FINANCIAL DERIVATIVES AND THE GLOBALIZATION OF RISK PUBLIC PLANET
|
|
- Dortha George
- 5 years ago
- Views:
Transcription
1 page 1 / 5
2 page 2 / 5
3 financial derivatives and the pdf Search Financial Institutions: Find Community Reinvestment Act (CRA) and enforcement action data for OCC-regulated institutions. OCC: Home Page In finance, a derivative is a contract that derives its value from the performance of an underlying entity. This underlying entity can be an asset, index, or interest rate, and is often simply called the "underlying." Derivatives can be used for a number of purposes, including insuring against price movements (hedging), increasing exposure to price movements for speculation or getting access... Derivative (finance) - Wikipedia Credit Derivatives are continuing to enjoy major growth in the financial markets, aided and abetted by sophisticated product development and the expansion of product THE J.P. MORGAN GUIDE TO CREDIT DERIVATIVES RESEARCH PAPER ( No : 7 /2010 ) DERIVATIVES IN ISLAMIC FINANCE Dr. Sherin Kunhibava Researcher International Shari ah Research Academy for Islamic Finance (ISRA) Derivatives in Islamic Finance Dr. Sherin Kunhibava 1.0 INTRODUCTION This article discusses the overall concept of financial derivatives. (PDF) Derivatives in Islamic Finance Sherin Kunhibava Financial instruments under IFRS 3 Introduction Accounting for financial instruments under IFRS is complex. This publication provides a broad overview of the current requirements of IAS 32, Financial instruments: Presentation, IAS 39, Financial instruments under IFRS - PwC The semiannual OTC derivatives statistics provide data on notional amounts outstanding and gross market values for all types of over-the-counter derivatives contracts. They are reported by large dealers in 13 countries on a worldwide consolidated basis. OTC derivatives outstanding Lane Financial LLC (LFC) is a consulting firm focusing on the intersection of reinsurance and finance. Founded in 1995, LFC is based on the proposition that there will be growing convergence between the two industries. Lane Financial - Home 7 August This consultative document from the FSB, the Basel Committee on Banking Supervision (BCBS), the Committee on Payments and Market Infrastructures (CPMI) and the International Organization of Securities Commissions (IOSCO) examines the effects of G20 financial regulatory reforms on the incentives to centrally clear over-the-counter (OTC) derivatives. Incentives to centrally clear over-the-counter (OTC 5 Chapter 1 Introduction This Report has been prepared by the Task Force on Commodity Futures Markets (Task Force)1 of the International Organization of Securities Commissions (IOSCO). The Report responds to the request by the G202 at its November 2010 summit in Seoul, Korea for further work on regulation and supervision of commodity derivatives markets.3 Principles for the Regulation and Supervision of Commodity How Safe are Central Counterparties in Derivatives Markets? Mark Paddrik a;y H. Peyton Young b November 2, Abstract. We propose a general framework for estimating the likelihood of default by central coun- How Safe are Central Counterparties in Derivatives Markets? 5 ISDA LEGAL GUIDELINES FOR SMART DERIVATIVES CONTRACTS INTRODUCTION Fig 2: Complexity Beyond the Transaction Focusing exclusively on the economic terms of an individual transaction may ignore much of the page 3 / 5
4 LEGAL GUIDELINES FOR SMART DERIVATIVES CONTRACTS - isda.org 3 Implementation of reforms in priority areas by FSB jurisdictions (as of November 2018) The table provides a snapshot of the status of implementation progress by FSB jurisdiction across priority reform areas, based on information collected by FSB and standardsetting - Implementation and Effects of the G20 Financial Regulatory The Commission aims to enhance the resilience of market infrastructure and to achieve an integrated, safe and efficient posttrade environment in the EU. The European market infrastructure regulation (EMIR) lays down rules on OTC derivatives, central counterparties and trade repositories. Recovery... Post-trade services European Commission Who Regulates Whom and How? An Overview of U.S. Financial Regulatory Policy Congressional Research Service 1 Introduction Most people in the United States (and other developed nations) have rejected the Shakespearean Who Regulates Whom and How? An Overview of U.S. Financial Over the last 10 years, UK pension funds have increased their usage of derivatives, either directly or through fund managers, as they focus on managing the risks associated with their liabilities. Derivatives and Risk Management Made Simple The economic and financial crisis that began in 2007 significant weaknesses in the resiliency of exposed banks and other market participants to financial and economic shocks. Basel Committee on Banking Supervision Board of the 3 Framework A stable financial system, when hit by adverse events, or shocks, continues to meet the demands of households and businesses for financial services, such as credit provision and