For personal use only

Size: px

Start display at page:

Download "For personal use only"

Rosalyn Cole
5 years ago
Views:

ASX Code: A2M 4 May 2016 ASX Market Release Disclosure of change in substantial holding Please find attached the following disclosure notice for Challenger Limited, released to the NZX on 4 May 2016.

1 ASX Code: A2M 4 May 2016 ASX Market Release Disclosure of change in substantial holding Please find attached the following disclosure notice for Challenger Limited, released to the NZX on 4 May For further information contact: The a2 Milk Company Limited Geoffrey Babidge Managing Director and CEO The a2 Milk Company Limited a2mc is a differentiated, premium company which is building a global business based on unique intellectual property relating to a2 Milk branded dairy and infant formula products. a2mc has operations in Australia, New Zealand, the UK, China and the USA. a2mc is dual listed on the NZX and ASX and trades under the codes ATM and A2M respectively.

2 Disclosure of movement of 1% or more in substantial holding or change in nature of relevant interest, or both Sections 277 and 278, Financial Markets Conduct Act 2013 Note: This form must be completed in accordance with the instructions at the end of the form. To NZX Limited and To The A2 Milk Company Limited (ATM) Relevant event being disclosed: Disclosure of Movement of 1% or more Date of relevant event: 29 April 2016 Date this disclosure made: 4 May 2016 Date last disclosure made: 1 March 2016 Substantial product holder(s) giving disclosure Full name(s): Challenger Limited (ACN ) and the entities listed in Annexure 3. Summary of substantial holding Class of quoted voting products: Ordinary fully and partly paid shares in ATM NZX Summary for Challenger Limited (ACN ) and its. For this disclosure, (a) total number held in class: 52,456,599 (b) total in class: 723,300,065 (c) total percentage held in class: 7.25% For last disclosure, (a) total number held in class: 44,935,101 (b) total in class: 723,300,065 (c) total percentage held in class: 6.21% Details of transactions and events giving rise to relevant event Details of the transactions or other events requiring disclosure: Purchase on market as set out more fully in Annexure 2. Details after relevant event Details for Challenger Limited (ACN ) and the entities listed in Annexure 3. Nature of relevant interest(s): /

3 Challenger Limited is the ultimate holding company of certain subsidiaries that are responsible entities of registered managed investment schemes that have a relevant interest and subsidiaries that have a non-controlling interest in certain boutique investment managers. The boutique investment managers have a relevant interest in the products by virtue of investment management agreements. For that relevant interest: (a) number held in class: 52,456,599 (b) percentage held in class: 7.25% (c) current registered holder(s): See Annexure 1 (d) registered holder(s) once transfers are registered: See Annexure 1 For a derivative relevant interest, also (a) (b) (c) (d) type of derivative: N/A details of derivative: N/A parties to the derivative: N/A if the substantial product holder is not a party to the derivative, the nature of the relevant interest in the derivative: N/A Additional information Challenger Limited is the ultimate holding company of certain subsidiaries that are responsible entities of registered managed investment schemes that have a relevant interest and subsidiaries that have a non-controlling interest in Greencape Capital Pty Limited and Wavestone Capital Pty Limited. Greencape Capital Pty Limited and Wavestone Capital Pty Limited have a relevant interest in the products by virtue of investment management agreements. The relevant agreements need not be attached under regulation 139. Address(es) of substantial product holder(s): Level 2, 5 Martin Place, Sydney NSW Australia 2000 Contact details: Andrew Brown, Company Secretary, Challenger Limited. abrown@challnger.com.au; Telephone Certification I, Andrew John Brown, certify that, to the best of my knowledge and belief, the information contained in this disclosure is correct and that I am duly authorised to make this disclosure by all persons for whom it is made /

4 Annexure 1 Holder of relevant interest Registered holder of securities BNP Paribas Nominees Pty Limited Citicorp Nominees Pty Limited JP Morgan Nominees Australia Pty Ltd National Nominees Limited HSBC Custody Nominees (Australia) Limited UBS Nominees Pty Limited Class and number of securities 1,480,643 (ordinary fully paid shares) 10,880,764 (ordinary fully paid shares) 13,251,703 (ordinary fully paid shares) 11,382,660 (ordinary fully paid shares) 14,071,313 (ordinary fully paid shares) 1,389,516 (ordinary fully paid shares) Total 52,456, /

