FORM - 1 (Read with Regulation 10) Name of the Insurer: ICICI Prudential Life Insurance Company Limited Registration Number: 105 Statement as on: December 31, 2013 Name of the Fund: Life Fund ` In Lakhs Statement of Investment and Investment Periodicity of Submission: Quarterly 0.069407182 of Investment 1 (%)2 1 (%) 2 1 1 (%)2 (%) 1 Government Securities Central Government CGSB 6,48,724.00 11,578.60 1.78% 1.78% 5,65,550.98 29,845.98 5.28% 5.28% 3,39,513.94 23,564.71 6.94% 6.94% Special Deposits CSPD Deposit under Section 7 of Insurance Act, 1938 CDSS 1,032.00 19.87 1.93% 1.93% 1,037.51 59.67 5.75% 5.75% 1,059.85 63.13 5.96% 5.96% Treasury Bills CTRB - - 5,973.62 394.33 6.60% 6.60% 13,216.96 831.78 6.29% 6.29% 2 Government Securities / Other Approved Securities Central Government Guaranteed Loans / Special / Non-SLR CGSL State Government / Development Loans SGGB 56,940.00 1,341.29 2.36% 2.36% 81,314.88 6,520.20 8.02% 8.02% 80,259.35 5,165.40 6.44% 6.44% State Government Guaranteed Loans SGGL Other Approved Securities (excluding Infrastructure Investments) SGOA 23,622.00 497.21 2.10% 2.10% 22,734.07 1,559.09 6.86% 6.86% 42,704.35 2,711.57 6.35% 6.35% Guaranteed Equity SGGE 3 Investment Subject to Exposure Norms (a) Housing and Loan to State Govt for Housing / Debentures issued / Institutions accredited HFDN Housing - Securitised Assets ( Approved Investment) HMBS - - 8.11 (13.25) (163.44%) (163.44%) / Debentures issued / Institutions accredited HTDN 41,663.00 1,021.93 2.45% 2.45% 40,506.60 3,043.04 7.51% 7.51% 38,769.57 2,860.31 7.38% 7.38% / Debentures / CPs / Loans - Promotor HDPG - - 2,350.00 177.05 7.53% 7.53% Commercial Papers - NHB / Institutions accredited HTLN (b) Infrastructure Investments Infrastructure - Other Approved Securities ISAS Infrastructure - PSU - Equity shares - Quoted ITPE 16,286.00 (2.67) (0.02%) (0.02%) 13,601.69 225.83 1.66% 1.66% 3,621.16 76.18 2.10% 2.10% Infrastructure - Corporate Securities - Equity shares-quoted ITCE 3,839.00-0.00% 0.00% 3,148.73 118.84 3.77% 3.77% 201.61 (15.78) (7.83%) (7.83%) Infrastructure - Debenture / / CPs / Loans - Promoter IDPG Infrastructure - Securitised Assets ( Approved) IESA Infrastructure - PSU - Debentures / IPTD 1,16,844.00 2,709.20 2.32% 2.32% 1,22,430.52 7,614.49 6.22% 6.22% 82,515.50 5,988.07 7.26% 7.26% Infrastructure - PSU - CPs IPCP 3,704.00 48.39 1.31% 1.31% 4,614.50 166.35 3.60% 3.60% 4,448.06 162.18 3.65% 3.65% Infrastructure - Other Corporate Securities - Debentures / ICTD 22,341.00 535.80 2.40% 2.40% 25,557.26 1,884.12 7.37% 7.37% 27,848.80 2,185.87 7.85% 7.85% Infrastructure - Other Corporate Securities - CPs ICCP - - - - 996.90 6.45 0.65% 0.65% 5,323.40 415.58 7.81% 7.81% Infrastructure - Term Loans (with charge) ILWC Infrastructure - PSU - Debentures / IPFD 29,267.00 586.47 2.00% 2.00% 23,824.48 1,442.07 6.05% 6.05% 15,901.61 1,158.58 7.29% 7.29% Infrastructure - Other Corporate Securities - Debentures / ICFD (c) Approved Investments PSU - Equity shares - Quoted EAEQ 18,212.00 (178.31) (0.98%) (0.98%) 17,935.50 (146.14) (0.81%) (0.81%) 13,192.66 320.84 2.43% 2.43% Corporate Securities - Equity shares (Ordinary)- Quoted EACE 1,08,543.00 2,356.83 2.17% 2.17% 1,05,742.04 2,673.48 2.53% 2.53% 60,198.79 2,206.69 3.67% 3.67% Corporate Securities - - (Taxable) EPBT 13,887.00 313.86 2.26% 2.26% 14,439.32 972.71 6.74% 6.74% 9,323.60 606.51 6.51% 6.51% Corporate Securities - - (Tax Free) EPBF - - 1,986.32 1.48 0.07% 0.07% Corporate Securities - Preference Shares EPNQ Corporate Securities - Debentures ECOS 92,312.00 2,137.22 2.32% 2.32% 86,665.21 6,204.69 7.16% 7.16% 66,929.64 5,260.02 7.86% 7.86% Corporate Securities - Debentures / / CPs / Loans - Promoter EDPG 48.00 1.15 2.40% 2.40% 60.85 7.54 12.39% 12.39% 47.43 3.45 7.27% 7.27%
of Investment 1 (%)2 1 (%) 2 1 1 (%)2 (%) Corporate Securities - Derivative Instruments ECDI Investment properties - Immovable EINP 928.00 66.22 7.14% 7.14% 927.63 198.65 21.42% 21.42% 927.63 135.25 14.58% 14.58% Loans - Policy Loans ELPL 943.00 18.80 1.99% 1.99% 913.88 86.41 9.46% 9.46% 968.39 72.32 7.47% 7.47% Loans - Secured Loans - Mortgage of Property in India (Term Loan) ELMI Loans - Secured Loans - Mortgage of Property outside India (Term Loan) ELMO Deposits - Deposit with Scheduled Banks, FIs (incl. Bank Balance awaiting Investment), CCIL, RBI ECDB 1,03,020.00 2,751.86 2.67% 2.67% 1,01,014.18 7,961.23 7.88% 7.88% 92,808.63 7,624.05 8.21% 8.21% Deposits - CDs with Scheduled Banks EDCD 2,479.00 42.70 1.72% 1.72% 7,443.54 584.46 7.85% 7.85% 15,885.81 1,322.46 8.32% 8.32% Deposits - Repo / Reverse Repo ECMR 2,160.97 6.98 0.32% 0.32% 2,304.57 7.41 0.32% 0.32% 5,944.15 51.70 0.87% 0.87% CCIL - CBLO ECBO 3,231.00 59.73 1.85% 1.85% 4,150.88 233.80 5.63% 5.63% 3,447.88 189.45 5.49% 5.49% Commercial Papers issued by a Company or All India Financial Institutions ECCP 3,999.00 2.91 0.07% 0.07% 3,913.69 173.58 4.44% 4.44% 2,429.32 55.41 2.28% 2.28% Application Money ECAM 1,639.97 21.61 1.32% 1.32% 2,195.34 53.64 2.44% 2.44% 7,023.90 35.58 0.51% 0.51% PSU Banks EUPD 10,565.00 217.45 2.06% 2.06% 10,240.17 687.99 6.72% 6.72% 6,762.47 491.43 7.27% 7.27% Non-PSU Banks EPPD 2,091.00 52.21 2.50% 2.50% 2,090.60 156.06 7.46% 7.46% 2,090.80 156.34 7.48% 7.48% Mutual Funds - Gilt / G Sec / Liquid Schemes EGMF 36,674.00 876.18 2.39% 2.39% 31,096.40 2,181.86 7.02% 7.02% 21,611.67 1,448.43 6.70% 6.70% Mutual Funds - (under Insurer's Promoter ) EMPG 21,833.00 517.45 2.37% 2.37% 18,609.47 1,313.66 7.06% 7.06% 15,634.86 1,057.18 6.76% 6.76% Corporate Securities - Investment in Subsidiaries ECIS 2,700.00-0.00% 0.00% 2,700.00 - - - 1,652.73-0.00% 0.00% Net Current Assets (Only in respect of ULIP Business) ENCA (d) Other Investments - PSU - Taxable OBPT 506.00 3.98 0.79% 0.79% - 3.98 - PSU - Tax Free OBPF Equity Shares (incl Co-op Societies) OESH 9,836.00 371.97 3.78% 3.78% 10,870.36 807.65 