Financial Stability Report - federalreserve.gov These Regulations implement certain Articles of Regulation (EU) 648/2012 of the European Parliament and of the Council of 4 July 2012 on OTC derivatives, central counterparties and trade repositories (OJ No L 201, , p1) ( the EMIR regulation ). The Financial Services and Markets Act 2000 (Over the 3 FINANCIAL SERVICES GUIDE (FSG) This guide contains information about: Services and products provided by ANZ it outlines the kinds of services and products ANZ is authorised to provide under its Australian Financial Services Licence 03 - ANZ Personal Banking An exotic derivative, in finance, is a derivative which is more complex than commonly traded "vanilla" products. This complexity usually relates to determination of payoff; see option style.the category may also include derivatives with a nonstandard subject matter (i.e., underlying), developed for a particular client or a particular market. The term "exotic derivative" has no precisely... Exotic derivative - Wikipedia ICICI Securities Ltd. Retail Equity Research Page 2 research products. Volatility Insights Arbitrage Opportunity Trading Portfolio allocation It is recommended to spread out the trading corpus in a proportionate manner between the various derivatives OI vs. Price Nifty Call Put Concentration (JUN) 5 LEGAL GUIDELINES FOR SMART DERIVATIVES CONTRACTS THE ISDA MASTER AGREEMENT 3. Close Out and Netting In certain scenarios, the parties may be entitled to terminate transactions entered into under LEGAL GUIDELINES FOR SMART DERIVATIVES CONTRACTS: THE ISDA MANAGEMENT ACCOUNTING GUIDELINE By Margaret Woods and Kevin Dowd Financial Risk Management for Management Accountants Published by The Society of Management Accountants of Canada, the page 4 / 5
5 Powered by TCPDF ( Financial Risk Management for Management Accountants Financial Accounting, Fifth Canadian Edition. Nguy?n??ng Thi. Download with Google Download with Facebook or download with (PDF) Financial Accounting, Fifth Canadian Edition The Dodd-Frank Act implements changes that, among other things, affect the oversight and supervision of financial institutions, provide for a new resolution procedure for large The Dodd-Frank Act: a cheat sheet - Morrison & Foerster Academic Catalog [Archived Catalog] Business Administration, with tracks in Finance, Marketing, Operations Management, Management of Information Technology and Construction Industry (M.B.A.) Business Administration, with tracks in Finance, Marketing Financial Stability Report November 2018 Executive summary i Executive summary The Financial Policy Committee (FPC) aims to ensure the UK financial system is resilient to, and prepared for, the Financial Stability Report - bankofengland.co.uk FT Home > Comment > Opinion Ten principles for a Black Swan-proof world By Nassim Nicholas Taleb Published: April :02 Last updated: April :02 page 5 / 5
DOWNLOAD OR READ : INTRODUCTION TO DERIVATIVE FINANCIAL INSTRUMENTS CHAPTER 12 FUTURES AND FORWARDS PDF EBOOK EPUB MOBI
DOWNLOAD OR READ : INTRODUCTION TO DERIVATIVE FINANCIAL INSTRUMENTS CHAPTER 12 FUTURES AND FORWARDS PDF EBOOK EPUB MOBI Page 1 Page 2 introduction to derivative financial instruments chapter 12 futures
More informationFinancial Markets Banking And Monetary Policy
FINANCIAL MARKETS BANKING AND MONETARY POLICY PDF - Are you looking for financial markets banking and monetary policy Books? Now, you will be happy that at this time financial markets banking and monetary
More informationGlobal Otc Derivatives Market
We have made it easy for you to find a PDF Ebooks without any digging. And by having access to our ebooks online or by storing it on your computer, you have convenient answers with global otc derivatives
More informationAmendments to the recognition requirements for investment exchanges and clearing houses
Amendments to the recognition requirements for investment exchanges and clearing houses January 2013 Amendments to the recognition requirements for investment exchanges and clearing houses January 2013
More information11 th July Summary views
Record Currency Management Limited response to European Supervisory Authorities Consultation Paper Draft regulatory technical standards on risk-mitigation techniques for OTC-derivative contracts not cleared
More informationKeynes Animal Spirits in the financial markets
riskupdate GLOBAL The quarterly independent risk review for banks and financial institutions worldwide nov / dec 2012 Keynes Animal Spirits in the financial markets Also in this issue n Black Swans Mean
More informationHANDBOOK OF EQUITY DERIVATIVES JENPRO
page 1 / 5 page 2 / 5 handbook of equity derivatives pdf Download free NISM Study Material on Equity Derivatives, Currency Derivative, Mutual Fund etc. At Pass4sure, Get the updated 600+ Q&A with easy
More informationFinancial Decisions And Markets A Course In Asset Pricing
Financial Decisions And Markets A Course In Asset Pricing FINANCIAL DECISIONS AND MARKETS A COURSE IN ASSET PRICING PDF - Are you looking for financial decisions and markets a course in asset pricing Books?