5 Annexure 2 Transactions: Company Name/Scheme: The a2 Milk Company Limited (ATM NZXS) As at: 29/04/2016 Class of security: Ordinary fully paid Date of Change Holder of relevant interest Nature of Change Consideration Number of Securities Person's Votes Affected Challenger Limited (and its 01/03/2016 entities listed in Annexure 3) Buy 119, ,516 67,516 01/03/2016 as above Buy 82, ,667 46,667 01/03/2016 as above Buy 572, , ,466 01/03/2016 as above Buy 175, ,859 98,859 01/03/2016 as above Buy 153, ,309 86,309 03/03/2016 as above Buy 20, ,500 11,500 08/03/2016 as above Buy 61, ,981 34,981 08/03/2016 as above Buy 68, ,819 39,819 08/03/2016 as above Buy 26, ,200 15,200 08/03/2016 as above Buy 9, ,480 5,480 08/03/2016 as above Buy 14, ,620 8,620 08/03/2016 as above Buy 109, ,655 62,655 08/03/2016 as above Buy 169, ,545 98,545 08/03/2016 as above Buy 44, ,653 25,653 08/03/2016 as above Buy 69, ,347 40,347 08/03/2016 as above Buy 150, ,820 85,820 08/03/2016 as above Buy 231, , ,980 08/03/2016 as above Buy 131, ,132 75,132 08/03/2016 as above Buy 202, , ,168 08/03/2016 as above Buy 76, ,321 44,321 08/03/2016 as above Buy 49, ,179 28,179 17/03/2016 as above Buy 193, , ,639 24/03/2016 as above Buy 1,074, , ,039 31/03/2016 as above Buy 9, ,100 5,100 01/04/2016 as above Buy 13, ,300 7,300 01/04/2016 as above Buy 40, ,300 21,300 01/04/2016 as above Buy 39, ,600 20,600 05/04/2016 as above Buy 20, ,500 10,500 05/04/2016 as above Buy 37, ,800 19,800 06/04/2016 as above Buy 109, ,434 57,434 14/04/2016 as above Buy 88, ,974 46,974 14/04/2016 as above Buy 171, ,252 92,252 14/04/2016 as above Buy 90, ,106 48,106 14/04/2016 as above Buy 175, ,475 94,475 14/04/2016 as above Buy 7, ,928 3,928 14/04/2016 as above Buy 14, ,715 7,715 14/04/2016 as above Buy 17, ,222 9,222 14/04/2016 as above Buy 33, ,110 18,110 14/04/2016 as above Buy 401, , ,887 14/04/2016 as above Buy 207, , ,927 14/04/2016 as above Buy 164, ,395 88,395 14/04/2016 as above Buy 84, ,009 45,009 14/04/2016 as above Buy 284, , ,742 14/04/2016 as above Buy 550, , ,044 14/04/2016 as above Buy 201, , ,798 14/04/2016 as above Buy 389, , ,741 14/04/2016 as above Buy 248, , ,866 14/04/2016 as above Buy 481, , ,973 14/04/2016 as above Buy 239, , ,605 Page 1 of 2