7.43% 7.43% 6,319.64 62.59 0.99% 0.99% Equity Shares (incl. Equity related Instruments) - Promoter OEPG - - 8.55-0.00% 0.00% Debentures OLDB 10,193.00 302.69 2.97% 2.97% 7,493.17 680.81 9.09% 9.09% 4,467.55 419.26 9.38% 9.38% Venture Fund OVNF 5,633.00 (15.29) (0.27%) (0.27%) 5,712.48 (3.82) (0.07%) (0.07%) 6,231.11 9.18 0.15% 0.15% Short term Loans (Unsecured Deposits) OSLU Term Loans (without Charge) OTLW Mutual Funds - Debt / Income / Serial Plans / Liquid Secemes OMGS 4,452.00 41.41 0.93% 0.93% 5,958.79 148.43 2.49% 2.49% 7,656.68 507.68 6.63% 6.63% Mutual Funds - (under Insurer's Promoter ) OMPG 2,725.00 26.79 0.98% 0.98% 3,325.91 85.29 2.56% 2.56% 4,187.01 264.37 6.31% 6.31% Derivative Instruments OCDI Securitised Assets (underlying assets Housing Loan / Infrastructure assets) OPSA 1,267.00-0.00% 0.00% 1,270.01-0.00% 0.00% 1,579.83 (388.90) (24.62%) (24.62%) Equity Shares (PSUs and Unlisted) OEPU - - 2,001.33 65.00 3.25% 3.25% 204.98 10.08 4.92% 4.92% Investment properties - Immovable OIPI Total 14,24,139.94 28,332.49 1.99% 1.99% 13,60,367.05 78,018.84 5.74% 5.74% 10,17,264.30 67,254.20 6.61% 6.61% CERTIFICATION Certified that the information given herein are correct, complete and nothing has been concealed or suppressed to the best of my knowledge and belief. Date: February 12, 2014 Signature Full name: Designation: Binay Agarwala EVP & CFO Note: of investment (COI) shall be as per guidelines, as amended from time to time 1 Based on daily simple average of investments 2 Yield netted for tax 3 In the previous year column, the figures of the corresponding Year to date of previous financial year shall be shown 4 FORM-1 shall be prepared in respect of each fund, In case of ULIP Form 1 shall be prepared at Segregated Fund (SFIN) level and also at consolidated level
FORM - 1 (Read with Regulation 10) Name of the Insurer: ICICI Prudential Life Insurance Company Limited Registration Number: 105 Statement as on: December 31, 2013 Name of the Fund: Pension Fund ` In Lakhs Statement of Investment and Investment Periodicity of Submission: Quarterly of Investment 1 (%) 2 1 (%) 2 1 Gross Yield (%) 1 (%) 2 1 Government Securities Central Government CGSB 1,47,286.00 2,744.92 1.86% 1.86% 1,32,875.26 7,255.26 5.46% 5.46% 1,21,845.51 7,797.27 6.40% 6.40% Special Deposits CSPD Deposit under Section 7 of Insurance Act, 1938 CDSS Treasury Bills CTRB - - - - 3,208.62 54.95 1.71% 1.71% 10,971.00 341.74 3.11% 3.11% 2 Government Securities / Other Approved Securities Central Government Guaranteed Loans / Special / Non-SLR CGSL State Government / Development Loans SGGB 30,265.00 662.29 2.19% 2.19% 37,122.20 3,007.76 8.10% 8.10% 23,221.18 1,555.88 6.70% 6.70% State Government Guaranteed Loans SGGL Other Approved Securities (excluding Infrastructure Investments) SGOA 6,588.00 136.42 2.07% 2.07% 6,583.32 409.17 6.22% 6.22% 12,031.95 825.42 6.86% 6.86% Guaranteed Equity SGGE 3 Investment Subject to Exposure