Monthly Return of Equity Issuer on Movements in Securities For the ended : 31 / 10 / 2018 To: Hong Kong Exchanges and Clearing Limited Name of Issuer DT Capital Limited Date Submitted 1 November 2018 I. Movements in Authorised Share Capital 1. Ordinary Shares (1) Stock code : 356 Description : Ordinary Shares No. of ordinary Par value (HK$) Authorised share capital (HK$) Balance at close of preceding 4,000,000,000 0.01 40,000,000 Increase/(decrease) NIL NIL Balance at close of the 4,000,000,000 0.01 40,000,000 (2) Stock code : Description : No. of ordinary Par value ( ) Authorised share capital ( ) Balance at close of preceding Increase/(decrease) Balance at close of the
2. Preference Shares Stock code : Description : Balance at close of preceding No. of preference Par value ( ) Authorised share capital ( ) Increase/(decrease) Balance at close of the 3. Other Classes of Shares Stock code : Description : Balance at close of preceding No. of other classes of Par value ( ) Authorised share capital ( ) Increase/(decrease) Balance at close of the Total authorised share capital at the end of the (HK$) : 40,000,000 II. Movements in Issued Share Capital No. of ordinary (1) (2) No of preference No. of other classes of Balance at close of preceding 2,279,400,000 Increase/ (decrease) during the Balance at close of the 2,279,400,000
III. Details of Movements in Issued Share Capital Share Options (under Share Option Schemes of the Issuer) Particulars of share option scheme including EGM approval date and Movement during the class of issuable Granted Exercised Cancelled Lapsed 1. No. of new of issuer issued during the pursuant No. of new of issuer which may be issued pursuant as at close of the (Note 1) 2. (Note 1) 3. (Note 1) Total funds raised during the from exercise of options ( ) Total A. (Ordinary ) (Preference ) (Other class)
Warrants to Issue Shares of the Issuer which are to be Listed Description of warrants (Date of expiry - dd/mm/yyyy) 1. Currency of nominal value Nominal value at close of preceding Exercised during the Nominal value at close of the No. of new of issuer issued during the pursuant No. of new of issuer which may be issued pursuant as at close of the 2. 3. 4. Total B. (Ordinary ) (Preference ) (Other class)
Convertibles (i.e. Convertible into Shares of the Issuer which are to be Listed) Class and description 1. Currency of amount outstanding Amount at close of preceding Converted during the Amount at close of the No. of new of issuer issued during the pursuant No. of new of issuer which may be issued pursuant as at close of the ) 2. 3. 4. Total C. (Ordinary ) (Preference ) (Other class)
Any other Agreements or Arrangements to Issue Shares of the Issuer which are to be Listed, including Options (other than under Share Option Schemes) No. of new of issuer issued during the pursuant Full particulars including, if applicable, and class of issuable: 1. No. of new of issuer which may be issued pursuant as at close of the 2. (Note 1) 3. (Note 1) (Note 1) Total D. (Ordinary ) (Preference ) (Other class)
Other Movements in Issued Share Capital No. of new of issuer issued during the pursuant No. of new of issuer which may be issued pursuant as at close of the Type of Issue 1. Rights issue date : _Ordinary 2. Open offer date : _Ordinary_ 3. Placing date : 4. Bonus issue date :
No. of new of issuer issued during the pursuant No. of new of issuer which may be issued pursuant as at close of the Type of Issue 5. Scrip dividend date : repurchased (Note 1) 6. Repurchase of Cancellation date : redeemed (Note 1) 7. Redemption of Redemption date : 8. Consideration issue date :
No. of new of issuer issued during the pursuant No. of new of issuer which may be issued pursuant as at close of the Type of Issue 9. Capital reorganisation date : 10. Other (Please specify) date : Total E. (Ordinary ) (Preference ) (Other class) Total increase / (decrease) in ordinary during the (i.e. Total of A to E): (1) (2) Total increase / (decrease) in preference during the (i.e. Total of A to E): Total increase / (decrease) in other classes of during the (i.e. Total of A to E): (These figures should be the same as the relevant figures under II above ( Movements in Issued Share Capital ).)
Remarks (if any): Submitted by: Eric Lee Title: Company Secretary (Director, Secretary or other duly authorised officer) Notes: 1. the class of (e.g. ordinary, preference or other). 2. If there is insufficient space, please append the prescribed continuation sheet.