Key Information Memorandum and Common Application Form Continuous Offer of Units at Applicable NAV

Transcription

1 Key Information Memorandum and Common Application Form Continuous Offer of Units at Applicable NAV Application. Form - Diributor ARN / RIA# Diributor Name Sub-Diributor ARN/RIA# Inveors applying under Direct Plan mu mention Direct in ARN Column Upfront commission shall be paid directly by e inveor to e AMFI regiered diributor based on e inveor's assessment of various factors including e service rendered by e diributor. Fir / Sole Applicant / Guardian Internal Sub-Broker/Employee Code ARN/RIA ARN ARN E #By mentioning RIA code, I/We auorize you to share wi e SEBI Regiered Invement Advisor e details of my/our transactions in e scheme(s) of Motilal Oswal Mutual Fund. EUIN Second Applicant Third Applicant Power of Attorney Holder TRANSACTION CHARGES FOR APPLICATIONS THROUGH DISTRIBUTORS ONLY(Refer Inruction ) In case e subscription amount is `0,000 or more and your Diributor has opted to receive Transaction Charges, e same are deductible as applicable from e purchase/ subscription amount and payable to e Diributor. Units will be issued again e balance amount inveed. Transaction Charges for per subscription ` 0,000 and above Exiing Inveor - `00 New Inveor - `50 EXISTING INVESTOR'S DETAILS (Please fill your Folio., Name, Section 2,7,0 &2) Folio. Name F I R S T M I D D L E L A S T 2 FIRST APPLICANT'S DETAILS (n-individual inveor please fill in FATCA, CRS & UBO Declaration in Section 0B, & 2 ) Mr. Ms. M/s Name F I R S T M I D D L E L A S T Faer s Name F I R S T M I D D L E L A S T PAN /PEKRN** CIN Date of Bir / Incorporation D D M M Y Y Y Y Place of Bir / Incorporation Country of Bir / Incorporation Nationality Indian US Oers ( Pl e a s e S p e c i f y) City of Incorporation For Invements "On behalf of Minor" Bir Certificate School Certificate Passport Oers Specify (Refer Inruction d) Name of e Guardian (In case of minor) / Contact person for non individuals / PoA holder name Guardian named below is Guardian / PoA PAN Faer Moer Court Appointed F I R S T M I D D L E L A S T Tax Residence Address (for KYC Address) Residential Regiered office Business Residential or Business Correspondence Address City State Pin Code Overseas address Mandatory incase of NRI s ID ID & Mobile. are essential to enable us to communicate better wi you ** Please mention PAN/PEKRN(PAN Exempted KYC Reference Number) as it is mandatory 3 (Mandatory) Mobile Tel. Status Partnership Firm HUF Private Limited Company Public Limited Company Lied Company Society AOP/BOI Tru H Liquidator Artificial Juridical Person Limited Liability Partnership Resident Individual Proprietor PIO Tru Minor FII/ FPI NRI Body Corporate NGO FI Govt. Body Bank Defence Eablishments NPO Oers Specify Occupation Pvt. Sector Service Public Sector Gov. Service Housewife Defence Professional Retired Business Agriculture Student Forex Dealer Oers Specify Gross Annual Income OR Net-wor* in ` * t older an one year INDIVIDUALS <L -5L 5-0L 0-25L 25L-CR >CR networ Any oer information NON-INDIVIDUALS <L -5L 5-0L 0-25L 25L-CR >CR networ (Networ is mandatory for n-individuals) Any oer information Is e entity involved in any of e following: Foreign Exchange/ Money Changer Yes 2 Gaming / Gambling / Lottery Yes (casinos, betting syndicates) 3 Money Lending/ Pawning Yes 4 JOINT APPLICANT'S DETAILS SECOND APPLICANT'S DETAILS Mode of Holding Joint Anyone or Survivor (Default) I am PEP I am Related to PEP t Applicable Mr. Ms. M/s Name F I R S T M I D D L E L A S T From ACKNOWLEDGMENT SLIP Received subject to realisation, verification and conditions, an application for purchase of Units as mentioned in e application form. Cheque no. Date Amount Scheme Application. Stamp & Signature

2 Faer s Name F I R S T M I D D L E L A S T PAN /PEKRN** ID Mobile ID & Mobile. are essential to enable us to communicate better wi you Date of Bir D D M M Y Y Y Y Place of Bir Country of Bir Nationality Indian US Oers ( Pl e a s e S p e c i f y) Occupation Pvt. Sector Service Public Sector Gov. Service Housewife Defence Professional Retired Business Agriculture Student Forex Dealer Oers Specify Gross Annual Income OR Networ* in ` * t older an one year INDIVIDUALS <L -5L 5-0L 0-25L 25L-CR >CR networ Any oer information Politically Exposed Person (PEP) Status I am PEP I am Related to PEP t Applicable THIRD APPLICANT'S DETAILS Mr. Ms. M/s Name F I R S T M I D D L E L A S T Faer s Name F I R S T M I D D L E L A S T PAN /PEKRN** ID Mobile ID & Mobile. are essential to enable us to communicate better wi you Date of Bir D D M M Y Y Y Y Place of Bir Country of Bir Nationality Indian US Oers ( Pl e a s e S p e c i f y) Occupation Pvt. Sector Service Public Sector Gov. Service Housewife Defence Professional Retired Business Agriculture Student Forex Dealer Oers Specify Gross Annual Income OR Networ* in ` * t older an one year INDIVIDUALS <L -5L 5-0L 0-25L 25L-CR >CR networ Any oer information Politically Exposed Person (PEP) Status I am PEP I am Related to PEP t Applicable **Please mention PAN/PEKRN (PAN Exempted KYC Reference Number) as it is mandatory 5 (Mandatory, only if you require units in e demat form. Please fill in all details, else e application is liable to be rejected). DEMAT ACCOUNT DETAILS mination provided in demat