Norms (a) Housing and Loan to State Govt. for Housing / Debentures issued / Institutions accredited HFDN Housing - Securitised Assets ( Approved Investment) HMBS / Debentures issued / Institutions accredited HTDN 21,452.00 513.39 2.39% 2.39% 21,436.08 1,540.81 7.19% 7.19% 19,952.39 1,507.26 7.55% 7.55% / Debentures / CPs / Loans - Promotor HDPG Commercial Papers - NHB / Institutions accredited HTLN 4,716.00 25.11 0 0-25.11 (b) Infrastructure Investments Infrastructure - Other Approved Securities ISAS Infrastructure - PSU - Equity shares - Quoted ITPE 861.00-0.00% 0.00% 861.38 11.31 1.31% 1.31% 112.17 (10.14) (9.04%) (9.04%) Infrastructure - Corporate Securities - Equity shares-quoted ITCE 146.00-0.00% 0.00% 145.71 2.66 1.83% 1.83% 101.30 (113.76) (112.30%) (112.30%) Infrastructure - Debenture / / CPs / Loans - Promoter IDPG Infrastructure - Securitised Assets ( Approved) IESA Infrastructure - PSU - Debentures / IPTD 36,422.00 823.42 2.26% 2.26% 35,511.03 2,404.74 6.77% 6.77% 29,002.58 2,238.63 7.72% 7.72% Infrastructure - PSU - CPs IPCP 4,276.00 10.12 0.24% 0.24% 3,831.92 12.57 0.33% 0.33% 1,926.10 25.74 1.34% 1.34% Infrastructure - Other Corporate Securities - Debentures/ ICTD 8,562.00 174.55 2.04% 2.04% 8,838.11 599.51 6.78% 6.78% 9,043.83 668.03 7.39% 7.39% Infrastructure - Term Loans (with charge) ILWC Infrastructure - PSU - Debentures / IPFD Infrastructure - Other Corporate Securities - Debentures / ICFD Infrastructure - Other Corporate Securities - CPs ICCP - - 2,486.32 186.32 7.49% 7.49% (c) Approved Investments PSU - Equity shares - Quoted EAEQ 822.00 9.19 1.12% 1.12% 821.70 19.24 2.34% 2.34% 1,169.07 452.63 38.72% 38.72% Corporate Securities - Equity shares (Ordinary)- Quoted EACE 3,211.00 800.39 24.93% 24.93% 3,379.14 1,064.92 31.51% 31.51% 3,286.34 721.05 21.94% 21.94% PSU - Equity shares - Quoted ETPE Equity Shares (incl. Equity related Instruments) - Promoter EEPG Corporate Securities - - (Taxable) EPBT 4,180.00 97.26 2.33% 2.33% 5,477.29 387.53 7.08% 7.08% 608.73 44.39 7.29% 7.29% Corporate Securities - - (Tax Free) EPBF Corporate Securities - Preference Shares EPNQ Corporate Securities - Investment in Subsidiaries ECIS Corporate Securities - Debentures ECOS 48,817.00 1,203.02 2.46% 2.46% 43,623.19 3,235.30 7.42% 7.42% 32,883.09 2,569.80 7.81% 7.81% Corporate Securities - Debentures / / CPs / Lonas - Promoter EDPG
of Investment 1 (%) 2 1 (%) 2 1 Gross Yield (%) 1 (%) 2 Corporate Securities - Derivative Instruments ECDI Investment properties - Immovable EINP 928.00 66.22 7.14% 7.14% 927.59 198.65 21.42% 21.42% 927.59 135.25 14.58% 14.58% Loans - Policy Loans ELPL Loans - Secured Loans - Mortgage of Property in India (Term Loan) ELMI - - - - 0.00 - Loans - Secured Loans - Mortgage of Property outside India (Term Loan) ELMO Deposits - Deposit with Scheduled Banks, FIs (incl. Bank Balance awaiting Investment), CCIL, RBI ECDB 27,580.00 797.94 2.89% 2.89% 36,096.18 2,969.77 