Unless otherwise defined herein, capitalised terms in this announcement shall have the same meanings as those defined in the prospectus dated June 30, 2016 (the Prospectus ) issued by China Logistics Property Holdings Co., Ltd (the Company ). Hong Kong Exchanges and Clearing Limited, The Stock Exchange of Hong Kong Limited (the Stock Exchange ) and Hong Kong Securities Clearing Company Limited ( HKSCC ) take no responsibility for the contents of this announcement, make no representation as to its accuracy or completeness and expressly disclaim any liability whatsoever for any loss howsoever arising from or in reliance upon the whole or any part of the contents of this announcement. This announcement is for information purposes only and does not constitute an offer or an invitation to induce an offer by any person to acquire, purchase or subscribe for the Shares or other securities of the Company. Potential investors should read the Prospectus for detailed information about the Company and the Global Offering described in the Prospectus before deciding whether or not to invest in the Offer Shares. The Offer Shares have not been and will not be registered under the U.S. Securities Act or any state securities law in the United States and may not be offered, sold, pledged or transferred within the United States, except that Offer Shares may be offered, sold or delivered to QIBs in reliance on an exemption from registration under the U.S. Securities Act provided by, and in accordance with the restrictions of, Rule 144A or another exemption from the registration requirements of the U.S. Securities Act. The Offer Shares may be offered, sold or delivered outside the United States in offshore transactions in accordance with Regulation S. In connection with the Global Offering, Credit Suisse (Hong Kong) Limited, as stabilizing manager (the Stabilizing Manager ), its affiliates or any person acting for it, on behalf of the Underwriters, may over-allocate or effect transactions with a view to stabilizing or supporting the market price of the Shares at a level higher than that which might otherwise prevail for a limited period after the Listing Date. However, there is no obligation on the Stabilizing Manager, its affiliates or any person acting for it, to conduct any such stabilizing action, which, if commenced, will be conducted at the absolute discretion of the Stabilizing Manager, its affiliates or any person acting for it, and may be discontinued at any time. Any such stabilizing activity is required to be brought to an end on the 30th day after the last day for the lodging of applications under the Hong Kong Public Offering. Such stabilization action, if commenced, may be effected in all jurisdictions where it is permissible to do so, in each case in compliance with all applicable laws, rules and regulatory requirements, including the Securities and Futures (Price Stabilizing) Rules, as amended, made under the Securities and Futures Ordinance (Cap. 571 of the Laws of Hong Kong). The details of the intended stabilization and how it will be regulated under the Securities and Futures Ordinance (Cap. 571 of the Laws of Hong Kong) are set forth in the section headed Structure of the Global Offering in the Prospectus. Potential investors should be aware that stabilizing action cannot be taken to support the price of the Shares for longer than the stabilization period which begins on the Listing Date and is expected to expire on August 6, 2016, being the 30th day after the date of closing of the application lists under the Hong Kong Public Offering. After this date, no further stabilizing action may be taken, demand for the Shares, and therefore the price of the Shares, could fall. 1
China Logistics Property Holdings Co., Ltd (Incorporated in the Cayman Islands with limited liability) Global Offering Total number of Offer Shares under the Global Offering : 1,035,707,000 Shares (subject to the Over-allotment Option) Number of Hong Kong Offer Shares : 32,254,000 Shares Number of International Offer Shares : 1,003,453,000 Shares (subject to the Over-allotment Option) Offer Price : HK$3.25 per Share, excluding brokerage of 1%, SFC transaction levy of 0.0027% and the Stock Exchange trading fee of 0.005% Nominal value : US$0.0000625 per Share Stock code : 1589 Joint Sponsors, Joint Global Coordinators, Joint Bookrunners and Joint Lead Managers (in alphabetical order) Joint Global Coordinators, Joint Bookrunners and Joint Lead Managers (in alphabetical order) Joint Bookrunners and Joint Lead Managers (in alphabetical order) 2
SUMMARY The Offer Price has been determined at HK$3.25 per Offer Share (excluding brokerage of 1%, SFC transaction levy of 0.0027% and Stock Exchange trading fee of 0.005%). Based on the Offer Price of HK$3.25 per Offer Share, the net proceeds from the Global Offering to be received by the Company, before exercise of the Over-allotment Option, and after deducting the underwriting fees and commissions and estimated expenses payable by the Company in relation to the Global Offering, are estimated to be approximately HK$3,249.7 million. The Company intends to apply such net proceeds in accordance with the purposes set out in the section headed Future Plans and Use of Proceeds in the Prospectus. Applications under the Hong Kong Public Offering The Offer Shares initially offered under the Hong Kong Public Offering have been undersubscribed. A total of 1,292 valid applications have been received pursuant to the Hong Kong Public Offering on WHITE and YELLOW Application Forms and through giving electronic application instructions to HKSCC via CCASS and to the White Form eipo Service Provider through the White Form eipo service (www.eipo.com.hk) for a total of 32,254,000 Hong Kong Offer Shares, equivalent to approximately 31.14% of the total number of 103,572,000 Hong Kong Offer Shares initially available for subscription under the Hong Kong Public Offering. Due to the under-subscription in the Hong Kong Public Offering, the reallocation procedures as described in the section headed Structure of the Global Offering in the Prospectus have been applied. A total number of 71,318,000 Hong Kong Offer Shares have been reallocated from the Hong Kong Public Offering to the International Offering. As a result of such reallocation, the final number of Offer Shares available under the Hong Kong Public Offering has been reduced to 32,254,000 Offer Shares, representing approximately 3.11% of the total number of the Offer Shares available under the Global Offering (before any exercise of the Over-allotment Option). International Offering, Cornerstone Investors and the Over-allotment Option The Offer Shares initially offered under the International Offering have been moderately over-subscribed. The final number of Offer Shares allocated to 104 placees under the International Offering is 1,003,453,000 Offer Shares after the reallocation, representing approximately 96.89% of the total number of the Offer Shares initially available under the Global Offering (before any exercise of the Over-allotment Option). A total of 62 placees have been allotted one board lot of Shares representing approximately 59.62% of the total number of placees under the International Offering. 3