account shall be considered. NSDL CDSL Depository Participant (DP) Name DP ID Beneficiary A/c. 6 COMMUNICATION All communications will be sent by default to e regiered id / Mobile. In case you wish to receive physical communication please 7 INVESTMENT & PAYMENT DETAILS Payment Type (Please ) n - Third party payment Third party payment (Please fill e Third Party Payment Declaration Form) Scheme Motilal Oswal MOSt Focused Dynamic Equity Fund Motilal Oswal MOSt Focused Multicap 35 Fund Motilal Oswal MOSt Focused 25 Fund Motilal Oswal MOSt Focused Long Term Fund Motilal Oswal MOSt Focused Midcap 30 Fund Motilal Oswal MOSt Ultra Short Term Bond Fund Plan and Option LUMPSUM INVESTMENT LUMPSUM INVESTMENT OR ZERO BALANCE Payment Mode: Cheque DD RTGS NEFT Funds Transfer Amount (`) (i) DD charges (`) (ii) Total Amt. (`) (i)+(ii) Inrument. Date D D M M Y Y Bank Name Bank A/c. Branch Name & City Regular Option Grow (Default Option) Div - Payout Direct (Default Plan) Div - Reinve (Default Option) (N/A for MOSt Focused Long Term) Account Current Savings NRO NRE FCNR OR SYSTEMATIC INVESTMENT PLAN SYSTEMATIC INVESTMENT PLAN / MICRO SIP-ECS (please fill ECS Debit Form-2) SIP Inalment Amount (`) Cheque /DD. Drawn on Bank Weekly Fortnightly Monly Quartely Applicable for Motilal Oswal MOSt Focused Dynamic Equity Fund Quartely Annually (Default Option) Applicable for Motilal Oswal MOSt Ultra Short Term Bond Fund Daily Weekly Fortnightly Monly Quartely (t Applicable for Dividend Payout Option) Subsequent SIP Inalment Amount (`) (, 7, 4, 2, 28 ) -4 SIP Period From M M Y Y (Default) 7 (Default) To In words Bank & Branch Perpetual Date D D M M Y Y oer M M Y Y Motilal Oswal Asset Management Company Limited 0 Floor, Motilal Oswal Tower, Rahimtullah Sayani Road, Opposite Parel ST Depot, Prabhadevi, Mumbai mfservice@motilaloswal.com. Toll Free.: website:

3 8 BANK DETAILS (Mandatory) Redemption / Dividend /Refund payouts will be credited into is bank account in case it is in e current li of banks wi whom Motilal Oswal Mutual Fund has Direct Credit facility. Bank Name Bank A/c. IFSC Code ( digit)* Current Savings NRO NRE FCNR Oers Branch Name City Pin MICR Code (9 digit)* Type *Mentioned on your cheque leaf I / We underand at e inructions to e bank for Direct Credit / NEFT /ECS will be given by e Mutual Fund, and such inructions will be adequate discharge of e Mutual Fund towards redemption / dividend / refund proceeds. In case e bank does not credit my / our bank account wi / wiout assigning any reason ereof, or if e transaction is delayed or not effected at all or credited into e wrong account for reasons of incomplete or incorrect information. I / We would not hold Motilal Oswal Mutual Fund responsible. Furer e Mutual Fund reserves e right to issue a demand draft / payable at par cheque in case it is not possible to make payment by Direct Cash/NEFT/ECS. If however e unit holders wish to receive a cheque (inead of a direct credit into eir bank account) Please tick e box alongside Specify 9 NOMINATION DETAILS (Refer Inruction 9) Name (Date of Bir if nominee is minor) Address Guardian Name (in case minee is a Minor) Signature (Guardian in case minee is a Minor) Allocation Unit Holder's Signature If you do not wish to nominate sign here. Fir / Sole Applicant / Guardian Second Applicant Third Applicant Power of Attorney Holder 00 0 FATCA- CRS Declaration and Supplementary Information 0A Declaration for Individual Are you a tax resident (i.e., are you assessed for Tax) in any oer country outside India? Yes If please proceed for e signature of declaration If'YES', please fill for ALL countries (oer an India) in which you are a Resident for tax purposes i.e., where you are a Citizen / Resident / Green Card Holder / Tax Resident in e respective countries Fir Applicant Second Applicant Third Applicant Country of Tax Residency Tax Identification Number or Functional Equivalent Identification Type (TIN or oer, please specify) If TIN is not available, please tick ( ) e reason A, B, & C (as defired below) Reason A B C Reason A B C Reason A B C Reason A: The country where e Account Holder is liable to pay tax does not issue Tax Identification Numbers to its residents. Reason B: TIN required. (Select is reason Only if e auorities of e respective country of tax residence do not require e TIN to be collected). Reason C: Oers; please ate e reason ereof. # Please attach additional sheets if necessary # 0B Declaration for n-individual / Legal Entity. Is Entity a tax resident of any country oer an India Yes (If yes, please provide country/ies in which e entity is a resident for tax purposes and e associated Tax ID number below.) Country Tax Identification Number Identification Type (TIN or Oer, please specify) In case Tax Identification Number is not available, kindly provide its functional equivalent. In case TIN or its functional equivalent is not available, please provide Company Identification number or Global Entity Identification Number or GIIN, etc. In case e Entity's Country of Incorporation / Tax residence is U.S. but Entity is not a Specified U.S. Person, mention Entity's exemption code here Please refer to para 3(vii) Exemption code for U.S. persons of FATCA inructions & Definitions n-individual. Part A (to be filled by Financial Initutions or Direct Reporting