Simplified Investments

Transcription

1 EBL Edelweiss Broking Limited Simplified Investments ACCOUNT OPENING FORM (RESIDENT INDIVIDUALS ONLY) Edelweiss Broking Limited For Trading and Demat Account

2 Form No. Client Name Type of Account TRADING CODE DEMAT ID Trading + Demat Only Demat NA Section to be updated by BRANCH / FRONTEND team TRADING Branch Name TRADING Branch Code DEMAT Branch Name DEMAT Branch Code TEAM (please tick correct option below) MA-EFA MA-EBL HNI GWM Others For DIRECT CLIENT Accounts ARM SRM Dealer CSO Employee Code Employee Name For SB / INDIRECT CLIENT Accounts SB details to be updated SB NAME SB CODE Branch operations Employee Code Employee Name Date of Maker entry BRANCH Section to be updated by OPERATIONS / ACCOUNT OPENING Branch operations Employee Code Employee Name Date of Maker entry Acop Team MAKER entry Acop Team CHECKER entry Post Account Opening Processes Date Name Emp Code Concurrent Audit Scanning KRA

3 Edelweiss Broking Limited Registered Office : Unit No , 8th floor, Abhishree Avenue, Nagar Nagar, Ambawadi, Ahmedabad Contact at / Fax : Correspondence Office Address : Edelweiss House, Off C.S.T Road, Kalina, Mumbai Contact at Customer Care : or write to us at helpdesk@edelweiss.in and Website : Investor grievance resolution team: Broking services offered by Edelweiss Broking Limited under SEBI Registration No.: INZ (Member of NSE, BSE and MSEI) Depository participant with NSDL having SEBI registration no : IN-DP-NSDL and DP ID : IN and IN Depository participant with CDSL having DP ID Name of the Compliance Officer for Trading & DP - Mr. Brijmohan Bohra. Tel / (022) / IDs: complianceofficer.ebl@edelweissfin.com for Trading & ebl.dpcompliance@edelweissfin.com. for DP In case not satisfied with the response, please contact CDSL, at complaints@cdslindia.com or Phone No. (022) NSE BSE MSE ID ignse@nse.co.in is@bseindia.com investorcomplaints@mse.in Phone No , Ext ICONS FOR ILLUSTRATION S T Signature of Client Second Holder Third Hplder G W AS Guardian Witness Authorised Signatory V02/JAN/2018

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5 Message from Team Edelweiss Dear Customer, We are happy that you have chosen us as your investment partner. We at Edelweiss aim at enhancing experience and simplifying processes for our customers. This Account Opening Form is another step towards the very aim - making the process of entering a new financial relationship easier. We take pleasure and pride in introducing this Account Opening form as one of the shortest and simplest in the industry. Now, opening a trading account with us takes a few minutes only, leaving you more time to interact with our representative and clarify any doubts or queries that you may have. We also request you to go through the Terms and Conditions booklet which will be appended with your KYC. This booklet covers the details of your relationship with us and helps you become an informed investor. With this, we also urge you to write to us on - helpdesk@edelweiss.in for trading and on dpservicesebl@edelweiss.in for demat account issues, queries or feedback. We will be glad to hear from you. Your trusted advisor always. Warm Regards, Team Edelweiss V02/JAN/2018

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7 INDEX FOR EBL TRADING AND CDSL DEMAT ACCOUNT Sr. No. Name of the Document Brief Significance of the Document MANDATORY SECTION IN KYC AS PRESCRIBED BY SEBI, DEPOSITORIES AND EXCHANGE Account Opening Form - Trading & Demat Account related details Tariff Sheet Demat Tariff Sheet Trading Financial Status and other details Power of Attorney CKYC Form - Document captures the basic information about the constituent Additional KYC Form - Document captures the additional information about the constituent relevant to Trading and Demat account Declaration for opening Trading and Demat Account along with acceptance of KYC Document Booklet Document detailing the tariff/charges levied on Client Document detailing the rate/amount of brokerage and other charges levied on the client for trading on the stock exchange(s) Financial Status and Other Details as per Prevention of Money Laundering Act, 2002 (PMLA) VOLUNTARY SECTION IN KYC Authorisation by Client Page No. 6. Voluntary Authorizations a. For Running Account maintenance b. For receiving ECN and any documents / communications in electronic form from Stock Broker and Depository Participant c. For debiting various Depository charges d. For sharing of Data and Information SMS and alerts Request for SMS and alerts from Stock Exchange/s and Stock Brokers Fatca Declaration FATCA Annexure for Individual Accounts (including sole proprietor) SEBI MTF Consent SEBI Margin Trading Facility for Clients MFSS Consent Consent letter for dealing in Mutual Funds ( BSE Star MF / MFSS) Mandate Instruction Form Mandate Instruction Form Instructions Checklist VOLUNTARY & MANDATORY SECTION IN BOOKLET Instructions and Checklist for filling the KYC form Instructions for CKYC Instructions for filling CKYC form Instructions for FATCA Instructions for filling FATCA form Anti-Money Laundering (AML) Understanding for clients about Anti Money Laundering (AML) provisions Rights and Obligations Stock Broker Document stating the Rights & Obligations of Stock Broker / trading member, Sub-Broker and client for trading on exchanges (including additional rights & obligations in case of internet / wireless technology based trading) Risk Disclosure Documents (RDD) Document detailing risk associated with dealing in the securities market Guidance Note Document detailing do s and don ts for trading on exchange, for the education of the investors Policies and Procedures Document describing significant policies and procedures of the Stock Broker Rights & Obligations Demat Rights & Obligations of Beneficial Owner & Depository Participant as prescribed by SEBI & Depositories Terms and Conditions (Voluntary) General Terms & Conditions w.r.t. Trading Terms and Conditions for SMS and alerts General Terms & Conditions w.r.t. SMS and alerts from Stock Exchanges and Stock Brokers General Information General Information about Depository Participant - Demat 75 V02/JAN/2018

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9 CENTRAL KYC REGISTRY Know Your Customer (KYC) Application Form Individual Important Instructions: A) Fields marked with '*' are mandatory fields E) List of State / U.T code as per Indian Motor Vehicle Act, 1988 is available at the end. B) Please fill the form in English and in BLOCK letters. F) List of two character ISO 3166 country codes is available at the end. C) Please fill the date in DD-MM-YYYY format. G) KYC number of applicant is mandatory for update application. D) Please read section wise detailed guidelines / instructions H) For particular section update, please tick ( ) in the box available before the at the end. section number and strike off the sections not required to be updated. For office use only (To be filled by financial institution) Application Type* New Update KYC Number (Mandatiry for KYC update request) Account Type* Normal Simplified (for low risk customers) Small UCC Code allotted to the Client: DP Name DP Internal Reference No. NSDL/CDSL Beneficiary Name DP ID BO ID 1. PERSONAL DETAILS (Please refer instruction A at the end) Name* (Same as ID proof) Prefix First Name Middle Name Last Name Maiden Name (If any*) Father / Spouse Name* Mother Name* Date of Birth* *Aadhar No. (UID) PAN No. Gender* M- Male F- Female T-Transgender Marital Status* Married Unmarried Others Citizenship* Residential Status* IN-Indian Resident Individual Others (ISO 3166 Country Code ) Non Resident Indian Signature / Thumb Impression Foreign National Person of Indian Origin 1 Occupation Type* S-Service ( Private Sector Public Sector Government Sector ) Signature of Client O-Others ( B-Business Professional Self Employed Retired Housewife Students ) X- Not Categorised 2. TICK IF APPLICABLE RESIDENCE FOR TAX PURPOSES IN JURISDICTION(S) OUTSIDE INDIA (Please refer instruction B at the end) ADDITIONAL DETAILS REQUIRED* Mandatory only if section 2 is ticked) ISO 3166 Country Code of Jurisdiction of Residence* Tax Identification Number or equivalent (if issued by jurisdiction)* Place / City of Birth* ISO 3166 Country Code of Birth* 1 V02/JAN/2018

10 3. PROOF OF IDENTITY (PoI)* (Please refer instruction C at the end) (Certified copy of any one of the following Proof of Identity[Pol] needs to be submitted) A - Passport Number B - Voter ID Card C - PAN Card D - Driving Licence E - Aadhar (UID) F - NREGA Job Card Z - Others (any document notified by the central government) S - Simplified Measures Account - Document Type code Passport Expiry Date Driving Licence Expiry Date Identification Number Identification Number Specify proof of address submitted for Correspondence/Local address 4. PROOF OF ADDRESS (PoA)* 4.1 CURRENT I PERMANENT / OVERSEAS ADDRESS DETAILS (Please see instruction D at the end) (Certified copy of any one of the following Proof of Address [PoA] needs to be submitted) Address Type* Proof of Address* Address Line 1* Line 2 Line 3 Residential / Business Passport Residential Driving Licence Simplified Measures Account - Document Type code Business *UID (Aadhaar) Registered Office Voter Identity Card Others City / Town / Village* Unspecified NREGA Job Card District* Pin / Post Code* State / U.T. Code* ISO 3166 Country Code* Specify proof of address submitted for Permanent/Overseas address 5. CORRESPONDENCE / LOCAL ADDRESS DETAILS* (Please see instruction E at the end) Same as Current / Permanent / Overseas Address details Line 1* Line 2 Line 3 City / Town / Village* District* Pin / Post Code* State / U.T. Code* ISO 3166 Country Code* Specify proof of address submitted for Correspondence/Local address 6. *ADDRESS IN THE JURISDICTION DETAILS WHERE APPLICANT IS RESIDENT OUTSIDE INDIA FOR TAX PURPOSES (Applicable if section 2 is ticked) Line 1* Same as Current / Permanent / Overseas Address details Same as Correspondence I Local Address details Line 2 Line 3 City / Town / Village* State ZIP / Post Code* ISO 3166 Country Code* 2 V02/JAN/2018