8.23% 8.23% 48,572.00 3,998.52 8.23% 8.23% Deposits - CDs with Scheduled Banks EDCD - - - - 4,994.27 13.37 0.27% 0.27% 4,868.14 302.49 6.21% 6.21% Deposits - Repo / Reverse Repo ECMR 10,996.94 35.39 0.32% 0.32% 9,007.25 36.80 0.41% 0.41% 8,797.98 73.86 0.84% 0.84% CCIL - CBLO ECBO 11,527.00 213.60 1.85% 1.85% 10,910.72 623.54 5.71% 5.71% 17,406.65 925.73 5.32% 5.32% Commercial Papers issued by a Company or All India Financial Institutions ECCP - - 1,437.55 19.18 1.33% 1.33% Application Money ECAM - - - - 3,222.22 27.95 0.87% 0.87% 2,000.00 0.98 0.05% 0.05% Deposit with Primary Dealers duly recognised by Reserve Bank of India EDPD PSU Banks EUPD 5,901.00 137.38 2.33% 2.33% 5,494.62 382.15 6.95% 6.95% 2,599.26 190.59 7.33% 7.33% Non-PSU Banks EPPD 1,412.00 35.10 2.49% 2.49% 1,411.91 104.92 7.43% 7.43% 1,412.54 105.11 7.44% 7.44% Perpetual Non-Cum. P.Shares and Redeemable Cumulative P.Shares of Tier 1 and 2 Capital issued by PSU Banks EUPS Total 3,75,948.94 8,485.71 2.26% 2.26% 3,75,779.71 24,387.99 6.49% 6.49% 3,56,663.26 24,561.98 6.89% 6.89% CERTIFICATION Certified that the information given herein are correct and complete to the best of my knowledge and belief and nothing has been concealed or suppressed. Date: February 12, 2014 Note: of investment (COI) shall be as per guidelines, as amended from time to time 1 Based on daily simple average of investments 2 Yield netted for tax 3 In the previous year column, the figures of the corresponding Year to date of previous financial year shall be shown 4 FORM-1 shall be prepared in respect of each fund, In case of ULIP Form 1 shall be prepared at Segregated Fund (SFIN) level and also at consolidated level Signature Full name: Designation: Binay Agarwala EVP & CFO
FORM - 1 (Read with Regulation 10) Name of the Insurer: ICICI Prudential Life Insurance Company Limited Registration Number: 105 Statement as on: December 31, 2013 Name of the Fund: Linked Fund Statement of Investment and Investment Periodicity of Submission: Quarterly ` In Lakhs of Investment 1 Investment (`) (%) 1 (%) 2 1 (%) 2 1 1 Government Securities Central Government CGSB 7,01,085.23 17,198.69 2.45% 2.45% 6,06,199 6,302.14 1.04% 1.04% 3,35,900.50 35,052.42 Special Deposits CSPD - - - - Deposit under Section 7 of Insurance Act, 1938 CDSS - - - - Treasury Bills CTRB 46,663.47 1,185.50 2.54% 2.54% 45,536 2,359.72 5.18% 5.18% - - 2 Government Securities / Other Approved Securities Central Government Guaranteed Loans / Special / Non-SLR CGSL - - - - State Government / Development Loans SGGB 3,503.58 265.55 7.58% 7.58% 38,627 (2,067.36) (5.35%) (5.35%) 4,556.60 518.65 State Government Guaranteed Loans SGGL - - - - Other Approved Securities (excluding Infrastructure Investments) SGOA 6,287.00 176.51 2.81% 2.81% 9,372 748.31 7.98% 7.98% 4,853.54 100.16 Guaranteed Equity SGGE - - - - 3 Investment Subject to Exposure Norms (a) Housing and Loan to State Govt. for Housing / Debentures