6 Date of Change Holder of relevant interest Nature of Change Consideration Number of Securities Person's Votes Affected 14/04/2016 as above Buy 123, ,483 65,483 14/04/2016 as above Buy 683, , ,574 14/04/2016 as above Buy 352, , ,161 14/04/2016 as above Buy 92, ,494 49,494 14/04/2016 as above Buy 47, ,201 25,201 14/04/2016 as above Buy 180, ,025 97,025 14/04/2016 as above Buy 93, ,404 49,404 14/04/2016 as above Buy 11, ,859 5,859 14/04/2016 as above Buy 21, ,507 11,507 14/04/2016 as above Buy 9, ,295 5,295 14/04/2016 as above Buy 5, ,697 2,697 14/04/2016 as above Buy 5, ,730 2,730 14/04/2016 as above Buy 9, ,361 5,361 14/04/2016 as above Buy 51, ,265 27,265 14/04/2016 as above Buy 99, ,547 53,547 18/04/2016 as above Buy 115, ,224 62,224 18/04/2016 as above Buy 124, ,758 66,758 18/04/2016 as above Buy 19, ,311 10,311 18/04/2016 as above Buy 22, ,089 12,089 18/04/2016 as above Buy 269, , ,716 18/04/2016 as above Buy 110, ,202 59,202 18/04/2016 as above Buy 369, , ,317 18/04/2016 as above Buy 262, , ,160 18/04/2016 as above Buy 322, , ,516 18/04/2016 as above Buy 161, ,580 86,580 18/04/2016 as above Buy 460, , ,296 18/04/2016 as above Buy 62, ,334 33,334 18/04/2016 as above Buy 121, ,069 65,069 18/04/2016 as above Buy 14, ,734 7,734 18/04/2016 as above Buy 6, ,556 3,556 18/04/2016 as above Buy 6, ,556 3,556 18/04/2016 as above Buy 66, ,912 35,912 21/04/2016 as above Buy 22, ,000 12,000 22/04/2016 as above Buy 114, ,867 61,867 29/04/2016 as above Buy 137, ,135 78,135 29/04/2016 as above Buy 24, ,088 14,088 29/04/2016 as above Buy 296, , ,859 29/04/2016 as above Buy 121, ,042 69,042 29/04/2016 as above Buy 406, , ,708 29/04/2016 as above Buy 354, , ,331 29/04/2016 as above Buy 133, ,837 75,837 Page 2 of 2

7 Annexure 3 This is page 1 of 5 of Annexure 3 04/05/2016 Company Name ACN / Company No. Country of Incorporation 255 FINANCE PTY LTD AUSTRALIA ACCURIUM HOLDINGS PTY LTD AUSTRALIA ACCURIUM PTY LTD AUSTRALIA ALLFINE HOLDINGS PTY LTD AUSTRALIA ALPHINITY INVESTMENT MANAGEMENT PTY LTD AUSTRALIA APPIA EUROPE LIMITED ENGLAND/WALES APPIA FINANCE 2 LIMITED ENGLAND/WALES APPIA FINANCE LIMITED ENGLAND/WALES APPIA GROUP LIMITED JERSEY APPIA INVESTMENTS LIMITED ENGLAND/WALES ARDEA INVESTMENT MANAGEMENT PTY LTD AUSTRALIA ARETE INVESTMENT PARTNERS PTY LTD AUSTRALIA BENTHAM ASSET MANAGEMENT PTY LTD AUSTRALIA BLUEZEN PTY LTD AUSTRALIA CDPG AUSTRALIA PTY LIMITED AUSTRALIA CDPG LUXEMBOURG HOLDINGS SARL B LUXEMBOURG CDPG LUXEMBOURG II SARL B LUXEMBOURG CDPG LUXEMBOURG SARL B LUXEMBOURG CDPG MALTA LIMITED C MALTA CESCADE PTY LIMITED AUSTRALIA CFSG HOLDINGS NO 2 (VICTORIA) PTY LIMITED AUSTRALIA CHALLENGER DIRECT PTY LTD AUSTRALIA CHALLENGER DIVERSIFIED PROPERTY DEVELOPMENT PTY LIMITED AUSTRALIA CHALLENGER DPG FRANCE II SAS FRANCE CHALLENGER DPG FRANCE SAS FRANCE CHALLENGER EMERGING MARKET INFRASTRUCTURE FUND PTE. LTD D SINGAPORE CHALLENGER EMERGING MARKET INFRASTRUCTURE FUND, L.P. CAYMAN ISLANDS CHALLENGER FINANCIAL SERVICES PTY LIMITED AUSTRALIA CHALLENGER FM 2 HOLDINGS PTY LIMITED AUSTRALIA CHALLENGER FUNDS MANAGEMENT HOLDINGS PTY LIMITED AUSTRALIA CHALLENGER GROUP HOLDINGS LIMITED AUSTRALIA CHALLENGER GROUP PTY LIMITED AUSTRALIA CHALLENGER GROUP SERVICES (UK) LIMITED ENGLAND/WALES CHALLENGER GROUP SERVICES PTY. LTD AUSTRALIA CHALLENGER HOLDING VAGYONKEZELO KFT HUNGARY CHALLENGER HOME LOAN CORPORATION PTY LTD AUSTRALIA CHALLENGER INVENTORY FINANCE SERVICING PTY LIMITED AUSTRALIA CHALLENGER INVESTMENT SOLUTIONS MANAGEMENT PTY LTD AUSTRALIA CHALLENGER JERSEY I3 LIMITED JERSEY CHALLENGER LBC TERMINALS HOLDING COMPANY LIMITED C41149 MALTA CHALLENGER LBC TERMINALS LIMITED C41150 MALTA CHALLENGER LIFE CDI NOMINEES PTY LTD AUSTRALIA CHALLENGER LIFE COMPANY HOLDINGS PTY LTD AUSTRALIA