11 Tel. (Off ) FAX 7. CONTACT DETAILS (All communications will be sent on provided Mobile no. / ( Id) (Please refer instruction F at the end) I S D S T D I S D S T D Tel. (Res.) Mobile I S D S T D I S D S T D ID 8. DETAILS OF RELATED PERSON (In case of additional related persons, please fill 'Annexure B1') (please refer instruction G at the end) Addition of Related Person Deletion of Related Person KYC Number of Related Person (if available*) Related Person Type* Guardian of Minor Assignee Authorized Representative Prefix First Name Middle Name Last Name (If KYC number and name are provided, below details of section 6 are optional) Tel. (Off) PROOF OF IDENTITY [Pol] OF RELATED PERSON* (Please see instruction (H) at the end) A - Passport Number B - Voter ID Card C - PAN Card D - Driving Licence E - *UID (Aadhaar) F - NREGA Job Card Z - Others (any document notified by the central government) S - Simplified Measures Account - Document Type code Passport Expiry Date Driving Licence Expiry Date Identification Number Identification Number 9. REMARKS (if any) 10. APPLICANT DECLARATION I hereby declare that the details fumished above are true and correct to the best of my knowledge and belief and I undertake to inform you of any changes therein, immediately. In case any of the above information is found to be false or untrue or misleading or misrepresenting, I am aware that I may be held liable for it. I hereby consent to receiving information from Central KYC Registry through SMS/ on the above registered number / address. Date : Place : 2 Signature of Client / Thumb Impression of Applicant 3 V02/JAN/2018

12 11. ATTESTATION / FOR OFFICE USE ONLY Originals verified and Self attested /certified Document copies received Details KYC Verification& Documents verified with Original carried out by Client Interviewed By In person Verification done by Name of the Employee Employee Code Designation of the Employee Date Signature 12. INSTITUTION DETAILS Name Code [Institution Stamp] AS Signature of Authorised Signatory 4 V02/JAN/2018

13 Type of Account - Sub Status Individual Resident Individual-Director Individual Director s Relative Individual HUF / AOP Individual Promoter Minor Individual Margin Trading A/C (MANTRA) Others (specify) Other Details Gross annual income range p.a. Below Rs. 1 Lac Rs. 1-5 Lac Rs Lac Rs Lac OR Rs. 25 Lac -1 Crore 1 Crore-5 Crore < 5 Crore Net-worth in Rs (Net worth should not be older than 1 year) as on D D M M Y Y Y Y Occupation Private Sector Service Public Sector Government Service Business Agriculturist Retired Housewife Student Professional Others (Please specify) Please tick if applicable Politically Exposed Person (PEP) Related to a Politically Exposed Person (RPEP) None Any other other information I wish to receive the standard account opening documents i.e :- Rights & Obligations (Stock Broker and Depository Participant), Uniform Risk Disclosure Documents and guidance note detailing Do s and Dont s in the below mentioned mode :- Electronic Physical Additional Details Whether you wish to receive physical contract note or Electronic Contract Note (ECN)/Statement of A/c please specify : Physical Specify your Id, if applicable : Number of years of Investment / Trading experience : Whether you wish to avail of the facility of Internet Trading/Wireless Technology (please specify) : Yes No Any other information : DP Account(s) Details Depository Name: Beneficiary Name Past Actions Details of any action/proceedings initiated/pending/ taken by SEBI/ Stock Exchange/any other authority against the applicant/constituent or its partners/ promoters/whole time directors/authorized persons in charge of dealing in securities during the last 3 years: Yes No If yes, provide details: In case, client does not have a DP Account, this column may not be filled in. NSDL CDSL DP ID Beneficiary ID (BO ID) Depository Participant Name (strike off, if not applicable) Electronic (strike off, if not applicable) Dealings through Sub Brokers and Other Stock Brokers Details of disputes/dues pending from/to such Stock Broker/Sub-Broker : If client is dealing through the Sub-Broker, provide the following details: Sub-Broker s name : SEBI Registration number : Registered Office Address : Phone : Fax : Website : Whether dealing with any other Stock Broker/Sub-Broker (if case dealing with multiple Stock Brokers/Sub-Brokers, provide details of all) Name of Stock Broker Name of Sub-Broker, if any Client Code Exchange Trading Preferences NSE Cash F&O CDS Please sign in the relevant boxes where you wish to trade. Please strike-off the segment not chosen by you BSE Cash F&O CDS MUTUAL FUND Cash F&O CDS MSE ( s t r i k e o f f, i f n o t a p p l i c a b l e ) In future, if you wish to trade on any new segment / exchange, please submit a duly signed authorisation / letter to us. Please sign here if you are choosing all the segments :- Signature of Client 3 5 V02/JAN/2018

14 I request you to open a Demat Account with Edelweiss Broking Ltd. Sole / First Holders Name : Pan No. : *UID No. : Type of Account Individual Resident Individual-Director Individual Director s Relative Individual HUF / AOP Individual Promoter Minor Individual Margin Trading A/C (MANTRA) Others (specify) Details of the Guardian (In case the account holder is minor) Guardians Name Relationship with the applicant PAN Signature of Client 4 Introducer Detail - Optional Name of the Introducer Surname First Name Middle Name Status of the Introducer Sub-broker Authorized Person Existing Client Other (please specify) Address of the Introducer Phone No. of the Introducer Signature of the Introducer I Bank Account(s) Details Account Type Saving Current Bank Name (throuh whish transactions will be routed Bank Account No. Branche Address Pin IFSC Code: MICR No.: NEFT Code: Bank Account(s) Details Account Type Bank Name (throuh whish transactions will be routed Bank Account No. Optional Saving Current Branche Address Pin IFSC Code: MICR No.: NEFT Code: 6 V02/JAN/2018

15 Standing Instructions EBL I/We instruct the DP to receive each and every credit in my / our account (If not marked, the default option would be 'Yes') (Automatic Credit) Yes No Account Statement Requirement As per SEBI Regulation Daily Weekly Fortnightly Monthly I/We request you to send Electronic Transaction-cum-Holding Statement at the ID Yes No I/ We would like to share the ID with the RTA I / We would like to receive the Annual Report (Tick the applicable box. If not marked the default option would be in Physical ) I / We would like to instruct the DP to accept all the pledge instructions in my /our account without any other further instruction from my/our end ( If not marked, the default option would be No ) Account to be opened through Power of Attorney (POA) Yes No Physical Electronic Both Physical & Electronic Yes No Yes No I/We wish to receive dividend / interest directly in to my bank account as given in SARAL AOF through ECS. (If not marked, the default option would be 'Yes') [ECS is mandatory for locations notified by SEBI from time to time.] Yes No Clearing Member Details (To be filled by CMs only) Name of Stock Exchange Clearing Member Id Whether DP a/c is to be opened with the same intermediary Yes No Name of CC / CH Trading member ID SMS Alert Faciliy Refer to Terms & Conditions given as annexure MOBILE NO. +91 (Mandatory, if you are giving Power of Attorney (POA) (if POA is not granted & you do not wish to avail of this facility, cancel this option. Yes No Transactions Using Secured Texting Facility (TRUST). Refer to Terms and Conditions as Annexure I wish to avail the TRUST facility using the Mobile number registered for SMS Alert Facility. I have read and understood the Terms and Conditions prescribed by CDSL for the same I/We wish to register the following clearing member IDs under my/our below mentioned BO ID registered for TRUST Stock Exchange Name/ID Clearing Member Name Clearing Member ID (Optional) Yes No Easi To register for Easi, please visit our website Easi allows a BO to view his ISIN balances, transactions and value of the portfolio online Yes No 5 Signature of Client 7 V02/JAN/2018

16 Nomination Registration No. Nomination Details Dated D D M M Y Y Y Y I/We the sole holder / Joint holders / Guardian (in case of minor) hereby declare that: I/We do not wish to nominate any one for this demat account. I/We nominate the following person who is/are entitled to receive security balances lying in my/our account. Nomination Details Nominee 1 Nominee 2 Nominee 3 Nominee Name : *First Name : Middle Name : *Last Name : Nomination Details Nominee 1 Nominee 2 Nominee 3 *Address : *City *State *Pin *Country Telephone No. Fax No. PAN No. *UID ID *Relationship with the BO: Date of birth (mandatory if Nominee is a minor) dd-mm-yy 8 V02/JAN/2018

17 Name of the Guardian of Nominee (if nominee is a minor) *First Name: Middle Name: *Last Name Nomination Details Nominee 1 Nominee 2 Nominee 3 *Address of the guardian of nominee: *City *State *Country *Pin Age Telephone No. Fax No. ID *Relationship of the Guardian with the Nominee *Percentage of allocation of securities *Residual Securities (please tick any one nominee.) if tick not marked the default will be first nominee Note : Residual securities: incase of multiple nominees, please choose any one nominee who will be credited with residual securities remaining after distribution of securities as per percentage of allocation. If you fall to choose one such nominee, then the first nominee will be marked as nominee entitled for residual shares, if any. *Marked is Mandatory field 9 V02/JAN/2018

