Dewan Housing Finance Corporation Limited
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1 Dewan Housing Finance Corporation Limited Notice to the shareholders of the Company holding shares in physical mode This is to inform you that, Securities and Exchange Board of India ( SEBI ) vide its notification dated 8 th June, 2018 amended Regulation 40 of the Securities and Exchange Board of India (Listing Obligations and Disclosure Requirements) Regulations, The said notification is annexed herein below. As per the said notification, SEBI has mandated all listed companies that with effect from 5 th December, 2018, except in case of transmission or transposition of securities, requests for effecting transfer of securities should not be processed unless the securities are held in the dematerialized form with a depository. In this connection, Shareholders of the Company holding shares in physical form are requested to convert their shares in to dematerialize form before 5 th December, 2018 to avoid any inconvenience at a later date. For any assistance / clarification in this regards, shareholders may contact Registrar and Transfer Agent of the Company i.e. Link Intime India Pvt Limited on below mentioned address: Link Intime India Private Limited Add: C 101, 247 Park, L.B.S. Marg, Vikhroli (West), Mumbai Tel No.: Fax No.: rnt.helpdesk@linkintime.co.in Website:
2 THE GAZETTE OF INDIA EXTRAORDINARY PART III SECTION 4 PUBLISHED BY AUTHORITY NEW DELHI, JUNE 8, 2018 SECURITIES AND EXCHANGE BOARD OF INDIA NOTIFICATION Mumbai, the 8 th of June, 2018 SECURITIES AND EXCHANGE BOARD OF INDIA (LISTING OBLIGATIONS AND DISCLOSURE REQUIREMENTS) (FOURTH AMENDMENT) REGULATIONS, 2018 No. SEBI/LAD-NRO/GN/2018/24. In exercise of the powers conferred by section 11, subsection (2) of section 11A and section 30 of the Securities and Exchange Board of India Act, 1992 (15 of 1992) read with section 31 of the Securities Contracts (Regulation) Act, 1956 (42 of 1956), the Board hereby makes the following regulations to further amend the Securities and Exchange Board of India (Listing Obligations and Disclosure Requirements) Regulations, 2015, namely, 1. These regulations may be called the Securities and Exchange Board of India (Listing Obligations and Disclosure Requirements) (Fourth Amendment) Regulations, These regulations shall come into force on the one hundred and eightieth day from the date of its publication in the Official Gazette. 3. In the Securities and Exchange Board of India (Listing Obligations and Disclosure Requirements) Regulations, 2015, - Page 1 of 4
3 (i) in regulation 7, in sub-regulation (2), the words both physical and electronic shall be omitted. (ii) in regulation 40, in sub-regulation (1), - a. the symbol. shall be substituted with the symbol : ; b. the following proviso shall be inserted, namely, - Provided that, except in case of transmission or transposition of securities, requests for effecting transfer of securities shall not be processed unless the securities are held in the dematerialized form with a depository. (iii) in Schedule VII, in clause A, sub-clause (2) shall be omitted. sd/- AJAY TYAGI CHAIRMAN SECURITIES AND EXCHANGE BOARD OF INDIA Footnote: 1. The Securities and Exchange Board of India (Listing Obligations and Disclosure Requirements) Regulations, 2015 were published in the Gazette of India on 2 nd September 2015 vide No. SEBI/LAD-NRO/GN/ / The Securities and Exchange Board of India (Listing Obligations and Disclosure Requirements) Regulations, 2015, were subsequently amended on: Page 2 of 4
4 a) December 22, 2015 by the Securities and Exchange Board of India (Listing Obligations and Disclosure Requirements) (Amendment) Regulations, 2015 vide notification no. SEBI/LAD-NRO/GN/ /27. b) May 25, 2016 by Securities and Exchange Board of India (Listing Obligations and Disclosure Requirements) (Amendment) Regulations, 2016 vide notification no. SEBI/LAD-NRO/GN/ /001. c) July 08, 2016 by Securities and Exchange Board of India (Listing Obligations and Disclosure Requirements) (Second Amendment) Regulations, 2016 vide notification no. SEBI/ LAD-NRO/GN/ /008. d) January 4, 2017 by Securities and Exchange Board of India (Listing Obligations and Disclosure Requirements) (Third Amendment) Regulations, 2016 vide notification no. SEBI/ LAD-NRO/GN/ /025. e) February 15, 2017 by Securities and Exchange Board of India (Listing Obligations and Disclosure Requirements) (Amendment) Regulations, 2017 vide notification no. SEBI/LAD/NRO/GN/ /029. f) March 6, 2017 by the Securities and Exchange Board of India (Payment of Fees and Mode of Payment) (Amendment) Regulations, 2017 vide Notification No. LAD- NRO/GN/ /037 read with March 29, 2017 by Securities and Exchange Board of India (Payment of Fees and Mode of Payment) (Amendment) Regulations, 2017 vide notification no. SEBI/LAD/NRO/GN/ /38. g) May 9, 2018 by the Securities and Exchange Board of India (Listing Obligations and Disclosure Requirements) (Amendment) Regulations, 2018 vide notification SEBI/LAD-NRO/GN/2018/10. h) May 30, 2018 by the Securities and Exchange Board of India (Listing Obligations and Disclosure Requirements) (Second Amendment) Regulations, 2018 vide notification no. SEBI/LAD-NRO/GN/2018/13. i) June 01, 2018 by the Securities and Exchange Board of India (Listing Obligations and Disclosure Requirements) (Third Amendment) Regulations, 2018 vide notification no. SEBI/LAD-NRO/GN/2018/21. Page 3 of 4
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