8 Annexure 3 This is page 2 of 5 of Annexure 3 04/05/2016 Company Name ACN / Company No. Country of Incorporation CHALLENGER LIFE COMPANY LIMITED AUSTRALIA CHALLENGER LIFE DEBT INVESTMENTS (EUROPE) LIMITED ENGLAND/WALES CHALLENGER LIFE FUND PROPERTY INVESTMENTS PTY LTD AUSTRALIA CHALLENGER LIFE INVESTMENTS UK LIMITED ENGLAND/WALES CHALLENGER LIFE NOMINEES NO.2 PTY LTD AUSTRALIA CHALLENGER LIFE NOMINEES NO.3 PTY LIMITED AUSTRALIA CHALLENGER LIFE NOMINEES PTY LTD AUSTRALIA CHALLENGER LIFE OFFSHORE INVESTMENTS LIMITED JERSEY CHALLENGER LIFE SUBSIDIARY HOLDINGS LTD AUSTRALIA CHALLENGER LIMITED AUSTRALIA CHALLENGER LUXEMBOURG HOLDING NO.1A SARL B LUXEMBOURG CHALLENGER LUXEMBOURG HOLDING NO.1B SARL B LUXEMBOURG CHALLENGER LUXEMBOURG HOLDING NO.2 SARL B LUXEMBOURG CHALLENGER MANAGED INVESTMENTS (INTERNATIONAL) PTY LIMITED AUSTRALIA CHALLENGER MANAGEMENT SERVICES LIMITED AUSTRALIA CHALLENGER MARGIN LENDING PTY LIMITED AUSTRALIA CHALLENGER MBK EMERGING MARKET INFRASTRUCTURE FUND GP LTD WK CAYMAN ISLANDS CHALLENGER MBK FUND MANAGEMENT PTE. LTD M SINGAPORE CHALLENGER MORTGAGE MANAGEMENT PTY LTD AUSTRALIA CHALLENGER NON-CONFORMING FINANCE PTY LTD AUSTRALIA CHALLENGER ORIGINATOR FINANCE PTY LIMITED AUSTRALIA CHALLENGER PROPERTY ASSET MANAGEMENT PTY LTD AUSTRALIA CHALLENGER RETIREMENT AND INVESTMENT SERVICES LIMITED AUSTRALIA CHALLENGER SECURITISATION MANAGEMENT PTY LTD AUSTRALIA CHALLENGER SKYBRIDGE (CAPITAL II) INVESTMENT LLP OC ENGLAND/WALES CHALLENGER SKYBRIDGE (FUND SLP) JERSEY LIMITED JERSEY CHALLENGER SKYBRIDGE (GP HOLDINGS) INVESTMENT LLP OC ENGLAND/WALES CHALLENGER SKYBRIDGE (GROUP) HOLDING COMPANY PTY LTD AUSTRALIA CHALLENGER SKYBRIDGE (HASTINGS) HOLDING COMPANY PTY LTD AUSTRALIA CHALLENGER SKYBRIDGE (HASTINGS) INVESTMENT LLP OC ENGLAND/WALES CHALLENGER SKYBRIDGE FUND (LP) JERSEY LIMITED JERSEY CHALLENGER SPECIAL SERVICING PTY LIMITED AUSTRALIA CHALLENGER SPECIALISED FINANCE NO.2 PTY LTD AUSTRALIA CHALLENGER SPECIALISED FINANCE PTY LTD AUSTRALIA CHALLENGER TREASURY LIMITED AUSTRALIA CHALLENGER UK TERMINALS LIMITED JERSEY CHALLENGER WELCOME BREAK LIMITED JERSEY CHALLENGER WHOLESALE FINANCE HOLDINGS PTY LIMITED AUSTRALIA CHALLENGER WIND HOLDINGS PTY LIMITED AUSTRALIA CLASHFERN INVESTMENTS (UK) LIMITED ENGLAND/WALES CLS US HOLDINGS, LLC UNITED STATES CPHIC INVESTMENTS PTY LTD AUSTRALIA CSPP1 BROADBEACH PTY LTD AUSTRALIA

