SECURITIES AND DERIVATIVES MARKETS QUARTERLY REPORT. First Quarter 2018

Transcription

1 SECURITIES AND DERIVATIVES MARKETS QUARTERLY REPORT First Quarter 2018

2 MARKET HIGHLIGHTS Market Highlights Main Board Highlights 1st Quarter st Quarter 2017 No. of listed companies 1,827 1,732 No. of listed securities 13,527 9,114 Equities Ordinary shares 1,828 1,733 Preference shares Warrants 6,967 3,995 Equity 4 7 Derivative 6,963 3,988 Equity linked instrument 0 0 Callable bull/bear contracts 3,476 2,271 Unit trusts/mutual funds Debt securities 1, No. of trading only stocks Nasdaq stocks 6 6 ishares 0 2 No. of trading days Total turnover in value (HK$mil.) * 8,869, ,580, Total turnover in shares (mil. shs) 15,299, ,466, Total number of trades (deals) 109,082,001 69,018,006 Total market capitalisation (HK$mil.) 34,138, ,911, Average P/E ratio (times) Average dividend yield (%) Number of exchange participants Trading Non-trading Turnover in value (HK$mil.) Highest 283, (23/03) 121, (17/03) Lowest 96, (21/02) 49, (02/02) Turnover in shares (mil. shs) Highest 344, (16/01) 268, (15/02) Lowest 185, (05/01) 156, (01/02) Total number of trades (deals) Highest 2,858,682 (06/02) 1,514,456 (17/03) Lowest 1,342,527 (21/02) 802,324 (17/01) * Included turnover value traded in non-hkd currency securities. 1

3 MARKET HIGHLIGHTS Market Highlights GEM Highlights 1st Quarter st Quarter 2017 No. of listed companies No. of listed securities Equities Warrants 1 1 No. of trading days Total turnover in value (HK$mil.) * 40, , Total turnover in shares (mil. shs) 108, , Total number of trades (deals) 1,559, ,405 Total market capitalisation (HK$mil.) 263, , Average P/E ratio (times) Average dividend yield (%) Turnover in value (HK$mil.) Highest 1, (22/02) 1, (30/03) Lowest (26/03) (01/02) Turnover in shares (mil. shs) Highest 2, (22/02) 3, (06/03) Lowest 1, (26/03) (01/02) Total number of trades (deals) Highest 45,017 (25/01) 29,348 (29/03) Lowest 14,997 (26/03) 6,373 (01/02) * Included turnover value traded in non-hkd currency securities. 2

4 MARKET HIGHLIGHTS Derivatives Market Highlights Highlights 1st Quarter 1st Quarter All futures and options products (excluding stock options) No. of trading days Total contract volume 41,286,093 26,115,455 Equity index products 40,761,917 25,850,859 Equity products 65,484 39,870 Bond Futures * Interest rates products RMB Currency products 326, ,296 Gold Futures # 128,273 Iron Ore Futures ^ 3,043 London Metal Mini Futures Average daily contract volume 676, ,217 Total open interest as at the quarter end (contracts) 3,699,465 3,658,257 Equity index products 3,653,039 3,611,119 Equity products 11,729 5,250 Bond Futures * Interest rates products RMB Currency products 34,037 41,802 Gold Futures # 190 Iron Ore Futures ^ 169 London Metal Mini Futures * Trading in Bond Futures commenced on 10 Apr 2017 and suspended with effect from 08 Dec 2017 # Trading in Gold Futures commenced on 10 Jul 2017 ^ Trading in Iron Ore Futures commenced on 13 Nov 2017 Stock options No. of newly introduced stock options classes 5 0 No. of stock options as at the quarter end Class Series 33,278 30,708 Total premium (HK$mil.) 36, , Call 21, , Put 15, , Average daily premium (HK$mil.) Total contract volume 40,592,232 21,003,818 Call 21,671,733 11,585,469 Put 18,920,499 9,418,349 Average daily contract volume 665, ,771 Total open interest as at the quarter end (contracts) 9,585,088 6,673,563 Call 5,043,828 3,330,396 Put 4,541,260 3,343,167 Total number of trades 1,567, ,671 Average daily number of trades 25,689 11,995 Total contracts exercised 3,346,767 1,909,852 Average premium per contract (HK$) Average contract per trade (contracts) Put volume/call volume Average daily contract volume/open interest 6.9% 5.1% All futures and options products Total contract volume 81,878,325 47,119,273 Total open interest as at the quarter end (contracts) 13,284,553 10,331,820 3

