FORM - 1 COMPANY NAME: LIFE INSURANCE CORPORATION OF INDIA STATEMENT OF INVESTMENT RECONCILIATION STATEMENT AS ON : 31-12-2010 NAME OF (Business within India) PERIODICITY OF SUBMISSION: QUARTERLY COI CATEGORY OF INVESTMENT CAT COD Current Quarter A. CENTRAL GOVERNMENT SECURITIES A1. Central Government Bonds CGSB 1,220,935.51 20,115.25 1.60 A2. Special Deposits CSPD A3. Deposit Under Section 7 of Insurance Act, 1938 CDSS A4. Treasury Bills CTRB Total A 1,220,935.51 20,115.25 1.60 B. S.GOVT / OAS / OGS B1. Central Government Gauranteed Loans/Bonds CGSL B2. State Government Bonds SGGB 507655.09 9432.54 1.96 B3. State Govt. Guaranteed Loans SGGL B4. OAS Other than INFRA SGOA 414687.45 7831.14 1.92 B5. Guaranteed Equity SGGE Total B 922342.53 17263.68 1.94 Total (A)+(B) 2143278.05 37378.92 1.74 HOUSING & LOANS TO STATE GOVT. FOR HOUSING AND FIRE C. FIGHTING EQUIPMENT C1. Loans to State Government for Housing HLSH C2. Loans to State Government for Fire Fighting Equip's HLSF C3. Term Loan - HUDCO / NHB / Institutions accredited by NHB HTLH C4. Commercial Papers - NHB / Institutions accredited by NHB HTLN 0.00 415.85 2.28 C5. Housing - Securitised Assets HMBS C6. Debentures / Bonds / CPs / Loans - (Promoter Group) HDPG 50000.02 1512.45 2.05 C6. Taxable Bonds/Debentures issued by HUDCO HTHD C7. Bonds / Debentures issued by NHB / Institutions accredited by NHB (Taxable) HTDN Bonds / Debentures issued by Authority constituted under any Housing / Building Scheme approved by Central / State / Any C8. Authority or Body constituted by Central / State Act HTDA C9. Bonds / Debentures issued by HUDCO (Tax Free Bonds) HFHD 4847.47 92.63 1.91
Bonds / Debentures issued by Authority constututed under any Housing / Building Scheme approved by Central / State / Any 277507.78 4235.95 1.53 C10. Authority or Body constituted by Central / State Act (Tax Free Bonds) HFDN Bonds / Debentures issued by NHB / Institutions accredited by NHB C11. (Tax Free Bonds) HFDA Total C 332,355.27 6,256.88 1.67 D. INFRASTRUCTURE / SOCIAL SECTOR INVESTMENTS D1. Infrastructure - Other approved securities ISAS D2. Infrastructure - PSU - Equity Shares - Quoted ITPE 335,587.30 950.33 0.28 D3. Infrastructure - Corporate Securities -Equity Shares - Quoted ITCE 367,421.34 2,290.97 0.64 Infrastructure - Equity and Equity Related Instruments (Promoter D4. Group) IEPG D5. Infrastructure - Securitised Assets IESA D6. Infrastructure - Debentures / Bonds / CPs/ loans - (Promoter Group) IDPG D7. Infrastructure - PSU - Debentures / Bonds (Taxable Bonds) IPTD D8. Infrastructure - PSU - CPs IPCP Infrastructure - Other Corporate Securities - Debentures / Bonds D9. (Taxable Bonds) ICTD D10. Infrastructure - Other Corporate Securities - CPs ICCP D11. Infrastructure - Term Loans (with charge) ILWC D12. Infrastructure - PSU - Debentures / Bonds (Tax Free Bonds) IPFD 134,163.47 2,799.96 2.35 Infrastructure - Other Corporate Securities - Debentures / Bonds D13. (Tax Free Bonds) ICFD 85,663.18 2,369.27 2.55 Total (D) 922,835.29 8,410.53 0.93 Total (C)+(D) 1,255,190.56 14,667.40 1.15 E APPROVED INVESTMENT SUBJECT TO EXPOSURE NORMS E1. PSU - Equity Shares - Quoted EAEQ 2,402,010.44 101,017.83 4.40 E2. Corporate Securities - Equity Shares (Ordinary) - Quoted EACE 5,096,959.85 178,799.05 3.51 E3. Equity Shares - Companies incorporated outside India (invested prior to IRDA Regulations) EFES E4 Equity Shares (incl. Equity related instruments) - Promoter Group EEPG E5. Corporate Securities - Bonds (Taxable) EPBT E6. Corporate Securities - Bonds (Tax Free) EPBF 52,661.80 1,036.14 1.97 E7. Corporate Securities - Preference Shares EPNQ E8. Corporate Securities - in subsidiaries ECIS E9. Corporate Securities - Debentures ECOS 324,932.52 8,081.45 2.47 Corporate Securities - Debentures / Bonds/ CPs / Loan - (Promoter E10. Group) EDPG E11. Corporate Securities - Derivatives Instruments ECDI E12. properties - Immovable EINP