9 Annexure 3 This is page 3 of 5 of Annexure 3 04/05/2016 Company Name ACN / Company No. Country of Incorporation CSPP1 INVESTMENT COMPANY 1 PTY LIMITED AUSTRALIA CSPP1 MAITLAND PTY LTD AUSTRALIA CSPP1 MAVIS COURT PTY LTD AUSTRALIA EMIF HOLDINGS PTY LTD AUSTRALIA FIDANTE PARTNERS HOLDINGS EUROPE LIMITED ENGLAND/WALES FIDANTE PARTNERS (GUERNSEY) LIMITED GUERNSEY FIDANTE PARTNERS ALPHINITY HOLDINGS PTY LTD AUSTRALIA FIDANTE PARTNERS ARDEA HOLDINGS PTY LTD AUSTRALIA FIDANTE PARTNERS ARETE HOLDINGS PTY LTD AUSTRALIA FIDANTE PARTNERS ASSET MANAGEMENT (EUROPE) LIMITED ENGLAND/WALES FIDANTE PARTNERS BENTHAM HOLDINGS PTY LTD AUSTRALIA FIDANTE PARTNERS EUROPE LIMITED ENGLAND/WALES FIDANTE PARTNERS GP US LLC UNITED STATES FIDANTE PARTNERS HOLDINGS (GUERNSEY) LIMITED GUERNSEY FIDANTE PARTNERS HOLDINGS PTY LIMITED AUSTRALIA FIDANTE PARTNERS INVESTMENT FUNDS PUBLIC LIMITED COMPANY IRELAND FIDANTE PARTNERS KAPSTREAM HOLDINGS PTY LIMITED AUSTRALIA FIDANTE PARTNERS LIMITED AUSTRALIA FIDANTE PARTNERS MERLON HOLDINGS PTY LTD AUSTRALIA FIDANTE PARTNERS METISQ HOLDINGS PTY LTD AUSTRALIA FIDANTE PARTNERS NOVAPORT HOLDINGS PTY LTD AUSTRALIA FIDANTE PARTNERS R&M HOLDINGS PTY LIMITED AUSTRALIA FIDANTE PARTNERS SERVICES LIMITED AUSTRALIA FIDANTE PARTNERS TEMPO HOLDINGS PTY LTD AUSTRALIA FIDANTE PARTNERS US LLC UNITED STATES FIDANTE PARTNERS WAVESTONE HOLDINGS PTY LIMITED AUSTRALIA FIDANTE PARTNERS WHITEHELM HOLDINGS PTY LTD AUSTRALIA FIDANTE PARTNERS WYETREE LIMITED ENGLAND/WALES GASVALPO FINANCE PTY LIMITED AUSTRALIA GASVALPO S.A CHILE GREENCAPE CAPITAL PTY LTD AUSTRALIA GV CAYMAN COMPANY LIMITED OG CAYMAN ISLANDS GV CHILE HOLDING LIMITADA CHILE GV CHILE LIMITADA CHILE GV JERSEY HOLDING COMPANY LIMITED JERSEY GV JERSEY TRUSTEE COMPANY LIMITED JERSEY GV JERSEY TRUSTEE COMPANY NO. 2 LIMITED JERSEY HOWARD COMMERCIAL LENDING PTY LTD AUSTRALIA KUDU INVESTMENT MANAGEMENT LLC UNITED STATES KUDU INVESTMENT PARTNERS I, LP UNITED STATES KUDU INVESTMENTS GP LLC UNITED STATES LANV PTY LTD AUSTRALIA LBC TANK TERMINALS (JERSEY) LIMITED JERSEY