Based on the Offer Price of HK$3.25 per Offer Share and pursuant to the cornerstone investment agreements with the Cornerstone Investors as disclosed in the section headed Cornerstone Investors in the Prospectus, the number of Offer Shares subscribed for by the Cornerstone Investors has now been determined as set out below: Name of Cornerstone Investor Number of Shares subscribed Approximate % of the Offer Shares Approximate % of Shares immediately following the completion of the Global Offering Joy Orient Investments Limited 287,741,000 27.78 9.99 LRC. Belt and Road Investment Limited 47,746,000 4.61 1.66 China Fintech Investment Company 47,746,000 4.61 1.66 Anbang Investment Holdings Co. Limited 143,726,000 13.88 4.99 Total 526,959,000 50.88 18.30 Note: 1. Any discrepancies in the table between the totals and sums of amounts listed therein are due to rounding. 2. Assuming the Over-allotment Option is not exercised and without taking into account of the Shares which may be issued upon the exercise of the options which were granted under the Pre-IPO Share Option Scheme. To the best of the Directors knowledge, each of the Cornerstone Investors is independent from the Company, is not a connected person and not an existing shareholder of the Company. Immediately following the completion of the Global Offering, the Cornerstone Investors will not have any board representation in the Company, nor will any of the Cornerstone Investors become a substantial shareholder of the Company (as defined in the Listing Rules). The shareholdings of the Cornerstone Investors will be counted towards the public float of the Shares. Further, each Cornerstone Investor has agreed that it will not, and will cause its affiliates not to, whether directly or indirectly, at any time during the period of six months following the Listing Date, dispose of any of the Offer Shares subscribed for by it pursuant to the relevant cornerstone investment agreement as described in the section headed Cornerstone Investors in the Prospectus. 4
None of the Joint Sponsors, the Joint Global Coordinators, the Joint Bookrunners, the Joint Lead Managers, the Underwriters and their respective affiliated companies and connected clients of the lead broker or of any distributors (as defined in Appendix 6 to the Listing Rules) has taken up any Offer Shares for its own benefit under the Global Offering. The Directors confirm that no Offer Shares have been allocated to applicants who are core connected persons, directors or existing shareholders of the Company or their respective close associates within the meaning of the Listing Rules. The International Offering is in compliance with the placing guidelines for equity securities as set out in Appendix 6 to the Listing Rules (the Placing Guidelines ) and no Offer Shares placed by or through the Joint Global Coordinators and the Underwriters under the Global Offering have been placed with any core connected person (as such term is defined in the Listing Rules) of the Company or persons set out in paragraph 5 of the Placing Guidelines, whether in their own names or through nominees. No placee will, individually, be placed more than 10% of the enlarged issued share capital of the Company immediately after the Global Offering (before any exercise of the Over-allotment Option). None of the placees under the International Offering will become a substantial shareholder (as defined in the Listing Rules) of the Company after the International Offering and the number of Shares to be held by the public will satisfy the minimum percentage prescribed by Rule 8.08 of the Listing Rules. The Directors confirm that the three largest public shareholders of the Company do not hold more than 50% of the Shares held in public hands at the time of the Listing in compliance with Rules 8.08(3) and 8.24 of the Listing Rules. The Directors confirm that there will be at least 300 Shareholders at the time of the Listing in compliance with Rule 8.08(2) of the Listing Rules. In connection with the Global Offering, the Company has granted the Over-allotment Option to the International Underwriters, exercisable by the Joint Global Coordinators (on behalf of the International Underwriters), at any time from the Listing Date until Saturday, August 6, 2016, being the 30th day after the last day for lodging of applications under the Hong Kong Public Offering, to require the Company to allot and issue up to an aggregate of 72,779,000 additional Shares, representing approximately 7% of the Offer Shares initially available under the Global Offering, at the Offer Price to cover any over-allocation in the International Offering. As at the date of this announcement, the Over-allotment Option has not been exercised. In the event that the Over-allotment Option is exercised, an announcement will be made on the Company s website at www.cnlpholdings.com and the Stock Exchange s website at www.hkexnews.hk. The results of allocations under the Hong Kong Public Offering, including the Hong Kong identity card numbers, passport numbers or Hong Kong business registration numbers of successful applicants (where supplied) and the number of Hong Kong Offer Shares successfully applied for under WHITE and YELLOW Application Forms and through giving electronic application instructions to HKSCC via CCASS and to the designated White Form eipo Service Provider under the White Form eipo service, will be made available at the times and dates and in the manner specified below: in the announcement to be posted on the Company s website at www.cnlpholdings.com and the Stock Exchange s website at www.hkexnews.hk by no later than 9:00 a.m. on Thursday, July 14, 2016; 5
