Q3 2018 STRATEGY NAME (AS OF 9/30/2018) ENVESTNET RISK CLASS TYPE PROGRAM MANDATE 1 - MARKET MOVEMENT ASSET ALLOCATION MINIMUM Loring Ward Global Defensive 6% Conservative MF 0.00% 0.00% $50k Loring Ward Global Conservative 10% Cons. MF 0.00% 0.00% $50k Loring Ward Global Balanced 13% Cons. MF 0.00% 0.00% $50k Loring Ward Global Moderate 17% Moderate MF 0.00% 0.00% $50k Loring Ward Global Moderate 20% MF 0.00% 0.00% $50k Loring Ward Global Capital Appreciation 23% MF 0.00% 0.00% $50k Loring Ward Global Equity 26% MF 0.00% 0.00% $50k PIMCO PIMCO PIMCO Vanguard Vanguard Vanguard Vanguard Retirement Income (Conservative) Strategy Retirement Income (Balanced) Strategy Retirement Income (Moderate ) Strategy CRSP 20% Equity / 80% Fixed Income Portfolio CRSP 40% Equity / 60% Fixed Income Portfolio CRSP 60% Equity / 40% Fixed Income Portfolio CRSP 80% Equity / 20% Fixed Income Portfolio 5% Cons. MF 0.45% 0.00% $50k 8% Moderate MF 0.45% 0.00% $50k 13% Moderate MF 0.45% 0.00% $50k 7% Conservative ETF 0.45% 0.00% $25k 12% Cons. Mod ETF 0.45% 0.00% $25k 19% Moderate ETF 0.45% 0.00% $25k 26% ETF 0.45% 0.00% $25k Vanguard CRSP 100% Equity Portfolio 32% ETF 0.45% 0.00% $25k Wilshire 10 9% Conservative MF 0.45% 0.00% $25k Wilshire 15 12% Cons. MF 0.45% 0.00% $25k Wilshire 20 16% Moderate MF 0.45% 0.00% $25k Wilshire 25 21% MF 0.45% 0.00% $25k Wilshire 30 26% MF 0.45% 0.00% $25k
FUND COMPANY FUND NAME TICKER (AS OF 9/30/2018) MANDATE 1 - MARKET MOVEMENT INDIVIDUAL FUNDS TYPE PROGRAM MINIMUM ishares Core S&P Mid-Cap IJH 33% ETF 0.45% $2.5k ishares MSCI EAFE EFA 31% ETF 0.45% $2.5k ishares MSCI Emerging Markets EEM 48% ETF 0.45% $2.5k State Street Global SPDR S&P ETF SPY 36% ETF 0.45% $2.5k SPDR Barclay s TIPS IPE 8% ETF 0.45% $2.5k SPDR Portfolio Small Cap ETF SPSM 35% ETF 0.45% $2.5k Vanguard Tax-Exempt Bond ETF VTEB 5% ETF 0.45% $2.5k Vanguard Total Bond Market ETF BND 6% ETF 0.45% $2.5k Vanguard Total World Stock ETF VT 33% ETF 0.45% $2.5k Vanguard 500 VOO 35% ETF 0.45% $2.5k
STRATEGY NAME (AS OF 9/30/2018) ENVESTNET RISK CLASS TYPE PROGRAM MANDATE 2 TACTICAL MARKET MOVEMENT (TACTICAL ASSET ALLOCATION) MODEL PORTFOLIOS MINIMUM AAMA 5-14 8% Conservative ETF 0.45% 0.10% $25k AAMA 13-20 17% Cons. ETF 0.45% 0.10% $25k AAMA 18-28 20% Moderate ETF 0.45% 0.10% $25k AAMA 21-34 25% ETF 0.45% 0.10% $25k AAMA 25-41 30% ETF 0.45% 0.10% $25k AAMA Fixed Income (1-12) 2% Conservative MF 0.45% 0.00% $25k AAMA Conservative (8-16) 9% Conservative MF 0.45% 0.00% $25k AAMA Balanced Income (16-24) 18% Cons. MF 0.45% 0.00% $25k AAMA Balanced (13-34) 21% Moderate MF 0.45% 0.00% $25k AAMA Balanced (24-33) 27% MF 0.45% 0.00% $25k AAMA (25-41) 35% MF 0.45% 0.00% $25k AAMA Aggressive (31-49) 35% MF 0.45% 0.00% $25k PFG Dynamic Income 3% Conservative MF 0.45% 0.10% $25k PFG Tactical Market Movement 18% Moderate MF 0.45% 0.00% $25k Litman Gregory Masters Alpha-Core Litman Gregory Masters Alpha-Core Litman Gregory Masters Alpha-Core Litman Gregory Masters Alpha-Core Conservative Balanced 12% Cons. MF 0.45% 0.00% $50k Balanced 19% Moderate MF 0.45% 0.00% $50k Equity-Tilted Balanced 25% MF 0.45% 0.00% $50k Equity 33% MF 0.45% 0.00% $50k Meeder Conservative (0-15) 10% Conservative MF 0.22% 0.00% $25k Meeder Moderate Conservative (0-25) 15% Conds. MF 0.19% 0.00% $25k
