COMMON APPLICATION FORM Application No.:

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1 COON APPLICATION FOR Application Name & Broker Code / ARN Sub Broker / Sub Agent ARN Code Employee Unique Identication Number (EUIN) ISC ate Time Stamp Reference. Read All Inructions as given in KI, to help you complete the Application Form Correctly. eclaration for Execution Only Transaction (where EUIN box is left blank). refer inruction 12 of KI for complete details on EUIN. I/We hereby conrm that the EUIN box has been intentionally left blank by me/us as this transaction is executed without any interaction or advice by the employee/relationship manager/sales person of the above diributor/sub broker or notwithaing the advice of in-appropriateness, if any, provided by the employee/relationship manager/sales person of the diributor/sub broker. Signature of 1 Applicant / Guaian / /Karta Signature of 2 Applicant / Guaian / Signature of 3 Applicant / Guaian / 1. EXISTING UNIT HOLER INFORATION [ ll in your Folio Number, Name, Section 2 & proceed to Section 7 - Invement etails] Folio. Lumpsum Invement icro Application SIP Application TRANSACTION CHARGES ( any one of the below. Refer Inruction. 11) I A A FIRST TIE INVESTOR IN UTUAL FUNS OR I A AN EXISTING INVESTOR IN UTUAL FUNS Applicable transaction charges will be deducted in case your diributor has opted for such charges. Upfront commission shall be paid directly by the inveor to the ARN Holder (AFI regiered iributor) based on the inveor s assessment of various factors including the services reered by the ARN Holder. 2. APPLICANT(S) NAE AN INFORATION [Refer Inruction 2] If the 1 / Sole Applicant is inor, then please provide details of natural / legal guaian 1 SOLE APPLICANT r. / s. / /s. Pls iicate if US Person or a resident PAN etails KC Pls Proof Attached es GUARIAN (In case 1 Applicant is a inor) Relationship with inor ( ) $ ($efault if not ) r. / s. / /s. other Father Legal Guaian POA etails: Name PAN etails KC Pls Proof Attached ode of Holding: Anyone or Survivor Single Joint ( note that the efault option is Anyone or Survivor) Contact Person for Corporate Inveor: Name esignation: 3. FIRST APPLICANT AN KC ETAILS 1 SOLE APPLICANT Iividual or n-iividual [ ll Ultimate Benecial Ownership (UBO) eclaration Form in section 11a & 11b - Refer Inruction. 17] *ate of Birth (Iividual) Incorporation (n-iividual) Proof of ate of Birth ( ) (For minor applicant) Birth Certicate Passport of the inor School Leaving Certicate / ark Sheet Others Place of Birth / / Incorporation: Incorporation: Geer ale Female Other Resident Iividual Sole Prop NRI - NRE Tru Bank / Fls FIIs PIO Society/AOP/BOI inor thru Guaian NRI - NRO HUF LLP Lied Company Private Company Public Ltd. Company Articial Juridicial Person Partnership Firm FOF - F Schemes Others a*. Occupation etails [ tick ( )] b*. Gross Annual Income (`) [ tick ( )] c*. Politically Exposed Person (PEP) Status (Also applicable for authorised signatories/promoters/karta/truee/whole time irectors) I am PEP I am Related to PEP t Applicable d*. Net-worth (aatory for n-iividuals) ` as on (t older than 1 year) e*. n-iividual Inveors involved/providing any of the mentioned services Foreign Exchange / oney Changer Services oney Leing / Pawning 4. BANK ACCOUNT ETAILS - aatory [Refer Inruction s. 3 & 4] Name of the Bank: Gaming/Gambling/Lottery/Casino Services ne of the above Core Banking A/c. A/c. Type Pls. ( ) NRE CURRENT SAVINGS NRO Branch Name: Address: Bank Branch City: State: Pin Code ICR Code * maatory elds attach a cancelled cheque OR a clear photo copy of a cheque IFSC Code (aatory for Credit via NEFT/RTGS)