from the designated results of allocations website at www.iporesults.com.hk with a search by ID function on a 24-hour basis from 8:00 a.m. on Thursday, July 14, 2016 to 12:00 midnight on Wednesday, July 20, 2016; by telephone enquiry line by calling (852) 2862 8669 between 9:00 a.m. and 10:00 p.m. from Thursday, July 14, 2016 to Sunday, July 17, 2016; in the special allocation results booklets which will be available for inspection during opening hours on Thursday, July 14, 2016, Friday, July 15, 2016 and Saturday, July 16, 2016 at all the receiving bank s designated branches and sub-branches. Applicants who have applied for 1,000,000 Hong Kong Offer Shares or more on WHITE Application Forms and have provided all information required by their Application Forms and applicants who have applied for 1,000,000 Hong Kong Offer Shares or more through the White Form eipo service by submitting an electronic application through the designated website www.eipo.com.hk and their applications are wholly successful, may collect their share certificate(s) (where applicable) in person from Computershare Hong Kong Investor Services Limited at Shops 1712 1716, 17th Floor, Hopewell Centre, 183 Queen s Road East, Wanchai, Hong Kong from 9:00 a.m. to 1:00 p.m. on Thursday, July 14, 2016 or such other date as notified by the Company in the newspapers. Share certificates for Hong Kong Offer Shares allotted to applicants using WHITE Application Forms or White Form eipo service which have applied for less than 1,000,000 Hong Kong Offer Shares, are expected to be despatched to those entitled to the address specified in the relevant WHITE Application Form or in the relevant application instructions through the White Form eipo service by ordinary post at their own risks on or before Thursday, July 14, 2016. Wholly successful applicants on YELLOW Application Form will have their share certificate(s) issued in the name of HKSCC Nominees and deposited directly into CCASS for credit to their CCASS Investor Participant stock accounts or their designated CCASS Participant s stock account as instructed by the applicant in the YELLOW Application Form on Thursday, July 14, 2016 or upon contingency, on any other date determined by HKSCC or HKSCC Nominees. Share certificate(s) for Hong Kong Public Offering allotted to applicants giving electronic application instructions to HKSCC via CCASS will be issued in the name of HKSCC Nominees and deposited into CCASS for credit to their CCASS Investor Participant stock accounts or the stock accounts of their designated CCASS Participants as instructed by them electronically, on Thursday, July 14, 2016, or, on any other date determined by HKSCC or HKSCC Nominees. 6
Applicants applying through a designated CCASS Participant (other than a CCASS Investor Participant) should check the number of Hong Kong Offer Shares allocated to them and the amount of refund monies (if any) payable (if they applied by giving electronic application instructions to HKSCC via CCASS) with that CCASS Participant. Applicants on WHITE or YELLOW Application Forms who have applied for 1,000,000 Hong Kong Offer Shares or more and have provided all information required by their WHITE or YELLOW Application Forms, may collect their refund cheque(s) in person from Computershare Hong Kong Investor Services Limited at Shops 1712 1716, 17th Floor, Hopewell Centre, 183 Queen s Road East, Wanchai, Hong Kong from 9:00 a.m. to 1:00 p.m. on Thursday, July 14, 2016 or such other date as notified by the Company in the newspapers. Refund cheques for wholly successful applicants on WHITE or YELLOW Application Forms which have applied for less than 1,000,000 Hong Kong Offer Shares, are expected to be despatched by ordinary post to those entitled at their own risks on or before Thursday, July 14, 2016. Applicants who have applied through the White Form eipo service and paid the application monies from a single bank account, refund monies will be despatched to their application payment bank account in the form of e-refund payment instructions on Thursday, July 14, 2016. Applicants who have applied through White Form eipo service and paid the application monies from multiple bank accounts, refund monies will be despatched to the address as specified on the White Form eipo application instructions in the form of refund cheque(s) by ordinary post and at their own risks on or before Thursday, July 14, 2016. Applicants who have applied by giving electronic application instructions to HKSCC to apply on their behalf, all refunds are expected to be credited to their designated bank accounts (if the applicants have applied as a CCASS Investor Participant) or the designated bank account of their broker or custodian on Thursday, July 14, 2016. Share certificates for the Offer Shares will only become valid certificates of title at 8:00 a.m. on Friday, July 15, 2016, provided that the Global Offering has become unconditional and the right of termination described in the section headed Underwriting Underwriting Arrangements and Expenses Hong Kong Public Offering Grounds for Termination in the Prospectus has not been exercised. The Company will not issue any temporary documents of title in respect of the Offer Shares or any receipts for sums paid on application for the Offer Shares. Assuming that the Global Offering becomes unconditional in all aspects at or before 8:00 a.m. on Friday, July 15, 2016, dealings in the Shares on the Stock Exchange are expected to commence at 9:00 a.m. on Friday, July 15, 2016. The Shares will be traded in board lots of 1,000 Shares. The stock code of the Shares will be 1589. 7