18 This nomination shall supersede any prior nomination made by me / us and also any testamentary document executed by me / us. Note : Witness shall attest signature(s) / thumb impression(s) Details of the Witness First Witness Second Witness Name of witness Address of witness Signature of witness I/We have received and read the Rights and Obligations document and terms and conditions and agree to abide by and be bound by the same and by the same and by the Bye Laws as are in force from time to time. I/we declare that the particulars given by me/us above are true and to the best of my/our knowledge as on the date of making this application. I/We agree and undertake to intimate the DP and change(s) in the details / Particulars mentioned by me / us in this form. I/We further account liable for termination and suitable action. First/Sole Holder or Guardian (in case of Minor) Second Holder Third Holder Name Signature 6 S T (Signature should be preferably in blue ink). I / We undertake that we have made the client aware of Policy and Procedures, tariff sheet and all the non-mandatory documents. I/We have also made the client aware of Rights and Obligations document (s), RDD and Guidance Note. I/We have given/sent him a copy of all the KYC documents. I/We undertake that any change in the Policy and Procedures, tariff sheet and all the non-mandatory documents would be duly intimated to the clients. I/We also undertake that any change in the Rights and Obligations and RDD would be made available on my/our website, if any, for the information of the clients. If the client chooses to avail the demat facility from the same stock broker who is also a depository participant, the stock broker may use the same form and provide the details of the demat account opened for the said client to the client while providing a copy of the KYC documents. Signature of the Authorised Signatory Date D D M M Y Y Y Y Seal/Stamp of the stock broker 10 V02/JAN/2018

19 Declaration for Opening Trading and Depository Account Alongwith Acceptance of KYC Document Booklet. By signing this document you confirm that you have read and understood the T&C, Rights and Obligations, Risk Disclosure, Policy and General Information mentioned in the additional booklet. You also confirm that all information furnished by you in this form is true. 1. I am desirous of opening the trading and depository account with Edelweiss Broking Limited and I am in the process of executing client registration documents relating to the opening of trading and demat account. 2. I have furnished all the details required in the KYC form as per SEBI/Exchange/DP requirements. I confirm having read/been explained and understood the contents of the KYC documents which are provided to me in separate booklet. The KYC document booklet includes the following 3. I understand and agree that any amendment/modifications as required by the exchanges/dp and/or regulators will be applicable to me at all point of time and I understand that these changes will be intimated to me. 4. I understand that the KYC document booklet is in accordance of the exchanges and/or SEBI/DP requirements applicable for opening trading/dp account. 5. The KYC documents cover the additional terms and conditions mentioned at point no. 2 (h) I hereby give/do not give (Strike off whichever is not applicable) my consent for additional terms and conditions. 6. I understand that as additional control have registered the KYC documents related to opening of trading and depository account, respectively are registered with the Sub-Registrar of Assurances, Mumbai bearing registration number BBI1/4615/2014 and BBI2/4617/2014 respectively dated May 30, 2014 and same is available with the registrar for records and reference purpose. This is not mandated by SEBI. 7. a) Instructions and Checklist for filling the KYC form Page No. 1-4 b) Instructions for filling CKYC form c) Instructions for filling FATCA form d) Information on Anti money Laundering j) Additional terms and conditions - (Voluntary Document) k) Terms and Conditions for Stock Exchange l) General Information for both Trading and Demat account 8. I have received the booklet with above mentioned contents. Page No Page No Page No e) Rights and Obligations of the parties (Including additional rights and Obligations incase of internet Page No and wireless technology based trading) prescribed by SEBI and Stock Exchanges f) Uniform Risk Disclosure Document (RDD) prescribed by SEBI and Stock Exchanges Page No g) Guidance Note Page No h) Policies and Procedures (under paragraph 8 of SEBI Circular No : MIRSD/SECIR-19/2009 dated December 3, 2009) Page No i) Rights and Obligations of Beneficial Owner and Depository Participant as prescribed by SEBI Page No Page No Page No Page No. 75 I confirm having read/been explained and understood the contents of the documents on policy and procedures of the stock broker and the tariff sheet and also the Demat tariff, and their Terms & Conditions in the booklet. 9. I have received and read the Rights and Obligations document and Terms and conditions and agree to abide by and be bound by the same and by the Bye laws as are in force from time to time. I declare that the particulars given by me above are true and to the best of my knowledge as on the date of making this application. I agree and undertake to intimate the DP any change(s) in the details / particulars mentioned by me in this form. I further agree that any false / misleading information given by me or suppression of any material information will render my account liable for termination. Client Name : Date : 7 Signature of Client 11 V02/JAN/2018

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21 Particulars EDELWEISS BROKING LIMITED (EBL) DP ID With effect from 1st January 2018 DEPOSITORY CHARGES - SCHEDULE. A Star Scheme (POA) Regular Scheme (POA) Regular Scheme (Non POA) 1. Maintenance Charges Rs.1500/- one time No annual maintenance charges. Additional Rs. 500 will be charged annually for Corporate accounts (Refer note below). Free for 1st year. From 2nd year onwards Rs.500/p.a. Additional Rs. 500 will be charged annually for Corporate accounts (Refer note below). Free for 1st year. From 2nd year onwards Rs.500/p.a. Additional Rs. 500 will be charged annually for Corporate accounts (Refer note below). 2. Market/Off Market Transfers/Inter Depository a) Purchase (Credit in) Nil Nil Nil b) Market Sell Within Edelweiss 0.02% of the transaction value or Rs.20/- per transaction, whichever is higher 0.02% of the transaction value or Rs.20/- per transaction, whichever is higher 0.02% of the transaction value or Rs.25/- per transaction, whichever is higher c) Off Market Transaction 0.03% of the transaction value or Rs.20/- per transaction, whichever is higher 0.03% of the transaction value or Rs.20/- per transaction, whichever is higher 0.03% of the transaction value or Rs.20/- per transaction, whichever is higher d) Sell (Debit from) target other than 2 b) and c above 0.03% of the transaction value or Rs.40/- per transaction, whichever is higher 0.03% of the transaction value or Rs.40/- per transaction, whichever is higher 0.03% of the transaction value or Rs.40/- per transaction, whichever is higher 3. Pledge / Hypothecation a) Creation / Acceptance / Closure 0.02% of the transaction value or Rs.50/- per transaction, whichever is higher 0.02% of the transaction value or Rs.50/- per transaction, whichever is higher 0.02% of the transaction value or Rs.50/- per transaction, whichever is higher b) Invocation 0.02% of the transaction value or Rs.25/- per transaction, whichever is higher 0.02% of the transaction value or Rs.25/- per transaction, whichever is higher 0.02% of the transaction value or Rs.25/- per transaction, whichever is higher 4. Demat Charges Rs Per Certificate + Rs.30/- for Postage Rs Per Certificate + Rs.30/- for Postage Rs Per Certificate + Rs.30/- for Postage 5. Remat Charges Rs.10/- per 100 securities or part thereof (Subject to minimum Rs 10/-per request)+ Rs. 30/- for Postage Rs.10/- per 100 securities or part thereof (Subject to minimum Rs 10/-per request)+ Rs. 30/- for Postage Rs.10/- per 100 securities or part thereof (Subject to minimum Rs 10/-per request)+ Rs. 30/- for Postage 6. Account Closing Nil Nil Nil 8 S T (Signature of First Holder) (Signature of Second Holder) (Signature of Third Holder) 12 V02/JAN/2018

22 Standard Brokerage Plan: Plan Delivery Rate Futures* and Intraday Cash Know Your Tariff Plan Options Premium Rate Silver 0.50% 0.05%** 2.50% or Rs. 100/- per lot * Futures include: Stock Futures, Index Futures as well as Currency Futures, ** On each Leg. Terms & Conditions for EBL DP Charges : Currency Future Rate Currency Options Premium 0.03% Rs. 15/- per lot Brokerage rate of 0.5% for all clients on acceptance of shares that are tendered in any buyback offer Minimum brokerage per order of Rs 25 (subject to maximum of 2.5%)or maximum slab as per the regulatory guidelines will be levied. Edelweiss Broking Ltd reserves its right to revise its Charges/Billing structure at its absolute discretion, by giving one month s notice to clients. Cheques /Pay orders/ D.D., should be drawn in favor of Edelweiss Broking Ltd. All the other charges will be collected over-the-counter and receipts of the same should be collected immediately. Statement of Transaction will be sent to you by courier/post/electronically as per guidelines issued by CDSL / SEBI from time to time. Goods & Service Tax will be applicable on the above charges and is subject to change. Please note that, in terms of SEBI Circular No. CIR/MRD/DP/20/2010 dated July 1, 2010, in the event of closing of your demat account or shifting of the demat account from us to another DP we shall refund you the Account Maintenance Charges for the unrealized quarter/balance of quarters. Additional Annual Maintenance charge of Rs. 500 will be charged for all types of corporate accounts as per CDSL guidelines. This will be charged on pro-rata basis. Type of accounts under this category will be Body Corporate / FI / FII / Mutual Fund / Trust / Bank / QFI. Inclusion or exclusion in these client types will be subject to change as per guidelines received from CDSL. For the failed transactions credit to the extent of Rs.8/- per failed instruction will be given. Late transaction fees will be charged additional, Rs. 17.5/- per instruction + Incidental charge - tele/fax/etc. Incidental charges - tele / fax / courier / etc., if any, will be charged at actual for Demat Rejection. Periodic Transaction / Holding Statements will be sent on Correspondence address. While any Non-periodic Statements asked for, will be charged Rs. 5/- per page. The Client authorizes Edelweiss Broking Ltd. (EBL), to recover the DP charges on various transactions from time to time from the regular shares dealing /deposit account / any other account with Edelweiss Broking Ltd. Terms and Conditions for receiving the Statement for Demat Account by and/or on Website I/We understand that the documents received on /displayed on website are for my/our convenience. I/we will take all the necessary steps to ensure confidentiality and secrecy of the login name & password of the internet/ account. I/We is/are aware that the documents as may be accessed by other entities in case the confidentiality/ secrecy of the login name and password is compromised. I/We am/are authorized by other holders to receive the documents through website/in my/our registered ID. I/We shall verify the authenticity of the e- mails which I/we shall receive. I/We shall inform EBL in writing if there is any change in my/our registered ID. Either Party i.e. EBL and I/We shall have the right to terminate such service, provided a written notice is given in advance to the other party. EBL shall not be responsible, if I/we do not receive the statement due to incorrect ID and/or technical reasons, however in case EBL receives bounced s, EBL will ensure that the transaction statements is provided to me/us in paper form. I/We have read the terms and conditions and accept the schedule of charges ticked above. I/We wish to apply for website/ statement for the depository account. 9 S T (Signature of First Holder) (Signature of Second Holder) (Signature of Third Holder) 13 V02/JAN/2018