2 5. JOINT APPLICANTS, IF AN AN THEIR KC ETAILS 2 APPLICANT r. / s. / /s. (t Applicable in case of inor Applicant) Pls iicate if US Person or a resident PAN etails KC Pls Proof Attached es * (*efault if not ) ate of Birth (aatory) Place of Birth Geer ale Female Other a*. Occupation etails [ tick ( )] b*. Gross Annual Income (`) [ tick ( )] c*. Politically Exposed Person (PEP) Status I am PEP I am Related to PEP t Applicable d. Net-worth ` as on (t older than 1 year) 3 APPLICANT r. / s. / /s. (t Applicable in case of inor Applicant) Pls iicate if US Person or a resident PAN etails KC Pls Proof Attached es * (*efault if not ) ate of Birth (aatory) Place of Birth Geer ale Female Other a*. Occupation etails [ tick ( )] b*. Gross Annual Income (`) [ tick ( )] c*. Politically Exposed Person (PEP) Status I am PEP I am Related to PEP t Applicable d. Net-worth ` as on (t older than 1 year) 6a. AILING ARESS [ provide your I a obile Number to help us serve you better] Local Address of 1 Applicant City State Pin Code Tel. Off. Resi. obile E - ail^^ ^^ Use Block Letters. Inveors providing I would maatorily receive all Communications, Statement of Accounts a Abridged Annual Report through only. 6b. aatory for NRI / Fll Applicant [ provide Full Address. P. O. Box. may not be sufcient. For Overseas Inveors, Iian Address is preferred] Overseas Correspoence Address 7. INVESTENT AN PAENT ETAILS ( For complete information on Invement etails please refer to Inructions. 6. ) Scheme Regular Plan Growth (efault) ivide Payout Reinvement Payment Type [ ( )] Self (n-thi Party Payment) Thi Party Payment ( attach Thi Party Payment eclaration Form ) Cheque / / UTR. & ate Amount of Cheque / / RTGS / NEFT in gures (Rs.) Charges, if any Net Purchase Amount rawn on Bank / Branch Pay-In Bank A/c. (For Cheque Only) 8. EAT ACCOUNT ETAILS - aatory for units in emat ode - ensure that the sequence of names as mentioned uer section 3 matches as per the epository etails. National Securities epository Limited (NSL) Central epository Services (Iia) Limited (CSL) P Name P I I N Benef. A/C. P Name 16 igit A/C. Enclosures - ( ) Client aers Li (CL) Transaction cum Holding Statement elivery Inruction Slip (IS) 9. NOINATION ETAILS [inor / HUF / POA Holder / n Iividuals cannot minate - Refer Inruction. 9] PLEASE REGISTER /OUR NOINEE AS PER BELOW ETAILS OR I/WE O NOT WISH TO NOINATE. minee(s) Name ate of Birth (in case of inor) Name of the Guaian (in case of inor) Relationship % of Share Signature of minee / Guaian * maatory elds

3 10. FATCA & CRS ETAILS ( consult your professional tax advisor for further guidance on FATCA & CRS classication) PART A To be lled by Financial Initutions or irect Reporting n Finacial Entity (NFEs) FOR NON-INIVIUALS ONL We are a, Financial initution or irect reporting NFE [ tick ( )] GIIN te: If you do not have a GIIN but you are sponsored by another entity, please provide your sponsor's GIIN above a iicate your sponsor's name below Name of sponsoring entity: GIIN not available [ tick ( )] Applied for t required to apply for - please specify 2 digits sub-category t obtained n-participating FI PART B (please ll any one as appropriate to be lled by NFEs other than irect Reporting NFEs ) 1 Is the Entity a publicly traded company (that is, a company whose shares are regularly traded on an eablished securities market) es (If yes, please specify any one ock exchange on which the ock is regularly traded) Name of ock exchange: The detail of this page should be lled by n-iividual inveors only. 2 Is the Entity a related entity of a publicly traded company (a company whose shares are regularly traded on an eablished securities market) es (If yes, please specify name of the lied company a one ock exchange on which the ock is regularly traded) Name of lied company: Nature of relation Subsidiary of the Lied Company or Controlled by a Lied Company Name of ock exchange: 3 Is the Entity an active NFE es (If yes, please ll UBO declaration in the next section.) Nature of Business: specify the sub-category of Active NFE 4 Is the Entity a passive NFE es (If yes, please ll UBO declaration in the next section.) Nature of Business: For details refer inruction a. ECLARATION FOR ULTIATE BENEFICIAL OWNERSHIP [UBO] (Refer inruction. 17)* ention code: Refer inruction 16(c) *This declaration is not needed for Companies that are lied on any recognized ock exchange or is a Subsidiary of such Lied Company or is Controlled by such Lied Company. li below the details of controlling person(s), conrming ALL countries of tax residency / permanent residency / citizenship a ALL Tax Identication Numbers for EACH controlling person(s). Owner-documented FFI's should provide FFI Owner Reporting Statement a Auditor's Letter with required details as mentioned in Form W8 BEN E. 11b. ETAILS OF ULTIATE BENEFICIAL OWNERS [aatory] (If the given space below is not adequate, please attach multiple declaration forms) Name of UBO & Address $$ PAN/Tax Payer Identication./ % Equivalent I. ocument Type Refer inruction. 