Meeder Balanced (0-30) 22% Moderate MF 0.15% 0.00% $25k Meeder Moderate (0-40) 29% MF 0.15% 0.00% $25k Meeder Aggressive (35-40) 29% MF 0.15% 0.00% $25k Toews Toews Toews Dynamic Fixed Income Moderate Income Strategy (0-9) Dynamic Fixed Income High Income Strategy (0-11) Balanced Income Strategy (0-16) 4% Cons. Mod MF 0.20% 0.00% $25k 4% Moderate MF 0.20% 0.00% $25k 9% Moderate MF 0.20% 0.00% $25k Toews Balanced Strategy (0-20) 12% Moderate MF 0.20% 0.00% $25k Toews Balanced Strategy (0-25) 15% Toews Strategy (0-27) 15% MF 0.20% 0.00% $25k MF 0.20% 0.00% $25k Toews All Equity (0-33) 19% MF 0.20% 0.00% $25k
FUND COMPANY FUND NAME TICKER (AS OF 9/30/2018) MANDATE 2 TACTICAL MARKET MOVEMENT INDIVIDUAL FUNDS TYPE PROGRAM MINIMUM BlackRock Global Allocation Fund MALOX 18% MF 0.45% $2.5k DoubleLine Total Return Bond I DBLTX 5% MF 0.45% $2.5k Eaton Vance Multi-Strategy All Market Fund EIAMX 14% MF 0.45% $2.5k Eaton Vance Richard Bernstein Equity Strategy Fund ERBIX 38% MF 0.45% $2.5k FPA Crescent FPA Crescent Fund FPACX 23% MF 0.45% $2.5k Gavekal Gavekal KL Alloction Fund GAVIX 24% MF 0.15% $2.5k Guggenheim Total Return Bond Instl GIBIX 4% MF 0.45% $2.5k GuideStone Funds Defensive Mkt Strats Inst GDMYX 21% MF 0.45% $2.5k Invesco Balanced Risk Fund ABRYX 14% MF 0.45% $2.5k Janus Balanced Fund JBALX 23% MF 0.45% $2.5k Meeder Muirfield Fund FLMFX 31% MF 0.00% $2.5k Meeder Total Return Bond Fund FLBDX 5% MF 0.265% $2.5k PIMCO Income Fund PIMIX 4% MF 0.45% $2.5k PIMCO Mortgage Opportunities Instl PMZIX 3% MF 0.45% $2.5k Putnam Dynamic Asset Allocation Cnsrv Y PACYX 12% MF 0.45% $2.5k Toews Tactical Income Fund THHYX 4% MF 0.20% $2.5k
PFG STRATEGY NAME (AS OF 9/30/2018) ENVESTNET RISK CLASS TYPE PROGRAM MANDATE 3 MARKET MOVEMENT DIVERSIFIERS (ALTERNATIVE INVESTMENT STRATEGIES) MODEL PORTFOLIOS Market Movement Diversifier Low Vol MINIMUM 4% Conservative MF 0.45% 0.00% $25k FUND COMPANY FUND NAME TICKER (AS OF 9/30/2018) TYPE PROGRAM MINIMUM MANDATE 3 MARKET MOVEMENT DIVERSIFIERS INDIVIDUAL FUNDS 361 Managed Futures Strategy Fund AMFZX 22% MF 0.45% $2.5k American Century Equity Market Neutral Fund ALISX 9% MF 0.45% $2.5k AQR Long-Short Equity I QLEIX 23% MF 0.45% $2.5k AQR Managed Futures Strategy Fund AQMIX 22% MF 0.45% $2.5k AQR Market Neutral QMNIX 14% MF 0.45% $2.5k Calamos Market Neutral Income Fund CMNIX 5% MF 0.45% $2.5k Catalyst Hedged Futures Strategy A HFXAX 12% MF 0.45% $2.5k Causeway Global Absolute Return Fund CGAIX 15% MF 0.45% $2.5k Eaton Vance Global Macro Absolute Return