issued / Institutions accredited by NHB HFDN - - - - Housing - Securitised Assets ( Approved Investment) HMBS - - - - / Debentures issued / Institutions accredited by NHB HTDN 2,02,506.67 5,468.21 2.70% 2.70% 1,88,421 10,170.32 5.40% 5.40% 1,86,905.85 16,521.93 / Debentures / CPs / Loans - Promotor HDPG 7,450.80 206.30 2.77% 2.77% 7,451 504.87 6.78% 6.78% 11,022.23 921.39 Commercial Papers - NHB / Institutions accredited HTLN 12,819.45 294.86 2.30% 2.30% 16,503 1,089.81 6.60% 6.60% 9,255.84 373.48 (b) Infrastructure Investments Infrastructure - Other Approved Securities ISAS - - 4,645.47 235.34 Infrastructure - PSU - Equity shares - Quoted ITPE 2,14,768.61 (1,245.53) (0.58%) (0.58%) 2,20,132 235.05 0.11% 0.11% 1,96,138.83 6,503.06 Infrastructure - Corporate Securities - Equity shares-quoted ITCE 91,510.30 17,753.49 19.40% 19.40% 85,810 (3,752.42) (4.37%) (4.37%) 43,391.96 (1,997.19) Infrastructure - Securitised Assets ( Approved) IESA 3,011.70 (243.92) (8.10%) (8.10%) 3,453 (90.65) (2.63%) (2.63%) 12,347.36 925.57 Infrastructure - Debenture / / CPs / Loans - Promoter IDPG - - - - Infrastructure - PSU - Debentures / IPTD 1,24,716.18 3,310.56 2.65% 2.65% 1,44,089 5,791.67 4.02% 4.02% 1,11,824.68 10,132.19 Infrastructure - PSU - CPs IPCP 41,830.82 1,036.10 2.48% 2.48% 26,827 1,204.77 4.49% 4.49% 15,747.00 585.54 Infrastructure - PSU - Debentures / IPFD 14,031.15 282.59 2.01% 2.01% 6,247 385.68 6.17% 6.17% 13,836.17 1,746.31 Infrastructure - Other Corporate Securities - Debentures/ ICTD 46,743.87 1,246.49 2.67% 2.67% 56,222 2,858.96 5.09% 5.09% 76,610.94 7,100.31 Infrastructure - Other Corporate Securities - CPs ICCP 33,961.15 816.78 2.41% 2.41% 24,548 1,752.08 7.14% 7.14% 36,584.08 2,825.86 Infrastructure - Other Corporate Securities - Debentures / ICFD - - - - Infrastructure - Term Loans (with Charge) ILWC - - - - (c) Approved Investments PSU - Equity shares - Quoted EAEQ 2,99,225.87 26,094.32 8.72% 8.72% 3,20,607 (13,281.92) (4.14%) (4.14%) 5,73,993.16 1,673.56 Corporate Securities - Equity shares (Ordinary)- Quoted EACE 25,43,425.63 2,79,470.99 10.99% 10.99% 25,34,328 4,12,816.24 16.29% 16.29% 26,00,227.05 3,95,725.83 Corporate Securities - - (Taxable) EPBT 32,580.02 832.15 2.55% 2.55% 34,803 1,322.70 3.80% 3.80% 18,135.01 1,595.05 Corporate Securities - - (Tax Free) EPBF - - - - Corporate Securities - Preference Shares EPNQ - - - - Corporate Securities - Investment in Subsidiaries ECIS - - - - Corporate Securities - Debentures ECOS 2,31,052.97 6,722.43 2.91% 2.91% 2,39,335 11,069.87 4.63% 4.63% 2,66,534.10 23,706.88