More informationBrexit CCP Location and Legal Uncertainty
August 2017 Brexit CCP Location and Legal Uncertainty The UK s withdrawal from the European Union (EU), set for March 2019, is now little more than 18 months away. Negotiations between the UK government
More informationRegulatory Reform and Collateral Management: The Impact on Major Participants in the OTC Derivatives Markets
Regulatory Reform and Collateral Management: The Impact on Major Participants in the OTC Derivatives Markets 4 J.P. Morgan thought / Winter 2012 The new regulations that will take effect in the wake of
More informationFinancial Leverage And Capital Structure Policy Chapter
FINANCIAL LEVERAGE AND CAPITAL STRUCTURE POLICY CHAPTER PDF - Are you looking for financial leverage and capital structure policy chapter Books? Now, you will be happy that at this time financial leverage
More informationOTC Derivatives Trade Repository Data: Opportunities and Challenges
OTC Derivatives Trade Repository Data: Opportunities and Challenges ERIK HEITFIELD FEDERAL RESERVE BOARD THE VIEWS EXPRESSED HERE ARE MY OWN AND DO NOT REFLECT THE VIEWS OF THE FEDERAL RESERVE BOARD OF
More informationUpdate on OTC Regulatory Margin Requirements: Focus on Canada
Update on OTC Regulatory Margin Requirements: Focus on Canada October, 2016 Prepared by: The Market Infrastructure team within RBC Capital Markets Global Initiatives Group. Marco Petta Managing Director
More informationInterest Rate Hedging for Real Estate Finance Transactions
Interest Rate Hedging for Real Estate Finance Transactions Meritas November 16, 2016 Presented by: Mark E. Heimendinger, Of Counsel Lowndes, Drosdick, Doster, Kantor & Reed, P.A. 2016 All rights reserved.
More informationCollateralized Banking
Collateralized Banking A Post-Crisis Reality Dr. Matthias Degen Senior Manager, KPMG AG ETH Risk Day 2014 Zurich, 12 September 2014 Definition Collateralized Banking Totality of aspects and processes relating
More informationTHE 31ST ANNUAL CONFERENCE OF THE BANKING & FINANCIAL SERVICES LAW ASSOCIATION
THE 31ST ANNUAL CONFERENCE OF THE BANKING & FINANCIAL SERVICES LAW ASSOCIATION G2 REFORMS - HOW FAR HAVE WE COME, HOW FAR YET TO GO? MR DANIEL MCAULIFFE, MANAGER, BANKING AND CAPITAL MARKETS REGULATION
More informationMBF1243 Derivatives Prepared by Dr Khairul Anuar. Lecture 2 Mechanics of Futures Markets
MBF1243 Derivatives Prepared by Dr Khairul Anuar Lecture 2 Mechanics of Futures Markets Specification of Futures Contracts Available on a wide range of assets Exchange traded Specifications need to be
More informationRegulatory Briefing EMIR a refresher for investment managers: are you ready for 12 February 2014?
Page 1 Regulatory Briefing EMIR a refresher for investment managers: are you ready for 12 February 2014? February 2014 With effect from 12 February 2014, the trade reporting obligations in the European
More informationOTC Derivatives Market Reforms. Third Progress Report on Implementation
OTC Derivatives Market Reforms Third Progress Report on Implementation 15 June 2012 Foreword This is the third progress report by the FSB on OTC derivatives markets reform implementation. In September
More informationDerivatives Sound Practices for Federally Regulated Private Pension Plans
Guideline Subject: for Federally Regulated Private Pension Plans Date: Introduction This Guideline outlines the factors that the Office of the Superintendent of Financial Institutions (OSFI) expects administrators
More informationRBS Collective Investment Funds Limited
Derivatives Risk Management Policy RBS Collective Investment Funds Limited Derivatives Risk Management Policy Part 5 Funds Managed by Standard Life Investments Ltd 1. Policy Statement This policy document
More informationCOMMISSION DELEGATED REGULATION (EU) /.. of XXX
COMMISSION DELEGATED REGULATION (EU) /.. of XXX Supplementing Regulation (EU) No 648/2012 of the European Parliament and of the Council on OTC derivatives, central counterparties and trade repositories
More informationThe Effect of Innovative Islamic Profit Rate Benchmark on Pricing Islamic Derivatives Securities
The Educational Review, USA, 2018, 2(8), 427-431 http://wwwhillpublishercom/journals/er The Effect of Innovative Islamic Profit Rate Benchmark on Pricing Islamic Derivatives Securities Ra fat T Al-Jallad
More informationCommission proposal on improving securities settlement in the EU and on Central Securities Depositaries Frequently Asked Questions
MEMO/12/163 Brussels, 7 March 2012 Commission proposal on improving securities settlement in the EU and on Central Securities Depositaries Frequently Asked Questions 1. What does the proposed regulation
More information6. Finance: Over-the-Counter Derivatives
6. Finance: Over-the-Counter Derivatives Commitment [#90]: [We also firmly recommitted to work in an internationally consistent and nondiscriminatory manner to strengthen regulation and supervision on]
More informationTrade Repositories and their role in the financial marketplace
Trade Repositories and their role in the financial marketplace Manish Kumar Singh Susan Thomas Indira Gandhi Institute of Development Research March 2011 Contents 1 Background 1 2 What is a trade repository?
