CROMPTON GREAVES LTD

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Claribel Wheeler
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1 10/16 FORM A INITIAL DISCLOSURE DETAILS OF SECURITIES/VOTING RIGHTS HELD BY DIRECTOR/OFFICER/DESIGNATED EMPLOYEE (REFERRED TO IN CLAUSE 4 OF THIS CODE) IN HIS OWN NAME AS WELL AS BY HIS/HER DEPENDENT FAMILY MEMBERS Name, PAN No and Address of Officer/ Designated assuming office of Officer/Designated No. & % of shares/voting rights held at the time of becoming Officer/Designated intimati to Company Mode of acquisiti (market purchase/ public/ rights/ preferential offer etc.) Trading Member (TM) through whom the trade was with SEBI Registrati the TM Exchange which the trade was Quantity Value No. : Divisi : Locati : Notes : (1) This informati should be disclosed by existing Directors/Officers/Designated s and new Appointees/Transferees in these categories, within 2 working days of appointment/transfer/intimati by the Company. (2) This informati will be intimated by the Company to all Stock Exchanges which the of CG are listed, as applicable. (3) The above table will be applicable, with suitable modificatis, to disclosures for positis taken in derivatives also.

2 11/16 FORM B CONTINUAL DISCLOSURE DETAILS OF CHANGE IN SECURITIES/VOTING RIGHTS HELD BY DIRECTOR/OFFICER/DESIGNATED EMPLOYEE (REFERRED TO IN CLAUSE 4 OF THIS CODE) IN HIS OWN NAME AS WELL AS BY HIS/HER DEPENDENT FAMILY MEMBERS Name, PAN No and Address of Officer/ Designated No. & % of shares/ voting rights held by the Officer/ Designated receipt of allotment advice/ acquisiti/ sale of shares/ voting rights intimati to Company Mode of acquisiti (market purchase/ public/ rights/ preferential offer etc.) No. & % of shares/ voting rights post acquisiti/ sale Trading Member (TM) through whom the trade was with SEBI Registrati the TM Exchange which the trade was Quantity Value Sell Quantity Sell Value I undertake not to enter into an opposite transacti for a period of at least 6 mths, after this transacti. No. : Divisi : Locati : Notes : (1) This form is to be filed if acquisiti/purchase/sale in the Company s exceeds Rs.5 lakhs in Value or 25,000 Numbers or 1% of the total holding or voting rights, whichever is lower, since the date of the last disclosure under Clause 8.1 or 8.2 of this Code. (2) Last date for filing : 2 working days of (i) acquisiti/purchase of or (ii) receipt of intimati of allotment or (iii) sale of. (3) This informati will be intimated by the Company to all Stock Exchanges which the of CG are listed, as applicable.

3 12/16 FORM C PERIODIC DISCLOSURE (Last date for filing : 30 th April and 30 th October for the half-year ending 31 st March and 30 th September respectively) PERIOD : HALF-YEAR FROM TO I. DETAILS OF SECURITIES/VOTING RIGHTS HELD BY DIRECTOR/OFFICER/DESIGNATED EMPLOYEE (REFERRED TO IN CLAUSE 4 OF THIS CODE) IN HIS OWN NAME Name Designati Type of Securities held (beginning of half-year) previous half-year* the previous half-year * held (end of halfyear) DP Id. No./Client ID No. I declare that I have not entered into any opposite transacti within 6 mths of the acquisiti or sale of period to which this disclosure relates. II. DETAILS OF SECURITIES/VOTING RIGHTS HELD BY DEPENDENT FAMILY MEMBERS (spouse and n-working children below 21 years) Name of Relative Relatiship Type of held (beginning of half-year) previous half-year * the previous half-year * held (end of halfyear) DP Id. No./Client ID No. I declare that acquisitis/purchases/sales for which pre-clearances have been obtained either for myself or or behalf of my dependent family member have been within 7 days of approval. No. : Divisi : Locati : *Please menti pre-clearance numbers and dates, if acquisitis/purchase/sales are beyd threshold limits.

