(Company s Full Name) 7 T H F L O O R C G B U I L D I N G A G U I R R E S T R E E T L E G A S P I V I L L A G E M A K A T I C I T Y

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1 P W R O X A S A N D C O M P A N Y, I N C. ( F O R M E R L Y C A D P G R O U P C O R P O R A T I O N ) (Company s Full Name) 7 T H F L O O R C G B U I L D I N G A G U I R R E S T R E E T L E G A S P I V I L L A G E M A K A T I C I T Y (Business Address: No. of Street City/Town/Province) ATTY. FRITZIE P. TANGKIA FABRICANTE _Sept. 30 Month Day Fiscal Year General Information Sheet (2011) Form Type Month Day Annual Meeting Secondary License Type, If Applicable Department Requiring this Document Amended Articles Number/Section Total Amount of Borrowings 3,523 Total No. of Stockholders Domestic Foreign TO BE ACCOMPLISHED BY SEC PERSONNEL CONCERNED \ File Number LCU Document I.D. Cashier S T A M P S Remarks = pls. Use black ink for scanning purposes

3 SUGAR GROUP Subsidiary/Affiliate SEC Registration No. Address Roxas Holdings, Inc. PW 15 6F CGB, 101 Aguirre St., Legaspi Central Azucarera Don Pedro, Inc. A F CGB, 101 Aguirre St., Legaspi Central Azucarera De La Carlota, Inc. CS F CGB, 101 Aguirre St., Legaspi Roxol Bionergy Corp. CS Brgy. Nagasi, La Carlota City Negros Occidental Najalin Agri Ventures, Inc CAC Compound, La Carlota City, Negros Occidental Jade Orient Management Services, Inc F CGB, 101 Aguirre St., Legaspi CADP Farms Services, Inc. A F CGB, 101 Aguirre St., Legaspi CADP Insurance Agency, Inc. A F CGB, 101 Aguirre St., Legaspi CADP Port Services, Inc. CS F CGB, 101 Aguirre St., Legaspi CADP Consultancy Services, Inc. A F CGB, 101 Aguirre St., Legaspi Roxas Power Corporation C Units 1 & 2, Landing Commercial Building, J.P. Laurel Street Nasugbu, Batangas REAL ESTATE Subsidiary/Affiliate SEC Registration No. Address Roxaco Land Corporation F CGB, 101 Aguirre St., Legaspi United Ventures Corporation Nasugbu, Batangas Fuego Development Corporation A rd Floor, Centermall Bldg., Pres. Ave., BF Homes Sucat, Paranaque Fuego Land Corporation A rd Floor, Centermall Bldg., Pres. Ave., BF Homes Sucat, Paranaque Roxaco ACM Development Corporation A th / 5 th Floor, CSJ Bldg., 105 Aguirre St., Legaspi Roxaco Commercial Properties A F CGB, 101 Aguirre St., Legaspi Club Punta Fuego, Inc. A Balaytiguez, Nasugbu, Batangas Brightnote Assets Corporation (formerly Batangas Assets Corporation) A th Floor, BPI Bldg., Ayala Avenue corner Paseo de Roxas, Makati City Fuego Hotels and Properties Management Corporation OTHERS CS th Floor, Corporate Center Bldg., 139 Valdez St., Salcedo Village Makati Cioty Nasugbu Feeds Corporation A F CGB, 101 Aguirre St., Legaspi

4 ==================================== PLEASE PRINT LEGIBLY ================================== CORPORATE NAME: ROXAS AND COMPANY, INC. AUTHORIZED CAPITAL STOCK TYPE OF SHARES * SHARES CAPITAL STRUCTURE COMMON 3,375,000, PAR/STATED VALUE (No. of shares X Par/Stated Value) 3,375,000, SUBSCRIBED CAPITAL F I L I P I N O VARIOUS NO. OF STOCK- HOLDERS TYPE OF SHARES * 3,375,000,000 P SHARES SHARES IN THE HANDS OF THE PUBLIC ** PAR/STATED VALUE 3,375,000, OWNERSHIP COMMON 2,116,763, ,901, ,116,763, % F O R E I G N (INDICATE BY NATIONALITY ) NO. OF STOCK- HOLDERS 2,116,763,527 2,116,763, SHARES IN PAR/STATED TYPE OF SHARES * THE HANDS SHARES VALUE OWNERSHIP OF THE PUBLIC ** VARIOUS COMMON 795,122, ,542, ,122, % Percentage of Foreign Equity : 27.31% PAID-UP CAPITAL F I L I P I N O VARIOUS NO. OF STOCK- HOLDERS TYPE OF SHARES * 795,122, ,122, % SUBSCRIBED P 2,911,885, SHARES PAR/STATED VALUE OWNERSHIP COMMON 2,116,763, ,116,763, % F O R E I G N (INDICATE BY NATIONALITY ) NO. OF STOCK- HOLDERS TYPE OF SHARES * 2,116,763,527 P 2,116,763, SHARES PAR/STATED VALUE OWNERSHIP VARIOUS COMMON 795,122, ,122, % 795,122,343 P 795,122, PAID-UP P 2,911,885, NOTE: USE ADDITIONAL SHEET IF NECESSARY * Common, Preferred or other classification ** Other than Directors, Officers, Shareholders owning 10% of outstanding shares. GIS_STOCK (v.2005) Page 2