of Investment 1 Investment (`) (%) 1 (%) 2 1 (%) 2 1 Corporate Securities - Debentures / / CPs / Lonas - Promoter EDPG 7,817.42 221.16 2.83% 2.83% 7,891 278.23 3.53% 3.53% 5,596.97 551.38 Deposits - Deposit with Scheduled Banks, FIs (incl. Bank Balance awaiting Investment), CCIL, RBI ECDB 3,70,004.27 10,231.11 2.77% 2.77% 5,80,015 31,611.93 5.45% 5.45% 3,90,169.10 32,732.51 Deposits - CDs with Scheduled Banks EDCD 1,12,964.02 2,413.48 2.14% 2.14% 1,46,955 10,353.80 7.05% 7.05% 2,27,612.56 18,710.54 Deposits - Repo / Reverse Repo ECMR 18,898.20 61.16 0.32% 0.32% 17,363 61.16 0.35% 0.35% 16,360.17 131.55 CCIL - CBLO ECBO 10,578.03 197.89 1.87% 1.87% 10,134 599.26 5.91% 5.91% 12,089.69 660.30 Commercial Papers issued by a Company or All India Financial Institutions ECCP 50,060.30 1,153.39 2.30% 2.30% 36,986 2,496.39 6.75% 6.75% 11,985.29 1,029.85 Application Money ECAM 3,934.46 57.43 1.46% 1.46% 5,266 107.61 2.04% 2.04% 6,635.83 92.99 PSU Banks EUPD - - - - Non- PSU Banks EPPD 8,216.08 218.21 2.66% 2.66% 8,360 342.87 4.10% 4.10% 8,417.92 802.43 Mutual Funds - Gilt / G Sec / Liquid Schemes EGMF 39,890.18 961.47 2.41% 2.41% 38,877 2,754.46 7.09% 7.09% 35,919.36 2,415.71 Mutual Funds - (under Insurer's Promoter ) EMPG 25,487.46 606.84 2.38% 2.38% 23,773 1,685.25 7.09% 7.09% 23,784.28 1,623.46 Net Current Assets (Only in respect of ULIP Business) ENCA - - - - 91,104 - - - 62,577.90 - (d) Other Investments - PSU - Taxable OBPT - - - - - PSU - Tax Free OBPF - - - - Equity Shares (incl Co-op Societies) OESH 2,00,337.59 10,967.49 5.47% 5.47% 2,31,515 30,081.94 12.99% 12.99% 2,44,757.19 19,799.95 Equity Shares (incl. Equity related Instruments) - Promoter OEPG - - 754.12 187.02 Debentures OLDB 18,392.10 494.08 2.69% 2.69% 18,559 1,273.45 6.86% 6.86% 20,082.33 1,737.28 Venture Fund OVNF 157.36 0.46 0.29% 0.29% 159 (1.62) (1.02%) (1.02%) 159.42 3.86 Short term Loans (Unsecured Deposits) OSLU - - - - Term Loans (without Charge) OTLW - - - - Mutual Funds - Debt / Income / Serial Plans / Liquid Secemes OMGS 87,129.07 2,094.15 2.40% 2.40% 76,856 5,477.24 7.13% 7.13% 89,807.23 5,923.21 Mutual Funds - (under Insurer's Promoter ) OMPG 54,133.67 1,286.01 2.38% 2.38% 45,237 3,188.10 7.05% 7.05% 50,322.00 3,355.76 Derivative Instruments OCDI - - - - Securitised Assets (underlying assets Housing Loan / Infrastructure assets) OPSA - - 1,950.95 151.24 Equity Shares (PSUs and Unlisted) OEPU 4,661.05 14.43 0.31% 0.31% 20,197 426.43 2.11% 2.11% 26,229.14 2,710.21 Investment properties - Immovable OIPI - - - - Total 56,69,835.70 3,91,850.83 6.91% 6.91% 59,67,754.70 5,30,156.32 8.88% 8.88% 57,57,721.83 5,96,865.59 CERTIFICATION Certified that the information given herein are correct and complete to the best of my knowledge and belief and nothing has been concealed or suppressed. Date: February 12, 2014 Signature Full name: Designation: Binay Agarwala EVP & CFO Note: of investment (COI) shall be as per guidelines, as amended from time to time 1 Based on daily simple average of investments 2 Yield netted for tax 3 In the previous year column, the figures of the corresponding Year to date of previous financial year shall be shown 4 FORM-1 shall be prepared in respect of each fund, In case of ULIP Form 1 shall be prepared at Segregated Fund (SFIN) level and also at consolidated level