OFFER PRICE The Offer Price has been determined at HK$3.25 per Offer Share (exclusive brokerage of 1%, SFC transaction levy of 0.0027% and Stock Exchange trading fee of 0.005%). NET PROCEEDS FROM THE GLOBAL OFFERING Based on the Offer Price of HK$3.25 per Offer Share, the net proceeds from the Global Offering to be received by the Company, before exercise of the Over-allotment Option, and after deducting the underwriting fees and commissions and estimated expenses payable by the Company in relation to the Global Offering is estimated to be approximately HK$3,249.7 million. The Company currently intends to apply such net proceeds as follows: approximately 15.2%, or HK$492.6 million, will be used for the development of additional logistics park projects; approximately 38.7%, or HK$1,257.9 million, will be used for the purchase of part of Seed Holding II s equity interest with a value of US$161.8 million (tax inclusive) pursuant to the Carlyle SPA. Based on the Valuation Report issued by Colliers, the acquisition of Seed Holding II is expected to increase our net asset value by approximately US$420 million; approximately 41.1%, or HK$1,336.8 million, will be used for the repayment of part of the credit facility from Credit Suisse Singapore of up to US$300 million. The credit facility bears an interest rate of Libor + 4.5% per annum and will be used to repay the 2015 Loans. We plan to repay the remainder of this credit facility by debt facilities of up to US$100 million in aggregate from two financial institutions each an independent third party. See Financial Information Indebtedness Hybrid Instruments Prepayable Loans in the Prospectus for further details; and the remaining amount of approximately HK$162.4 million, representing not more than 5% of the net proceeds, will be used to provide funding for our working capital and other general corporate purposes. Please refer to the section headed Future Plans and Use of Proceeds in the Prospectus for further details of the Company s intended use of net proceeds from the Global Offering. APPLICATIONS AND INDICATIONS OF INTEREST RECEIVED The Company announces that the Offer Shares initially offered under the Hong Kong Public Offering have been under-subscribed. At the close of the application lists at 12:00 noon on Thursday, July 7, 2016, a total of 1,292 valid applications including application on WHITE and YELLOW Application Forms and through giving electronic application instructions to HKSCC via CCASS and to the designated White Form eipo Service Provider through the White Form eipo service (www.eipo.com.hk), for a total of 32,254,000 Hong Kong Offer Shares have been received, equivalent to approximately 31.14% of the total number of 103,572,000 Hong Kong Offer Shares initially available for subscription under the Hong Kong Public Offering. 8
Of the 1,292 valid applications on WHITE and YELLOW Application Forms and by electronic application instructions given to HKSCC via CCASS and to the designated White Form eipo Service Provider under the White Form eipo service for a total of 32,254,000 Hong Kong Offer Shares: a total of 1,290 valid applications for a total of 20,254,000 Hong Kong Offer Shares were received for the Hong Kong Public Offering with an aggregate subscription amount based on the maximum offer price of HK$3.25 (excluding brokerage, SFC transaction levy and Stock Exchange trading fee payable) of HK$5 million or less, representing approximately 0.39 times of the total number of 51,786,000 Hong Kong Offer Shares initially available for allocation in pool A; and a total of 2 valid applications for a total of 12,000,000 Hong Kong Offer Shares were received for the Hong Kong Public Offering with an aggregate subscription amount based on the maximum offer price of HK$3.25 (excluding brokerage, SFC transaction levy and Stock Exchange trading fee payable) of more than HK$5 million, representing 0.23 times of the total number of 51,786,000 Hong Kong Offer Shares initially available for allocation in pool B. One application has been rejected due to dishonoured cheques or rejection of electronic payment instructions. No multiple or suspected multiple application has been identified and rejected. No invalid application has been identified. No application for more than 50% of the Hong Kong Offer Shares initially available under the Hong Kong Public Offering (that is, more than 51,786,000 Hong Kong Offer Shares) has been identified. The Offer Shares offered in the Hong Kong Public Offering were conditionally allocated on the basis set out in the paragraph headed Basis of allotment under the Hong Kong Public Offering below. Due to the under-subscription in the Hong Kong Public Offering, the reallocation procedures as described in the section headed Structure of the Global Offering in the Prospectus have been applied. A total number of 71,318,000 Hong Kong Offer Shares have been reallocated from the Hong Kong Public Offering to the International Offering. As a result of such reallocation, the final number of Offer Shares available under the Hong Kong Public Offering has been reduced to 32,254,000 Offer Shares, representing approximately 3.11% of the total number of the Offer Shares available under the Global Offering (before any exercise of the Over-allotment Option). INTERNATIONAL OFFERING The Offer Shares initially offered under the International Offering have been moderately oversubscribed. The final number of Offer Shares allocated to 104 placees under the International Offering is 1,003,453,000 Offer Shares after the reallocation, representing approximately 96.89% of the total number of the Offer Shares initially available under the Global Offering (before any exercise of the Over-allotment Option). A total of 62 placees have been allotted one board lot of Shares representing approximately 59.62% of the total number of placees under the International Offering. 9
Based on the Offer Price of HK$3.25 per Offer Share and pursuant to the cornerstone investment agreements with the Cornerstone Investors as disclosed in the section headed Cornerstone Investors in the Prospectus, the number of Offer Shares subscribed for by the Cornerstone Investors has now been determined as set out below: Name of Cornerstone Investor Number of Shares subscribed Approximate % of the Offer Shares Approximate % of Shares immediately following the completion of the Global Offering Joy Orient Investments Limited 287,741,000 27.78 9.99 LRC. Belt and Road Investment Limited 47,746,000 4.61 1.66 China Fintech Investment Company 47,746,000 4.61 1.66 Anbang Investment Holdings Co. Limited 143,726,000 13.88 4.99 Total 526,959,000 50.88 18.30 Note: 1. Any discrepancies in the table between the totals and sums of amounts listed therein are due to rounding. 