Advantage Fund EGRIX 7% MF 0.45% $2.5k Eaton Vance Multi-Strategy Absolute Return Fund EIDDX 2% MF 0.45% $2.5k Equinox Mutual Hedge Futures Strategy Fund MHFIX 26% MF 0.45% $2.5k Gabelli ABC AAA GABCX 5% MF 0.45% $2.5k Index IQ IQ Hedge Multi-Strategy Tracker QAI 11% MF 0.45% $2.5k ishares Commodity Select Trategy COMT 32% MF 0.45% $2.5k ishares Gold Trust IAU 22% MF 0.45% $2.5k John Hancock Global Absolute Return Strategy Fund JHAIX 11% MF 0.45% $2.5k
Litman Gregory Masters Alt Strats Instl MASFX 6% MF 0.35% $2.5k Loomis Sayles Strategic Alpha Fund LASYX 4% MF 0.45% $2.5k Permanent Portfolio Permanent Porfolio Fund PRPFX 16% MF 0.45% $2.5k Sierra Core Retirement Fund SIRRX 7% MF 0.45% $2.5k Vanguard Market Neutral Fund VNMFX 12% MF 0.45% $2.5k Vivaldi Merger Arbitrage VARBX 10% MF 0.45% $2.55 Westchester Capital Merger Fund MERFX 9% MF 0.45% $2.5k STRATEGY NAME (AS OF 9/30/2018) ENVESTNET RISK CLASS TYPE PROGRAM MINIMUM MULTI-MANDATE MODELS MULTI STRATEGY Meeder Conservative 13% Conservative MF 0.45% 0.00% $200k Meeder Conservative Moderate 17% Cons. MF 0.45% 0.00% $200k Meeder Moderate 21% Moderate MF 0.45% 0.00% $200k Meeder Moderate 24% MF 0.45% 0.00% $200k
Minimum Account Size MODEL TYPE ACCOUNT MINIMUM Fund Account $10,000 Fund Strategist Portfolio (FSP) $25,000 - $50,000 Unified Managed Account (UMA) $50,000 Multi-Mandate Account $200,000 When allocating to multiple funds and/or FSP s within a UMA, minimums for each fund and FSP still apply. Pacific may charge a quarterly surcharge of $25 to accounts that do not meet the minimum. In addition, Pacific may remove accounts from the program at any time if an account balance is below the account minimum due to withdrawals or inadequate funding. Pacific may reduce or waive the account minimum and/or surcharge at its sole discretion. Disclaimer: Investment advisory services provided by Pacific Financial Group, LCC ( PFG ), a registered investment advisor with the U.S. Securities and Exchange Commission ( SEC ). Information contained in this report is for informational purposes only. Investment advice can only be provided after entering into an advisory relationship with PFG. Market Movement Solutions are strategies of PFG that comprise underlying investments in mutual funds, exchange traded funds and managed account strategies. Market Movement Solutions is a registered trademark of Pacific Financial Group, LLC (PFG). 2013 PFG. All rights reserved. This document is for informational purposes only. The information and data presented herein has been prepared on the basis of publicly available information, internally developed data or other third party sources. The information contained herein is not and shall not constitute an offer to sell or a solicitation of an offer to buy any of the products referred to herein. Information contained in this document includes information that is subject to change.