More information14 July Joint Committee of the European Supervisory Authorities. Submitted online at
14 July 2014 Joint Committee of the European Supervisory Authorities Submitted online at www.eba.europa.eu Re: JC/CP/2014/03 Consultation Paper on Risk Management Procedures for Non-Centrally Cleared OTC
More informationComparison of the Dodd Frank Act Title VII and the European Market Infrastructure Regulation September 26, 2013 Anna Pinedo James Schwartz
2013 Morrison & Foerster (UK) LLP All Rights Reserved mofo.com Comparison of the Dodd Frank Act Title VII and the European Market Infrastructure Regulation September 26, 2013 Anna Pinedo James Schwartz
More informationRBS Collective Investment Funds Limited
Derivatives Risk Management Policy RBS Collective Investment Funds Limited Derivatives Risk Management Policy Part 3 Funds Managed by RBS plc Policy Statement This policy document describes the use of
More informationREPORT FROM THE COMMISSION TO THE EUROPEAN PARLIAMENT AND THE COUNCIL
EUROPEAN COMMISSION Brussels, 22.3.2013 COM(2013) 158 final REPORT FROM THE COMMISSION TO THE EUROPEAN PARLIAMENT AND THE COUNCIL The International Treatment of Central Banks and Public Entities Managing
More informationEACH response to the FSB, BCBS, CPMI- IOSCO consultation on Incentives to centrally clear over-the-counter (OTC) derivatives
EACH response to the FSB, BCBS, CPMI- IOSCO consultation on Incentives to centrally clear over-the-counter (OTC) derivatives A. September 2018 1. Incentives... 4 2. Markets... 6 3. Reforms... 7 4. Access...
More informationShadow Banking Out of the Shadows and Into the Light
2013 Morrison & Foerster (UK) LLP All Rights Reserved mofo.com Shadow Banking Out of the Shadows and Into the Light Presented By Peter Green Jeremy Jennings-Mares 19 September 2013 LN2-11206v1 Today s
More informationUK Action Plan to reduce reliance on CRA Ratings
13.01.14 UK Action Plan to reduce reliance on CRA Ratings The UK strongly supports the implementation of the Financial Stability Board s (FSB) Principles to Reduce Reliance on CRA Ratings, and the roadmap
More informationISDA-FIA response to ESMA s Clearing Obligation Consultation paper no. 6, concerning intragroup transactions
ISDA-FIA response to ESMA s Clearing Obligation Consultation paper no. 6, concerning intragroup transactions 1. The International Swaps and Derivatives Association ( ISDA ) and the Futures Industry Association
More informationECB-PUBLIC OPINION OF THE EUROPEAN CENTRAL BANK. of 27 November 2012
EN ECB-PUBLIC OPINION OF THE EUROPEAN CENTRAL BANK of 27 November 2012 on various draft regulatory and implementing technical standards submitted by the European Securities and Markets Authority to the
More informationInternational cooperation to address shadow banking risks
International cooperation to address shadow banking risks Benjamin H Cohen Bank for International Settlements Conference on Shadow Banking: A European Perspective London, 2 February 2013 Restricted Disclaimer
More informationEMIR - What should Hedge Funds be doing?
www.pwc.co.uk EMIR - What should Hedge Funds be doing? Sept 2009 2008 credit crisis 2008: OTC market collapse Weaknesses revealed in crisis Collapse of Bear Stearns and Lehmans Heightened levels of counterparty
More informationCOMMISSION DELEGATED REGULATION (EU) No /.. of XXX
EUROPEAN COMMISSION Brussels, XXX [ ](2016) XXX draft COMMISSION DELEGATED REGULATION (EU) No /.. of XXX supplementing Regulation (EU) No 648/2012 of the European Parliament and of the Council on OTC derivatives,
More informationProgress in the Implementation of G20/FSB Recommendations June 2012
Progress in the Implementation of G20/FSB Recommendations June 2012 Jurisdiction: SAUDI ARABIA Index 1. Refining the regulatory perimeter 2. Enhancing supervision 3. Building and implementing macro-prudential
More informationThe Changing Landscape for Derivatives. John Hull Joseph L. Rotman School of Management University of Toronto.