2. Assuming the Over-allotment Option is not exercised and without taking into account of the Shares which may be issued upon the exercise of the options which were granted under the Pre-IPO Share Option Scheme. To the best of the Directors knowledge, each of the Cornerstone Investors is independent from the Company, is not a connected person and not an existing shareholder of the Company. Immediately following the completion of the Global Offering, the Cornerstone Investors will not have any board representation in the Company, nor will any of the Cornerstone Investors become a substantial shareholder of the Company (as defined in the Listing Rules). The shareholdings of the Cornerstone Investors will be counted towards the public float of the Shares. Further, each Cornerstone Investor has agreed that it will not, and will cause its affiliates not to, whether directly or indirectly, at any time during the period of six months following the Listing Date, dispose of any of the Offer Shares subscribed for by it pursuant to the relevant cornerstone investment agreement as described in the section headed Cornerstone Investors in the Prospectus. None of the Joint Sponsors, the Joint Global Coordinators, the Joint Bookrunners, the Joint Lead Managers, the Underwriters and their respective affiliated companies and connected clients of the lead broker or of any distributors (as defined in Appendix 6 to the Listing Rules) has taken up any Offer Shares for its own benefit under the Global Offering. The Directors confirm that no Offer Shares have been allocated to applicants who are core connected persons, directors or existing shareholders of the Company or their respective close associates within the meaning of the Listing Rules. The International Offering is in compliance with the placing guidelines for equity securities as set out in the Placing Guidelines and no Offer Shares placed by or through the Joint Global Coordinators and the Underwriters under the Global Offering have been placed with any core 10
connected person (as such term is defined in the Listing Rules) of the Company or persons set out in paragraph 5 of the Placing Guidelines, whether in their own names or through nominees. No placee will, individually, be placed more than 10% of the enlarged issued share capital of the Company immediately after the Global Offering (before any exercise of the Over-allotment Option). None of the placees under the International Offering will become a substantial shareholder (as defined in the Listing Rules) of the Company after the International Offering and the number of Shares to be held by the public will satisfy the minimum percentage prescribed by Rule 8.08 of the Listing Rules. The Directors confirm that the three largest public shareholders of the Company do not hold more than 50% of the Shares held in public hands at the time of the Listing in compliance with Rules 8.08(3) and 8.24 of the Listing Rules. The Directors confirm that there will be at least 300 Shareholders at the time of the Listing in compliance with Rule 8.08(2) of the Listing Rules. OVER-ALLOTMENT OPTION In connection with the Global Offering, the Company has granted the Over-allotment Option to the International Underwriters, exercisable by the Joint Global Coordinators (on behalf of the International Underwriters), at any time from the Listing Date until Saturday, August 6, 2016, being the 30th day after the last day for lodging of applications under the Hong Kong Public Offering, to require the Company to allot and issue up to an aggregate of 72,779,000 additional Shares, representing approximately 7% of the Offer Shares initially available under the Global Offering, at the Offer Price to cover any over-allocation in the International Offering. As at the date of this announcement, the Over-allotment Option has not been exercised. In the event that the Over-allotment Option is exercised, an announcement will be made on the Company s website at www.cnlpholdings.com and the Stock Exchange s website at www.hkexnews.hk. 11
BASIS OF ALLOTMENT UNDER THE HONG KONG PUBLIC OFFERING Subject to the satisfaction of the conditions set out in the section headed Structure of the Global Offering Conditions to the Hong Kong Public Offering in the Prospectus, valid applications made by the public on WHITE and YELLOW Application Forms and by electronic application instructions given to HKSCC via CCASS or to the designated White Form eipo Service Provider under the White Form eipo service will be conditionally allocated on the basis set out below: China Logistics Property Holdings Co., Ltd Basis of Allocation Number of Hong Kong Offer Shares applied for Number of valid applications Basis of allocation/ballot Approximate percentage allotted of the total number of Hong Kong Offer Shares applied for POOL A 1,000 405 1,000 Shares 100.00% 2,000 143 2,000 Shares 100.00% 3,000 145 3,000 Shares 100.00% 4,000 47 4,000 Shares 100.00% 5,000 79 5,000 Shares 100.00% 6,000 27 6,000 Shares 100.00% 7,000 14 7,000 Shares 100.00% 8,000 21 8,000 Shares 100.00% 9,000 8 9,000 Shares 100.00% 10,000 169 10,000 Shares 100.00% 15,000 34 15,000 Shares 100.00% 20,000 76 20,000 Shares 100.00% 25,000 6 25,000 Shares 100.00% 30,000 25 30,000 Shares 100.00% 35,000 8 35,000 Shares 100.00% 40,000 7 40,000 Shares 100.00% 45,000 1 45,000 Shares 100.00% 50,000 18 50,000 Shares 100.00% 60,000 5 60,000 Shares 100.00% 70,000 5 70,000 Shares 100.00% 80,000 6 80,000 Shares 100.00% 90,000 1 90,000 Shares 100.00% 100,000 20 100,000 Shares 100.00% 200,000 8 200,000 Shares 100.00% 300,000 4 300,000 Shares 100.00% 400,000 3 400,000 Shares 100.00% 700,000 1 700,000 Shares 100.00% 1,000,000 4 1,000,000 Shares 100.00% 1,290 12
Number of Hong Kong Offer Shares applied for Number of valid applications Basis of allocation/ballot Approximate percentage allotted of the total number of Hong Kong Offer Shares applied for POOL B 2,000,000 1 2,000,000 Shares 100.00% 10,000,000 1 10,000,000 Shares 100.00% 2 The final number of Hong Kong Offer Shares is 32,254,000 Offer Shares, representing approximately 3.11% of the total number of the Offer Shares initially available under the Global Offering (before any exercise of the Over-allotment Option). The final number of International Offer Shares is 1,003,453,000 Offer Shares, representing approximately 96.89% of the total number of the Offer Shares initially available under the Global Offering (before any exercise of the Over-allotment Option). RESULTS OF ALLOCATIONS The results of allocations under the Hong Kong Public Offering, including the Hong Kong identity card numbers, passport numbers or Hong Kong business registration numbers of successful applicants (where supplied) and the number of Hong Kong Offer Shares successfully applied for under WHITE and YELLOW Application Forms and through giving electronic application instructions to HKSCC via CCASS and to the designated White Form eipo Service Provider under the White Form eipo service, will be made available at the times and dates and in the manner specified below: in the announcement to be posted on the Company s website at www.cnlpholdings.com and the Stock Exchange s website at www.hkexnews.hk by no later than 9:00 a.m. on Thursday, July 14, 2016; from the designated results of allocations website at www.iporesults.com.hk with a search by ID function on a 24-hour basis from 8:00 a.m. on Thursday, July 14, 2016 to 12:00 midnight on Wednesday, July 20, 2016; by telephone enquiry line by calling (852) 2862 8669 between 9:00 a.m. and 10:00 p.m. from Thursday, July 14, 2016 to Sunday, July 17, 2016; 13
