SPDR Dow Jones Industrial Average ETF Trust ETF.com segment: Equity: U.S. - Large Cap Competing ETFs: SPY, IVV, VOO, IWB, SCHX Related ETF Channels: North America, Large Cap, U.S., Broad-based, DJ Industrial Average, Priceweighted, Equity, Size and Style Find more ETFs with our ETF Screener and Database *Unless otherwise stated, data provided by FactSet. A 84 FUND DESCRIPTION The SPDR Dow Jones Industrial Average ETF tracks a price-weighted index of 30 large-cap US stocks, selected by the editors of the Wall Street Journal. FACTSET ANALYTICS INSIGHT Despite the name recognition that comes from tracking the Dow and its own popularity, is not the ideal ETF for investors who want broad-based exposure to US large-caps. The fund s tiny portfolio, arbitrary selection, and antiquated weighting produce significant sector biases relative to the market, and cover only a fraction of the large-cap space, typically represented by hundreds of names. Stocks are priceweighted, not cap-weighted, which can produce major sector realignments when multiple holdings change, as occurred in September 2013. Still, tends to move with the broader market day-to-day, and some may prefer its typically (slightly) lower beta. is extremely liquid, with huge assets and a long track record, and is reasonably priced. The fund s UIT structure is shared by a few other long-lived ETFs (like SPY), with the most notable effects being a slight cash drag since stock dividends received in between the ETF s distributions can t be reinvested as is typically the case. UITs must also hold every stock in the index at all times, which can tie the PM s hands. Still, for exposure to the Dow a concentrated, universallycited basket of household names is a great choice. SUMMARY DATA Issuer Brand Inception Date Legal Structure Expense Ratio Assets Under Management Average Daily $ Average Spread (%) PORTFOLIO DATA Weighted Average Market Cap Price / Earnings Ratio Price / Book Ratio State Street Global Advisors SPDR 01/14/98 Unit Investment Trust 0.17% $21.14B $1.33B $266.71B 24.07 4.21 MSCI ESG ANALYTICS INSIGHT The MSCI ESG Fund Quality Score measures the ability of ETF underlying holdings to manage key medium to long-term risks and opportunities arising from environmental, social, and governance factors, as determined by MSCI ESG Research LLC. As of October 31, 2018 the SPDR Dow Jones Industrial Average ETF Trust MSCI ESG Fund Quality Score is 6.14 out of 10. The fund s Peer Rank reflects the ranking of a fund s MSCI ESG Fund Quality Score against the scores of other funds within the same peer group, as defined by the Thomson Reuters Lipper Global Classification. ranks in the 95th percentile within its peer group and in the 72nd percentile within the global universe of all funds in MSCI ESG Fund Metrics coverage. Distribution Yield Next Ex-Dividend Date Number of Holdings INDEX DATA Index Tracked Index Weighting Methodology Index Selection Methodology 2.04% 11/16/18 30 DJ Industrial Average Price Committee MSCI USA Large Cap Index