NFEs). We are a, Global Intermediary Identification Number (GIIN) te: If you do not have a GIIN but you are sponsored by anoer entity, please provide your sponsor's GIIN above and indicate your sponsor's name below Name of sponsoring entity GIIN not available (please tick as applicable) If e entity is a financial initution, Applied for t required to apply for - please specify 2 digits sub-category t obtained n-participating FI Part B (please fill any one as appropriate to be filled by NFEs oer an Direct Reporting NFEs ). Is e Entity a publicly traded company (at is, a company whose shares are regularly traded on an eablished securities market) Yes (If yes, please specify any one ock exchange on which e ock is regularly traded) Name of ock exchange 2. Is e Entity a related entity of a publicly traded company (a company whose shares are regularly traded on an eablished securities market) Yes (If yes, please specify name of e lied company and one ock exchange on which e ock is regularly traded) Name of lied company Nature of relation Subsidiary of e Lied Company or Controlled by a Lied Company Name of ock exchange 3. Is e Entity an active n Financial Entity (NFE) Yes Nature of Business Please specify e sub-category of Active NFE (Mention code refer 2 FATCA inruction and definition for non-individual) Yes (If yes, please fill UBO declaration in e next section.) Nature of Business

4 # If passive NFE, please provide below additional details for each controlling person. (Please attach additional sheets if necessary.) Name/ PAN/ Any oer Identification Number (PAN, Aadhar, Passport Election ID, Govt. ID, Driving Licence NREGA Job Card, Oers) City of Bir - Country of Bir Occupation Service, Business, Oers Faer's Name: Mandatory if PAN is not available Gender: Male, Female, Oer.Name: PAN: City of Bir: Country of Bir: 2.Name: PAN: City of Bir: Country of Bir: 3.Name: PAN: City of Bir: Country of Bir: Occupation Faer's Name: Occupation Faer's Name: Occupation Faer's Name: Date Of Bir: D D M M Y Y Y Y Gender Male Female Oer Date Of Bir: D D M M Y Y Y Y Gender Male Female Oer Date Of Bir: D D M M Y Y Y Y Gender Male Female Oer # Additional details to be filled by controlling persons wi tax residency / permanent residency / citizenship / Green Card in any country oer an India. * To include US, where controlling person is a US citizen or green card holder In case Tax Identification Number is not available, kindly provide functional equivalent *This declaration is not needed for Companies at are lied on any recognized ock exchange or is a Subsidiary of such Lied Company or is Controlled by such Lied Company. Please li below e details of controlling person(s), confirming ALL countries of tax residency / permanent residency / citizenship and ALL Tax Identification Numbers for EACH controlling person(s). Owner-documented FFI's should provide FFI Owner Reporting Statement and Auditor's Letter wi required details as mentioned in Form W8 BEN E. Name of UBO Address (Include State, Country, PIN/ZIP Code & Contact Details) Address Type PAN/Tax Payer Equivalent ID. Country of tax Residency* Controlling Person Type (Mandatory) intere Residential Business.: Residential Business.: Residential Business.: UBO 2 DECLARATION AND SIGNATURE Having read and underood e contents of e Scheme Information Document of e Scheme(s), I/We hereby apply for e units of e scheme(s) and agree to abide by e terms, conditions, rules and regulation governing e scheme(s). I/We hereby declare at e amount inveed in e scheme(s) is rough legitimate Sources only and does not involve and is not designed for e purpose of e contravention of any Act, Rules, Regulations, tifications or Directions of e provisions of e income tax Act, Anti Money Laundering Laws, Anti Corruption Laws or any oer applicable laws enacted by e Government of India from time to time. I/We have underood e details of e scheme (s) & I/We have not received nor have been induced by any rebate or gifts, directly or indirectly in making is invement. I/We confirm at e funds inveed in e Scheme (s), legally belong to me/us. In e event Know Your Cuomer process is not completed by me/us to e satisfaction of e Mutual Fund, I/we hereby auorize e Mutual Fund, to redeem e funds inveed in e Scheme(s), in Favour of e applicant, at e applicable NAV prevailing on e date of such redemption and undertake such oer action wi such funds at may be required by e law. The ARN holder has disclosed to me/us all e commissions (in e form of trail commission or any oer mode), payable to him for e different competing Scheme of various Mutual Funds from among which e Scheme is being recommended to me/us. For NRIs only : I/We confirm at I am/we are n Residents of Indian nationality/origin and at I/We have remitted funds from abroad rough approved banking channels or from funds in my/our n-resident External/n-Resident Ordinary/FCNR Account. I/We confirm at e details provided by me/us are true and correct. I declare at e information is to e be of my Knowledge, belief, accurate and complete. I agree to notify MOMF/AMC immediately in e event of information changes. FATCA / CRS Certification: Declaration for Individual: I hereby confirm at e information provided hereinabove is true, correct, and complete to e be of my knowledge and belief and at I