PHOENIX USER GUIDE PHOENIX USER GUDIE www.iticapital.com www.iticapital.com 1
TABLE OF CONTENTS 01 01 02 03 04 05 05 06 06 07 08 08 09 10 11 12 13 14 15 15 ABOUT ITI CAPITAL LIMITED REGULATORY NOTICES INTRODUCTION LOGGING IN DEFAULT LAYOUT PORTFOLIO TAB FUNDAMENTALS PORTFOLIO CHARTS CHART PORTFOLIO NEWS PRICE FEED WINDOWS POSITIONS, ORDER HISTORY, WATCHLISTS EQUITIES/OPTIONS TAB EQUITIES ORDER SCREEN OPTIONS ORDER SCREEN ORDER DEFINITIONS CHARTS OTHER WINDOWS WATCHLISTS AND SEARCH INSTRUMENTS BUILDING WATCHLISTS PHOENIX USER GUIDE www.iticapital.com
TABLE OF CONTENTS 16 16 16 17 18 19 20 21 22 23 23 24 25 26 26 26 26 27 27 RESEARCH/NEWS/CHARTS TABS RESEARCH MARKET MAPS SCATTER PLOTS HEAT MAP STOCK SCREENER MARKET BAR SECTOR STRIPS CHARTS MY ACCOUNT TOOL HISTORY DATA FEEDS PAYMENTS LAYOUTS LOAD SAVE SETTINGS LOGGING OUT SYSTEM REQUIREMENTS PHOENIX USER GUIDE www.iticapital.com
ABOUT ITI CAPITAL LIMITED ITI Capital Limited is a FCA-regulated multi-asset brokerage, based in The City of London. A FCA-regulated multi-asset brokerage, our focus at ITI Capital is to be the broker of choice for clients who require an expert, personal service from an experienced City-based team. We have a wealth of experience across a broad range of asset classes and account types, including Equities, ETFs, Futures, Options, Funds, FX and CFDs (for professional clients only). We offer a selection of proprietary and 3rd party electronic trading platforms to cater for your Direct Market Access requirements. Asset Classes include: International Equities: UK, US and other main European markets Futures & Options: Euronext Liffe, CME, CBOT, COMEX, Eurex, CBOE, ICE Single Share CFDs: 1,000s of CFDs across UK, US and International Exchanges ETFs & Managed Funds: Exchange Traded Funds (ETFs) on all major exchanges Fixed Income: Offered via our telephone brokerage service OTC FX REGULATORY NOTICES Trading foreign exchange or contracts for differences on margin carries a high level of risk, and may not be suitable for all investors. The possibility exists that you could sustain a loss in excess of your deposited funds. Before deciding to trade the products offered by ITI Capital Limited you should carefully consider your objectives, financial situation and level of experience. You should be aware of all the risks associated with trading on margin. ITI Capital Limited does not take into account your objectives, financial situation or needs. The content of this website must not be construed as personal advice. ITI Capital Limited recommends you seek advice from an independent financial advisor. The price and value of investments and their income is not guaranteed and you may get back less than the amount you invested. The past performance of an investment is no guide to how it may perform in the future. If you are in any doubt about investing, you should consult a financial adviser. ITI Capital Limited is a registered company in England and Wales (Registration No. 02926252). Registered address is Level 33 Tower 42, 25 Old Broad Street, London EC2N 1HQ, United Kingdom. The information on this site is not directed at residents of the United States of America and is not intended for distribution to, or use by, any person in any country or jurisdiction where such distribution or use would be contrary to local law or regulation. PHOENIX USER GUIDE www.iticapital.com 1
PHOENIX MULTI-ASSET TRADING PLATFORM The Phoenix trading platform is a web-based, next generation platform. With Phoenix, ITI Capital Limited redesigns and customises the solution to meet the requirements of any partner. Phoenix is not just a flexible trading platform; it is the ultimate system for the online trader. From a single screen, you can research, create and protect multiple portfolios by utilising live streaming multi-market data, along with comprehensive technical analysis and fundamental company data. Using our Phoenix platform, you can view all of your holdings from one screen, across all asset classes, and take advantage of the benefits of our crossmargining functionality, making your trading collateral more efficient. Phoenix has a unique architecture allowing for different execution venues to be added. Institutional clients are provided with the flexibility to access different liquidity providers for a number of asset classes. WITH PHOENIX, YOU ALSO GET: Access to live trading prices on major futures and options exchanges Access to live streaming data on global equity markets Free to use fundamental and technical research Streaming news for equities and FX PHOENIX USER GUIDE www.iticapital.com 2
