CAN WE WALK BY YOUR SIDE?

Transcription

1 CHOOSE YOUR DAY!

2 CAN WE WALK BY YOUR SIDE? Sheridan Road is an award-winning institutional retirement plan consulting and wealth management firm. Companies and individuals nationwide rely on us to provide direction and set them on a sound financial path.

3 FINANCIAL CHOICES ARE MANY. CHOOSE FREEDOM. You know that the decisions you make today about your company or personal finances will have an indelible impact on the future. But when do you even have time to think about making those decisions, much less following up on them? We get it. You re busy. And you re living in a world that pulls you in so many directions. Sheridan Road was founded in 2005 to help you make better informed choices, help get you on a positive path toward your long-term goals, and let you get on with what you want to do with your time. That s our sole mission: to help you improve your financial life by managing the cares, costs and burdens of your affairs whether you run a 250-person company, or are planning your family s future. How have we earned the privilege of becoming your friendliest, most trusted advisor? Through our independence, our supportive and caring company culture and our commitment to long-term fundamentals, adjusted for today s environment. BARRON S 2016 and 2017 Top 10 Institutional Consultants PLANSPONSOR Top 3 Retirement Plan Advisers INSTITUTIONAL INVESTOR Top 20 PLANADVISER Top Retirement Plan Adviser, Barron s Top Advisor rankings, awarded to Jim O Shaughnessy, were evaluated on a range of criteria to compile the list, including institutional investment assets overseen by each team, revenue generated by those assets, the number of clients served by the team, the number of team members and their regulatory records, as well as advanced professional designations and accomplishments represented on the team. The Financial Times 401 Top Retirement Plan Advisors, awarded to Jim O Shaughnessy, is an independent listing produced by the Financial Times (September 2016). The FT 401 is based on data gathered from financial advisors, regulatory disclosures, and the FT s research. The listing reflects each advisor s status in seven primary areas, including DC plan assets under management, growth in DC plan business, specialization in DC plan business, and other factors. This award does not evaluate the quality of services provided to clients and is not indicative of this advisor s future performance. Neither the advisors nor their parent firms pay a fee to Financial Times in exchange for inclusion in the FT 401. The 2017 NAPA Top DC Advisers list is based solely on defined contribution (DC) plan assets under advisement as reported directly by nominees PLANADVISER Top 100 Retirement Plan Advisor Team awards are selected based solely on quantitative factors, including plan assets and number of plans, as reported directly by nominees.

4 STRATEGIES AND SERVICES PERSONALIZED TO YOUR NEEDS. LET S TALK OPTIONS.

5 Sheridan Road offers institutional investment consulting services to for-profit and not-for-profit corporations, and personalized, customized wealth management services to individuals and families. FOR COMPANIES Retirement plan optimization assistance designed to improve outcomes and advance your business goals ERISA Fiduciary Services: 3(21) non-discretionary investment or 3(38) discretionary investment management Streamlined 401(k) Retirement Solution: bundled, affordable fiduciary investment management, employee financial wellness and comprehensive recordkeeping to modernize your plan Fiduciary outsourcing, governance training and education to modernize your plan Regulatory updates to keep you abreast of policy changes Client symposia that offer critical education and peer-to-peer networking Institutional investment research and access to top managers Human Capital Management Programs that leverage your organization s innate talents Financial wellness strategies that look at your employees complete financial picture FOR INDIVIDUALS & FAMILIES Financial advice built around goals-based planning and sound, time-tested investment principles that balance risk and return Customized executive benefits (strategies for wealth accumulation, wealth preservation, business continuity planning and wealth management) Core Planning Portfolios risk-managed asset allocations strategies matched to your individual goals and risk comfort level Online Portfolio Management open accounts and manage and track your investments online, wherever and whenever you choose Income Lens an accurate retirement income planning tool to help create a meaningful income strategy Curriculum-based financial education that aligns with the level of interest that your family members have in helping to manage your affairs Specialized financial planning to address needs and objectives both during and after divorce Comprehensive advice for families with special needs that helps enhance your quality of life and plan for the future WHAT MAKES SHERIDAN ROAD DIFFERENT? INDEPENDENCE AND OBJECTIVITY You want to be sure that your advisor always works in your best interest. As independent fiduciaries, we have always sought to eliminate conflicts from outside businesses or ownership entanglements. Adherence to this principle has allowed us to provide both fiduciary and non-fiduciary services solely based on client preferences and needs. COMMITMENT TO REINVEST IN OUR BUSINESS You deserve the very best from an advisor. By continuously reinvesting in our people, processes and technology, we have added value to our client relationships while building and scaling our service capabilities and platform. Making those upgrades and improvements has been baked into our culture since the beginning. Investing in technology has enhanced our ability to drive service improvements and has provided our colleagues the resources to shine and put our collective strengths to work on your behalf. THOUGHT LEADERS IN INSTITUTIONAL CONSULTING Your business thrives on great ideas. Sheridan Road has long been recognized as a thought leader in institutional retirement consulting and wealth management. We ve committed ourselves to championing best practices and standards by participating on industry advisory boards and committees and by being highly visible advocates at major industry conferences. The value of that knowledge accrues directly to the benefit of our clients.