23 Financial Status and Other Details The information is sought under the Prevention of Money Laundering Act, 2002, the rules notified there under and SEBI and Exchange Guidelines issued on Anti Money Laundering a. Annual Income (Last 3 years from the date of the opening of this account) Needed to customize investment solutions best suited for you. st 1 Year : upto ` 1 lac ` 1 lac to ` 2 lacs ` 2 lacs to ` 5 lacs ` 5 lacs to ` 10 lacs ` 10 lacs to ` 25 lacs ` 25 lacs to ` 50 lacs ` 50 lacs to ` 1 crore ` 1 crore to ` 5 crore Above ` 5 crore nd 2 Year : upto ` 1 lac ` 1 lac to ` 2 lacs ` 2 lacs to ` 5 lacs ` 5 lacs to ` 10 lacs ` 10 lacs to ` 25 lacs ` 25 lacs to ` 50 lacs ` 50 lacs to ` 1 crore ` 1 crore to ` 5 crore Above ` 5 crore nd 3 Year : upto ` 1 lac ` 1 lac to ` 2 lacs ` 2 lacs to ` 5 lacs ` 5 lacs to ` 10 lacs ` 10 lacs to ` 25 lacs ` 25 lacs to ` 50 lacs ` 50 lacs to ` 1 crore ` 1 crore to ` 5 crore Above ` 5 crore b. Networth Details (as on the date of account opening) upto ` 1 lac ` 1 lac to ` 2 lacs ` 2 lacs to ` 5 lacs ` 5 lacs to ` 10 lacs ` 25 lacs to ` 50 lacs ` 50 lacs to ` 1 crore ` 1 crore to ` 5 crore ` 5 crore to ` 25 crore `10 lacs to ` 25 lacs Above ` 25 crore c. Please tick mark the additional applicable category to you Non resident client High net-worth client (having annual income + networth of more than `1 crore) Trust, Charities, NGOs and organizations receiving donations, Company having close family shareholdings or beneficial ownership Civil Servant or family member or close relative of civil servant Bureaucrat or family member or close relative of bureaucrat Current or Former MP or MLA or MLC or their family member or close relative Politician or their family member or close relative Current or Former Head of State or of Governments or their family member or close relative Senior government/judicial/ military officers or their family member or close relative Senior executives of state-owned corporations or their family member or close relative Companies offering foreign exchange offerings None of the above I hereby further confirm/undertake that the investments/trading done in securities market are from my own/borrowed sources of funds and I confirm that the funds utilized for trading activity by me is in compliance with the rules, regulations and guidelines stipulated under PMLA. Client Name 10 (Signature of Client) 14 V02/JAN/2018

24 Self Declaration of Income and Net Worth I, having PAN no. Resident of (full address) solemnly affirm and declare as under :- do hereby a) My annual income is Rs. (Source of Income ) b) My DP holding as on date is attached herewith. The total valuation as on is Rs. c) My Net Worth as on is Rs. We hereby further confirm/undertake that the investments/trading done in securities market are from our own/borrowed sources of funds and we confirm that the funds utilized for trading activity by us is in compliance with the rules, regulations and guidelines stipulated under PMLA. I certify that the above information given by me is true. Signature of Client: 11 Name of Customer: Date: D D M M Y Y Y Y 15 V02/JAN/2018

25 POWER OF ATTORNEY (VOLUNTARY) This Power of Attorney (PoA) is made on the date and place as mentioned in the Schedule/s hereunder by the persons mentioned in the Schedule I (hereinafter referred to as Client/s/Principal/s ) in favour of Edelweiss Broking Limited, Company incorporated under the provisions of the Companies Act, 1956 and having its Registered Office at Unit No , 8th Floor, Abhishree Avenue, Nehru Nagar, Ambawadi, Ahmedabad and corporate office at Edelweiss House, Off CST Road, Kalina, Mumbai (Hereinafter referred to EBL which expression shall unless repugnant to the context thereof mean and include its successors and assigns) acting through each of its Directors or such other persons as may be authorized by EBL in this regard. Whereas Edelweiss Broking Limited (EBL) is the member of National Stock Exchange of India Ltd., Bombay Stock Exchange and Metropolitan Stock Exchange of India Limited having SEBI Registration No: INZ ; Since 24th March And whereas Edelweiss Broking Ltd (hereinafter referred to EBL-DP ) is a Depository Participant with Central Depository Services (India) Limited (CDSL) bearing Depository Participant ID The details of Pool and Beneficiary Account/s currently maintained by EBL are given hereto in Schedule II and also to include the Pool and Beneficiary Account/s which EBL may hereinafter open and operate, from time to time. AND WHEREAS the Client (first named in the Schedule I) wish to avail and/or have availed the services offered by EBL in their respective capacity as a member of the Exchange/s and has entered into or may enter into relationship with one or more member and/or account opening document/client registration kit and other related documents ( hereinafter collectively referred to as Client Agreement/s ) with EBL for transacting in securities on the Exchange/s in accordance with the provisions of the Client Agreement/s read with the terms and conditions ( Terms ) voluntarily agreed with EBL and for facilitating the proper execution of the transactions contemplated in the said Client Agreement/s and the Terms and for the purpose the client along with other principal/s intends to confer on the EBL the authorities and power specified in this POA. AND WHEREAS EBL, in capacity as other than Stock Broker/s, also provides certain other permissible services through web site or any other sites specified by EBL from time to time or through any other channels, which interalia include facilitating application for any offer or public issues of shares, securities, stock, bonds, debentures, mutual fund units, units of any collective investment scheme or any other securities or purchase/sale/redemption, investment, tendering shares in open offer and Client intends to avail the said services and for the purpose of facilitating the transactions in the Investment Products on his behalf, the client along with other principal/s confer on EBL, the authorities and powers specified in this POA. And WHEREAS the Client being the beneficiary/ies of the transactions carried out pursuant to this POA, the Principal/s are desirous of constituting and appointing EBL as their lawfully constituted attorney and confer upon it the Powers hereinafter stated. (1) To operate a depository account with EBL-DP (as per the details given in the Schedule I) and communicated by the Principal/s to EBL to debit the said account to meet all margin/settlement obligations arising out of transactions executed on the Exchange/s for and on behalf of the Client and/or transfer securities from the Beneficiary Owner account of the Principal/s to such demat accounts as mentioned in Schedule II for the purpose of delivering the same in respect of securities sold by the Client and/or for margin purposes to the Stock Exchanges in relation to any segment, arising out of such transaction executed on Stock Exchanges or any other Stock Exchange duly recognized and regulated under the applicable laws, as the case may be. (2) To Operate a Securities/Beneficiary Account, Designated DP account with a Depository Participant/s for and on my/our behalf any transactions executed by me/us including but not limited to mutual funds transactions at the Stock Exchange/s and for the purpose to sign required papers/instructions as may be required from time to time and generally without any limitation to deal with the Mutual funds/beneficiary Account and Designated DP account for and on my/our behalf and also to issue instructions relating to purchase/sell/transfer/redemption or creation/revocation of pledge on Mutual funds and/or any securities freezing of or lien on Mutual funds and/or any securities and such other instructions including but not limited to sell of MF or any other securities against any of my/our obligations currently then in my/our debit, as may be deemed fit and appropriate from time to time by my/our Attorneys relating to my/our transactions in mutual funds generally with a view to meet with the settlement/redemption/margin obligations arisen out of any trade/transactions under taken by me/us. (3) To submit copies of the Power of Attorney to the Depository Participant/s with whom Designated DP Account or other beneficiary accounts are maintained in my/our name and obtain acknowledgement thereof and to do all such acts and deeds as may be deemed fit and appropriate from time to time by my/our Attorneys in pursuance of these presents (4) To acquire by purchase or otherwise Mutual Funds units, bonds, debentures, shares, derivatives or other Mutual Funds and hold such Mutual funds on my/our behalf and to generally sell/redeem or otherwise deal with any/all such Mutual Funds on my/our behalf as my/our Attorney deem fit and appropriate, from time to time. (5) To sigh and execute the necessary documents. Forms, agreements, undertaking confirmations, declarations, etc or any other documents relating to any of the investment product including but not limited to for subscription, purchase, sale, redemption or disposal thereof pursuant to the instructions of the client(s) ( Note : this is the para 4 of existing POA) (6) To communicate with Mutual Funds companies, their asset management companies or trustees, registrar or agents, custodians of Securities, Brokers and Depository Participants on my/our behalf. (7) To appoint legal counsel and/or other representatives and agents to carry out all or any of the functions set out in these presents and to revoke any such appointment; (8) To incur and pay all charges and expenses in connection with all or any of the aforesaid matters; (9) I/We hereby undertake to ratify whatever my/our Attorney may lawfully do in and by virtue of these presents. I/We hereby declare that the powers and authorities conferred herein these presents are unconditional and that with the execution of this Power of Attorney, all the powers and authorities conferred herein above shall be exercisable by my/our Attorney through any of its officials/employees. 12 Signature of Client 16 V02/JAN/2018