5 MARKET HIGHLIGHTS Clearing and Settlement Statistics Securities Market 1st Quarter st Quarter 2017 Average Daily Exchange Trades Handled by CCASS Number of trades 1,813,140 1,125,959 Value of trades (HK$bil.) Share quantity Involved (bil shares) Average Daily Settlement Instructions ( SIs ) Settled by CCASS Number of SIs 113,959 86,101 Value of SIs (HK$bil.) Share quantity involved (bil. Shares) Average Daily Investor SIs ( ISIs ) Settled by CCASS Number of ISIs Value of ISIs (HK$mil.) Share quantity involved (mil. shares) Average Daily Settlement Efficiency of CNS Stock Positions on Due Day (T+2) (%) Average Daily Settlement Efficiency of CNS Stock Positions on the Day following the Due Day (T+3) (%) Average Daily Buy-ins Executed on T+3 Number of brokers involved 4 3 Number of buy-ins 5 4 Value of buy-ins (HK$mil) Shares Deposited in the CCASS Depository * Number of shares (bil shares) 6, ,015.7 Percentage of total issued shares of the admitted securities Value of shares (HK$bil) 22, ,988.3 Percentage of the total market capitalisation of the admitted securities Derivatives Market 1st Quarter st Quarter 2017 Open Interest Equity Index Futures 521, ,037 Stock Futures 11,729 5,250 5-Year MOF T-Bond Futures ^ Interest Rates Futures RMB Currency Futures 30,515 41,691 Gold Futures Iron Ore Futures ^^ 169 London Metal Mini Futures Equity Index Options 3,131,760 2,989,082 Stock Options 9,585,088 6,673,563 RMB Currency Options # 3, Cumulative Stock Options Exercised Share quantity involved (mil. shs) 3,007 1,876 Value of shares (HK$bil.) * Share quantity and market value of securities in non-hkd currency are included ^ Trading in 5-Year MOF T-Bond Futures commenced on 10 Apr 2017 and suspended with effect from 08 Dec Trading in Gold Futures commenced on 10 Jul 2017 ^^ Trading in Iron Ore Futures commenced on 13 Nov 2017 # Trading in RMB Currency Options commenced on 20 Mar

6 MAIN BOARD EQUITIES Equity Turnover Share Value (mil. shs) (HK$ mil.) No. of deals 2017 Q1 880, ,261, ,223,517 Q2 888, ,419, ,686,986 Q3 961, ,503, ,867,472 Q4 905, ,868, ,454, Q1 922, ,442, ,448,315 Equity Trading Statistics No. of Average daily Average trading days turnover (HK$ mil.) value per deal 2017 Q , ,000 Q , ,409 Q , ,370 Q , , Q , ,139 5

7 MAIN BOARD EQUITIES 20 Most Advanced Stocks for 1st quarter 2018 Closing price Rank Code Stock End of Mar 2018 End of Dec 2017 % up SANROC INT L BRANDINGCHINA KAKIKO GROUP CHINA QINFA MIDAS HLDGS-S DAFY HOLDINGS SOFTPOWER INT FREEMAN FINTECH DONGGUANG CHEM EFORCE HOLDINGS SUNCITY GROUP FORTUNE SUN NNK CHINA ENV RES SMIT CAPITAL VC VICON HOLDINGS GREEN INTL HLDG ENM HOLDINGS PROSPER CONS A Adjusted 20 Most Declined Stocks for 1st quarter 2018 Closing price Rank Code Stock End of Mar 2018 End of Dec 2017 % down EPRINT GROUP DAOHE GLOBAL LHN DASHENG AGR FIN SINO OIL & GAS NATIONAL INV HUIYIN SMARTCOM KINGSTON FIN CEFC FIN INV CH ENV TECH&BIO TC ORI LIGHT THE 13 HOLDINGS A NAMESON HLDGS SPARKLE ROLL SUNWAY INT L ROYAL CHINA INT FUTURE WORLD FH TRULY INT L VICTORY CITY PUTIAN FOOD A Adjusted 6