shall be solely liable and responsible for e information submitted above.i also confirm at I have read and underood e FATCA & CRS Terms and Conditions below and hereby accept e same. I also undertake to keep you informed in writing about any changes / modification to e above information in future wiin 30 days of e same being effective and also undertake to provide any oer additional information as may be required any intermediary or by domeic or overseas regulators/ tax auorities Declaration for n-individual: I / We have underood e information requirements of is Form (read along wi e FATCA & CRS Inructions) and hereby con?rm at e information provided by me / us on is Form is true, correct, and complete. I / We also con?rm at I /We have read and underood e FATCA & CRS Terms and Conditions and hereby accept e same. Fir / Sole Applicant / Guardian Second Applicant Third Applicant Power of Attorney Holder Date: Place:

5 FATCA & CRS Inructions FATCA Inructions & Definitions Individual FATCA & CRS TERMS & CONDITIONS te : The Guidance te/notification issued by e CBDT shall prevail in respect to interpretation of e terms specified in e form) Details under FATCA & CRS: The Central Board of Direct Taxes has notified Rules 4F to 4H, as part of e Income- tax Rules, 962, which Rules require Indian financial initutions such as e Bank to seek additional personal, tax and beneficial owner information and certain certifications and documentation from all our account holders. In relevant cases, information will have to be reported to tax auorities / appointed agencies. Should ere be any change in any information provided by you, please ensure you advise us promptly, i.e., wiin 30 days. Please note at you may receive more an one reque for information if you have multiple relationships wi Motilal Oswal Mutual Fund or its group entities. Therefore, it is important at you respond to our reque, even if you believe you have already supplied any previously requeed information. FATCA & CRS INSTRUCTIONS If you have any queions about your tax residency, please contact your tax advisor. If you are a US citizen or resident or green card holder, please include United States in e foreign country information field along wi your US Tax Identification Number. It is mandatory to supply a TIN or functional equivalent if e country in which you are tax resident issues such identifiers. If no TIN is yet available or has not yet been issued, please provide an explanation and attach is to e form. In case cuomer has e following Indicia pertaining to a foreign country and yet declares self to be non-tax resident in e respective country, cuomer to provide relevant Curing Documents as mentioned below: FATCA & CRS Indicia observed (ticked) U.S. place of bir Residence/mailing address in a country oer an India Telephone number in a country oer an India Documentation required for Cure of FATCA/ CRS Indicia. Self-certification at e account holder is neier a citizen of United States of America nor a resident for tax purposes; 2. n-us passport or any non-us government issued document evidencing nationality or citizenship (refer li below); and 3. Any one of e following documents: Certified Copy of Certificate of Loss of Nationality or Reasonable explanation of why e cuomer does not have such a certificate despite renouncing US citizenship; or Reason e cuomer did not obtain U.S. citizenship at bir. Self-certification at e account holder is neier a citizen of United States of America nor a tax resident of any country oer an India; and 2. Documentary evidence (refer li below) If no Indian telephone number is provided:. Self-certification at e account holder is neier a citizen of United States of America nor a tax resident of any country oer an India; and 2. Documentary evidence (refer li below) If Indian telephone number is provided along wi a foreign country telephone number:. Self-certification at e account holder is neier a citizen of United States of America nor a tax resident for tax purposes of any country oer an India; OR 2. Documentary evidence (refer li below) Li of acceptable documentary evidence needed to eablish e residence(s) for tax purposes:. Certificate of residence issued by an auorized government body* 2. Valid identification issued by an auorized government body* (e.g. Passport, National identity card, etc.) *Government or agency ereof or a municipality of e country or territory in which e payee claims to be a resident. FATCA Inructions & Definitions n-individual (te: The Guidance te/notification issued by e CBDT shall prevall in respect to interpretation of e terms specified in e form) The Central Board of Direct Taxes has notified Rules 4F to 4H, as part of e Income-tax Rules, 962, which Rules require Indian company, or an invement entity described above. An entity is treated as primarily conducting as a business one or more of e 3 financial initutions such as e Bank to seek additional personal, tax and beneficial owner information and certain certifications and activities described above, or an entity's gross income is primarily attributable to inveing, reinveing, or trading in financial documentation from all our account holders. In relevant cases, information will have to be reported to tax auorities/ appointed agencies. assets of e entity's gross income