26 (10) To forward all such applications placed through the website or any other channels of communication, to the online-ipo module of the concerned Exchange or owner/issuer of units of mutual funds, collective investment scheme or other securities or any other Investment Product pursuant to the instructions of the client(s). (11) To confirm, on behalf of Client, having read and understood the contents of the offer documents of various schemes of the mutual funds or any other Investment Products in which EBL may invest on behalf of the Client pursuant to the instructions of the client(s). (12) To operate a depository account with EBL-DP (as per the details given in the Schedule I ) and communicated by the Principal/s to EBL to validate on behalf of the Principal/s any instructions given in written or physical form with respect to the depository account as may be required including, but not limited to dematerialization and/or rematerialization of securities allotted on application by on behalf of the Client and for delivery of securities for the purpose of redemption or repurchase by the issuers. (13) To return to the Client the securities or funds that have been received erroneously or those securities or funds that EBL was not entitled to receive from the Client. (14) To retain all originals of the documents executed by and on behalf of the Principal/s. The client authorizes EBL to send consolidated summary of Client's scrip-wise buy and sell positions taken with average rates to the client by way of SMS/ on a daily basis, notwithstanding any other document to be disseminated as specified by SEBI from time to time. This Power of Attorney may be revoked at any time by the Principal/s by lodging with EBL, a communication in writing duly signed. Provided, however, that the revocation shall not so operate as to preclude or deny execution of transactions as are required for the purpose of fulfilling all obligations (towards settlement, delivery, margin or otherwise), arising out of transactions executed for and on behalf of Clients by EBL on the Stock Exchanges prior to the time of receipt of such revocation by EBL and is exclusive to EBL except to the extent not permissible under the Bye-laws, Rules and Regulations of the Exchanges and Depository and the directions issued thereunder. This document shall be subject to the jurisdiction of the courts in Mumbai. The details provided in the Schedule I may be altered by the Principal/s and the details provided in Schedule II may be altered by EBL, by giving a due notice of 7 working days to the other party. By signing on this document you authorize EBL to execute the following: 1. Delivery instructions on your trades 2. Settlement of trades 3. Meeting margin requirements 13 Signature of Client This space is intentionall y kept blank 17 V02/JAN/2018

27 Schedule I (Details of Client/Principals) Name of Client/First Holder Address of Client Trading Account No. Depository Participant Name DP ID Edelweiss Broking Limited Demat Account No. Schedule I I (Details of Stock Broker s Demat Account) Name of DP / CC DP ID Account Type Account No CM BP ID Edelweiss Broking Ltd. IN NSE POOL A/C NSDL IN Edelweiss Broking Ltd. IN BSE POOL A/C NSDL IN Edelweiss Broking Ltd. IN MSEI POOL A/C NSDL IN Edelweiss Broking Ltd. IN CLIENT MARGIN A/C NSDL Edelweiss Broking Ltd. IN CLIENT HOLD A/C NSDL Edelweiss Broking Ltd. IN SEBI MTF CLIENT HOLD A/C Edelweiss Broking Ltd. IN SEBI MTF CLIENT COLLATERALA/C Edelweiss Broking Ltd NSE POOL A/C CDSL Edelweiss Broking Ltd BSE POOL A/C CDSL Edelweiss Broking Ltd BSE PRINCIPAL Edelweiss Broking Ltd MSEI POOL A/C CDSL Edelweiss Broking Ltd CLIENT MARGIN A/C CDSL Edelweiss Broking Ltd CLIENT HOLD A/C CDSL NSCCL NSE MUTUAL FUND IN ICCL BSE STAR MF IN In WITNESS WHEREOF, I/We hereunto set and subscribed our respective hands on the day, date and year herein above mentioned Client/s/Principal/s Name Signature First Holder Witness 14 W Date D D M M Y Y Y Y Place Acceptance of Power of Attorney I, (Name, Address, Designation) on behalf of Edelweiss Broking Limited accept appointment as an agent under this power of attorney and undertake the powers conferred hereunder shall be exercised by me and/or by any other person authorized by Edelweiss Broking Limited honestly, in accordance with the conditions and directions set out above. (Date & Signature of Agent) 18 V02/JAN/2018

28 Voluntary Authorisation Letter From : Date : Edelweiss Broking Limited (EBL) Edelweiss House, Opp. CST Road, Kalina, Mumbai Client Code: DP Client Code: By ticking on YES you authorize EBL to maintain the Trading Account as Running Account thereby adjusting any obligations and receivables. Dear Sir, Subject : Voluntary Authorisation letter 1. Authorization relating to retain/adjust the shares/securities/ funds and Running Account Maintenance:- a. You can maintain my account on a running account basis and adjust any securities and/or amounts receivable from me against any credits standing into my account or from my forthcoming payouts payable by me to Edelweiss Broking Ltd, where I am registered with you as a Client. b. I request you to keep my securities, margins and/or funds with you to meet my pay in obligations in the succeeding settlements in the same segment as well as other segments of BSE and/or NSE and/or MSEI where I am registered with you as a Client. c. Further it is observed that many times the date on which payment is due to me from you and the date which I am required to make payment to you are very close and therefore exchange of cheques become unnecessary paper work. Hence, I request you to maintain the running account facility with you. I agree that you shall not be required to pay any interest/ charges/ cost in respect of funds or securities on a running account basis. I hereby give my consent to you to maintain my account on a RUNNING ACCOUNT basis instead of on a daily settlement-to-settlement. The securities lying in the pool/ beneficiary's accounts of the EBL should be considered as margin deposits from me. d. However my preference for compulsory periodic settlement of funds/securities as follows: Monthly Quarterly e. I declare that this authorisation is revocable by me at any time without giving any prior notice of such revocation to Edelweiss Broking Ltd. For any pay outs from my trading account, I specifically shall intimate about the same and Edelweiss Broking Ltd shall upon due scrutiny of my account and upon adherence to its policy/procedure, shall release eligible amount to me and I agree that this authorisation shall have an equal binding effect to the successors, executors and assigns of Edelweiss Broking Limited. f. I hereby authorise you to transfer/adjust all the additional funds/securities lying in my ledger account after meeting my obligations/dues, to the collateral account to avail exposure or keep all funds/securities in your margin account with you to meet my margin obligations or keep the same with any exchange and/or with clearing member in the form of fixed deposit or any other form to avail exposure/meet margin requirements.this arrangement would be without any consideration or the fund/securities so moved will not bear any interest/commission payable to me/is in the event of above arrangement. 2. Authorization for receiving ECN's and any documents/communications in electronic form by from Stock Broker and Depository Participant display on Website:- Yes No I am registered as a Client and having the captioned trading account and Depository account hereby authorize EBL for the following: or SMS. By ticking on YES you authorize EBL to send all important communication like notices, contract notes etc. from EBL by mail or SMS. a) I/we authorize EBL to issue me/us electronic contract notes (ECN s), bills, trade confirmations, ledgers, daily margin statements, statement of accounts for periodical settlement of funds and securities, any notices, circulars, amendments and such other correspondence or communication related to my/our trading account (hereinafter referred to as Documents ) and wherever required duly authenticated by means of a digital signature as specified in the information technology Act, 2000 and the rules made there under to the ID as mentioned hereunder: b) I/We understand that the documents received on /displayed on website are for my/our convenience. I/we will take all the necessary steps to ensure confidentiality and secrecy of the login name & password of the internet/ account. I / we are aware that the documents as may be accessed by other entities in case the confidentiality/ secrecy of the login name and password is compromised. c) I/We shall verify the authenticity of the s which I/we shall receive. EBL shall not be responsible, if I/we do not receive the documents due to incorrect ID and/or technical reasons. Yes No 15 To be continued on next page Signature of Client 19 V02/JAN/2018

29 continued from previous page. d) I authorize EBL to issue me bills, ledgers, monthly/quarterly/yearly demat transaction cum holding statements, any notices, circulars, amendments and such other correspondence or communication related to my demat account (hereinafter referred to as Documents ) and wherever required duly authenticated by means of a digital signature as specified in the information technology Act, e) I understand that wherever the s have not been delivered to me or has been rejected (bouncing of mails) from the ID of mine, EBL would send physical document to me. I further hereby agree that EBL have fulfilled the legal obligation, if the above documents are sent electronically to the abovementioned ID. I agree that EBL will not be responsible for non receipt of documents sent via electronic delivery due to change in address or for any other reason which inter alia include my /inbox running out of capacity, malfunction of my computer system/server/internet connection, mails received by frauds/imposters etc. I also agree that EBL shall not take cognizance of out-of office/ out-of-station auto replies and I shall be deemed to have received such electronic mails. I shall inform EBL in writing if there is any change in my registered ID. 3) Authorisation for debiting various depository charges:- a) I hereby give my consent/authority to debit/recover all types of depository charges viz annual maintenance charges, inter settlement charges, any type of transaction charges as is levied on me for the transactions carried out in my demat account including any statutory levies, services tax or any other tax/charges/fees in/from my trading ledger having the captioned client code as maintained with EBL. I understand and agree that such depository charges will be debited in my trading ledger maintained with EBL irrespective of the ledger balance on periodically and/or as per the details provided by EBL. b) I instruct EBL to provide the requisite information periodically and/or on occasion basis of such charges levied on me to EBL with whom I have opened the trading account. I understand and consent that EBL shall have the right to recover the depository charges like any other trade dues payable by me from my trading ledger. I hereby further authorize EBL to set off a part or whole of the collateral/ledger balances/securities in my demat account i.e. by way of appropriation of the relevant amount of cash or by way of sell or transfer or liquidation/close out positions of all or some of the securities placed as collateral or lying in my demat account as stated above for the purpose of clearing any outstanding amount related to the aforesaid demat account maintained with EBL. Any and all losses and financial charges on account of such liquidation/close-out shall be borne by me. 4) Sharing of Data & Information:- a) I have opened a trading account with EBL having the captioned client code and demat account with EBL-DP having the captioned client code and am interested in knowing about various financial products /facilities offered by your associate/group companies. I am aware that associate/group companies are required to obtain information about me and my transactions for providing various financial products/facilities. b) I authorize you, your group companies and associates to keep me informed with any financial product which Edelweiss, its group companies and associates presently issue, deal in, or distribute or may, from time to time, launch, issue, deal in or distribute through , SMS, telephone, print media or otherwise as may be allowed. c) I hereby voluntarily accept and expressly authorize EBL to get the information from EBL-DP or from any other Depository Participant of its group/associate companies with whom I have the Demat account and share/disclose or use in any manner, the information/documents/data about me and our transactions, with group of associates companies which is offering the products / facilities. Information provided by me in the Trading and Demat Account Opening Kit. Transaction cum holding statement with EBL-DP and Any other related information. My holdings in stocks/securities. Ledger balances in my Trading/Demat Account across all Exchanges/Depositories. d) I authorize you To the extent appropriate for our relationship with you, personal information may be shared for the following purposes : - I. to comply with applicable laws, rules and regulations, including anti-terrorism, KYC, anti-money laundering and tax reporting rules and regulations II. III. IV. to comply with legal process, to respond to requests from public, regulatory or government authorities (including authorities outside your country of residency), and to allow us to pursue remedies and limit damage to any of our associate / affiliate / group entities including our service providers performing delegated outsourced function to enable them to perform internal business processes (which facilitate transactions) such as risk management purposes, data analysis, audits, developing and improving new products and services, etc to any of our associate / affiliate / group entities to enable them to provide you with appropriate products and services e) I have no objection to EBL sharing the above information or any such other information, about me/us with its group/associate companies or affiliates. This is without legal obligation on you, your group companies and associates to so inform and you or they may, in their discretion, discontinue sending such information. Name : Place : Yes No Yes No By ticking on YES you authorize EBL to deduct all DP charges from your account. By ticking on YES you express your approval and interest in receiving information on various other financial products/services that EBL has to offer. You also allow EBL to share your preferences with other allied businesses. 16 Signature of Client 20 V02/JAN/2018