8 MAIN BOARD EQUITIES 20 Most Active Stocks by Value for 1st quarter 2018 Rank Code Stock Turnover (HK$ mil.) % of total TENCENT 859, PING AN 357, CCB 254, HKEX 208, HSBC HOLDINGS 167, ICBC 165, BANK OF CHINA 142, CHINA LIFE 98, AIA 97, GEELY AUTO 96, CHINA MOBILE 91, COUNTRY GARDEN 83, SUNNY OPTICAL 78, ABC 75, SINOPEC CORP 61, PETROCHINA 60, AAC TECH 58, CNOOC 57, CM BANK 57, GALAXY ENT 55, Total 3,126, Most Active Stock by Shares for 1st quarter 2018 Rank Code Stock Turnover (mil. shs) % of total BANK OF CHINA 32, CCB 30, ICBC 23, LANDING INTL 20, ABC 17, HENGTEN NET 15, TEAMWAY INTL GP 13, PETROCHINA 10, SINOPEC CORP 9, CH SOFT POWER 8, BLOCKCHAIN GP 8, GCL-POLY ENERGY 7, SINO OIL & GAS 7, BE CLEAN ENERGY 7, SUNWAY INT L 7, CCT LAND 6, CITIC BANK 6, ZIJIN MINING 5, SHUNTEN INTL 5, COUNTRY GARDEN 5, Total 250,

9 MAIN BOARD EQUITIES Market Capitalisation of Listed Companies for Main Board HK$ mil Q1 26,911, Q2 28,412, Q3 31,140, Q4 33,717, Q1 34,138, Market Capitalisation by Hang Seng Industry Classification System* Main Board Quarter-end figures 15.85% 14.33% 28.10% 3.16% 3.42% 1.94% 3.76% 11.77% 5.04% 6.79% 5.85% Energy Materials Industrials Consumer Goods Consumer Services Telecommunications Utilities Financials Properties & Construction Information Technology Conglomerates * Hang Seng Industry Classification System (HSICS) is provided by Hang Seng Indexes Company Limited. Note: New Hang Seng Industry Classification System took effect on 9 September

10 MAIN BOARD EQUITIES 50 Leading Companies by Market Capitalisation as at the 1st quarter end 2018 Market capitalisation Rank Code Company (HK$ mil.) % of market total Tencent Holdings Ltd. 3,890, China Construction Bank Corporation H Shares 1,937, HSBC Holdings plc 1,507, China Mobile Ltd. 1,473, AIA Group Ltd. 801, Ping An Insurance (Group) Co. of China, Ltd. H Shares 594, Industrial and Commercial Bank of China Ltd. H Shares 584, Prudential plc * 516, N.A CNOOC Ltd. 516, BOC Hong Kong (Holdings) Ltd. 403, CK Hutchison Holdings Ltd. 362, Sun Hung Kai Properties Ltd. 359, Bank of China Ltd. H Shares 352, Country Garden Holdings Co. Ltd. 351, Hang Seng Bank Ltd. 347, Sands China Ltd. 340, China Evergrande Group 325, CITIC Ltd. 319, Hong Kong Exchanges and Clearing Ltd. 316, Galaxy Entertainment Group Ltd. 307, China Unicom (Hong Kong) Ltd. 302, China Overseas Land & Investment Ltd. 298, Manulife Financial Corporation * 284, N.A Standard Chartered PLC 260, MTR Corporation Ltd. 253, CK Asset Holdings Ltd. 243, Hong Kong and China Gas Co. Ltd., The 225, Bank of Communications Co., Ltd. H Shares 215, Henderson Land Development Co. Ltd. 204, Geely Automobile Holdings Ltd. 202, CLP Holdings Ltd. 201, China Resources Land Ltd. 197, China Petroleum & Chemical Corporation H Shares 175, AAC Technologies Holdings Inc. 173, CK Infrastructure Holdings Ltd. 170, Swire Properties Ltd. 160, China Life Insurance Co. Ltd. H Shares 160, Sunny Optical Technology (Group) Co. Ltd. 158, Wharf Real Estate Investment Co. Ltd. 155, Power Assets Holdings Ltd. 149, Wynn Macau, Ltd. 147, China Merchants Bank Co., Ltd. H Shares 147, Fosun International Ltd. 146, Longfor Properties Co. Ltd. 141, China Gas Holdings Ltd. 141, Agricultural Bank of China Ltd. H Shares 137, Sunac China Holdings Ltd. 133, CSPC Pharmaceutical Group Ltd. 130, Sino Biopharmaceutical Ltd. 129, Zall Group Ltd. 129, Total 20,388, Market Total 34,138, Notes: * not included in Market Total 9