attributable to e relevant activities equals or exceeds 50 Towards compliance, we may also be required to provide information to any initutions such as wiholding agents for e purpose of percent of e entity's gross income during e shorter of : ensuring appropriate wiholding from e account or any proceeds in relation ereto. (i) The ree-year period ending on 3 March of e year preceding e year in which e determination is made; or Should ere be any change in any information provided by you, please ensure you advise us promptly, i.e., wiin 30 days. (ii) The period during which e entity has been in exience. The term Invement Entity does not include an entity at is an If any controlling person of e entity is a US citizen or resident or green card holder, please include United States in e foreign country active non-financial entity as per codes 04, 05 and 06 and 07- refer point 2c.) information field along wi e US Tax Identification Number. (v) Specified Insurance Company: Entity at is an insurance company (or e holding company of an insurance company) at issues, $It is mandatory to supply a TIN or functional equivalent if e country in which you are tax resident issues such identifiers. If no TIN is yet or is obligated to make payments wi respect to, a Cash Value Insurance Contract or an Annuity Contract. available or has not yet been issued, please provide an explanation and attach is to e form. (vi) FI not required to apply for GIIN: Refer Rule 4F(5) of Income Tax Rules, 962 for e conditions to be satisifed as "non-reporting (i) Financial Initution (FI) - The term FI means any financial initution at is a Depository Initution, Cuodial Initution, financial initution and Guidance issued by CBDT in is regard. Invement Entity or Specified Insurance company, as defined. A. Reasons why FI not required to apply for GIIN: (ii) Depository initution: is an entity at accepts deposits in e ordinary course of banking or similar business. (iii) Cuodial initution is an entity at holds as a subantial portion of its business, holds financial assets for e account of oers Code Sub-category and where it's income attributable to holding financial assets and related financial services equals or exceeds 20 percent of e entity's gross income during e shorter of: 0 Governmental Entity, International Organization, or Central Bank (I) The ree financial years preceding e year in which determination is made; or 02 Treaty Qualified Retirement Fund; a Broad Participation Retirement Fund; a Narrow Participation Retirement (ii) The period during which e entity has been in exience, whichever is less. Fund ; or a Pension Fund of a Govermental Entity, International Organization or Central Bank (iv) Invement entity is any entity: (a) That primarily conducts a business or operates for or on behalf of a cuomer for any of e following activities or operations for 03 n-public fund of e armed forces, an employees ate insurance fund, a gratuity fund or provident fund or on behalf of a cuomer 04 Entity is an Indian FI soley because it is an invement enity (i) Trading in money market inruments (cheques, bills, certificates of deposit, derivatives, etc.); foreign exchange; exchange, intere rate and index inruments; transferable securities; or commodity futures trading; or Individual and collective 05 Qualified credit card issuer portfolio management; or 06 Invement Advisors, Invement Managers & Executing Brokers (iii) Inveing, adminiering or managing funds, money or financial asset or money on behalf of oer persons; or 07 Exempt collective invement vehicle (b) The gross income of which is primarily attributable to inveing, reinveing, or trading in financial assets, if e entity is managed by anoer entity at is a depository initution, a cuodial initution, a specified insurance 08 Tru (Continued overleaf) SYSTEMATIC INVESTMENT PLAN DETAILS. The Mandate will be regiered under e be suited mode i.e. NACH or ECS or SI at e discretion of its appointed payment declaration in e prescribed format signed by employee and employer is also required along wi e application form Aggregator rough whom e mandate will be regiered for e SIP debit facility. c) Cuodian on behalf of an FII or a Client provided KYC is completed for e inveor and cuodian. Additional declaration in e prescribed format 2. Unit holder(s) need to provide along wi e mandate form an original cancelled cheque (or a copy) wi name and account number signed by Cuodian and FII/ Client is also required along wi e application form. pre-printed of e bank account to be regiered for regiration of e mandate failing which regiration may not be accepted. The 4. Please not at in e event of a minor mismatch between e bank account number mentioned in e application from and as appearing in e cheque Unit holder(s) cheque/ bank account details are subject to ird party verification. leaf submitted, bank account number would be updated based on e cancelled cheque leaf provided e name(s) of e inveor/applicant appears 3. Where e cancelled cheque or a copy of e cheque does not mention e bank account holder s name(s), Inveor should provide in e cheque leaf. self-atteed bank pass book copy / bank atement / bank letter to subantiate at e fir unit holder is one of e joint holder of 5. AUTHORISATION BY BANK ACCOUNT HOLDER(S) e bank account. In case of a