The Changing Landscape for Derivatives John Hull Joseph L. Rotman School of Management University of Toronto hull@rotman.utoronto.ca April 2014 ABSTRACT This paper describes the changes taking place in
More informationInternational Regulatory Developments
International Regulatory Developments An Introduction to Solvency II Simone Brathwaite, FSA, FCIA, CERA Principal Oliver Wyman December 2, 2010 Many bodies driving global regulatory change A simplification
More informationProgress of Financial Regulatory Reforms
THE CHAIRMAN 12 February 2013 To G20 Ministers and Central Bank Governors Progress of Financial Regulatory Reforms Financial market conditions have improved over recent months. Nonetheless, medium-term
More informationConsiderations for End-Users January 2014
2014 Morrison & Foerster LLP All Rights Reserved mofo.com Considerations for End-Users January 2014 Title VII for End-Users Title VII has as its objectives Reducing systemic risk posed by the swaps market
More informationTHE FINANCIAL AND ECONOMIC CRISIS OF AND DEVELOPING COUNTRIES
page 1 / 5 page 2 / 5 the financial and economic pdf A Financial System That Creates Economic Opportunities Banks and Credit Unions iii Table of Contents Executive Summary 1 Introduction 3 Review of the
More informationFinancial Institutions Markets And Money 11th Edition Download Free Ebooks About Financial Institutions Markets And Money 1
Financial Institutions Markets 1th Edition Download Free Ebooks About Financial Institutions Markets FINANCIAL INSTITUTIONS MARKETS AND MONEY 11TH EDITION DOWNLOAD FREE EBOOKS ABOUT FINANCIAL INSTITUTIONS
More informationRegulation and Supervision of Systemically Important Financial Market Infrastructures
Regulation and Supervision of Systemically Important Financial Market Infrastructures Sylvie Mathérat Deputy General Director - Operations Banque de France PLAN I. Systemic Infrastructures II. FMI regulation
More informationEmerging from the Crisis Building a Stronger International Financial System
Secrétariat général de la Commission bancaire Emerging from the Crisis Building a Stronger International Financial System Session 4: Issues Highlighted by the Crisis: Expanding the Regulatory Perimeter
More informationMBF1243 Derivatives. L1: Introduction
MBF1243 Derivatives L1: Introduction What is a Derivative? A derivative is a financial instrument whose value depends on (or is derived from) the value of other, more basic. Underlying variables. Very
More informationThe Counterparty Risk Management Policy Group III Report Includes Detailed Suggestions for Financial Intermediaries
News Bulletin August 11, 2008 The Counterparty Risk Management Policy Group III Report Includes Detailed Suggestions for Financial Intermediaries Overview On August 6, 2008, the Counterparty Risk Management
More informationCommodities And Commodity Derivatives Modeling And Pricing For Agriculturals Metals And Energy Hardcover
Commodities And Commodity Derivatives Modeling And Pricing For Agriculturals Metals And Energy Hardcover COMMODITIES AND COMMODITY DERIVATIVES MODELING AND PRICING FOR AGRICULTURALS METALS AND ENERGY HARDCOVER
More informationFinancial Regulation And Supervision A Post Crisis Analysis
Financial Regulation And Supervision A Post Crisis Analysis FINANCIAL REGULATION AND SUPERVISION A POST CRISIS ANALYSIS PDF - Are you looking for financial regulation and supervision a post crisis analysis
More informationLEGAL ALERT. June 23, Financial Regulatory Reform A New Foundation: Rebuilding Financial Supervision and Regulation
LEGAL ALERT June 23, 2009 Financial Regulatory Reform A New Foundation: Rebuilding Financial Supervision and Regulation Potential Implications for Banks, Thrifts and Their Holding Companies The Obama Administration
More informationa central counterparty, the registration and supervision of trade repositories and the requirements for trade repositories
C 385/10 EN Official Journal of the European Union 15.11.2017 OPINION OF THE EUROPEAN CENTRAL BANK of 11 October 2017 on a proposal for a regulation of the European Parliament and of the Council amending
More informationFinancial Accounting Reporting And Analysis
We have made it easy for you to find a PDF Ebooks without any digging. And by having access to our ebooks online or by storing it on your computer, you have convenient answers with financial accounting
More information7. Finance: Over-the-Counter Derivatives
7. Finance: Over-the-Counter Derivatives Commitment [#65] We reaffirm our commitment that all standardized OTC derivative contracts should be traded on exchanges or electronic trading platforms, where
More informationCOMMISSION IMPLEMENTING DECISION (EU) / of XXX
EUROPEAN COMMISSION Brussels, XXX [ ](2017) XXX draft COMMISSION IMPLEMENTING DECISION (EU) / of XXX on the recognition of the legal, supervisory and enforcement arrangements of the United States of America
More informationGlobal Derivatives Markets!