E13. Loans - Policy Loans ELPL E14. Loans - Secured Loans - Mortgage of Property in India (Term Loan) ELMI Loans - Secured Loans - Mortgage of Property outside India (Term E15. Loan) ELMO Deposits - Deposit with Scheduled banks, Fis (incl. Bank Balance E16. awaiting investment), CCIL, RBI ECDB 532,500.00 12,806.41 2.21 E17. Deposits - CDs with Scheduled Banks EDCD 132,822.80 4,899.91 2.40 E18. Deposits - Repo / Reverse Repo ECMR Deposit with Primary Dealers duly recognised by Reserve Bank of E19. India EDPD E20. CCIL -CBLO ECBO E21. Commercial Papers ECCP 18,508.09 2,033.79 5.81 E22. Application Money ECAM Perpetual Debt Instruments of Tier I & II Capital issued by PSU E23. Banks EUPD 45,000.14 1,037.84 2.31 Perpetual Debt Instruments of Tier I & II Capital issued by Non-PSU E24. Banks EPPD Perpetual Non-Cum. P. Shares & Redeemable Cumulative P. Shares E25. of Tier 1 & 2 Capital issued by PSU Banks EUPS Perpetual Non-Cum. P. Shares & Redeemable Cumulative P. Shares E26. of Tier 1 & 2 Capital issued by Non - PSU Banks EPPS E27. Foreign Debt Securities (invested prior to IRDA Regulations) EFDS 0.00 0.00 E27. Foreign Debt Securities (invested prior to IRDA Regulations) EFDS 0.00 0.00 E28. Mutual Funds - Gilt / Gsec / Liquid Schemes EGMF 455,080.20 7,815.51 1.64 E29. Mutual Funds - (under Insurer's Promoter Group) EMPG 260,703.68 1,316.91 0.72 E30. Net Current Assets (Only in respect of ULIP Business) ENCA -314,066.42 0.00 0.00 Total E 9,007,113.09 318,844.83 3.42 F. OTHER THAN APPROVED INVESTMENTS F1. Bonds - PSU - Taxable OBPT F2. Bonds - PSU - Tax Free OBPF 42,600.07 1,032.39 2.42 F3. Equity Shares (incl Co-op Societies) OESH 1,353,788.62 7,032.25 0.52 F4. Equity Shares (PSUs & Unlisted) OEPU 235,842.93 3,058.75 1.40 F5. Equity Shares (incl. Equity related instruments) - Promoter Group OEPG F6. Debentures OLDB F7. Debentures / Bonds / CPs / Loans etc. - (Promoter Group) ODPG F8. Commercial Papers OACP F9 Preference Shares OPSH F10. Venture Fund OVNF F11. Short term loans (unsecured deposits) OSLU F12. Term Loans (without charge) OTLW F13. Mutual Funds - Debt / Income / Serial Plans / Liquid Schemes OMGS 111,345.01 1,311.67 1.24 F14 Mutual Funds - (under Insurer's Promoter Group) OMPG F15. Derivative Instruments OCDI F16. Securitised Assets OPSA F17. properties - Immovable OIPI
Total F 1,743,576.63 12,435.07 0.73 Total (E) + (F) 10,750,689.73 331,279.90 3.00 GRAND TOTAL 14,149,158.33 383,326.23 2.65 CERTIFICATION Certified that the information given herein are correct and complete to the best of my knowledge and belief and Date: NOTE A. Individual Categories under each of the above Major heads should be listed. B. In the case of Life Insurance Business, FORM-5 shall be prepared in respect of each fund. C. Transaction details of all figures appearing in the Adjustment Column should be provided as an Anne D. Each sub-total of FORM-5 shall be linked to its corresponding head in PART-A of FORM-3A / FORM E. "CAT CODE" shall be as per Guidance Note.