30 This pa ge is intentionall y k eptblank

31 Request for SMS and Alerts from Stock Exchange/s & Stock Brokers (Reference to SEBI circular Ref. No. CIR/MIRSD/15/2011 dated August 02, 2011) To, Edelweiss Broking Ltd. Edelweiss House, Off C.S.T. Road, Kalina, Mumbai This document and the details that you furnish will allow us and the exchanges to send you all relevant information of your account and transactions by SMS and . Dear Sir, Sub: SMS and alerts from Stock Exchange/s & Stock Brokers for my Trading Account No. with you. I/We request you to activate the facility of SMS and alerts from Stock Exchanges/Stock Brokers for transactions in the above mentioned trading account. YES I/ We wish to receive alerts by SMS/ By SMS By By SMS & * * If opted for both SMS and facility, it is mandatory to give both the Mobile number and ID. If you wish to receive alerts by SMS/ , the following options are available (Tick any one and give the details accordingly) A) I/We wish to receive alerts from the Stock Exchanges/Stock Brokers. Kindly note that if the mobile no/ ID mentioned here is different from the one provided in my KYC, then this mobile no/ ID shall prevail and I/We give my consent to details being send to this mobile number/ ID. Kindly update your records accordingly. - My Mobile no. is registered in the name of - My Id is (Please write only ONE valid ID on which communication, if any, is to be sent) B) I/We desire to give mobile number/ id of family member. I/We give my consent to make available my/our trade information to my Family Member and the mobile number/ Id of my family member is as under. ('Family' would mean self, spouse, dependent children and dependent parents. Provided such Family Member is also a client of the said broker) Name of Family Member Relationship with client Type of service (SMS/ /Both SMS & )* Mobile No. of Family Member ID of Family Member Client Code Client Name 17 9 Signature of Client 21 V02/JAN/2018

32 FATCA-CRS Annexure for Individual Accounts (including Sole Proprietor) Details under FATCA and CRS (Please refer to instructions in small Booklet) (Please consult your professional tax advisor for further guidance on your tax residency, if required) Name of the accountholder: Fathers Name: Aadhaar number (Optional) PAN No: Spouse s name Nationality City of birth Country of birth Residence address for tax purposes (include City, State, Country & Pin code) Address Type: (a) Residential or Business (b) Residential (c) Business (d) Registered Office ( Note : Permissible documents are: Passport,Election ID Card, PAN Card, ID Card, Driving License, UIDAI Card, NREGA Job Card and Others) 1. Tax residence declaration tick any one, as applicable to you: I am a tax resident of India and not resident of any other country Or I am a tax resident of the country/ies mentioned in the table below Please indicate ALL the countries in which you are a resident for tax purposes and the associated Tax ID Number below: # % Country Tax Identification Number Identification Type (TIN or Other%, please specify) # To also include USA, where the individual is a citizen/ green card holder of USA % $ In case Tax Identification Number is not available, kindly provide functional equivalent Certification I/We have understood the information requirements of this Form (read along with the FATCA/CRS Instructions) and hereby confirm that the information provided by me/us on this Form is true, correct, and complete. I/We also confirm that I/We have read and understood the FATCA CRS Terms and Conditions below and hereby accept the same. Name: Signature of Client 18 Date: / / Place: 22 V02/JAN/2018

33 SEBI MARGIN TRADING FACILITY (MTF Facility) TERMS AND CONDITIONS The terms and conditions governing MTF Facility provided by Edelweiss Broking Limited (EBL) set out below (T&C) and forming part of the account opening form must be read in conjunction with the rights and obligations prescribed by the Securities and Exchange Board of India (SEBI) under SEBI circular no. CIR/ MRD/ DP/54/ 2017 dated June 13, 2017 and the Rules, Regulations, Bye laws, Rights and Obligation, Guidelines and circulars issued by SEBI and the stock exchanges from time to time (hereinafter collectively referred to as Regulatory Requirements). A. For the Client (means and includes an individual, company, partnership firm, trust, Hindu undivided family, association of persons, body of individuals etc.) The Client agrees to and confirms, undertakes and authorizes that: I. General: 1. Avail the MTF Facility offered by EBL in accordance with the T&C. 2. Consent to the T&C through /SMS from his/its id / mobile number registered with EBL or by online mode by logging-in on the website of EBL or by calling the relationship manager or the call centre through the registered mobile number or by physical mode. 3. The dues of the Client, wherever mentioned in the T&C, include but are not limited to the outstanding balances, interest, statutory dues, taxes, duties, charges, penalties etc. in respect of the MTF Facility availed by the Client. 4. The T&C applicable to the grant of the MTF Facility and the obligations of the Client as amended from time to time is irrevocable and shall not be revoked by the death/dissolution/ winding up of the Client. 5. EBL in its sole and exclusive discretion may or may not grant the MTF Facility to the Client. EBL shall not be required to provide any reasons for either granting or refusal thereof nor shall EBL be liable for any damages (whether direct or consequential or whether financial or non-financial) to the Client by reason of it refusing to grant the MTF Facility to the Client. 6. To communicate / indicate that the transaction is under the MTF Facility before placing the order with EBL. If the transaction is entered under the MTF Facility, there will not be any further confirmation that it is a margin trading transaction other than the contract note issued on conclusion of the transaction. 7. Transaction/s to be considered for exposure to the MTF Facility shall be informed to EBL in writing or in any other irrefutable mode of communication, including call to the relationship manager or call centre on a recorded land line on T day before close of the trading hours. In the absence of any such express communication, the transaction shall be considered under the normal trading facility. EBL in its discretion may identify the eligible/excess securities available with the Client and mark the same as collateral towards the MTF Facility. All credit arising to the Client s account out of a sale transaction under the MTF Facility shall be first adjusted towards the debit under the MTF Facility, if any and subject to adequate margin being maintained for the outstanding debit under the MTF Facility. 8. Pay an interest equal to the Delayed Payment Interest charged into the Client s normal account or upto 24% p.a. interest or at the rate agreed from time to time. 9. EBL at all times shall have the liberty to exercise its rights in its sole discretion to determine the extent to which the MTF Facility will be available to the Client. II. Requirement to Maintain Margin: 10. Ensure required margin is maintained for the MTF Facility at all points of time as per the Regulatory Requirements and as specified by EBL from time to time. 11. EBL shall retain and/or pledge the securities of the Client, which are utilised for availing the MTF Facility, and /or retain its corporate benefits, if any, till the amounts due in respect of the transactions including the dues to EBL are paid in full by the Client. 12. EBL shall hold and / or appropriate the credit lying in the Client s account and/or any unutilized/ unpledged shares/ securities lying in the Client s demat account along with all other demat accounts / Mutual Funds / IPO account of the Client towards the repayment of the outstanding dues thereof under the MTF Facility. 13. All funds received by EBL shall be credited firstly to the Client s Futures and Options margin account, secondly to the MTF Facility and thereafter to other accounts,if any. The movement of funds, for the purpose of maintenance of margin for various accounts, shall take place on the basis of requirement and availability of funds. 23 V02/JAN/2018 To be cont....