5 ================================ PLEASE PRINT LEGIBLY ================================ CORPORATE NAME: ROXAS AND COMPANY, INC. NAME, NATIONALITY AND CURRENT RESIDENTIAL ADDRESS INSTRUCTIONS: D I R E C T O R S / O F F I C E R S INC'R BOARD STOC K HOLD ER OFFICER EXEC. COMM. TAX IDENTIFICATION NO. (TIN) FOR S or PASSPORT NO. FOR FOREIGNERS 1. PEDRO E. ROXAS/ N C Exec. Chairman / Y C/M Pres. & CEO N/C 2. ANTONIO J. ROXAS/ N M Y N/A N/M BEATRIZ OLGADO ROXAS/SPANISH N M Y N/A NA CARLOS ANTONIO R. ELIZALDE/ N M Y N/A NA THE PEAK 107 LEVISTE ST. SALCEDO VILL. MAKATI 5. RAMON Y. DIMACALI/ N I Y N/A A/C F PACIFIC STAR BLDG. SEN. GIL PUYAT AVE. COR. C/M N/M MAKATI AVE. 6. FRANCISCO JOSE R. ELIZALDE/ N M Y N/A A/M THE PEAK 107 LEVISTE ST. SALCEDO VILL. MAKATI 7. EDUARDO R. AREILZA/SPANISH N M Y N/A A/M Passport No. BA Spain/Valid until 01/03/ GUILLERMO D. LUCHANGCO/ N I Y N/A C/C TAMARIND ROAD, DASMARINAS VILLAGE, 9. RENATO C. VALENCIA/ N M Y N/A NA UNIT 610 PSE, PLAZA TOWER ONE, AYALA TRIANGLE, AYALA AVE., 10. PETER D. BAROT/ N N/A N CORP. N/A /F LIBERTY CENTER, 104 H.V. DELA COSTA ST. SEC. SALCEDO VILLAGE, 11. FRITZIE P. TANGKIA-FABRICANTE/ N N/A N ASST. CORP. N/A SEC. 12. SINDULFO L. SUMAGANG/ N N/A N VP & CFO N/A Treasurer Risk Management Officer FOR BOARD COLUMN, PUT "C" FOR CHAIRMAN, "M" FOR MEMBER, "I" FOR INDEPENDENT DIRECTOR. FOR INC'R COLUMN, PUT "Y" IF AN INCORPORATOR, "N" IF NOT. FOR STOCKHOLDER COLUMN, PUT "Y" IF A STOCKHOLDER, "N" IF NOT. FOR OFFICER COLUMN, INDICATE PARTICULAR POSITION IF AN OFFICER, FROM VP UP INCLUDING THE POSITION OF THE TREASURER, SECRETARY, COMPLIANCE OFFICER AND/OR ASSOCIATED PERSON. FOR EXECUTIVE COMMITTEE, INDICATE "C" IF MEMBER OF THE COMPENSATION COMMITTEE; "A" FOR AUDIT COMMITTEE; "N" FOR NOMINATION AND ELECTION COMMITTEE. ADDITIONALLY WRITE "C" AFTER SLASH IF CHAIRMAN AND "M" IF MEMBER. GIS_STOCK (v.2005) Page 3