LOGGING IN Phoenix is a web-based HTML5 platform there is no download required to access the platform. You can access the platform regardless of your operating system (Windows or Mac). To log in to the platform, simply launch your favourite web browser (Google Chrome, Internet Explorer, etc.) and visit: https://phoenix.iticapital.com Input your Username and Password, then click Log On. TROUBLESHOOTING Incorrect Login Details If you encounter this error, your login credentials are incorrect. You can retry to enter the details (case sensitive). If this does not work, you need to reset your password. You can do this by clicking Forgot Password on the login screen. If you are unable to reset your password using the Forgot Password option, contact our support staff at; customerservice@iticapital.com or call +44 20 3889 8333. PHOENIX USER GUIDE www.iticapital.com 3
DEFAULT LAYOUT After logging in to the platform, you are presented with the default layout. Your initial screen displays the Portfolio window, where you can view account information including Account Summary, Portfolio Summary, Real-Time Market Prices, Open Positions, Fundamentals, Charts and Margin. ACCOUNT SUMMARY Allows the user to view equity, portfolio, unrealised P/L, funds available to deal today, t+1 and t+3, as well as a Margin Indicator. SEARCH Search thousands of instruments and add to a watchlist, place a trade, etc. PORTFOLIO SUMMARY Get a quick glance on the performance of holdings, Last Price, P/L, P/L%, Day P/L. MARKETS View real-time price data for all enabled instruments; enable/disable columns such as Last, Bid, Ask and % Change. PHOENIX USER GUIDE www.iticapital.com 4
PORTFOLIO TAB By clicking the Portfolio tab, you are presented with in-depth information on your holdings. FUNDAMENTALS Clicking Fundamentals in the Portfolio tab, you are presented with real-time information on: Instrument Name Symbol Exchange Last Price Market Cap Volume OHLC 52 Week High/Low EPS P/E Beta Current time You can enable/disable displayed data. PHOENIX USER GUIDE www.iticapital.com 5
PORTFOLIO CHARTS Clicking Portfolio Charts in the Portfolio tab, you are presented with a Global Heat Map showing a geographical representation for how holdings perform. CHART The Chart window of the default layout displays the performance of the holdings within the portfolio. Using the drop-down box, you can nominate time frame, chart style, price overlays and even export charts. PHOENIX USER GUIDE www.iticapital.com 6
PORTFOLIO NEWS The Portfolio News window display real-time news articles specific to your holdings. PHOENIX USER GUIDE www.iticapital.com 7
MARKET DATA WINDOWS Depending on which instruments and data feeds are enabled, you can view real-time prices on the other market data windows in the Default layout. POSITIONS, ORDER HISTORY, WATCHLISTS At the bottom of the screen, you can view detailed information on current holdings, as well as pending orders, history and also create custom watchlists. PHOENIX USER GUIDE www.iticapital.com 8
EQUITIES/OPTIONS TAB Clicking the Equities or Options tabs at the top of the platform, you are presented with an order screen to place trades for a pre-selected instrument, a chart that can be fully customised, information on last trades and also news for that particular instrument. PHOENIX USER GUIDE www.iticapital.com 9
EQUITIES ORDER SCREEN The order screen window allows you to place trades, open, close, set stop losses and more. For equities, toggle the drop-down boxes to select: Nominate a quantity of units to trade Enter Duration Nominate a consideration amount e.g. for 10,000 or nearest units to this amount Enter amount of units to trade Toggle between order types such as RFQ, Market, Limit, Stop Market Once appropriate values have been selected, simply click Sell or Buy and place the trade. Upon selecting Sell or Buy, a timed order confirmation window, with order description and amount, appears for 15 seconds. *If 15 seconds elapses without confirmation, the order is deleted. PHOENIX USER GUIDE www.iticapital.com 10
OPTIONS ORDER SCREEN Similarly, view all available options for the same instrument in the Options Order screen. Use the drop-down box to view different expiry dates, alter the amount of lots, duration, order types and prices before placing a Sell or Buy. PHOENIX USER GUIDE www.iticapital.com 11