34 14. EBL shall treat the securities available in demat account/s linked to the trading account of the Client as margin towards the MTF Facility availed by the Client. 15. Subject to Regulatory Requirements, EBL at its sole and absolute discretion may increase / revise the limit of initial margin and maintenance margin, minimum transaction amount from time to time. The Client shall abide by such revision, and where there is an upward revision of such margin amount, the Client agrees to make up the revised margin immediately. The Client shall make up the revised margin not later than 5 working days from the day of margin call, failing which EBL in its discretion may exercise its right to liquidate the security / collateral and / or close out the position immediately. 16. Make good the deficient margin / margin call by placing further margin immediately, failing which, depending upon the market conditions and / or the volatility, EBL in its discretion may exercise its right to liquidate the security / collateral and / or close out the position immediately. The MTF Facility shall be provided only in respect of shares as permitted by Regulatory Requirements and/or EBL from time to time. III. Closing out of position: 17. Notwithstanding anything contained in clauses 15 and 16 above, EBL may, in its sole discretion, determine the time to sell the securities to be liquidated, and / or which contract(s) is / are to be closed. 18. All losses and financial charges on account of such liquidation/closing out shall be charged to and borne by the Client. 19. On the happening of any of the following events, EBL may, immediately and without any notice, liquidate the security / collateral and or close out the position of the Client: i. if any instrument for payment of Margin Money / Monies is / are dishonoured; ii. iii. iv. if the Client provides any incorrect or misleading information or violates or is in breach of any provision of the T&C; if there is a change in the constitution of the Client whether on account of admission of a new partner or retirement/death/insolvency of any partner or otherwise or if the Client has voluntarily or compulsorily become the subject of any proceedings under any bankruptcy/ insolvency law or winding up / liquidation proceedings or a receiver or liquidator has been appointed in respect of the Client s assets or makes an application or refers itself to any authority for being declared as a "sick company", relief undertaking, bankrupt or insolvent or seeking financial reconstruction or any other like scheme (by whatever name called) or is dissolved; the death, lunacy or any other disability of the Client; if the Client has admitted its inability to pay his/its dues when they become payable or there is reasonable apprehension that the Client is unable to pay its outstanding dues; if any order is passed by any regulatory authority, courts, etc. requiring EBL to liquidate the security / collateral and/or close out the position of the Client or if the Client is convicted under any law in force; v. if any asset or any security is seized or made subject to any distress, execution, attachment, injunction or other process order or proceeding or is detained or taken into custody for any reason; vi. if Client defaults under any facility or arrangement with any stock broker. vii. there exists any other circumstance, which in the sole opinion of EBL, is prejudicial to the interests of EBL. IV. Communication: 20. a Based on Client s preference, the Client accepts all types of communications to Client s /message to registered mobile number of the Client/logging in on EBL website or by physical mode relating to and including order / trade confirmation, revision in margin/ margin calls, decision to liquidate the position / security / collateral, margin statements, margin policies on haircuts / VAR margin, risk management policies, rights & obligations, etc. V. Miscellaneous: 21. The MTF Facility may be withdrawn by EBL, in the event of the Client committing any breach of any of the T&C or at any time after due intimation to the Client allowing such time to liquidate the MTF position as agreed herein, without assigning any reason. 22. In the event of termination of this arrangement, the Client shall forthwith settle the dues of EBL. EBL shall be entitled to immediately adjust the margin amount against the dues of the Client, and the Client hereby authorizes EBL to make such adjustment. If any further amount is due from the Client to EBL, after such adjustment, then the Client shall forthwith settle the same. EBL shall release the balance amount to the Client upon full settlement of all the dues of the Client to EBL. To be cont V02/JAN/2018

35 23. EBL may release/ unpledge / transfer the securities utilized for the MTF Facility within 5 working days of the Client clearing the dues to EBL. 24. A protest /disagreement with any transaction, document, statements, contract notes or any communication under the MTF Facility shall be lodged by the Client within 24 hours from the date of receipt of the same. 25. Subject to clearing EBL s dues, the Client can close/terminate the MTF Facility at any time. 26. Any dispute in connection with the MTF Facility arising between the Client and EBL shall be referred to the investor grievance redressal mechanism, arbitration mechanism of the relevant stock exchange. 27. The Client must before deposit and/or purchase of any securities belonging to the promoters/promoter group; intimate the nature of the same to EBL before deposit and/or purchase of the securities for availing MTF Facility, failing which the same will be treated as non-promoter holding. 28. The terms and conditions and amendments made by EBL from time to time, to the T&C, shall be communicated to the clients which shall inter alia include making it available on EBL s website: B. For EBL EBL agrees to and undertakes and confirms that: I. Maintenance of Margin: 29. The Client can, at anytime, replace the securities provided towards collateral for the MTF Facility, as long as the said securities are approved for margin trading. 30. The Client s positions with regard to the MTF Facility will be monitored and reviewed on a continuous basis. 31. To the extent the Client is eligible and subject to the required margin being available, additional exposure over the debit balance may be granted EBL shall, in its sole discretion will identify the eligible/excess securities available with the Client and mark the same as collateral towards the MTF Facility. All credit arising to the Client s account out of a sale transaction under the MTF Facility shall be first adjusted towards the debit under the MTF Facility, if any and subject to adequate margin being maintained for the outstanding debit under the MTF Facility. 32. EBL shall clearly indicate the additional / deficient margin to be made good by the Client when it makes a 'margin call' to the Client. 33. If EBL liquidates the Client s securities, the contract note issued for such margin call related transaction shall carry an asterisk or identifier that the transaction has arisen as a result of a margin call. 34. The daily margin statements sent by EBL to the Client shall identify the margin/collateral for MTF Facility separately. II. Closing/Termination of Account: 35. Upon receipt of a request from the Client to close/terminate the account of the Client, EBL shall forthwith close/terminate the same subject to payment by the Client of all its dues under the MTF Facility. 36. If for any reason whatsoever EBL surrenders the MTF Facility or ceases to be a member of the stock exchange or the stock exchange withdraws the MTF Facility provided to EBL then the margin trading arrangement between EBL and the Client shall be terminated. 37. Subject to clearing all dues payable to EBL, the Client may opt to terminate the MTF Facility, in the event of EBL committing any breach of any terms or conditions herein or for any other reason. 38. Upon the Client opting to terminate the MTF Facility and on payment of all the dues payable by the Client to EBL, EBL shall return to the Client all the collaterals provided and funded securities retained forthwith, but not later than 5 working days from the date of such payment. III. Miscellaneous: 39. The Client shall, after paying all dues, be free to take the delivery of the securities at any time by repaying the amounts paid by EBL to the exchanges towards the securities. 40. EBL shall issue appropriate records to communicate to the Client the change in status of a transaction from normal to MTF Facility, if the Client determines to convert a normal trade into MTF after the issuance of a contract note, and shall include information like the original contract number and the margin statement and the changed data. 25 V02/JAN/2018 To be cont....

36 41. If there is no transaction for 90 days in a Margin Trading Account and if there are any outstanding dues from client then the account shall be settled immediately. 42. The stocks deposited as collateral with EBL (Collaterals) for availing the MTF Facility and the stocks purchased under the MTF Facility (Funded stocks) shall be separately identifiable and there shall not be any co-mingling for the purpose of computing funding amount. 43. The funds of one Client shall not be used to provide MTF Facility to another Client even if so authorised by the first Client. 44. Investor Protection Fund (IPF) will not be available for transactions done on the exchanges, through the MTF Facility, in case of any losses suffered in connection with the MTF Facility availed by a Client.These T& C are supplemental to and do not supersede the terms and conditions contained in the mandatory documents executed by the Client such as KYC forms, Rights & Obligations etc., as also the Rules, Regulations, Bye-laws, circulars of the exchanges, directives and guidelines of regulatory authorities. RIGHTS AND OBLIGATIONS RELATING TO MARGIN TRADING FACILITY PROVIDED BY STOCK BROKER/ TRADING MEMBER TO CLIENTS BSE 1. Stock Broker/ Trading Member is eligible to provide Margin Trading Facility (MTF) in accordance with SEBI & Exchange Guidelines as specified from time to time. 2. Stock Broker/ Trading Member desirous of extending MTF to their clients is required to obtain prior permission of BSE. Stock Broker/ Trading Member may note that BSE has the right to withdraw the permission at anytime. 3. Stock Broker/ Trading Member shall extend the MTF to the client, on such terms and conditions as specified by the Stock Exchange / SEBI from time to time. Stock Broker/ Trading Member and the client shall abide by the requirements of the margin trading framework, including rights and obligations, as prescribed by Stock Exchange/ SEBI/ Stock Broker/ Trading Member. 4. Stock Broker/ Trading Member shall intimate all the terms and conditions, including maximum allowable exposure, specific stock exposures etc., as well as the rights and obligations to the client desirous of availing MTF. 5. Stock Broker/ Trading Member may, at its sole and absolute discretion, increase the limit of initial and/or maintenance margin, from time to time. The Client shall abide by such revision, and where there is an upward revision of such margin amount, he agrees to make up the shortfall within such time as the Stock Broker/ Trading Member may permit. It may however, be noted that the initial/ maintenance margins shall never be lower than that prescribed by Stock Exchange/ SEBI. 6. Stock Broker/ Trading Member shall provide MTF only in respect of such shares, as may be permitted by Stock Exchange/ SEBI. 7. Stock Broker/ Trading Member shall liquidate the securities and other collateral, if the client fails to meet the margin call to comply with the margin requirement as specified by Stock Exchange/ SEBI/ Stock Broker/ Trading Member. In this regard, Stock Broker/ Trading Member shall also list down situations/ conditions in the which the securities may be liquidated (Stock Broker/ Trading Member to list down situations/ conditions): 8. Stock Broker/ Trading Member shall not use the funds of one client to provide MTF to another client, even if the same is authorized by the first client. 9. The stocks deposited as collateral with the Stock Broker/ Trading Member for availing margin trading facility (Collaterals) and the stocks purchased under the margin trading facility (Funded stocks) shall be identifiable separately and no comingling shall be permitted for the purpose of computing funding amount 10. IPF shall not be available for transactions done on the Stock Exchange, through MTF, in case of any losses suffered in connection with the MTF availed by the client. The rights and obligations prescribed hereinabove shall be read in conjunction with the rights and obligations as prescribed under SEBI circular no. CIR/ MIRSD/ 16/ 2011 dated August 22, CLIENT RIGHTS RIGHTS & OBLIGATIONS OF STOCK BROKERS & CLIENTS NSE FOR MARGIN TRADING FACILITY (MTF) 1. Client shall receive all communications in a mode mutually agreed between the broker and the client regarding confirmation of orders/trades, margin calls, decision to liquidate the position / security. To be cont V02/JAN/2018