mismatch, it will be deemed to be a 3rd party payment and rejected exceptunder e following a) Please indicate e name of e bank & branch, bank account number. exceptional circumances. b) If e mode of operation of bank account is joint, all bank account holders would need to sign at e place marked. a) Payment by parents / grand-parents / related person on behalf of a minor in consideration of natural love and affection or as gift 6. Applications incomplete in any respect are liable to be rejected. AMC/ Service Provider shall have absolute discretion to reject any such Application provided e purchase value is less an or equal to ` 50,000/- and KYC is completed for e regiered Guardian and e person forms. making e payment. However, single subscription value shall not exceed above ` 50,000/- (including invement rough each 7. AMC or oer service providers shall not be responsible and liable for any damages / compensation for any loss, damage etc. The inveor assumes regular purchase or single SIP inalment). However, is reriction will not to be applicable for payment made by a guardian e entire risk of using is facility and takes full responsibility. whose name is regiered in e records of Mutual Fund in at folio. Additional declaration in e prescribed format signed by 8. DECLARATION & SIGNATURES e guardian and parents/grand -parents/ related person is also required along wi e application form. This section need to be signed by e applicant(s) / unit holder(s) at e places marked as per e mode of holding recorded wi us (i.e. Single, b) Payment by an Employer on behalf of employee under Syematic Invement plans rough, Payroll deductions provided KYC Anyone or Survivor or Joint ). is completed for e employee who is e beneficiary inveor and e employer who is making e payment. Additional TERMS AND CONDITIONS FOR ECS (Debit Clearing). The cities/ banks/ branches in e li may be modified /updated / changed / removed at any time in future entirely at e discretion of Trichy, Trivandrum, Tumkur, Udaipur, Udipi, Varanasi, Vijaywada, Vizag Motilal Oswal Mutual Fund wiout assigning any reasons or prior notice. If any city / bank/ branch is removed, SIP inructions for Li of Banks for SIP Direct Debit Facility:- inveors in such city/bank/branch via (ECS) (Debit Clearing) Direct Debit route will be discontinued wiout prior notice. Allahabad Bank, Axis Bank, Bank of Baroda, Bank of India, Citi Bank, Corporation Bank, Federal Bank, ICICI Bank, IDBI Bank, IndusInd Bank, Kotak 2. Li of Cities for SIP Auto Debit Facility via ECS (Debit Clearing):- Mahindra Bank, Punjab National Bank, Sou Indian Bank, State Bank of India, State Bank of Patiala, UCO Bank, Union Bank of India, United Bank of Agra, Ahmedabad, Allahabad, Amritsar, Anand, Asansol, Aurangabad, Bangalore, Bardhaman, Baroda, Belgaum, Bhavnagar, India Bhilwara, Bhopal, Bhubaneshwar, Bijapur, Bikaner, Calicut, Chandigarh, Chennai, Cochin, Coimbatore, Cuttack, Davangere, 3. Applications for SIP Auto Debit (ECS/ Direct Debit) Facility would be accepted only if e bank branch participates in local MICR/ECS clearing. Dehradun, Delhi, Dhanbad, Durgapur, Erode, Gadag, Gangtok, Goa, Gorakhpur, Gulbarga, Guwahati, Gwalior, Haldia, Hasan, H u b l i, 4. In case e inveor s bank chooses to cross verify e auto debit mandate wi him/ her as e bank s cuomer, inveor would need to promptly act on e Hyderabad, Imphal, Indore, Jabalpur, Jaipur, Jalandhar, Jammu, Jamnagar, Jamshedpur, Jodhpur, Kakinada, Kanpur, Kolhapur, same.amc / Service Provider will not be liable for any transaction failures due to rejection of e transaction by inveor s bank/ branch or its refusal to Kolkata, Kota, Lucknow,Ludhiana, Madurai, Mandya, Mangalore, Mumbai, Mysore, Nagpur, Nasik, Nellore, Patna, Pondicherry, Pune, regier e SIP mandate or any charges at may be levied by e Bank/ Branch on inveor / applicant. Raichur, Raipur, Rajkot, Ranchi, Salem, Shillong, Shimla, Shimoga, Sholapur, Siliguri, Surat, Tirunelveli, Tirupati, Tiruppur, Trichur, INSTRUCTIONS TO FILL THE NACH / ECS / SI MANDATE. UMRN Code, Sponsor Code, and Utility Code are for official use only. Please do not write anying in ese boxes/spaces. c)please mention e maximum amount at can be debited using is mandate. The amount needs to be mentioned bo in words as 2. The following information has to be mandatorily filled in e Mandates. In case any of ese fields are not filled, e mandate is liable well as numbers. for rejection. d)please mention your Mobile Number and Id on e mandate form. a)please tick e Appropriate Account Type and furnish e Bank Account Number from which e SIP inallment/s is/are to be e)please provide e Start and End date for e period which e Mandate should be active. If you do not wish to provide an End date, please tick e debited. check box for Until Cancelled. b)please mention e Bank Name, Digit IFSC code, 9 Digit MICR Code of your Bank in e appropriate boxes provided for e 3. SIGNATURES purpose. The MICR code is e number appearing next to e cheque number on e MICR band at e bottom of e cheque.in e The mandate needs to be signed by all e account holders in line wi e mode of holding recorded wi e inveor s bank. The Account holder s absence of ese information, Mandate regiration is liable to be rejected. names have to be mentioned as per eir mode of holding in Account.