16(d) Country of tax Residency/ permanent residency* Country of citizenship UBO Code (aatory) KC (es / NO) [please attach the KC acknowledgement copy] % of benecial intere $$ Address Residential or Business (default)/residential/business/regiered Ofce. Attached documents should be self certied by the UBO a certied by the applicant or Authorised signatory. In case the above information is not provided, it will be presumed that applicant is the UBO, with no declaration to submit. In such case, AF/AC reserves the right to reject the application or reverse the allotment of units, if subsequently it is fou that applicant has concealed the facts of benecial ownership. I/We also uertake to keep you informed in writing about any changes/modication to the above information in future a also uertake to provide any other additional information as may be required at your e. # If passive NFE, please provide below additional details. ( attach additional sheets if necessary). Also provide below maatory details if the UBO does not have a PAN. (Refer Inruction. 16) PAN / Any other Identication Number (PAN, Aadhar, Passport, Election I, Govt. I, riving Licence NREGA Job Ca, Others) City of Birth - Occupation Service, Business, Others aatory if PAN is not available OB: ate of Birth Geer: ale, Female, Other 1. PAN: : 2. PAN: : 3. PAN: : Occupation Occupation Occupation ate Of Birth: Geer ale Female Other ate Of Birth: Geer ale Female Other ate Of Birth: Geer ale Female Other # Additional details to be lled by controlling persons with tax residency / permanent residency / citizenship / Green Ca in any country other than Iia. * To include US, where controlling person is a US citizen or green ca holder %In case Tax Identication Number is not available, kily provide functional equivalent ACKNOWLEGEENT SLIP Received Application from r. / s. / /s. Application Scheme Name a Plan Payment etails Amount (Rs) Cheque / ated Bank & Branch For Lumpsum OR SIP as per details below: ate & Stamp of Collection Centre / ISC Cheque / is subject to realisation

4 12. FATCA AN CRS ETAILS (Self Certication) (Refer inruction. 16) (FOR INIVIUALS & NON-INIVIUALS) FOR INIVIUALS: iicate all countries in which you are resident for tax purposes a the associated Tax Reference Numbers below. FOR NON-INIVIUALS: Is the Entity a tax resident of any country other than Iia? es (If es, please provide country/ies in which the entity is a resident for tax purpose a the associated Tax Identication. below) 1 Applicant (Sole / Guaian / n-iividual) 2 Applicant 3 Applicant o you have any non-iian a es o you have any non-iian a es o you have any non-iian a es Are you a US specied es Are you a US specied es Are you a US specied es n-iividual inveors ll this section if ticked es above. (Address Residential or Business (default) / Residential / Business / Regiered Ofce) In case of applications with POA, the POA holder should ll separate form to provide the above details maatorily. 13. ECLARATION AN SIGNATURES / THUB IPRESSION OF APPLICANT(s) [Refer Inructions 2(e)] To The Truees, irae Asset utual Fu (The Fu) (A) Having read a uerood the contents of the SI of the Scheme(s), I/We hereby apply for units of the scheme(s) a agree to abide by the terms, coitions, rules a regulations governing the scheme. (B) I/We hereby declare that the amount inveed in the scheme(s) is through legitimate sources only a does not involve a is not designed for the purpose of the contravention of any provisions of the Income Tax Act, Anti oney Lauering Laws or any other applicable laws enacted by the Government of Iia from time to time. (C)Signature of the nominee acknowledging receipts of my/our credit will conitute full discharge of liabilities of irae Asset utual Fu. ()The information given in / with this application form is true a correct a further agrees to furnish additional information sought by irae Asset Global Invements (Iia) Limited (AC)/ Fu a uertake to update the information/details with the AC / Fu/Regirars a Transfer Agent (RTA) from time to time. I/We hereby conrm that the AC/Fu shall have the right to share my information a other details with