F THE FUND: Linked Rs. IN LAKHS Year To Date Previous Year ie ield 1.60 1,220,935.51 52,288.64 3.65 3.65 1,955,585.80 98,302.66 5.36 5.36 1.60 1,220,935.51 52,288.64 3.65 3.65 1,955,585.80 98,302.66 5.36 5.36 ie ield 1.96 507655.09 25945.40 5.42 5.42 500530.08 27283.10 5.98 5.98 1.92 414687.45 25314.20 6.49 6.49 386194.68 22640.40 5.86 5.86 1.94 922342.53 51259.60 5.90 5.90 886724.76 49923.50 5.93 5.93 1.74 2143278.05 103548.25 4.50 4.50 2842310.56 148226.16 5.54 5.54 ie ield 2.28 0.00 415.85 5.64 5.64 0.00 2.05 50000.02 6702.61 7.53 7.53 77500.22 6730.91 8.69 8.69 1.91 4847.47 276.88 5.71 5.71 0.00
1.53 277507.78 12041.18 4.44 4.44 159447.45 3925.03 4.15 4.15 1.67 332,355.27 19,436.53 5.22 5.22 236,947.67 10,655.93 6.19 6.19 ie ield 0.28 335,587.30 5,663.54 1.63 1.63 346,259.51 2,128.12 0.67 0.67 0.64 367,421.34 7,897.79 2.29 2.29 248,074.08 16,868.38 10.13 10.13 2.35 134,163.47 7,625.58 7.58 7.58 84,191.20 6,315.38 8.36 8.36 2.55 85,663.18 7,207.11 7.69 7.69 92,700.26 10,704.94 8.50 8.50 0.93 922,835.29 28,394.02 3.20 3.20 771,225.05 36,016.81 5.26 5.26 1.15 1,255,190.56 47,830.55 3.80 3.80 1,008,172.72 46,672.75 5.45 5.45 ie ield 4.40 2,402,010.44 292,664.04 12.80 12.80 1,691,865.09 98,935.78 6.56 6.56 3.51 5,096,959.85 357,522.89 7.00 7.00 4,253,137.91 115,829.77 3.19 3.19 1.97 52,661.80 3,162.05 5.85 5.85 45,571.77 1,280.53 5.67 5.67 160.73 5.78 5.78 2.47 324,932.52 20,748.42 7.73 7.73 215,627.82 15,179.21 8.36 8.36
2.21 532,500.00 35,132.42 5.35 5.35 438,000.00 132,549.19 19.42 19.42 2.40 132,822.80 5,867.23 3.16 3.16 0.00 394.54 53.54 53.54 0.00 0.00 152.65 2.23 2.23 0.00 5.81 18,508.09 3,111.08 8.73 8.73 0.00 2.31 45,000.14 3,102.23 6.89 6.89 45,000.14 2,312.57 6.89 6.89 1.64 455,080.20 18,155.77 4.41 4.41 460,617.19 5,549.46 1.07 1.07 0.72 260,703.68 4,382.57 3.08 3.08 0.00 0.00-314,066.42 0.00 3.42 9,007,113.09 744,001.34 8.08 8.08 7,149,819.93 372,191.78 6.13 6.13 ie ield 2.42 42,600.07 1,956.88 7.23 7.23 10,068.60 384.03 6.98 6.98 0.52 1,353,788.62 18,923.65 1.43 1.43 1,327,138.50 16,735.76 1.46 1.46 1.40 235,842.93 6,745.60 3.22 3.22 351,316.14 14,109.14 4.47 4.47 0.00 0.00 44,634.90 3,899.08 8.82 8.82 0.00 0.00 1,159.79 4.69 4.69 0.00 1.24 111,345.01 3,494.69 3.78 3.78 45,909.23 197.77 1.59 1.59
0.73 1,743,576.63 32,280.60 1.93 1.93 1,779,067.38 35,325.78 2.31 2.31 3.00 10,750,689.73 776,281.94 7.13 7.13 8,928,887.31 407,517.56 5.36 5.36 2.65 14,149,158.33 927,660.74 6.42 6.42 12,779,370.59 602,416.47 5.41 5.41 nothing has been concealed or suppressed. exure to this Statement. M-3B. EXECUTIVE DIRECTOR (INVESTMENT M&A)