6 FATCA Inructions & Definitions n-individual (te: The Guidance te/notification issued by e CBDT shall prevall in respect to interpretation of e terms specified in e form) 09 n- regiering local banks But passive income will not include, in case of a non-financial entity at regularly acts as a dealer in financial assets, any income from any transaction entered into in e ordinary course of such dealer's business as such a dealer. 0. FFI wi only Low-Value Accounts (iv) Controlling persons. Sponsored invement entity and controlled foreign corporation Controlling persons are natural persons who exercise control over an entity and includes a beneficial owner under sub- 2. Sponsored, Closely Held Invement Vehicle rule (3) of rule 9 of e Prevention of Money-Laundering (Maintenance Records) Rules, In determining e beneficial owner, e procedure specified in e following circular as amended from time to time shall be applied, namely:- 2. Active n-financial entity (NFE) - Foreign entity at is not a financial initution: (any one of e following): Refer Explanation (A) to 4F(6) of income Tax Reule, 962 for details. (i) DBOD, AML. BC..7/4.0.00/202-3, issued on e 8 January, 203 by e Reserve Bank of India, or Code Sub-category (ii) CIR/MIRSD/2/203, issued on e 24 January, 203 by e Securities and Exchange Board of India,or 0 (iii) IRDA/SOD/GDL/CIR/09/02/203, issued on e 4 February, 203 by e Insurance Regulatory and Development Less an 50 percent of e NFE's gross income for e preceding financial year is passive income and less an Auority. 50 percent of e assets held by e NFE during e preceding financial year are assets at produce or are held for e production of passive income; In e case of tru, e controlling person means e settlor, e truees, e protector (if any), e beneficiaries or class of beneficiaries, and any oer natural person exercising ultimate effective control over e tru, and in e case of a legal 02 The ock of e entity is regularly traded on an eablished securities market or e non-financial entity is a arrangement oer an a tru, e said expression means e person in equivalent or similar position;(a) Controlling Person related entity of an entity, e ock of which is regularly traded on an eablished securities market. 03 The NFE is a Governmental Entity, an International Organization, a Central Bank, or an entity wholly owned by one or more of e foregoing; Code Sub-category: 04 Subantially all of e activities of e NFE consi of holding (in whole or in part) e outanding ock of, or 0 CP of legal person-ownership providing financing and services to, one or more subsidiaries at engage in trades or businesses oer an e 02 CP of legal person-oer means business of a Financial Initution, except at an entity shall not qualify for is atus if e entity functions as an invement fund, such as a private equity fund, venture capital fund, leveraged buyout fund, or any invement 03 CP of legal person-senior managing official vehicle whose purpose is to acquire or fund companies and en hold interes in ose companies as capital 04 CP of legal arrangement - tru-settlor assets for invement purposes; 05 CP of legal arrangement - tru-truee 05 The NFE is not yet operating a business and has no prior operating hiory, but is inveing capital into assets wi e intent to operate a business oer an at of a Financial Initution, provided at e NFE shall not qualify for 06 CP of legal arrangement - tru-protector is exception after e date at is 24 mons after e date of e initial organization of e NFE; 07 CP of legal arrangement - tru-beneficiary 06 The NFE was not a Financial Initution in e pa five years, and is in e process of liquidating its assets or is 08 CP of legal arrangement - tru-oer reorganizing wi e intent to continue or recommence operations in a business oer an at of a Financial Initution; 09 CP of legal arrangement - Oer-settlor equivalent 07 The NFE primarily engages in financing and hedging transactions wi, or for, Related Entities at are not 0 CP of legal arrangement - Oer-truee equivalent Financial Initutions, and does not provide financing or hedging services to any Entity at is not a Related Entity, CP of legal arrangement - Oer-protector equivalent provided at e group of any such Related Entities is primarily engaged in a business oer an at of a Financial Initution; 2 CP of legal arrangement - Oer-beneficiary equivalent 08 Any NFE at fulfills all of e following requirements: 3 CP of legal arrangement - Oer-oer equivalent It is eablished and operated in India exclusively for religious, charitable, scientific, artiic, cultural, aletic, or 4 Unknown educational purposes; or it is eablished and operated in India and it is a professional organization, business (v) Specified U.S. person - A U.S person oer an e following: league, chamber of commerce, labor organization, agricultural or horticultural organization, civic league or an organization operated exclusively for e promotion of social welfare; (i) a corporation e ock of which is regularly traded on one or more eablished securities markets; It is exempt from income tax in India; (ii) any corporation at is a member of e same expanded affiliated group, as defined in section 47(e)(2) of e U.S. Internal Revenue Code, as a corporation described in clause (i); It has no shareholders or members who have a proprietary or beneficial intere in its income