the regulatory a government authorities as a when needed. I/We will iemnify the Fu, AC, Truee, RTA a other intermediaries in case of any dispute regaing the eligibility, validity a authorization of my/our transactions. (E)I/We further declare that "The ARN holder has disclosed to me/us all the commissions (in the form of trail commission or any other mode), payable to him for the different competing Schemes of various utual Fus from among which the Scheme is being recommeed to me/us. (F) I/We hereby conrm that I/We have not been offered/ communicated any iicative portfolio a/ or any iicative yield by the Fu/AC/its diributor for this invement. I/We have not received nor have been iuced by any rebate or gifts, directly or iirectly in making this invement. (G) Applicable to Inveors availing the online facility:- I/We have read, uerood a shall be bou by the terms & coitions of the PIN agreement available on the AC website for transacting online. (H)Applicable for NRIs only:- I/We conrm that I am/we are n-resident of Iian /Origin a I/We hereby conrm that the fus for subscription a for all additional purchases have been remitted from abroad through normal banking channels or from fus in my/our n-resident External/ Oinary Account. (I) Applicable to Foreign Resident's Residing in Iia:- I/ We conrm that I/We satisfy the Residency te as prescribed uer FEA provisions. I/We further declare that I/We am/are "Person Resident in Iia" a are allowed to inve into the Scheme as per the said FEA regulations a other applicable laws a regulations. (I) I / We conrm that I am / We are not United States person(s) uer the laws of United States or resident(s) of Canada. In case of change to this atus, I / We shall notify the AC, in which event the AC reserves the right to redeem my / our invements in the Scheme(s) (J). FATCA /CRS Certication: I / We have uerood the information requirements of this Form (read along with the FATCA & CRS Inructions) a hereby conrm that the information provided by me / us on this Form is true, correct, a complete. I / We also conrm that I / We have read a uerood the FATCA& CRS Terms a Coitions a hereby accept the same. In case the above information is not provided, it will be presumed that applicant is the ultimate benecial owner, with no declaration to submit. In such case, the concerned SEBI regiered intermediary reserves the right to reject the application or reverse the allotment of units, if subsequently it is fou that applicant has concealed the facts of benecial ownership. I/We also uertake to keep you informed in writing about any changes/modication to the above information in future a also uertake to provide any other additional information as may be required at your e. Signature of 1 Applicant / Guaian / /Karta Signature of 2 Applicant / Guaian / Signature of 3 Applicant / Guaian / Cheque/ should be rawn in favour of the Scheme Name utual Fu invements are subject to market risks, read all scheme related documents carefully.

5 SSTEATIC INVESTENT PLAN (SIP) Application Regiration Cum aate Form For NACH/ECS/irect ebit Name & Broker Code / ARN Sub Broker / Sub Agent ARN Code Employee Unique Identication Number (EUIN) ISC ate Time Stamp Reference. eclaration for Execution Only Transaction (where EUIN box is left blank). refer inruction 12 of KI for complete details on EUIN. I/We hereby conrm that the EUIN box has been intentionally left blank by me/us as this transaction is executed without any interaction or advice by the employee/relationship manager/sales person of the above diributor/sub broker or notwithaing the advice of in-appropriateness, if any, provided by the employee/relationship manager/sales person of the diributor/sub broker. Signature of 1 Applicant / Guaian / /Karta Signature of 2 Applicant / Guaian / Signature of 3 Applicant / Guaian / 1. EXISTING UNIT HOLER INFORATION (The details in our recos uer the folio number mentioned will apply for this application.) Folio. Enrollment for New Regiration ( ll all sections) OR Change my/our bank account for exiing SIP(s). 