Global Derivatives Markets! Overview of global derivatives markets prepared for:!!! SYMPOSIUM ON BUILDING THE FINANCIAL SYSTEM OF THE 21ST CENTURY: AN AGENDA FOR INDIA AND THE UNITED STATES! January 2016!
More informationING response to the draft Technical Standards for the Regulation on OTC Derivatives, CCPs and Trade Repositories
ING response to the draft Technical Standards for the Regulation on OTC Derivatives, CCPs and Trade Repositories 3 August 2012 About ING Contact: Jeroen Groothuis Group Public & Government Affairs T +31
More informationUK GENERALLY ACCEPTED ACCOUNTING PRACTICE UK GENERALLY ACCEPTED ACCOUNTING PDF ACCOUNTING STANDARD - WIKIPEDIA GAAP - WIKIPEDIA
UK GENERALLY ACCEPTED ACCOUNTING PDF ACCOUNTING STANDARD - WIKIPEDIA GAAP - WIKIPEDIA 1 / 5 2 / 5 3 / 5 uk generally accepted accounting pdf Financial statements prepared and presented by a company typically
More informationRISK MANAGEMENT AND THE EUROPEAN MARKET INFRASTRUCTURE REGULATION (EMIR) Diana STILLER 1, 2 Christian DAMMERT 1 Prof. Dr. Dr. h. c.
RESEARCH PAPERS FACULTY OF MATERIALS SCIENCE AND TECHNOLOGY IN TRNAVA SLOVAK UNIVERSITY OF TECHNOLOGY IN BRATISLAVA 10.2478/rput-2013-0025 2013, Volume 21, Special Number RISK MANAGEMENT AND THE EUROPEAN
More informationPractitioners Post-Crisis Perspectives on the Utility of International Financial Regulation and Supervision
Practitioners Post-Crisis Perspectives on the Utility of International Financial Regulation and Supervision Barbara Novick, Vice Chairman March 14, 2017 The opinions expressed are as of March 2017 and
More informationThoughts on determining central clearing eligibility of OTC derivatives
Financial Stability Paper No. 14 March 2012 Thoughts on determining central clearing eligibility of OTC derivatives Che Sidanius and Anne Wetherilt Financial Stability Paper No. 14 March 2012 Thoughts
More information3. In accordance with Article 14(5) of the Rules of procedure of the EBA, the Board of Supervisors has adopted this opinion.
EBA BS 2012 266 21 December 2012 Opinion of the European Banking Authority on the European Commission s consultation on a possible framework for the recovery and resolution of financial institutions other
More informationBulletin. Does the leverage ratio have an adverse impact on client clearing?
In the wake of the 2008 global financial crisis, the members of the G20 agreed to increase incentives for central clearing in order to mitigate counterparty risk in the financial system. In the past few
More informationReport on Retail OTC Leveraged Products. Consultation Report
Report on Retail OTC Leveraged Products Consultation Report The Board OF THE INTERNATIONAL ORGANIZATION OF SECURITIES COMMISSIONS CR01/2018 FEBRUARY 2018 This paper is for public consultation purposes
More informationPricing Options with Mathematical Models
Pricing Options with Mathematical Models 1. OVERVIEW Some of the content of these slides is based on material from the book Introduction to the Economics and Mathematics of Financial Markets by Jaksa Cvitanic
More informationThe G20/FSB Financial Regulatory Reform Agenda
The G20/FSB Financial Regulatory Reform Agenda Costas Stephanou, Financial Stability Board Secretariat WTO Workshop on Trade in Financial Services & Development Geneva, 26 June 2012 1 What is the FSB?