37 2. Client shall be free to take the delivery of the securities at any time by repaying the amounts that was paid by the Stock Broker to the Exchange towards securities after paying all dues. 3. Client has a right to change the securities collateral offered for Margin Trading Facility at any time so long as the securities so offered are approved for margin trading facility. 4. Client may close / terminate the Margin Trading Account at any time after paying the dues. CLIENT OBLIGATIONS 1. Client shall, in writing in his own hand or in any irrefutable electronic method, agree to avail of Margin Trading Facility in accordance with the terms and conditions of Margin Trading Facility offered by the broker, method of communication for confirmation of orders/trades, margin calls and calls for liquidation of collateral/security/position. 2. Client shall inform the broker of its intent to shift the identified transaction under Margin Trading Facility within the time lines specified by the broker failing which the transaction will be treated under the normal trading facility 3. Client shall place the margin amounts as the Stock Broker may specify to the client from time to time. 4. On receipt of margin call, the client shall make good such deficiency in the amount of margin placed with the Stock Broker within such time as the Stock Broker may specify. 5. By agreeing to avail Margin Trading Facility with the broker, client is deemed to have authorized the broker to retain and/or pledge the securities provided as collateral or purchased under the Margin Trading Facility till the amount due in respect of the said transaction including the dues to the broker is paid in full by the client. 6. Client shall lodge protest or disagreement with any transaction done under the margin trading facility within the timelines as may be agreed between the client and broker. STOCK BROKER RIGHTS 1. Stock Broker and client may agree between themselves the terms and condition including commercial terms if any before commencement of MTF. 2. Stock broker may set up its own risk management policy that will be applicable to the transactions done under the Margin Trading Facility. Stock broker may make amendments there to at any time but give effect to such policy after the amendments are duly communicated to the clients registered under the Margin Trading Facility. 3. The broker has a right to retain and/or pledge the securities provided as collateral or the securities bought by the client under the Margin Trading Facility. 4. The broker may liquidate the securities if the client fails to meet the margin call made by the broker as mutually agreed of liquidation terms but not exceeding 5 working days from the day of margin call. STOCK BROKER OBLIGATIONS 1. Stock broker shall agree with the client the terms and condition before extending Margin Trading Facility to such client. However, for clients who already have existing trading relationship and want to avail of Margin Trading Facility, stock broker may take consent in writing in his own hand or in any irrefutable electronic method after stock broker has communicated the terms and conditions of Margin Trading Facility to such existing clients. 2. The terms and conditions of Margin Trading Facility shall be identified separately, in a distinct section if given as a part of account opening agreement. 3. The mode of communication of order confirmation, margin calls or liquidation of position/security shall be as agreed between the broker and the client and shall be in writing in his own hand or in any irrefutable electronic method. Stock broker shall prescribe and communicate its margin policies on haircuts/ VAR margins subject to minimum requirements specified by SEBI and exchanges from time to time. 4. The Stock Broker shall monitor and review on a continuous basis the client s positions with regard to MTF. It is desirable that appropriate alert mechanism is set up through which clients are alerted on possible breach of margin requirements. 5. Any transaction to be considered for exposure to MTF shall be determined as per the policy of the broker provided that such determination shall happen not later than T + 1 day. 27 V02/JAN/2018 To be cont....

38 6. If the transaction is entered under margin trading account, there will not be any further confirmation that it is margin trading transaction other than contract note. 7. In case the determination happens after the issuance of contract, the broker shall issue appropriate records to communicate to Client the change in status of transaction from Normal to Margin trading and should include information like the original contract number and the margin statement and the changed data. 8. The Stock Broker shall make a margin call requiring the client to place such margin; any such call shall clearly indicate the additional/deficient margin to be made good. 9. Time period for liquidation of position/security shall be in accordance declared policy of the broker as applicable to all MTF clients consistently. However, the same should not be later than 5 working (trading) days from the day of margin call. If securities are liquidated, the contract note issued for such margin call related transactions shall carry an asterisk or identifier that the transaction has arisen out of margin call. 10. The daily margin statements sent by broker to the client shall identify the margin/collateral for Margin Trading separately. 11. Margin Trading Accounts where there was no transactions for 90 days shall be settled immediately. 12. The stocks deposited as collateral with the stock broker for availing margin trading facility (Collaterals) and the stocks purchased under the margin trading facility (Funded stocks) shall be identifiable separately and there shall not be any comingling for the purpose of computing funding amount; 13. Stock Broker shall close/terminate the account of the client forthwith upon receipt of such request from the client subject to the condition that the client has paid dues under Margin Trading Facility. TERMINATION OF RELATIONSHIP 1. The margin trading arrangement between the stock broker and the client shall be terminated; if the Stock Exchange, for any reason, withdraws the margin trading facility provided to the Stock Broker or the Stock Broker surrenders the facility or the Stock Broker ceases to be a member of the stock exchange. 2. The MTF facility may be withdrawn by the broker, in the event of client committing any breach of any terms or conditions therein or at anytime after due intimation to client allowing such time to liquidate the MTF position as per the agreed liquidation terms without assigning any reason. Similarly, client may opt to terminate the margin trading facility in the event of broker committing any breach of any terms or conditions therein or for any other reason. 3. In the event of termination of this arrangement, the client shall forthwith settle the dues of the Stock Broker. The Stock Broker shall be entitled to immediately adjust the Margin Amount against the dues of the client, and the client hereby authorizes the Stock Broker to make such adjustment. 4. After such adjustment, if any further amount is due from the client to the Stock Broker, the client shall settle the same forthwith. Upon full settlement of all the dues of the client to the Stock Broker, the Stock Broker shall release the balance amount to the client. 5. If the client opts to terminate the margin trading facility, broker shall forthwith return to the client all the collaterals provided and funded securities retained on payment of all the dues by clients. Name: Signature of Client 19 Date: / / Place: 28 V02/JAN/2018

39 To Edelweiss Broking Ltd. (EBL) Edelweiss House, Off CST Road, Kalina, Mumbai Dear Sir, Subject: BSE Star MF / MFSS Mutual Fund confirmations Date: I/We am/are registered as your client with Client Code No. and have entered into relationship with the Trading Member for the purpose of trading in the Capital Market Segment of Bombay Stock Exchange Ltd. (Exchange) and National Stock Exchange Ltd. (Exchange). I/We am/are interested in availing the trading facility of the Exchange for the purpose of dealing in the units of Mutual Funds Schemes permitted to be dealt with on the BSE STAR MF and MFSS on the Exchange. I/we am/are provides my consent for mutual fund trading against collateral lying my account. Also, aware that in event of non clearance of debit in my/our trading accounts; there is risk of stock collateral or MF collateral getting liquidated to extent of my/our ledger debit for recovery of trading debit. For the purpose of availing this BSE STAR MF & MFSS facility, I/We state that Know Your Client details as submitted by me/us for the stock broking may be considered for the purpose of BSE STAR MF & MFSS and I/We further confirm that the details contained in same remain unchanged as on date. I/We am/are willing to abide by the terms and conditions as mention in the circular dated December 2,2009 and such other Notices/Circulars as may be specified by the Exchange/ICCL from time to time in this regards, for BSE STAR MF and Terms & Conditions mentioned in circular No. NSE/MFSS/003/2001 download Ref. No. NSE (MIC/13533) dated November 24, I/We shall ensure also compliance with the requirements as may be specified from time to time by Securities and Exchange Board of India and Association of Mutual Funds of India (AMFI). I/We shall read and understand the contents of the Scheme Information Document and Key Information Memorandum, addenda issued regarding each Mutual Fund Schemes with respect to which I/We choose to subscribe/redeem. I/We further agree to abide by the terms and conditions, rules and regulations of the Mutual Fund Schemes. I/We therefore request you to register me/us as your client for participating in BSE STAR MF and MFSS. Thanking you, Yours faithfully, Client Name Demat A/c No. 1st Holder 2nd Holder 3rd Holder (Please Tear Here ) Acknowledgment Receipt Application No. Date : We hereby acknowledge the receipt of the Account Opening Application Form: Name of the Sole / First Holder Name of Second Holder Name of Third Holder 20 Signature of Client / Authorised Signatories (Please sign in blue ink only) Date Place D D M M Y Y Y Y Depository Participant Seal and Signature 29 V02/JAN/2018

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41 This space is intentionally kept blank NACH / ECS / AUTO DEBIT UMRN Date D D M M Y Y Y Y MANDATE INSTRUCTION FORM Ticket ( ) CREATE MODIFY CANCEL with Bank an amount of rupees Sponsor Bank Code I/We hereby authorize Bank a/c number BSE Limited IFSC Utility Code to debit (tick ) SB / CA / CC / SB-NRE / SB-NRO / Other FREQUENCY Monthly Quarterly Half Yearly Yearly As & when presented DEBIT TYPE Fixed Amount Maximum Amount Reference 1 (Mandate Reference No.) Reference 2 (Unique Client Code-UCC) Phone no. ID or MICR I agree for the debit of mandate processing charges by the bank whom I am authorizing to debit my account as per latest schedule of charges of the bank. PERIOD From To Or D D M M Y Y Y Y D D M M Y Y Y Y Untilled Cancelled This is to confirm that the declaration has been carefully read, understood & made by me/us. I am authorizing the user entity/ Corporate to debit my account, based on the instructions as agreed and signed by me. - I have understood that I amauthorised to cancel/amend this mandate by appropriately communicating the cancellation / amendment request to the User entity / Corporate or the bank where I have authorized the debit. 30 V02/JAN/2018

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44 EBL Registered Address: Unit No , 8th Floor, Abhishree Avenue, Nehru Nagar, Ambawadi, Ahmedabad Customer Care : Correspondence Address: Edelweiss House, Off C.S.T Road, Kalina, Mumbai