6 THE HEART OF IT ALL: A POSITIVE, INCLUSIVE AND FORWARD- LOOKING CULTURE. Preserving and building on our friendly, team-oriented culture is not only a key component of our business model and strategy it is why our clients want to work with us. Since our founding, we ve been interested in improving the lives of clients, team members and people in our communities. To give our clients our very best, we have to feel good about what we do. That s why we have long advocated for and practiced continuous collaboration and training across all areas of the firm. To support our value of diversity and inclusivity, we have maintained a strong track record of promoting leaders from within while recruiting the best talent in the country. Finally, we have connected with and championed our communities by giving back in myriad ways. CHOOSE YOUR DAY (OF GIVING) In the spirit of Sheridan Road s Choose Your Day mission, we recently launched Choose Your Day (of Giving) as a way for our employees to give back to the communities in which we live. Each of our regional offices chooses local service projects based on a critical need that they see within their communities, from rebuilding homes to cleaning up parks, from volunteering at local food shelters to beautifying shorelines to name just a few. On Choose Your Day (of Giving), everyone at Sheridan Road is out of the office, pitching in at their chosen project. SHERIDAN ROAD CHARITABLE FOUNDATION The mission of the Sheridan Road Charitable Foundation is to provide philanthropic support to a number of established social service and research organizations that focus on improving our educational system, empowering underprivileged communities and assisting leading-edge cancer research institutions. Our Songwriters in the Round events continue to be wildly successful local fundraisers which, combined with other events, support a number of amazing organizations including By The Hand Club for Kids, Communities in Schools and Bernie s Book Bank. srcfoundation.com Representative charitable groups we have supported with a day of service include the Greater Chicago Food Depository, Habitat for Humanity, the Denver Rescue Mission and Keep Milwaukee Beautiful. Sheridan Road Charitable Foundation is a separate entity from Sheridan Road Advisors, LLC and Sheridan Road Financial, LLC.

7 FEELING GOOD ABOUT WHAT WE DO FOR YOU.

8 DEDICATED TO SERVING YOU SINCE DAY ONE. COMMITTED TO CARING FOREVER. As one of the nation s largest independent-registered investment advisers, Sheridan Road has offered a depth of objective consulting services to companies, and wealth advisory expertise to individuals and families since WANT TO KNOW US BETTER? Investment Research Executive Consulting Comprehensive Financial Planning Visit our website or give us a call! sheridanroad.com Human Capital Management Programs ERISA Fiduciary Services Retirement Income Planning Financial Wellness Strategies Online Portfolio Management Special Needs and Divorce Planning Services Chicago Denver Indianapolis Milwaukee Minneapolis Nashville San Francisco Tampa Northbrook Corporate Headquarters: 707 Skokie Blvd Suite 400, Northbrook, IL Securities offered through LPL Financial, member FINRA/SIPC. Investment advice offered through Sheridan Road Advisors, LLC., a Registered Investment Advisor. Sheridan Road Advisors, LLC and Sheridan Road Financial are separate entities from LPL Financial.