More informationDFA & EMIR: update re. FX derivatives transactions
DFA & EMIR: update re. FX derivatives transactions Foreign Exchange Contact Group Frankfurt am Main, 19 January 2012 The views expressed herein do not necessarily reflect those of the European Central
More informationDraft regulatory technical standards
FINAL REPORT ON AMENDING THE REQUIREMENTS FOR RISK-MITIGATION TECHNIQUES FOR OTC-DERIVATIVE CONTRACTS NOT CLEARED BY A CCP WITH REGARD TO PHYSICALLY SETTLED FOREIGN EXCHANGE FORWARDS JC/2017/79 18/12/2017
More informationSUMMARY OF THE IMPACT ASSESSMENT
EUROPEAN COMMISSION Brussels, SEC(2010) 1059 COMMISSION STAFF WORKING DOCUMT SUMMARY OF THE IMPACT ASSESSMT Accompanying document to the Proposal for a REGULATION OF THE EUROPEAN PARLIAMT AND OF THE COUNCIL
More informationCOMMISSION IMPLEMENTING DECISION. of XXX
EUROPEAN COMMISSION Brussels, XXX [ ](2014) XXX draft COMMISSION IMPLEMENTING DECISION of XXX on the equivalence of the regulatory framework of Hong Kong for central counterparties to the requirements
More informationComparison of BIS derivatives statistics 1
Eighth IFC Conference on Statistical implications of the new financial landscape Basel, 8 9 September 2016 Comparison of BIS derivatives statistics 1 Philip Wooldridge, BIS 1 This paper was prepared for
More informationFinancial Conduct Authority
Financial Conduct Authority Research Note August 2018 EMIR data and derivatives market policies How EMIR data help regulators better understand the impact of policies Anne-Laure Condat, Alessandro Puce
More informationJ.P. MORGAN EMEA FIXED INCOME, CURRENCY, COMMODITIES AND OTC EQUITY DERIVATIVES: EXECUTION POLICY
E M E A F I C C A N D O T C E Q U I T Y D E R I V A T I V E S : E X E C U T I O N P O L I C Y DECEMBER 2016 J.P. MORGAN EMEA FIXED INCOME, CURRENCY, COMMODITIES AND OTC EQUITY DERIVATIVES: EXECUTION POLICY
More informationReferences: Articles to , to and of the AMF General Regulation
AMF Instruction Risk management organisation for collective investment undertaking management References: Articles 313-53-2 to 313-60, 318-38 to 318-43 and 314-3-2 of the AMF General Regulation 1. General
More informationPotential Impact to Foreign Exchange Risk Management - Dodd-Frank Bill!
Potential Impact to Foreign Exchange Risk Management - Dodd-Frank Bill! April 7, 2011 Presented by: Mary Ann Dowling, Principal 2011 Treasury Strategies, Inc. All rights reserved. Dodd-Frank Act Passed
More informationRecommendation of the European Systemic Risk Board of 7 December 2017 on liquidity and leverage risks in investment funds (ESRB/2017/6) February 2018
Recommendation of the European Systemic Risk Board of 7 December 2017 on liquidity and leverage risks in investment funds (ESRB/2017/6) February 2018 Contents Section 1 Recommendations 6 Recommendation
More informationBUILDING A GLOBAL LEGAL ENTITY IDENTIFIER (LEI) WEBINAR
BUILDING A GLOBAL LEGAL ENTITY IDENTIFIER (LEI) WEBINAR 12.15.2011 Dial In Information For the Audio for this webinar; please dial: 6 AM EST Session International: 1-773-799-3664 US: 888-455-6859 Passcode:
More informationIOSCO Annual Conference: Panel 1
IOSCO Annual Conference: Panel 1 Barbara Novick, Vice Chairman 17 May 2017 The opinions expressed are as of May 2017 and may change as subsequent conditions vary. FOR POLICY MAKER USE ONLY 20170510-157057-432168
More informationRBSCIFL Derivatives Risk Management Policy Part 4. Funds Managed by BlackRock
RBSCIFL Derivatives Risk Management Policy Part 4 Funds Managed by BlackRock Contents Page Policy Statement 3 Derivatives Defined 3 RBS FTSE 100 Tracker Fund Defined 3 Instruments Used 3 Limits on Exposures
More informationEMIR : Regulation on OTC derivatives, Central Counterparties and Trade Repositories
EMIR : Regulation on OTC derivatives, Central Counterparties and Trade Repositories Contents EMIR : Regulation on OTC derivatives, Central Counterparties and Trade Repositories Background Page 2 Scope
More informationINTERNATIONAL FINANCIAL REGULATION (LL207)
INTERNATIONAL FINANCIAL REGULATION (LL207) Course duration: 54 hours lecture and class time (Over three weeks) Summer School Programme Area: Law LSE Teaching Department: Department of Law Lead Faculty:
More informationADOPTING THE AUGUST 2012 ISDA PROTOCOL FOR DODD FRANK SWAP REQUIREMENTS
ADOPTING THE AUGUST 2012 ISDA PROTOCOL FOR DODD FRANK SWAP REQUIREMENTS Thompson & Knight Notes on the ISDA August 2012 DF Protocol (the Protocol ) I. Introduction 1 The Protocol is the first of a planned
More informationDaniel K Tarullo: Regulatory reform
Daniel K Tarullo: Regulatory reform Testimony by Mr Daniel K Tarullo, Member of the Board of Governors of the Federal Reserve System, before the Committee on Banking, Housing, and Urban Affairs, US Senate,