ORDER DEFINITION Depending on the type of instrument traded and the corresponding exchange, you have a variety of different Order Types. Order Type Description RSP Limit RSP (Retail Service Provider), commonly called Request For Quote, allows access to a three-step execute model. A trader requests a quote for an order; a dealer returns the quote with a 30-second validity period; if the trader accepts the quote within the validity period, the trade executes on a FOK basis (i.e., the full order quantity executes or, in rare circumstances, the execution is rejected). A Limit Order is an anonymously priced order that is fully displayed when retained in an order book and may execute at prices equal to or better than its limit price. Limit Orders never have price priority over market orders. Market A Market Order is non-priced and, therefore, not price forming, but has price priority over all priced orders. Market Orders cannot persist on the order book during continuous trading but will during an auction. Any that remain unexecuted following the completion of the auction is automatically deleted. Stop Market A Stop Market Order is a Market Order that remains unelected (not entered into order book) until the stop price is reached. Once elected, it is treated similarly to a regular Market Order. Stop Limit A Stop Limit Order is a Limit Order that remains unelected (not entered into order book) until the stop price is reached. Once elected, a Stop Limit Order is treated as a regular Limit Order. PHOENIX USER GUIDE www.iticapital.com 12
CHARTS Along with an order screen for the pre-selected instrument, you also see a matching chart for the underlying instrument. Similar to the default chart, you can toggle between different timeframes, chart modes, overlays and export charts. OTHER WINDOWS Last Trades for the instrument and News appears in other windows on this view. PHOENIX USER GUIDE www.iticapital.com 13
WATCHLISTS AND SEARCH INSTRUMENTS You can build as many custom watchlists as you like within Phoenix. Watchlists are great for keeping a set of favourite stocks in a handy location for quick reference. The first step is to search for your desired instrument using the Search Function. Click on the Search tab on the top left of the platform. To search for GlaxoSmithKline, enter the symbol (GSK) or the first few letters of the share name (glax). The platform identifies every possible instrument available for the particular share. PHOENIX USER GUIDE www.iticapital.com 14
BUILDING WATCHLISTS Search for the name of your desired share. Click and drag it into the watchlist section of the platform (bottom window). You can add multiple custom watchlists by using the +Add button: Enter a name for the new tab (e.g. Banking Stocks), then click OK. Repeat the process to add any further tabs you wish until you end up with: PHOENIX USER GUIDE www.iticapital.com 15
RESEARCH/NEWS/CHART TABS Six different types of research are available within the Phoenix Platform. RESEARCH MARKET MAP The Market Map tool gives a colourful visual on companies moving in the market, with the added benefit of allowing you to enter two data plots at once. If you want to find which company has the highest market cap and rise in share over the last month, which shares have the best PEG and P/E and much more, the Market Maps provide an easy-to-use way of highlighting the relevant market information. You can also look at International Markets. PHOENIX USER GUIDE www.iticapital.com 16
BUILDING WATCHLISTS SCATTER PLOTS The Scatter Plot graphs give a visual on companies moving in the market, with the added benefit of allowing you to enter two data criteria at once. If you want to find which company has the highest forecast EPS and rise in share over the last year, which shares have the best ROCE and P/E and much more, the Scatter Plots provide an easy visual representation of highlighting the relevant market information. PHOENIX USER GUIDE www.iticapital.com 17
HEAT MAP View the price of companies in various indices and sectors at a glance. Choose either indices or sectors or a market and then a data plot and ordering. Hold your mouse over any company ticker to view the company name. The Heat Map tool gives a colourful visual on companies moving in the market. If you want to find which company share prices have risen or fallen, where the big director deals have occurred, which shares have the best financial ratios and much more, the Heat Maps provide an easy-to-use way of highlighting the relevant market information. PHOENIX USER GUIDE www.iticapital.com 18
STOCK SCREENER The Stock Screener tool allows you to filter the market and zero in on only the companies that meet your criteria. You can quickly and easily search for shares showing high yield, rapid growth, good value or strong price movement and lots more. PHOENIX USER GUIDE www.iticapital.com 19
MARKET BAR The Bar Chart tool allows you to see how a market, sector or share is performing in relation to its peers. If you want to find which sectors pay the highest dividends, where the largest director deals have occurred, which shares have the best financial ratios and much more, the Bar Charts provide an easy-to-use way of highlighting the relevant information. PHOENIX USER GUIDE www.iticapital.com 20