1 Year Daily Price ($) 270.00 260.00 250.00 240.00 Nov Dec `18 Feb Mar Apr May Jun Jul Aug Sep Oct Nov 40M PERFORMANCE [as of 10/31/18] 1 MONTH 3 MONTHS YTD 1 YEAR 3 YEARS 5 YEARS 10 YEARS -4.94% -0.70% 3.16% 9.74% 15.09% 12.60% 13.15% (NAV) -4.99% -0.68% 3.25% 9.67% 15.06% 12.60% 13.18% DJ Industrial Average -4.98% -0.64% 3.41% 9.87% 15.25% 12.78% 13.18% MSCI USA Large Cap Index -6.62% -2.82% 3.74% 7.93% 11.82% 11.62% 13.12% All returns over 1 year are annualized. All returns are total returns unless otherwise stated. TOP 10 COUNTRIES United States 100.00% TOP 10 SECTORS Industrials 22.58% Consumer Non-Cyclicals 7.55% Technology 18.88% Energy 5.35% Financials 14.65% Telecommunications Serv 1.37% Consumer Cyclicals 14.63% Healthcare 13.35% TOP 10 HOLDINGS Boeing Company 9.57% McDonald's Corporation 4.77% UnitedHealth Group Incor 7.05% Home Depot, Inc. 4.74% Goldman Sachs Group, In 6.08% Johnson & Johnson 3.78% Apple Inc. 5.90% Visa Inc. Class A 3.72% 3M Company 5.13% Travelers Companies, Inc. 3.37% Total Top 10 Weighting 54.11%
PORTFOLIO MANAGEMENT TAX EXPOSURES FUND STRUCTURE Expense Ratio Median Tracking Difference (12 Mo) Max. Upside Deviation (12 Mo) Max. Downside Deviation (12 Mo) 0.17% -0.15% -0.13% -0.21% Max LT/ST Capital Gains Rate Capital Gains Distributions (3 Year) Tax on Distributions Distributes K1 20.00% / 39.60% -- Qualified dividends No Legal Structure OTC Derivative Use Securities Lending Active Securities Lending Split (Fund/Issuer) ETN Counterparty Unit Investment Trust No No 100% / 0% N/A ETN Counterparty Risk N/A Fund Closure Risk Low Portfolio Disclosure Daily
Daily Spread 0.04% FACTSET ANALYTICS BLOCK LIQUIDITY As of 11/01/18 0.03% 0.02% 0% 5 4 3 2 1 This measurement shows how easy it is to trade a $1 million USD block of. is rated a 5 out of 5. Premium/Discount 0.4% TRADABILITY Avg. Daily Share 5,124,293 0.2% Average Daily $ $1.33B 0.0% Median Daily Share 4,510,997-0.2% 25M 20M 15M 10M 5M Median Daily ($) Average Spread (%) Average Spread ($) $1.20B $0.02 Dec Feb Apr May Jul Sep Oct Median Premium / Discount (12 Mo) 0.00% Max. Premium / Discount (12 Mo) 0.24% / -0.08% Impediment to Creations None Market Hours Overlap 100.00% Creation Unit Size (Shares) 50,000 Creation Unit/Day (45 Day Average) 90.22 Creation Unit Cost (%) Underlying / Unit 0.08% Open Interest on ETF Options 648,968 Net Asset Value (Yesterday) $251.01 ETF.com Implied Liquidity 5
SECTOR/INDUSTRY BREAKDOWN TOP 10 HOLDINGS PERFORMANCE STATISTICS Industrials 22.58% 9.12% Technology 18.88% 27.59% Financials 14.65% 14.73% Consumer Cyclicals 14.63% 12.48% Healthcare 13.35% 14.48% Boeing Company UnitedHealth Group Incorporated Goldman Sachs Group, Inc. Apple Inc. 3M Company McDonald's Corporation Home Depot, Inc. Johnson & Johnson 9.57% 7.05% 6.08% 5.90% 5.13% 4.77% 4.74% 3.78% Goodness of Fit (R2) Beta Up Beta Down Beta Downside Standard Deviation 0.92 1.01 0.99 1.02 0.26% MSCI USA Large Cap Index Consumer Non- Cyclicals 7.55% 7.67% Energy 5.35% 6.29% Visa Inc. Class A Travelers Companies, Inc. Total Top 10 Weighting 3.72% 3.37% 54.11% MSCI ESG RATINGS MSCI ESG Quality Score 6.14 / 10 Telecommunications Services 1.37% 2.22% Peer Group Percentile Rank 95.17 Global Percentile Rank 72.16 COUNTRIES United States 100.00% 100.00% SRI Screening Criteria Exposure Exposure to Sustainable Impact Solutions 14.71% 2.01% REGIONS Weighted Average Carbon Intensity (t CO2e/$M Sales) 74.19 North America 100.00% 100.00% BENCHMARK COMPARISON HOLDINGS ECONOMIC DEVELOPMENT Developed Countries 100.00% 100.00% Number of Holdings Constituents Shared Holdings Shared Holdings Weight 30 299 30 31.67% BENCHMARK COMPARISON SUMMARY Number of Holdings 30 299 Weighted Average Market Cap $266.71B $271.04B Price / Earnings Ratio Price / Book Ratio Dividend Yield 24.07 24.17 4.21 3.66 2.07% 1.80% Concentration High --
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