More informationDECEMBER 2017 ON MANDATORY MARGINING OF NON-CENTRALLY CLEARED OTC DERIVATIVES FINAL REPORT MOSCOW
FINAL REPORT OF NON-CENTRALLY CLEARED MOSCOW This is an unofficial translation for information purposes only. If there are any discrepancies between the original Russian version and this translated version,
More informationJ.P. MORGAN EMEA FIXED INCOME, CURRENCY, COMMODITIES AND OTC EQUITY DERIVATIVES: EXECUTION POLICY
JANUARY 2018 E M E A F I C C A N D O T C E Q U I T Y D E R I V A T I V E S : E X E C U T I O N P O L I C Y J.P. MORGAN EMEA FIXED INCOME, CURRENCY, COMMODITIES AND OTC EQUITY DERIVATIVES: EXECUTION POLICY
More information2013 UBS US Resolution Plan Public Section October 2013
2013 UBS US Resolution Plan Public Section October 2013 Page 2 of 32 Table of contents 1 Introduction 5 2 Names of Material Entities 6 3 Description of Core Business Lines 7 3.1 Wealth Management Americas
More informationFinancial Stability Board. Promoting financial stability to support sustainable growth. Rupert Thorne, Deputy to the Secretary General 1 July 2013
Financial Stability Board Promoting financial stability to support sustainable growth Rupert Thorne, Deputy to the Secretary General 1 July 2013 What is the FSB? International body established to address
More informationSenior Credit Officer Opinion Survey on Dealer Financing Terms
BOARD OF GOVERNORS OF THE FEDERAL RESERVE SYSTEM DIVISION OF MONETARY AFFAIRS DIVISION OF RESEARCH AND STATISTICS For release at 2:00 p.m. EDT March 29, 2012 Senior Credit Officer Opinion Survey on Dealer
More informationComparison of the Dodd Frank Act Title VII and the European Market Infrastructure Regulation
2014 Morrison & Foerster (UK) LLP All Rights Reserved mofo.com Comparison of the Dodd Frank Act Title VII and the European Market Infrastructure Regulation Overview Comparison of Dodd Frank Act Title VII
More informationA response to European Commission consultation Possible initiatives to enhance the resilience of OTC Derivatives Markets by Thomson Reuters
August 2009 A response to European Commission consultation Possible initiatives to enhance the resilience of OTC Derivatives Markets by Thomson Reuters Thomson Reuters (TR) is the world s leading source
More informationISDA European Policy Conference 2017 Opening Remarks Scott O Malia, ISDA CEO Thursday September 28, 2017: 9.30am-9.45am
ISDA European Policy Conference 2017 Opening Remarks Scott O Malia, ISDA CEO Thursday September 28, 2017: 9.30am-9.45am Good morning, and welcome to our European public policy conference. Today s event
More informationCommittee on Payments and Market Infrastructures (CPMI)
Committee on Payments and Market Infrastructures (CPMI) Payment System Policy and Oversight Course May 2016 PMI Policy Staff Federal Reserve Bank of New York Important Note The views expressed in this
More informationTraded Risk & Regulation
DRAFT Traded Risk & Regulation University of Essex Expert Lecture 14 March 2014 Dr Paula Haynes Managing Partner Traded Risk Associates 2014 www.tradedrisk.com Traded Risk Associates Ltd Contents Introduction
More informationJuly 10 th, Dear Sir/Madam:
July 10 th, 2015 The European Banking Authority The European Insurance and Occupational Pensions Authority The European Securities and Markets Authority RE: Draft Regulatory Technical Standards on risk-mitigation
More informationBank Management Financial Services 9th Edition
BANK MANAGEMENT FINANCIAL SERVICES 9TH EDITION PDF - Are you looking for bank management financial services 9th edition Books? Now, you will be happy that at this time bank management financial services
More informationISDA Commentary on ESMA RTS on Confirmations (in European Commission Delegated Regulation C(2012) 9593 final (19 December 2012)) 29 January 2013
ISDA Commentary on ESMA RTS on Confirmations (in European Commission Delegated Regulation C(2012) 9593 final (19 December 2012)) 29 January 2013 A Introduction We welcome the opportunity to comment on
More informationMoney Banking And Finance System Hubbard Solution
We have made it easy for you to find a PDF Ebooks without any digging. And by having access to our ebooks online or by storing it on your computer, you have convenient answers with money banking and finance
More informationOTC Derivatives Compliance Calendar
OTC Derivatives Compliance Calendar Updated: January 4, 2019 2019 2019 EU European Commission s review of the European Supervisory Authorities (ESAs) was published on September 20, 2017. The Commission
More informationEUROPEAN COMMISSION S PUBLIC CONSULTATION ON DERIVATIVES AND MARKET INFRASTRUCTURES
EUROPEAN COMMISSION S PUBLIC CONSULTATION ON DERIVATIVES AND MARKET INFRASTRUCTURES EUROSYSTEM CONTRIBUTION 1 INTRODUCTION With a view to meeting the G20 s commitment to promote resilience and transparency
More information