4 13/16 FORM D ANNUAL DISCLOSURE (Last date for filing : 30 th April) YEAR ENDED 31 ST MARCH, I. DETAILS OF SECURITIES/VOTING RIGHTS HELD BY DIRECTOR/OFFICER/DESIGNATED EMPLOYEE (REFERRED TO IN CLAUSE 4 OF THIS CODE) IN HIS OWN NAME Name Designati Type of held 1 st April (last year) year* the year* held 1st April (current year) DP Id. No./Client ID No. I declare that I have not entered into any opposite transacti within 6 mths of the acquisiti or sale of period to which this disclosure relates. II. DETAILS OF SECURITIES/VOTING RIGHTS HELD BY DEPENDENT FAMILY MEMBERS (Spouse and n-working children below 21 years) Name of Relative Relatiship Type of held 1st April (last year) year* the year* held 1st April (current year) DP Id. No./Client ID No. I declare that acquisitis/purchases/sales for which pre-clearance have been obtained either for myself or or behalf of my dependent family member have been within 7 days of approval. No. : Divisi : Locati : *Please menti pre-clearance numbers and dates, if acquisiti/purchase/sale are beyd threshold limits.

5 FORM E APPLICATION FOR PRE-CLEARANCE (For use by Directors/ Officers/ Designated s in case of acquisitis/purchases/sales in the Company s exceed Rs. 5 lakhs in market value or 25,000 numbers (of Rs 2/- each) or 1% of total holding or voting rights, whichever is lower) To: The Compliance Officer I am*/mr/ms _ (spouse/n-working children below 21 years), my dependent family member*, is desirous of dealing in the belowmentied of the Company, and seek your approval to acquire/purchase/sell them : Type of Equity Shares Number of Securities Market Price Mode of acquisiti/ purchase/sale -physical/ demat Date by which trade is proposed to be DP Id. No./Client ID No. Present holding (Number of Securities) Physical Demat IN RELATION TO THE ABOVE ACQUISITION/PURCHASE/SALE, I UNDERTAKE THAT : (a) (b) (c) (d) (e) (f) I or my dependent family member has no access to, nor do I have any informati that could be cstrued as Price Sensitive Informati as defined in this Code upto the time of signing this Undertaking. In case, I or my dependent family member gets access to, or receives any "Price Sensitive Informati" after signing this Applicati, but before the executi of the transacti, I or my dependent family member shall inform the Compliance Officer of the change in the positi and shall refrain from dealing in the Securities till such informati is made public. I have not ctravened the Code or the SEBI (Prohibiti of Insider Trading), Regulatis. I have made a full and true disclosure in this Applicati. If approval is granted, I or my dependent family member as the case may be shall execute the transacti within 7 days (not working days) of the approval, failing which I shall seek pre-clearance, ce again. I shall not enter into any opposite transacti for a minimum period of six mths, whether the same requires pre-clearance or not, after having or sold any shares of CG. (g) I shall inform the Company within 2 working days of the executi of the transacti in Form B. No. : Divisi : Locati : PRE-CLEARANCE ORDER This is to inform you that your request for acquisiti/purchase/sale with respect to (nos) of the Company as mentied in your above-mentied applicati is approved/rejected as (give reass in case of rejecti). 14/16

6 If approved, you are requested to please ensure the following : (i) completi the transacti within 7 days (not working days) after the date of approval; and (ii) inform the undersigned of the same within 2 working days of the executi, in Form B; and (iii) not enter into any opposite transacti in the for a minimum period of six mths, whether the same requires pre-clearance or not No. : Date : For Crompt Greaves Limited * delete whichever is not applicable Compliance Officer 15/16

7 FORM F APPLICATION FOR WAIVER OF MINIMUM HOLDING PERIOD [For use by Directors/Officers/Designated s pursuant to Clause 9.2(5)] 6th Floor, CG House Dr Annie Besant Road I hold/sold* equity shares, in respect of which the 6 mths period during which I cannot enter into an opposite transacti, as ctained in the Crompt Greaves Limited Code Insider Trading has not elapsed. I desire to sell* equity shares of Rs 2/- each out of the above account of (give reass which should show persal emergency). In view of the above, I request you to grant me waiver of the minimum period of 6 mths during which I cannot enter into any opposite transacti as required in terms of Clause 9.2(5) of this Code. No. : Divisi : Locati : WAIVER ORDER Waiver granted / not granted for selling _ equity shares of Rs 2/- each, as requested. Reas(s) if any No. : Date : For Crompt Greaves Limited Compliance Officer * delete whichever is not applicable 16/16

Form of INITIAL DISCLOSURE of details of Securities held by (to be given within 2 working days of becoming the Director/Designated Employee)

Form of INITIAL DISCLOSURE of details of Securities by (to be given within 2 working days of becoming Director/ Employee) A 1. Details of listed Securities of /Group Companies by Director/ Employee *.