex. () The CI Future incorporates an "embedded fee". Every calendar day, the long position holder will be charged an embedded fee calculated using the following formula: [Number of Contracts] x $00 x [Daily Settlement Price] x [ 0.000/65 ] x Days Days are calculated as the number of calendar days from the current CI sm trading date to the next CI sm trading date. There is no embedded fee charged to the short position holder, however, short position holders receive a pass through payment from the fee collected from the long position holder equal to: [Number of Contracts] x $00 x [Daily Settlement Price] x [ 0.000/65 ] x Days The preceding fee schedule is provided by CME Group as a quick reference guide for general information purposes. s may be changed at any time without notice. This schedule in no way shall be construed as being an official rule of CBOT or any other CME Group subsidiary. Questions regarding this schedule may be directed to the EFS Hotline at.68.570.
Account Equity Members (Other Member/Delegate executing trade) Rule 06.S Family of Funds Equity Member Firms (Other Member/Delegate executing trade) Rule 06.R Electronic Corporate Member Firms (For Other than Globex - See s) EQUITY MEMBERS ( Equity Members, and Equity Member Firms) TRADING MEMBERS ( Non-Equity Members, and Non-Equity Member Firms) Non-Equity Members (Other Member/Delegate executing trade) Rule 06.I Affiliate Trading Member Firms (w/ an owned seat) Rule 06.S Family of Funds Trading Member Firms CBOT Financial Product Schedules as of August, 08 Treasury Futures Fed Funds MAC Transaction 0YR Ultra Treasury Futures & Swap YR YR 5YR Ultra 0YR 0YR Bond Options Options Futures Open Outcry $0. $0. Globex $0.6 $0.6 EFP EFR Block $0.87 $0.88 Open Outcry $0.6 $0.6 $0.6 Globex $.0 $.0 Open Outcry $0. $0. Member or Delegate Globex $0.6 EFP EFR Block $0.87 $0.88 Globex $0. $0. $0.6 EFP EFR Block $0.87 $0.88 Open Outcry $0. Globex $0. $0. $0.6 EFP EFR Block $0.88 Open Outcry Globex $0. $.0 $.06 Open Outcry $0. $0. $0. Globex $0. EFP EFR Block $.6 $.6 $.09 Open Outcry Globex $0. $.0 $.06 Globex $0. $0. $0. $0. Open Outcry Globex $0.9 $0.9 $0.9 EFP EFR Block $. $. $. 5 Globex $0.56 $0.59 $0.6 $0.9 $0.56 $0.9 Latin American Fund Manager Incentive Program (FMIP) (For Other than Globex - See s) Open Outcry $0.75 $0.56 $0.60 $0.65 $0.75 $0.80 $0.85 s Globex $0.8 $0.96 $0.56 EFP EFR Block $. $.0 $. $0.6 $0.6 $0.9
CBOT Financial Product Schedules as of August, 08 CBOT Financial Product Notes () Ultra 0 Year Options (TN) fees for EFP,EFR, and Block will be reduced to have the same rate as Open Outcry s from 0/0/06-0//09 () Ultra 0 Year Futures (TN) fees for Blocks will be reduced to have the same rate as Open Outcry s from 07/0/07-0//09 CBOT Financial Product Volume s On a tiered basis, the for electronically traded U.S. Treasury Futures and Options ( Execution Only) will be reduced for trading volumes exceeding designated monthly average daily volume thresholds. Futures and Options are accumulated separately when determining threshold levels. U.S Treasury ( Execution) Account Platform Trading Rights of Equity Members/Firms Electronic 0-5,000 $0. none 0 -,000 $0. none Member, 5,00-0,000 $0.9 $0.0,00-6,000 $0.9 $0.0 Family of Funds Electronic Delegate or Non- 0,00-5,000 $0.05 6,00-9,000 $0.05 Member > 5,000 $0.5 $0.07 > 9,000 $0.5 $0.07 Volume is aggregated by account owner across accounts, within a single filling firm. Clearing Members and their related 06.I Member(s) accounts will be treated as one firm for purposes of the volume aggregation. For Rule 06.S Member Approved Funds, their associated volume will be aggregated with their related Equity Corporate Member Firm. On a tiered basis, the for electronically traded Fed Fund Futures and Options ( Execution Only) will be reduced for trading volumes exceeding designated monthly average daily volume thresholds. Futures and Options are accumulated separately when determining threshold levels. Fed Fund ( Execution) Futures Futures Options Options Account Platform Trading Rights of Equity Members/Firms Electronic 0 -,000 $0.6 none 0 -,000 $0.6 none Member,,00-6,000 $0.05,00-6,000 $0.05 Family of Funds Electronic Delegate or Non- 6,00-9,000 $0.6 6,00-9,000 $0.6 Member > 9,000 $0. $0.5 > 9,000 $0. $0.5 Volume is aggregated by account owner across accounts, within a single filling firm. Clearing Members and their related 06.I Member(s) accounts will be treated as one firm for purposes of the volume aggregation. For Rule 06.S Member Approved Funds, their associated volume will be aggregated with their related Equity Corporate Member Firm. The preceding fee schedule is provided by CME Group as a quick reference guide for general information purposes. s may be changed at any time without notice. This schedule in no way shall be construed as being an official rule of CBOT or any other CME Group subsidiary. Questions regarding this schedule may be directed to the EFS Hotline at.68.570.
Exercise, Assignment and Futures from Exercise or Assignment Cash Settlement/Delivery () Expired Options Fertilizer Swaps and Urea (FOB) Middle East Futures Commodity Index Swaps Roll Select & CI & Month Forward Swaps Australian Wheat Calendar Futures Black Sea Corn and Black Sea Wheat Cash Settled Futures & Options () Non-trade fees do not apply for MAC Swap Futures Description All Products Position Transfers Position Adjustments Give-up Surcharge $0.06 Facilitation $0.0 s for Non-Trades CBOT Non-Trades & Other Schedules as of August, 08 Member $0.50 $.00 Delegate $0.5 $0.55 $0.5 $0.55 Other s Applied to: Both sides of the transfer; Capped at $,500 per firm per transfer. Not charged if incurred next business day as a result of exercise/assignment. Executing firm for all give-up transactions, except when both sides of the give-up have the same guaranteeing firm. Trade executed using the CME Group facilitation services of the Global Command Center (GCC). Waiver Product Effective Date Expiration Date Waiver Description All CBOT Equity and Interest Rate Products 7/7/07 9/0/08 Facilitation s Commodity Index Future(70) 8//08 //09 BTIC - Waive for Members and of $.0 for s Commodity Index Swap (DGS) 8//08 //09 BTIC - Waive for Members and of $.0 for s Brokerage s Order filling (Trading without discretion) Members Lessees (06D) Firm Employee (06F) Within the Family of Firms Firm Employee (06F) Outside the Family of Firms CMACE Permit Holders Trading with discretion Lessees (06D) Firm Employee (06F) Outside the Family of Firms Firm Employee (06F) Within the Family of Firms $0.0 $0.0 $0.5 $0.5 The preceding fee schedule is provided by CME Group as a quick reference guide for general information purposes. s may be changed at any time without notice. This schedule in no way shall be construed as being an official rule of CBOT or any other CME Group subsidiary. Questions regarding this schedule may be directed to the EFS Hotline at.68.570.