11 MAIN BOARD EQUITIES Short Selling (value) Short selling turnover (HK$ mil.) Market turnover (HK$ mil.) * % of market total 2017 Q1 475, ,608, Q2 504, ,591, Q3 589, ,964, Q4 648, ,544, Q1 988, ,909, * Included Market total for Main Board and GEM Short Selling (share) Short selling turnover (mil. shs) Market turnover (mil. shs) * % of market total 2017 Q1 52, ,564, Q2 49, ,197, Q3 55, ,542, Q4 52, ,978, Q1 73, ,407, * Included Market total for Main Board and GEM New Listing Companies Statistics No. of newly No. of companies Funds raised listed companies transferred from GEM * (HK$ mil.) # 2017 Q , Q , Q , Q , Q , * Included only the transfers of listing from GEM to Main Board pursuant to the revised Rule 9.24 of GEM Listing Rules and to the new Chapter 9A of the Main Board Listing Rules effective from 1 July 2008 # All funds raised are attributed to the initial public offers of newly listed companies 10

12 MAIN BOARD EQUITIES Newly Listed Companies for 1st quarter 2018 Code Company Listing date d shares Funds raised (HK$ mil.) Vobile Group Ltd. 2018/01/04 424,874, Ruifeng Power Group Co. Ltd. 2018/01/05 800,000, C-MER Eye Care Holdings Ltd. 2018/01/15 1,029,550, Everbright Grand China Assets Ltd. 2018/01/16 441,400, Space Group Holdings Ltd. 2018/01/16 760,000, Thing On Enterprise Ltd. 2018/01/16 720,000, Zhenro Properties Group Ltd. 2018/01/16 4,123,000,000 4, Twintek Investment Holdings Ltd. 2018/01/17 800,000, Bank of Gansu Co., Ltd. H Shares 2018/01/18 2,543,800,000 6, Pentamaster International Ltd. 2018/01/19 1,600,000, SUNeVision Holdings Ltd. * 2018/01/22 2,322,721, Wah Sun Handbags International Holdings Ltd. 2018/01/22 408,626, CIG Yangtze Ports PLC * 2018/01/29 1,725,066, Ulferts International Ltd. 2018/01/29 800,000, Haitian Energy International Ltd. * 2018/02/05 9,136,000, Dragon Rise Group Holdings Ltd. 2018/02/08 1,200,000, A-Living Services Co., Ltd. H Shares 2018/02/09 433,334,000 4, Lap Kei Engineering (Holdings) Ltd. * 2018/02/12 1,280,000, Xinghua Port Holdings Ltd. 2018/02/12 814,412, MECOM Power and Construction Ltd. 2018/02/13 1,200,000, Time Interconnect Technology Ltd. 2018/02/13 1,840,000, OneForce Holdings Ltd. 2018/03/02 381,072, Vico International Holdings Ltd. 2018/03/05 1,000,000, Tian Chang Group Holdings Ltd. 2018/03/08 620,000, CSMall Group Ltd. 2018/03/13 1,053,588, A & S Group (Holdings) Ltd. 2018/03/14 1,000,000, B & S International Holdings Ltd. 2018/03/14 400,000, Apex Ace Holding Ltd. 2018/03/16 1,000,000, China Boqi Environmental (Holding) Co., Ltd. 2018/03/16 1,010,758, Tongda Hong Tai Holdings Ltd. 2018/03/16 189,115, SIIC Environment Holdings Ltd. 2018/03/23 2,606,588, China Xinhua Education Group Ltd. 2018/03/26 1,600,000,000 1, Telecom Service One Holdings Ltd. * 2018/03/27 128,182, Jiangsu Innovative Ecological New Materials Ltd. 2018/03/28 480,000, Most Kwai Chung Ltd. 2018/03/28 270,000, Wang Yang Holdings Ltd. 2018/03/29 264,000, Total 22, * Transfers of listing from GEM to Main Board pursuant to the revised Rule 9.24 of the GEM Listing Rules and to the new Chapter 9A of the Main Board Listing Rules effective from 1 July

13 MAIN BOARD EQUITIES Withdrawal of Listed Companies for 1st quarter 2018 Code Company Last trading date Delisted date Glencore plc 2018/01/ /01/ Welling Holding Ltd. 2018/02/ /02/ Tapestry, Inc. - RS 2018/01/ /03/02 12

