Holding(s) in Company

Transcription

1 Holding(s) in Company Released : :45 RNS Number : 4134B Berkeley Group Holdings (The) PLC 09 January 2018 TR-1: Standard form for notification of major holdings NOTIFICATION OF MAJOR HOLDINGS (to be sent to the relevant issuer and to the FCA in Microsoft Word format if possible) i 1a. Identity of the issuer or the underlying issuer of existing shares to which voting Berkeley Group Holdings Plc rights are attached ii : 1b. Please indicate if the issuer is a non-uk issuer (please mark with an "X" if appropriate) Non-UK issuer 2. Reason for the notification (please mark the appropriate box or boxes with an "X") An acquisition or disposal of voting rights X An acquisition or disposal of instruments An event changing the breakdown of voting rights Other (please specify) iii : 3. Details of person subject to the notification obligation iv Name City and country of registered office (if Global, c/o, LLC New York, NY USA 4. Full name of shareholder(s) (if different from 3.) v Name City and country of registered office (if 5. Date on which the threshold was crossed or reached vi : 6. Date on which issuer notified (DD/MM/YYYY): January 8, 2018 January 9, /5

2 7. Total positions of person(s) subject to the notification obligation Resulting situation on the date on which threshold was crossed or reached Position of previous notification (if rights attached to shares (total of 8. A) rights through instruments (total of 8.B B 2) Total of both in % (8.A + 8.B) Total number of voting rights of issuer vii 4.97% 0% 4.97% 135,415, % 0% 5.39% 8. Notified details of the resulting situation on the date on which the threshold was crossed or reached viii A: Voting rights attached to shares Class/type of shares ISIN code (if possible) Number of voting rights ix Direct (Art 9 of Directive (DTR5.1) Indirect (Art 10 of Directive (DTR5.2.1) rights Direct (Art 9 of Directive (DTR5.1) 6,732, % 0% Indirect (Art 10 of Directive (DTR5.2.1) SUBTOTAL 8. A 6,732, % B 1: Financial Instruments according to Art. 13(1)(a) of Directive 2004/109/EC (DTR (a)) Type of Exercise/ Number of voting rights Expiration instrument date x Conversion that may be acquired if Period xi the instrument is exercised/converted. rights SUBTOTAL 8. B 1 B 2: Financial Instruments with similar economic effect according to Art. 13(1)(b) of Directive 2004/109/EC (DTR (b)) Type of Exercise/ Physical or Expiration instrument date x Conversion cash Number of Period xi settlement xii voting rights rights SUBTOTAL 8.B.2 2/5

3 9. Information in relation to the person subject to the notification obligation (please mark the applicable box with an "X") Person subject to the notification obligation is not controlled by any natural person or legal entity and does not control any other undertaking(s) holding directly or indirectly an interest in the (underlying) issuer xiii Full chain of controlled undertakings through which the voting rights and/or the instruments are effectively held starting with the ultimate controlling natural person or legal entity xiv (please add additional rows as necessary) Name xv Total of rights through both if it rights if it equals or equals or is instruments if it is higher higher than equals or is than the the notifiable higher than the notifiable threshold notifiable threshold threshold Stephen A. Schwarzman Blackstone Group L.L.C The Group Holdings III GP Holdings III GP Holdings III BMA VI X Blackstone Associates VI Blackstone Capital Partners VI [1] GP, Global Nicholas B. Paumgarten Maximillian Corsair Capital LLC Corsair 3/5

4 IV LP Corsair IV Financial Services Capital Partners, [2] GP, Global D.T. Ignacio Jayanti Maximillian Corsair Capital LLC Corsair IV LP Corsair IV Financial Services Capital Partners, [3] GP, Global 10. In case of proxy voting, please identify: Name of the proxy holder The number and rights held The date until which the voting rights will be held 11. Additional information xvi Global is the direct holder of the shares., LLC is the investment manager of First Eagle Global., LLC is a 4/5

5 U.S. investment advisor registered under the Advisors Act Place of completion 1345 Avenue of the Americas, New York, NY USA Date of completion January 9, 2018 Gemma Parsons Company Secretary The Berkeley Group Holdings plc (LEI: OQSSLVVHQAL78) [1] On the basis of a contractually agreed Information Barrier Policy, and its affiliated entities generally do not possess nor have access to non-public information held by The Blackstone Group and its affiliated entities listed in this TR-1. [2] On the basis of a contractually agreed Information Barrier Policy, and its affiliated entities generally do not possess nor have access to non-public information held by Corsair Capital LLC and its affiliated entities listed in this TR-1. [3] On the basis of a contractually agreed Information Barrier Policy, Holdings and its affiliated entities generally do not possess nor have access to non-public information held by Corsair Capital LLC and its affiliated entities listed in this TR-1. END This information is provided by RNS The company news service from the London Stock Exchange HOLUGUWPGUPRGMB 5/5