SECTOR STRIPS The Sector Strip tool allows you to see how any company is performing in relation to its individual sector, with the added benefit of allowing you to enter two data plots at once. If you want to find which company has the highest operating margin and most shares in issue, which shares have the best dividend yield and price to book and much more, the Sector Strips provide an easy-to-use way of highlighting the relevant market information. PHOENIX USER GUIDE www.iticapital.com 21
CHARTS The Phoenix Platform offers access to a superior charting package with a number of different features. PHOENIX USER GUIDE www.iticapital.com 22
MY ACCOUNT TOOL The Phoenix platform has an in-built account maintenance portal: Click the My Account button on the top right of the platform. HISTORY When you click on My Account, then History, you are presented with various reporting options. There are reports that can be generated for: Monthly Trade Statements Open Position Statements Rolling Statements Cash Balances Use the drop-down boxes to select the timeframes required, then click Generate Statement; the platform generates a.pdf document within the browser that displays all the relevant information. PHOENIX USER GUIDE www.iticapital.com 23
Here is an example of a report that was generated within the My Accounts section: 16/01/2018 08:00 Cash Statement (01/01/2018 To 15/01/2018) Mr T Example Bancroft Road Test Town TXT2 5NP United Kingdom Account Ref: PX00000 ITI CAPITAL LIMITED LEVEL 33 TOWER 42 25 OLD BROAD STREET LONDON EC2N 1HQ UNITED KINGDOM GBP Date Reference Description Debit Credit Balance 01 Jan Balance b/f 2018 15.72 09 Jan 2018 44418L01187 SELL 190 MNDI @ 1928.6650GBX 3,649.51 3,665.23 09 Jan 2018 44418L01197 SELL 190 MNDI @ 1928.6650GBX 15.72 3,649.51 09 Jan 2018 44418L01200 Sold 190 MONDI PLC ORD EUR0.20 3,665.23 3,649.51 @ 19286.65 Ref: L01010 13 Jan 2018 06398490055 FX Conversion USD to GBP @ 1.370787 17.16 3,682.39 7,316.18 Sub Total 3,649.51 Page 1 of 2 PHOENIX USER GUIDE www.iticapital.com 24
DATA FEEDS The second option within My Accounts is Data Feeds. Here, you can change your preferences for data subscriptions, opt for different levels of price feeds that may incur fees, etc. PAYMENTS The third option within My Accounts is Payments. From this screen, you can manage funds within your account, make deposits, request withdrawals and more. PHOENIX USER GUIDE www.iticapital.com 25
LAYOUTS Phoenix allows you to save multiple custom layouts outside of the default. To toggle these layouts, simply click the Layouts drop-down box on the top right of the platform. LOAD SAVE SETTINGS Load any previously saved layouts you may have saved. To do this, click Layouts, then Load, then click on any presaved layouts and click Load. Save a new layout that you have created. To do this, click Layouts, then Save, then click on an empty row, and input a name for your layout. Click Save. The layout is stored on our servers and you can refer to it anytime in the future. Rename or delete any layouts you have previously saved by clicking on Layout, then Settings. Select the layout you want, then click Rename or Delete. PHOENIX USER GUIDE www.iticapital.com 26
LOGGING OUT Logging out of the platform is important. To do this, click Logoff on the top right-hand side of the platform. After 30-minutes of inactivity, the platform automatically log you out. Note: There is no confirmation when you click Logoff. If you accidentally click the button, you need to go through the login procedure from the start. SYSTEM REQUIREMENTS Phoenix is currently compatible with the following web browsers: Microsoft Internet Explorer, Mozilla Firefox, Google Chrome and Apple Safari. Update your Adobe Flash to the latest version for the best platform performance. Apple Safari and Mac are trademarks of Apple Inc., registered in the U.S. and other countries Operating System: Windows 7/8, Apple OSX 10 or later Processor: Interl i3 or higher RAM: 4GB or higher suggested We highly recommend broadband connection such as cable or DSL for home user. Wireless internet connections are neither supported nor recommended for live trading activity. Wireless internet connections do not provide a consistent uninterrupted flow of data between your professional FX Trading Station and our dealing desk. A physical internet connection is highly recommended. PHOENIX USER GUIDE www.iticapital.com 27
ITI Capital Limited Level 33 Tower 42, 25 Old Broad Street, London EC2N 1HQ, United Kingdom Phone +44 (0) 20 3889 8333 Fax +44 (0) 20 3889 8331 Email customerservice@iticapital.com Web iticapital.com ITI Capital Limited is a registered company in England and Wales (Registration No. 02926252), authorised and regulated in the United Kingdom by the Financial Conduct Authority (Registration No. 171487) and is a member of the London Stock Exchange and of ICE Europe. The registered address of ITI Capital Limited is Level 33 Tower 42, 25 Old Broad Street, London EC2N 1HQ, United Kingdom. 28