6 ================================ PLEASE PRINT LEGIBLY ================================ CORPORATE NAME: ROXAS AND COMPANY, INC. STOCKHOLDERS: 3,523 NO. OF STOCKHOLDERS WITH 100 OR MORE SHARES EACH: ASSETS BASED ON LATEST AUDITED FINANCIAL STATEMENTS: P20,654,087, (As of 30 September 2011) STOCKHOLDER'S INFORMATION NAME, NATIONALITY AND CURRENT RESIDENTIAL ADDRESS TYPE NUMBER SHARES SUBSCRIBED AMOUNT (PhP) OWNER- SHIP AMOUNT PAID (PhP) 1. ANTONIO J. ROXAS C 643,945, ,945, % 643,945, TAX IDENTIFICATION NO. (TIN) FOR S or PASSPORT NO. FOR FOREIGNERS ,945, ,945, SPCI HOLDINGS, INC. C 642,779, ,779, % 642,779, THE PEAK, 107 LEVISTE ST., SALCEDO VILLAGE, 642,779, ,779, PESAN HOLDINGS, INC.* C 340,527, ,527, % 340,527, F CG BLDG., 101 AGUIRRE ST., LEGASPI VILL. MAKATI 340,527, ,527, HSBC OBO Manila C 273,234, ,234, % 273,234, NOT ON FILE British National 7F HSBC Centre, 3058 Fifth Ave. West, Bonifacio Global City 273,234, ,234, PILAR O. ROXAS C 262,706, ,706, % 262,706, ,706, ,706, MARTA ROXAS OLGADO C 258,180, ,180, % 258,180, SPANISH 258,180, ,180, BEATRIZ ROXAS OLGADO C 257,579, ,579, % 257,579, SPANISH 257,579, ,579, AMOUNT OF SUBSCRIBED CAPITAL AMOUNT OF PAID-UP CAPITAL INSTRUCTION: SPECIFY THE TOP 20 STOCKHOLDERS AND INDICATE THE REST AS OTHERS Note: For PDTC Nominee included in the list, please indicate further the beneficial owners owning more than 5% of any class of the company's voting securities. Attach separate sheet, if necessary. *Mr. Pedro E. Roxas is the controlling stockholder of Pesan Holdings, Inc. In total, Mr. Pedro E. Roxas owns, directly and indirectly, 536,681,945 RCI shares reresenting 18.43% of the suscribed capital stock. GIS_STOCK (v.2005) Page 4

7 ==================================== PLEASE PRINT LEGIBLY ================================== CORPORATE NAME: ROXAS AND COMPANY, INC. STOCKHOLDERS: 3,523 NO. OF STOCKHOLDERS WITH 100 OR MORE SHARES EACH: ASSETS BASED ON LATEST AUDITED FS: P20,654,087, (As of 30 September 2011) STOCKHOLDER'S INFORMATION NAME, NATIONALITY AND CURRENT RESIDENTIAL ADDRESS TYPE NUMBER AMOUNT (PhP) OWNER- SHIP 8. PEDRO E. ROXAS C 194,120, ,120, % 7F CG BLDG., 101 AGUIRRE ST., LEGASPI VILL., SHARES SUBSCRIBED 194,120, ,120, AMOUNT PAID (PhP) TAX IDENTIFICATION NO. (TIN) FOR S or PASSPORT NO. FOR FOREIGNERS 194,120, PCD NOMINEE CORPORATION C 8,320,330 8,320, % 37F TOWER 1 ENTERPRISE CENTER AYALA AVENUE 8,320,330 8,320, ,320, RIZAL COMMERCIAL BANKING CORP. C 3,048,161 3,048, % 3,048, SEN. GIL PUYAT AVE. 3,048,161 3,048, ANTONIO ROXAS CHUA C 2,379,610 2,379, % 6F LEGASPI TOWERS 200 PASEO DE ROXAS 2,379,610 2,379, ,379, DECEASED 12. MARI CARMEN ROXAS DE ELIZALDE C 1,361,241 1,361, % 7F CG BLDG., 101 AGUIRRE ST., LEGASPI VILL., MAKATI 1,361,241 1,361, ,361, SANTIAGO R. ELIZALDE C 1,210,930 1,210, % 7F CG BLDG., 101 AGUIRRE ST., LEGASPI VILL., MAKATI 1,210,930 1,210, FRANCISCO JOSE R. ELIZALDE C 1,203,013 1,203, % 1,203, THE PEAK, 107 LEVISTE ST., SALCEDO VILLAGE, 1,203,013 1,203, ,210, AMOUNT OF SUBSCRIBED CAPITAL AMOUNT OF PAID-UP CAPITAL INSTRUCTION: SPECIFY THE TOP 20 STOCKHOLDERS AND INDICATE THE REST AS OTHERS Note: For PDTC Nominee included in the list, please indicate further the beneficial owners owning more than 5% of any class of the company's voting securities. Attach separate sheet, if necessary. GIS_STOCK (v.2005) Page 5