in the special allocation results booklets which will be available for inspection during opening hours on Thursday, July 14, 2016, Friday, July 15, 2016 and Saturday, July 16, 2016 at all the receiving banks designated branches at the addresses set out below: (a) Standard Chartered Bank (Hong Kong) Limited District Branch Name Address Hong Kong Island 88 Des Voeux Road Branch 88 Des Voeux Road Central, Central North Point Centre Branch Shop G, G/F, North Point Centre, 284 King s Road, North Point Kowloon 68 Nathan Road Branch Basement, Shop B1, G/F and M/F Golden Crown Court, 66 70 Nathan Road, Tsimshatsui Telford Gardens Branch Shop P9 12, Telford Centre, Telford Gardens, Tai Yip Street, Kwun Tong New Territories Tuen Mun Town Plaza Shop No. G047 G052, Tuen Mun Branch Town Plaza Phase I, Tuen Mun Maritime Square Branch Shop 308E, Level 3, Maritime Square, Tsing Yi (b) Bank of Communications Co., Ltd. Hong Kong Branch District Branch Name Address Hong Kong Island Hong Kong Branch 20 Pedder Street, Central Kennedy Town Sub-Branch G/F., 113 119 Belcher s Street, Kennedy Town Kowloon Shamshuipo Sub-Branch Shop G1 G3, G11 G13, G19 G21, G/F., Golden Centre, 94 Yen Chow Street, Sham Shui Po New Territories Sha Tsui Road Sub-Branch Shops Nos. 3 5 on G/F., Kwong Ming Building, 120 130 Sha Tsui Road, Tsuen Wan 14
Identification HKPO Identification HKPO Identification HKPO Identification HKPO Document Shares Document Shares Document Shares Document Shares Number(s) Allocated Number(s) Allocated Number(s) Allocated Number(s) Allocated 證件號碼 證件號碼 證件號碼 證件號碼 獲配發股份 獲配發股份 獲配發股份 獲配發股份 ------------ ------------ ------------ ------------ ------------ ------------ ------------ ------------ A645992A 5000 A730234A 6000 A8283683 5000 A8464122 7000 A8638147 3000 B2668926 2000 B769318A 2000 C2565194 3000 C395089A 1000 C4256709 1000 C4962107 1000 C5255773 1000 C6022519 1000 C6045764 1000 C6369969 40000 C6386383 3000 D0427862 2000 D2251168 2000 D2686245 3000 D2998727 2000 D3531644 1000 D3624855 1000 D3679455 5000 D4026471 6000 D4138970 1000 D4275706 1000 D4452217 1000 D4605005 1000 D5923698 10000 E1812479 1000 E2471098 5000 E3096797 7000 E3703901 6000 E5175163 1000 E5290787 8000 E6051123 1000 E7271291 2000 E8277013 20000 E8491252 3000 G2456442 1000 G2763566 1000 G5088223 1000 G8003121 1000 H3926364 2000 K0503029 1000 K0723576 1000 K1812459 1000 K2072513 7000 K2422883 10000 K2546949 1000 K4397819 3000 K4860233 4000 K4911431 3000 K5540445 1000 K6161480 3000 K6197299 10000 K6759432 1000 K8110905 1000 K8692203 3000 K9499156 1000 P2924076 3000 P8207295 1000 R1449612 3000 R7128133 30000 V0215406 1000 V0590037 1000 XD5146270 200000 Y1955894 3000 Z0846296 3000 Z1799666 1000 Z2880165 1000 Z3513557 2000 Z722973A 1000 分配結果 ( 白表 ) - 1 - Results of Applications (White Form)
Identification HKPO Identification HKPO Identification HKPO Identification HKPO Document Shares Document Shares Document Shares Document Shares Number(s) Allocated Number(s) Allocated Number(s) Allocated Number(s) Allocated 證件號碼 證件號碼 證件號碼 證件號碼 獲配發股份 獲配發股份 獲配發股份 獲配發股份 ------------ ------------ ------------ ------------ ------------ ------------ ------------ ------------ 16063767 60000 16492996 20000 A5124061 1000 A6797248 2000 A7150477 2000 A9034563 2000 E3772520 1000 E8746714 1000 G5200503 1000 G6313611 1000 G6579042 1000 分配結果 ( 黃表 ) - 1 - Results of Applications (Yellow Form)
Identification HKPO Identification HKPO Identification HKPO Identification HKPO Document Shares Document Shares Document Shares Document Shares Number(s) Allocated Number(s) Allocated Number(s) Allocated Number(s) Allocated 證件號碼 證件號碼 證件號碼 證件號碼 獲配發股份 獲配發股份 獲配發股份 獲配發股份 ------------ ------------ ------------ ------------ ------------ ------------ ------------ ------------ 0001225 10000 370612198 1000 903281425 1000 E6194420 1000 001031549 1000 370631195 1000 90712383X 60000 E627162A 20000 002101500 100000 370631195 1000 908194012 1000 E6417551 5000 004100828 2000 371329199 1000 911302429 1000 E6539959 30000 006180020 1000 377043492 15000 912271016 1000 E6608403 10000 015890001 1000 383020153 5000 930019864 3000 E7099014 10000 015890002 100000 384161162 2000 A5778290 100000 E7121151 4000 015890003 2000 384226627 10000 A7722799 1000 E7229988 10000 015890004 5000 385453675 6000 A7745810 3000 E7235880 30000 015890005 5000 388020158 10000 A8359140 1000 E7300747 1000 0229506 2000 388021552 1000 A8436412 10000 E7453349 10000 0352334 4000 388037681 1000 A8842232 10000 E767407 1000 0355331 4000 388052722 20000 A9288255 2000 E7693501 6000 0550424 10000 388069338 5000 A9431716 3000 E7974837 5000 0572172 5000 388368029 20000 A9568673 1000 E813951 3000 0813488 2000 388379992 1000000 A9835566 3000 E828064 60000 0868129 3000 388387243 2000 B584824 10000 E9003278 1000 0981132 6000 388635906 200000 B6004976 10000 E9004088 5000 105042130 1000 395083728 1000 B6292270 1000 E9221267 4000 106014815 5000 40124633X 5000 B6829223 1000 E9298251 10000 107102022 1000 403152172 10000 C09406417 10000 E9382732 3000 108122638 1000 403262064 1000 C11955187 5000 E969821 1000 110053337 1000 404041112 1000 C2335717 2000 E987562 1000 110105195 1000 40517841X 1000 C23573406 1000 E9884673 4000 1542475 1000 412241513 1000 C281233 10000 G0493022 30000 200301042 3000 430426197 3000 C2936974 2000 G1067787 3000 201885S 1000 430603196 4000 C3084882 10000 G1480420 3000 201886S 1000 440301198 3000 C3389373 10000 G1662707 4000 201968S 1000 440301561 3000 C3579520 30000 G2008547 10000 202137121 15000 50211462X 1000 C3810257 20000 G2018321 3000 20216253X 1000 502289012 1000 C38784631 1000 G2029242 2000 203681S 1000 504285433 1000 C4386408 300000 G2731699 10000 204053151 15000 509261629 1000 C462957 4000 G30431792 3000 205017668 15000 512032415 1000 C5284935 