2. SIP ENROLENT ETAILS ( check the inimum Amount Criteria for the scheme applied for. [Refer Inruction 16 Overleaf]). Frequency please Scheme SIP ate (efault) SIP PERIO: SIP Start ate : E ate : Perpetual ec 2099 (Till you inruct irae Asset utual Fu to discontinue your SIP) 3. SIP PAENT ETAILS Name of 1 Unit Holder onthly (efault) Regular Plan th th th Quarterly Growth (efault) OR Enter SIP E ate : SIP Amount (`) 5,000 10,000 25,000 Any other Amount. (`) 3a - Only for Exiing Inveors - I/We wish to regier my/our SIP on the basis of Cancelled Cheque leaf or Photocopy of the Cheque submitted ivide Payout Reinvement 3b - For New Inveors - provide copy of cancelled cheque a mention relevant SIP details in the form a ACH maate. Cheque leaf enclosed Fir SIP Cheque. Cheque ate A/c. Type NRE CURRENT SAVINGS NRO 4. BANK ACCOUNT ETAILS (aatory) rawn on Bank I/We hereby authorise irae Asset Global Invements (Iia) Pvt. Ltd., Invement manager to irae Asset utual Fu acting through their authorised service providers to debit my/our following Bank A/c. by NACH/ECS (Auto ebit Clearing / irect ebit) Facility or any other facility for collection of SIP payments Name of 1 A/c. Holder as in Bank Recos Bank Name Branch Name & Address Core Banking A/c.. 9 igit ICR Code Bank Account Type NRE CURRENT SAVINGS NRO aatory Enclosures : ain Application Form a Blank Cancelled Cheque OR Copy of Cheque ECLARATION & SIGNATURE: To The Truees, irae Asset utual Fu - I/We have read a uerood the contents of the SI of the applied Scheme a the terms & coitions of SIP enrolment a regiration through NACH/ECS or irect ebit (Auto ebit). I/We hereby declare that the particulars given in this SIP Application Form are correct a express my/our willingness to make payments referred above through participation in NACH/ECS/irect ebit Facility. I/We also agree that if the transaction is delayed or not effected for reasons of incomplete or incorrect or any other operational reasons; I/We would not hold irae Asset Global Invements (Iia) Pvt. Ltd., their appointed service providers or representatives responsible. I/we will also inform irae Asset Global Invements (Iia) Pvt. Ltd. (Invement anagers to irae Asset utual Fu) about any change in my/our bank account a also uertake to keep sufcient fus in my bank account on the date of execution of the said aing inructions. "The ARN holder has disclosed to me/us all the commissions (in the form of trail commission or any other mode), payable to him for the different competing Schemes of various utual Fus from among which the Scheme is being recommeed to me/us". "I/We have not made any other icro application [including Lumpsum + SIPs] which together with the current application would result in aggregate invements exceeding Rs. 50,000 in a rolling 12 month period or in a nancial year". City Signature of 1 Applicant/Guaian/Authorised Signatory/PoA/Karta (AS IN BANK RECORS) Signature of 2 Applicant/Guaian /Authorised Signatory/PoA (AS IN BANK RECORS) Signature of 3 Applicant/Guaian/Authorised Signatory/PoA (AS IN BANK RECORS) NACH ANATE INSTRUCTION FOR (Refer Inruction over leaf before (Filling) Tick( ) Create odify Cancel 9 With Bank 1 URN 12 An Amount of Rupees 10 IFSC 4 Utility Code This is to conrm that declaration has been carefully read, uerood & made by me/us. I am authorizing the User entity/corporate to debit my account, based on the inructions as agreed a signed by me. I have uerood that I am authorized to cancel/ame this maate by appropriately communicating the cancellation/amement reque to the User entity/corporate or the bank where I have authorized debit. 2 ate 11 or ICR 14 Frequency thly Qtly H-rly rly As & when presented 15 ebit Type Fixed Amount aximum Amount 16 Reference 1 17 Reference 2 From To Or 7 3 Sponsor Bank Code Folio Scheme Name 18 obile 19 I I agree for the debit of maate processing charges by the bank whom I am authorizing to debit my accounts as per late schedule of charges of the bank. 5 I/We, hereby authorize irae Asset Global Invements Iia Private Limited To ebit (Tick ) SB / CA / CC / SB-NRE / SB-NRO / Other 8 Bank A/c Number 20 Period Until cancelled Name of Cuomers Bank In Wos For ofce use only For ofce use only 21 Signature of the account holder 22 Name of the account holder Signature of the account holder Name of the account holder 6 13 Amount in Figures ` For ofce use only Signature of the account holder Name of the account holder

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