8 ==================================== PLEASE PRINT LEGIBLY ================================== CORPORATE NAME: ROXAS AND COMPANY, INC. STOCKHOLDERS: 3,523 NO. OF STOCKHOLDERS WITH 100 OR MORE SHARES EACH: ASSETS BASED ON LATEST AUDITED FS: P20,654,087, (As of 30 September 2011) STOCKHOLDER'S INFORMATION SHARES SUBSCRIBED TAX IDENTIFICATION NO. (TIN) FOR NAME, NATIONALITY AND AMOUNT PAID AMOUNT S or CURRENT RESIDENTIAL ADDRESS TYPE NUMBER OWNER- (PhP) (PhP) PASSPORT NO. FOR SHIP FOREIGNERS 15. CARLOS R. ELIZALDE C 1,200,320 1,200, % 1,200, THE PEAK, 107 LEVISTE ST., SALCEDO VILLAGE, 1,200,320 1,200, CENTRAL AZUCARERA DELA CARLOTA C 1,178,400 1,178, % RETIREMENT TRUST FUND PHILIPPINE NATIONAL 6F CG BLDG., 101 AGUIRRE ST., LEGASPI VILLAGE, 1,178,400 1,178, EQUITABLE SECURITIES FAO IÑIGO ELIZALD C 933, , % 6F LEGASPI TOWERS 200 PASEO DE ROXAS 933, , SEVERO A. TUASON & COMPANY, INC. C 537, , % NOT ON FILE 537, , DOLORES TEUS DE M. VARA DE REY C 488, , % NOT ON FILE 488, , CONCEPCION TEUS VDA. DE M. VARA DE RE C 445, , % NOT ON FILE 445, , OTHERS C 16,505,412 16,505, % 1,178, , , NOT ON FILE 488, NOT ON FILE 445, NOT ON FILE 16,505, ,505,412 16,505, AMOUNT OF SUBSCRIBED CAPITAL 2,911,885, AMOUNT OF PAID-UP CAPITAL 2,911,885, INSTRUCTION: SPECIFY THE TOP 20 STOCKHOLDERS AND INDICATE THE REST AS OTHERS Note: For PDTC Nominee included in the list, please indicate further the beneficial owners owning more than 5% of any class of the company's voting securities. Attach separate sheet, if necessary. GIS_STOCK (v.2005) Page 6

9 CORPORATE NAME: PLEASE PRINT LEGIBLY ROXAS AND COMPANY, INC. 1. INVESTMENT OF CORPORATE FUNDS IN ANOTHER CORPORATION 1.1 STOCKS DATE OF BOARD RESOLUTION BONDS/COMMERCIAL PAPER (Issued by Private Corporations) LOANS/ CREDITS/ ADVANCES GOVERNMENT TREASURY BILLS OTHERS 2. INVESTMENT OF CORPORATE FUNDS IN ACTIVITIES UNDER ITS SECONDARY PURPOSES (PLEASE SPECIFY:) DATE OF BOARD RESOLUTION DATE OF STOCKHOLDERS RATIFICATION 3. TREASURY SHARES NO. OF SHARES % AS TO THE NO. OF SHARES ISSUED NA 4. UNRESTRICTED/UNAPPROPRIATED RETAINED EARNINGS AS OF END OF LAST FISCAL YEAR: P1,058,092, DIVIDENDS DECLARED DURING THE IMMEDIATELY PRECEDING YEAR: TYPE OF DIVIDEND DATE DECLARED CASH 5.2 CASH 5.3 PROPERTY ADDITIONAL SHARES ISSUED DURING THE PERIOD: DATE NO. OF SHARES 0.00 AMOUNT SECONDARY LICENSE/REGISTRATION WITH SEC AND OTHER GOV'T AGENCY: NAME OF AGENCY: SEC B S P TYPE OF LICENSE/REGN. N/A DATE ISSUED: I C DATE STARTED OPERATIONS: ANNUAL COMPENSATION OF DIRECTORS DURING THE PRECEDING FISCAL YEAR (in PhP) P30, NO. OF OFFICERS 3 NO. OF RANK & FILE EMPLOYEES 3 MANPOWER COMPLEMENT 3 NOTE: USE ADDITIONAL SHEET IF NECESSARY *For the Short Period July-September For the fiscal year, July 2010-June 2011, the total compensation received by the directors was P510, GIS_STOCK (v.2005) Page 7

(Company s Full Name) 7 T H F L O O R C G B U I L D I N G A G U I R R E S T R E E T L E G A S P I V I L L A G E M A K A T I C I T Y

P W 0 0 0 0 0 8 3 4 R O X A S A N D C O M P A N Y, I N C. ( F O R M E R L Y C A D P G R O U P C O R P O R A T I O N ) (Company s Full Name) 7 T H F L O O R C G B U I L D I N G 1 0 1 A G U I R R E S T R