10000 G3061425 10000 205240359 35000 512113526 4000 C5500557 3000 G320016 2000 21230784X 1000 600773M 1000 C6265527 1000 G3260746 3000 220489462 2000 600775M 1000 C6595780 2000 G3626848 30000 222074239 5000 600801M 1000 D0638111 3000 G381062 4000 222261125 2000 600955M 1000 D0655660 1000 G3850217 3000 222567216 3000 600961M 1000 D0975177 3000 G3900656 1000 222879868 2000 60115423X 2000 D105721A 2000 G4007629 1000 224051003 20000 601241M 1000 D1345835 1000 G42301971 20000 225329952 3000 601373M 1000 D1667867 7000 G4389165 3000 225368232 20000 601509M 1000 D1861000 10000 G4528629 2000 227135878 2000 601550M 1000 D2001501 3000 G455997 2000 230343923 5000 601551M 1000 D2362768 8000 G4571923 10000 235110376 50000 601682M 1000 D241941 1000 G46711110 100000 236180766 2000 601683M 1000 D2493587 30000 G46740262 8000 237088711 50000 601685M 1000 D3054234 10000 G4779907 2000 241407832 3000 601802M 1000 D3126979 1000 G4832425 3000 246093900 15000 601805M 1000 D3453686 20000 G4889486 1000 246279855 5000 601872M 1000 D3509371 20000 G52229769 1000 254317472 50000 601875M 1000 D377766A 3000 G5320762 3000 255160020 1000 601881M 1000 D3789757 1000 G533167 3000 255165623 30000 601901M 1000 D4156650 10000 G5422786 1000 255240905 5000 601902M 1000 D420562 1000 G54609625 25000 255597049 2000 601962M 1000 D4381697 2000 G57726804 20000 258221183 5000 601963M 1000 D4583346 1000 G6053164 6000 258263029 20000 602008M 1000 D4624735 3000 G6330311 3000 264244195 200000 602118M 1000 D485226 4000 G6556824 1000 264479866 10000 602189M 1000 D493761A 5000 G8020956 1000 265466649 100000 602209M 1000 D4977883 2000 G8112451 20000 266390475 20000 602262548 1000 D509215A 1000 G9040306 10000 269376968 1000 602281146 1000 D5719241 50000 GS006900B 60000 274263904 3000 605277332 7000 D590362A 1000 GS027027B 7000 274309467 10000 607275137 1000 D5923469 5000 GS030282B 100000 286348099 10000 608020036 1000 D8298875 3000 GS035237B 20000 290108794 40000 609203039 6000 E01922360 50000 GS066038B 200000 290222C 2000 621126221 1000 E0218557 10000 GS071591B 3000 295560726 10000 660426272 1000 E0775804 3000 GS080687B 100000 296276959 10000 701133326 1000 E1001512 1000 GS081358B 25000 296392061 2000 702172935 1000 E1008008 1000 GS082669B 30000 298182528 30000 703110141 1000 E1037383 1000 GS082773B 10000 300028 2000 711010015 1000 E14818301 1000 GS085297B 400000 301312424 1000 711245452 4000 E3315553 10000 GS086130B 30000 306040526 4000 712126816 15000 E3389379 5000 GS088063B 100000 309140610 1000 71221341X 4000 E3839854 3000 GS095088B 1000000 310203710 1000 740125081 1000 E386588 1000 GS099565B 70000 311230037 10000 766035042 10000 E4393361 1000 GS102991B 15000 320911197 1000 766331003 2000 E4709644 10000 GS109238B 25000 329294961 3000 774072987 2000 E5031293 5000 GS111327B 5000 343035432 1000 775169758 2000 E5053610 1000 GS112357B 20000 346322852 4000 787196146 5000 E5077757 6000 GS113681B 3000 348258104 10000 788045326 2000 E5183344 3000 GS116627B 20000 348484270 5000 805293324 1000 E5196314 1000 GS119586B 30000 366271021 1000 806300827 15000 E5324827 8000 GS119736B 9000 368031225 10000 810025051 8000 E5967663 3000 GS120821B 30000 368454872 3000 811205816 2000 E5990487 30000 H4124032 3000 分配結果 ( 黃表 - 電子認購指示 ) - 1 - Results of Applications (EIPO)
Identification HKPO Identification HKPO Identification HKPO Identification HKPO Document Shares Document Shares Document Shares Document Shares Number(s) Allocated Number(s) Allocated Number(s) Allocated Number(s) Allocated 證件號碼 證件號碼 證件號碼 證件號碼 獲配發股份 獲配發股份 獲配發股份 獲配發股份 ------------ ------------ ------------ ------------ ------------ ------------ ------------ ------------ H4379073 1000 K2449218 10000 Z5525692 4000 H4463473 60000 K2898446 50000 Z6644911 3000 H4600942 3000 K297049A 2000 Z6910115 1000 H4839236 10000 K3074730 1000 Z7189231 3000 IS1016897 2000 K3292576 4000 Z9215043 3000 IS1182753 4000 K3679721 3000 Z9612867 1000 IS1193265 1000 K3703258K 3000 IS1600447 1000 K4357353 8000 IS1829256 2000 K4786491 2000 IS1911947 2000 K5094240 3000 IS2038330 1000 K5480027 3000 IS2377194 1000 K551455A 10000 IS2455967 35000 K553856 5000 IS2490257 1000 K5629659 3000 IS2644709 10000 K5742196 10000 IS2659922 2000 K6446159 2000 IS2707440 2000 K6782647 3000 IS2903178 4000 K7031130 10000 IS3011004 1000 K703119A 3000 IS3119935 3000 K725644 2000 IS3249393 3000 K7759665 1000 IS3254120 50000 K7969155 5000 IS3425136 1000 K806797A 10000 IS3456643 1000 K8668604 80000 IS3688986 3000 K888000A 10000 IS3895932 70000 K8883505 5000 IS3899858 5000 K9290540 3000 IS3960063 5000 K9499210 15000 IS4000211 1000 K9548564 30000 IS4044062 1000 K9626042 5000 IS4114080 50000 K979364A 90000 IS4160733 1000 K9860258 1000 IS4192660 1000 M3006684 3000 IS4282748 1000 M500302A 2000 IS4741801 10000 P0076272 3000 IS4830403 1000 P0368796 1000 IS4837347 4000 P0406159 3000 IS4923802 1000 P1214172 1000 IS5002672 2000 P2176517 1000 IS5050220 1000 P387739A 15000 IS5113993 1000 P6418434 10000 IS5144064 1000 P6727577 30000 IS5151300 3000 P761514 20000 IS5351515 1000 P7974527 3000 IS5647764 35000 P8449795 6000 IS5675388 1000 R1915575 200000 IS5675481 1000 R224674A 100000 IS5908340 3000 R2506180 10000 IS6002277 3000 R2644923 1000 IS6043983 1000 R3938149 10000 IS6160912 1000 R4592432 10000 IS6264194 1000 R5792176 2000 IS6538631 1000 R6148580 3000 IS7137407 3000 R7982754 20000 IS7257710 3000 R8734584 3000 IS7261001 5000 V0158887 3000 IS7269867 35000 W01648246 1000 IS7471749 1000 W04075005 1000 IS7483431 2000 W55401152 1000 IS7674604 1000 W83458191 3000 IS7796232 15000 W84258248 1000 IS7956438 4000 Y1037976 3000 IS8007202 2000 Y1550495 4000 IS8041210 2000 Y3039836 10000 IS8046534 1000 Y3445990 3000 IS8201973 10000 Y3881367 7000 IS8209418 2000 Y3999228 10000 IS8220029 10000 Y5267585 2000 IS8355826 1000 Z0505413 1000 IS8390281 1000 Z0513092 1000 IS8801602 1000 Z0626644 3000 IS8824821 1000 Z0833941 400000 IS8854081 2000 Z1430204 3000 IS8927106 1000 Z1692128 1000 IS8972141 1000 Z1926048 15000 IS9020448 9000 Z299805 1000 IS9584316 10000 Z3050182 10000 IS9612373 2000 Z3148670 10000 K0030074 3000 Z3339379 3000 K0170038 1000 Z3368026 3000 K050274 2000 Z360683 1000 K053598 10000 Z3843247 3000 K0627771 100000 Z3945791 4000 K092357 8000 Z4519117 1000 K1148893 1000 Z4546467 20000 K145319A 1000 Z4591489 20000 K183853 10000 Z4834896 1000 K2248484 3000 Z4876149 6000 分配結果 ( 黃表 - 電子認購指示 ) - 2 - Results of Applications (EIPO)