or assets; (iii) e United States or any wholly owned agency or inrumentality ereof; The applicable laws of e NFE's country or territory of residence or e NFE's formation documents do not permit any income or assets of e NFE to be diributed to, or applied for e benefit of, a private person or nonany (iv) any State of e United States, any U.S. Territory, any political subdivision of any of e foregoing, or charitable Entity oer an pursuant to e conduct of e NFE's charitable activities, or as payment of wholly owned agency or inrumentality of any one or more of e foregoing; reasonable compensation for services rendered, or as payment representing e fair market value of property (v) any organization exempt from taxation under section 50(a) of e U.S. Internal Revenue Code or an individual retirement plan as which e NFE has purchased; and The applicable laws of e NFE's country or territory of residence or e NFE's defined in section 770(a)(37) of e U.S. Internal Revenue Code; formation documents require at, upon e NFE's liquidation or dissolution, all of its assets be diributed to a governmental entity or oer non-profit organization, or escheat to e government of e NFE's country or (vi) any bank as defined in section 58 of e U.S. Internal Revenue Code; territory of residence or any political subdivision ereof. (vii) any real eate invement tru as defined in section 856 of e U.S. Internal Revenue Code; Explanation.- For e purpose of is sub-clause, e following shall be treated as fulfilling e criteria provided in (viii) any regulated invement company as defined in section 85 of e U.S. Internal Revenue Code or any entity regiered wi e e said sub-clause, namely:- U.S. Securities and Exchange Commission under e Invement Company Act of 940 (5 U.S.C. 80a-64); (i) an Inveor Protection Fund referred to in clause (23EA); (ix) any common tru fund as defined in section 584(a) of e U.S. Internal Revenue Code; (ii) a Credit Guarantee Fund Tru for Small Induries referred to in clause 23EB; and (x) any tru at is exempt from tax under section 664 ) of e U.S. Internal Revenue Code or at is described in section 4947(a)() (iii) an Inveor Protection Fund referred to in clause (23EC), of section 0 of e Act; of e U.S. Internal Revenue Code; (xi) a dealer in securities, commodities, or derivative financial inruments (including notional principal contracts, futures, forwards, and options) at is regiered as such under e laws of e United States or any State; 3. Oer definitions: (xii) a broker as defined in section 6045 ) of e U.S. Internal Revenue Code; or (i) Related entity (xiii) any tax-exempt tru under a plan at is described in section 403(b) or section 457(g) of e U.S. Internal Revenue Code. An entity is a 'related entity' of anoer entity if eier entity controls e oer entity, or e two entities are under common control for is purpose, control includes direct or indirect ownership of more an 50 of e votes and (vi) Direct reporting NFE value in an entity. A direct reporting NFFE means a NFFE at elects to report information about its direct or indirect subantial U.S. owners to e IRS. (ii) Passive NFE The term passive NFE means Code Sub-category (vii) Exemption code for U.S. persons (Refer 4F(9) of Income Tax Rules, 962 for details). (i) any non-financial entity which is not an active non-financial entity; or A An organization exempt from tax under section 50(a) or any individual retirement plan as defined in section 770(a)(37) (ii) an invement entity defined in clause (iv) (b) of ese inructions B The United States or any of its agencies or inrumentalities (iii) a wiholding foreign partnership or wiholding foreign tru; C A ate, e Dirict of Columbia, a possession of e United States, or any of eir political subdivisions or inrumentalities (iii) Passive income D A corporation e ock of which is regularly traded on one or more eablished securities markets, as described in Reg. The term passive income includes income by way of : section.472-(c)()(i) () Dividends, E A corporation at is a member of e same expanded affiliated group as a corporation described in Reg. section.472- (c)()(i) (2) Intere, F A dealer in securities, commodities, or derivative financial inruments (including notional principal contracts, futures, (3) Income equivalent to intere, forwards, and options) at is regiered as such under e laws of e United States or any ate (4) Rents and royalties, oer an rents and royalties derived in e active conduct of a business conducted, at lea in G A real eate invement tru part, by employees of e NFE H A regulated invement company as defined in section 85 or an entity regiered at all times during e tax year under e (5) Annuities Invement Company Act of 940 (6) The excess of gains over losses from e sale or exchange of financial assets at gives rise to passive income I A common tru fund as defined in section 584(a) (7) The excess of gains over losses from transactions (including futures, forwards, options and similar transactions) in J A bank as defined in section 58 any financial assets, K A broker (8) The excess of foreign currency gains over foreign currency losses L A tru exempt from tax under section 664 or described in section 4947(a)() (9) Net income from swaps M A tax exempt tru under a section 403(b) plan or section 457(g) plan (0) Amounts received under cash value insurance contracts