10 Annexure 3 This is page 4 of 5 of Annexure 3 04/05/2016 Company Name ACN / Company No. Country of Incorporation LEASE COLLATERAL NO.2 PTY LTD AUSTRALIA LEASE COLLATERAL PTY LTD AUSTRALIA LEASE FUNDING MANAGEMENT PTY LTD AUSTRALIA MAITLAND NOMINEE HOLDINGS PTY LIMITED AUSTRALIA MAVIS COURT DEVELOPMENT CO PTY LTD AUSTRALIA MAWBURY PTY LIMITED AUSTRALIA MERLON CAPITAL PARTNERS PTY LTD AUSTRALIA METISQ ASIA PACIFIC (EX-JAPAN) EQUITY FEEDER FUND LTD WK CAYMAN ISLANDS METISQ ASIA PACIFIC (EX-JAPAN) EQUITY MASTER FUND LTD WK CAYMAN ISLANDS METISQ CAPITAL HOLDINGS PTY LTD AUSTRALIA METISQ CAPITAL PTY LTD AUSTRALIA METISQ CAPITAL SINGAPORE PTE. LTD. 49G SINGAPORE METISQ LIBRA GREATER CHINA EQUITY FUND LTD. WK CAYMAN ISLANDS MIR GREATER CHINA PTE LTD D SINGAPORE MIR LIBRA CAPITAL MANAGEMENT LTD CAYMAN ISLANDS NOVAPORT CAPITAL PTY LTD AUSTRALIA OAKLANDS HILL PTY LTD AUSTRALIA OAKLANDS HILL WIND FARM PTY LTD AUSTRALIA OIKOS LIMITED ENGLAND/WALES OIKOS STORAGE LIMITED ENGLAND/WALES RESIDENTIAL REAL ESTATE TOTAL RETURN OPPORTUNITIES FUND LTD CAYMAN ISLANDS RESIDENTIAL REAL ESTATE TOTAL RETURN OPPORTUNITIES MASTER FUND L.P CAYMAN ISLANDS SABRAND LIMITED CYPRUS STRUCTURED CREDIT RESEARCH LLP OC ENGLAND/WALES TALAVERA HERRING PTY LIMITED AUSTRALIA TEMPO ASSET MANAGEMENT PTY LTD AUSTRALIA THE LIBERTY GROUP CONSORTIUM PTY LTD AUSTRALIA TLG SERVICES PTY LIMITED AUSTRALIA TLGH PTY LIMITED AUSTRALIA TRE DATA CENTRES CANBERRA PTY LTD AUSTRALIA US LLC HOLDINGS PTY LTD AUSTRALIA US LLC INVESTMENTS LLC UNITED STATES WATERFORD COUNTY PTY LIMITED AUSTRALIA WAVESTONE CAPITAL PTY LTD AUSTRALIA WELCOME BREAK CAYMAN LIMITED FC CAYMAN ISLANDS WELCOME BREAK GROUP HOLDINGS LIMITED FC CAYMAN ISLANDS WELCOME BREAK GROUP LIMITED ENGLAND/WALES WELCOME BREAK HOLDINGS (1) LIMITED ENGLAND/WALES WELCOME BREAK HOLDINGS (2) LIMITED ENGLAND/WALES WELCOME BREAK HOLDINGS LIMITED CAYMAN ISLANDS WELCOME BREAK LIMITED ENGLAND/WALES WELCOME BREAK NO.1 LIMITED ENGLAND/WALES WELCOME BREAK NO.2 LIMITED ENGLAND/WALES

11 Annexure 3 This is page 5 of 5 of Annexure 3 04/05/2016 Company Name ACN / Company No. Country of Incorporation WELCOME BREAK NO.3 LIMITED ENGLAND/WALES WELCOME BREAK SERVICES LIMITED ENGLAND/WALES WHITEHELM CAPITAL PTY LTD AUSTRALIA WYETREE FUNDS PLC IRELAND

For personal use only

For personal use only Notice by Challenger Limited (and associates) required pursuant to a Corporations Act Section 259C(2) Exemption To: Company Announcements ASX Limited Shareholder Name of shareholder: Challenger Limited