DESPATCH/COLLECTION OF SHARE CERTIFICATES AND REFUND CHEQUES Applicants who have applied for 1,000,000 Hong Kong Offer Shares or more on WHITE Application Forms and have provided all information required by their Application Forms and applicants who have applied for 1,000,000 Hong Kong Offer Shares or more through the White Form eipo service by submitting an electronic application through the designated website www.eipo.com.hk, and their applications are wholly successful, may collect their share certificate(s) (where applicable) in person from Computershare Hong Kong Investor Services Limited at Shops 1712 1716, 17th Floor, Hopewell Centre, 183 Queen s Road East, Wanchai, Hong Kong from 9:00 a.m. to 1:00 p.m. on Thursday, July 14, 2016 or such other date as notified by the Company in the newspapers. Applicants being individuals who are eligible for personal collection cannot authorise any other person(s) to make collection on their behalf. Corporate applicants which are eligible for personal collection must attend by their authorised representatives bearing letters of authorisation from their corporations stamped with the respective corporation s chop. Both individuals and authorised representatives (if applicable) must produce, at the time of collection, evidence of identity acceptable to Computershare Hong Kong Investor Services Limited. Share certificates for Hong Kong Offer Shares allotted to applicants using WHITE Application Forms or White Form eipo which have applied for less than 1,000,000 Hong Kong Offer Shares, are expected to be despatched to those entitled to the address specified in the relevant WHITE Application Form or in the relevant application instructions through the White Form eipo service by ordinary post at their own risks on or before Thursday, July 14, 2016. Wholly successful applicants on YELLOW Application Form will have their share certificate(s) issued in the name of HKSCC Nominees and deposited directly into CCASS for credit to their CCASS Investor Participant stock accounts or their designated CCASS Participant s stock account as instructed by the applicant in the YELLOW Application Form on Thursday, July 14, 2016 or upon contingency, on any other date determined by HKSCC or HKSCC Nominees. Share certificate(s) for Hong Kong Public Offering allotted to applicants giving electronic application instructions to HKSCC via CCASS will be issued in the name of HKSCC Nominees and deposited into CCASS for credit to their CCASS Investor Participant stock accounts or the stock accounts of their designated CCASS Participants as instructed by them electronically, on Thursday, July 14, 2016, or, on any other date determined by HKSCC or HKSCC Nominees. Applicants applying through a designated CCASS Participant (other than a CCASS Investor Participant) using YELLOW Application Forms and by giving electronic application instructions to HKSCC via CCASS should check the number of Hong Kong Offer Shares allocated to them and the amount of refund monies (if any) payable (if they applied by giving electronic application instructions to HKSCC via CCASS) with that CCASS Participant. 15
Applicants applying as a CCASS Investor Participant on YELLOW Application Form or by giving electronic application instructions to HKSCC via CCASS should check the announcement made by the Company and report any discrepancies to HKSCC before 5:00 p.m. on Thursday, July 14, 2016 or any other date as shall be determined by HKSCC or HKSCC Nominees. Immediately after the credit of the Hong Kong Offer Shares to the CCASS Investor Participant s stock accounts, the applicants may check the new account balance (and the amount of refund payable to them if they apply by giving electronic application instructions to HKSCC via CCASS) via CCASS Phone System and the CCASS Internet System (using the procedures contained in HKSCC s An Operating Guide for Investor Participants in effect from time to time). HKSCC will also make available to such applicants activity statements showing the number of Offer Shares credited to their CCASS Investor Participants stock accounts and (for CCASS Investor Participants applying by giving electronic application instructions to HKSCC) the refund amount credited to their respective designated bank accounts. Applicants on WHITE and YELLOW Application Forms who have applied for 1,000,000 Hong Kong Offer Shares or more and have provided all information required by their WHITE and YELLOW Application Forms, may collect their refund cheque(s) in person from Computershare Hong Kong Investor Services Limited at Shops 1712 1716, 17th Floor, Hopewell Centre, 183 Queen s Road East, Wanchai, Hong Kong from 9:00 a.m. to 1:00 p.m. on Thursday, July 14, 2016 or such other date as notified by the Company in the newspapers. Refund cheques for wholly successful applicants on WHITE and YELLOW Application Forms which have applied for less than 1,000,000 Hong Kong Offer Shares, are expected to be despatched by ordinary post to those entitled at their own risks on or before Thursday, July 14, 2016. Applicants who have applied through the White Form eipo service and paid the application monies from a single bank account, refund monies will be despatched to their application payment bank account in the form of e-refund payment instructions on Thursday, July 14, 2016. Applicants who have applied through White Form eipo service and paid the application monies from multiple bank accounts, refund monies will be despatched to the address as specified on the White Form eipo application instructions in the form of refund cheque(s) by ordinary post and at their own risks on or before Thursday, July 14, 2016. Applicants who have applied by giving electronic application instructions to HKSCC to apply on their behalf, all refunds are expected to be credited to their designated bank accounts (if the applicants have applied as a CCASS Investor Participant) or the designated bank account of their broker or custodian on Thursday, July 14, 2016. Share certificates for the Offer Shares will only become valid certificates of title at 8:00 a.m. on Friday, July 15, 2016, provided that the Global Offering has become unconditional and the right of termination described in the section headed Underwriting Underwriting Arrangements and Expenses Hong Kong Public Offering Grounds for Termination in the Prospectus has not been exercised. The Company will not issue any temporary documents of title in respect of the Offer Shares or any receipts for sums paid on application for the Offer Shares. 16