14 MAIN BOARD EQUITIES Company Name Changes for 1st quarter 2018 Code Old name New name Effective date Adoption date Hengshi Mining Investments Ltd. Aowei Holding Ltd. 2017/11/ /01/ U-RIGHT International Holdings Ltd. Fullsun International Holdings Group Co., Ltd. 2017/12/ /01/ Highlight China IoT International Ltd. Hua Long Jin Kong Co. Ltd. 2017/12/ /01/ BBMG Corporation H Shares # BBMG Corporation H Shares 2017/12/ /01/ Share Economy Group Ltd. Huiyin Holdings Group Ltd. 2017/12/ /01/ Tianyi (Summi) Holdings Ltd. Summi (Group) Holdings Ltd. 2017/11/ /01/ RM Group Holdings Ltd. Shunten International (Holdings) Ltd. 2018/01/ /02/ Jia Yao Holdings Ltd. Tourism International Holdings Ltd. 2018/01/ /02/ CHTC Fong s Industries Co. Ltd. CHTC Fong s International Co. Ltd. 2017/12/ /02/ Times Property Holdings Ltd. Times China Holdings Ltd. 2018/01/ /02/ Loudong General Nice Resources (China) Holdings Ltd. Silk Road Logistics Holdings Ltd. 2018/01/ /02/ Mega Medical Technology Ltd. Kaisa Health Group Holdings Ltd. 2018/01/ /02/ HC International, Inc. # HC International, Inc. 2018/03/ /03/ FDB Holdings Ltd. Dafy Holdings Ltd. 2018/02/ /03/ Addchance Holdings Ltd. GTI Holdings Ltd. 2018/02/ /03/ Ceneric (Holdings) Ltd. TFG International Group Ltd. 2018/02/ /03/ Phoenix Satellite Television Holdings Ltd. Phoenix Media Investment (Holdings) Ltd. 2018/03/ /03/ Landsea Green Properties Co., Ltd. Landsea Green Group Co., Ltd. 2018/03/ /03/29 # Change of Chinese name only 13

15 MAIN BOARD EQUITIES Bonus Issues/Bonus Warrants for 1st quarter 2018 Code Company Particulars Ex-date China New Economy Fund Ltd. 3 for 1 rts sh 2018/02/26 Share Split/Consolidation for 1st quarter 2018 Code Company Particulars Effective date Agritrade Resources Ltd. Split 1 into /01/ Yuhua Energy Holdings Ltd. Split 1 into /01/ Huaxi Holdings Co. Ltd. Split 1 into /01/ Blockchain Group Co. Ltd. Consolidation 20 into /01/ Yat Sing Holdings Ltd. Split 1 into /02/ The 13 Holdings Ltd. Consolidation 10 into /02/ Huajun Holdings Ltd. Consolidation 100 into /03/05 14

16 MAIN BOARD EQUITIES Rights Issues & Open Offers for 1st quarter 2018 Month Code Company Ratio Funds raised (HK$ mil.) Jan TCL Multimedia Technology Holdings Ltd. Rts 1 for 2, China Overseas Grand Oceans Group Ltd. Rts 1 for 4, Mar Sunwah Kingsway Capital Holdings Ltd. Open offer 1 for REXLot Holdings Ltd. Rts 1 for The 13 Holdings Ltd. Rts 10 for 1, (after consolidation 10 into 1) LongiTech Smart Energy Holding Ltd. Rts 1 for China New Economy Fund Ltd. Rts 1 for with bonus 3 for 1 rts sh Total 8, * Fund raised amount excludes the portion from convertible notes 15

17 MAIN BOARD EQUITIES Placing* No. of new Placing price Funds raised Month Code Company shares placed (HK$) (HK$ mil.) 2018 Jan ALI HEALTH 442,425, , CENTRON TELECOM 62,330, CHAMPION TECH 75,980, CHINA GOLDJOY 1,190,476, CHINA JINMAO 900,124, , CHINAHONGQIAO 650,000, , CIL HOLDINGS 720,000, CL EDU FIN 326,000, COLOUR LIFE 87,246, COUNTRY GARDEN 460,000, , DASHENG AGR FIN 918,000, DINGYI GP INV 600,000, FUTURE LAND 267,168, , FUTURE WORLD FH 1,630,000, HUAZHANG TECH 31,938, IDG ENERGY 1,485,000, , MAPLELEAF EDU 110,000, , OURGAME 153,880, ROSAN RES 200,000, SH PHARMA 153,178, , SHIFANG HLDG 289,666, SINOPEC SSC 3,314,961, , SUNSHINE OIL 80,882, VICTORY CITY 838,000, ZHENGTONGAUTO 226,000, , Feb ARTGO HOLDINGS 47,000, ASIA ENERGY LOG 923,361, BJ ENT WATER 450,000, , CARNIVAL GROUP 2,200,000, DINGYI GP INV 472,000, EMINENCE ENT 447,000, ENERGY INTINV 609,940, GR PROPERTIES 179,484, GUOTAI JUNAN I 700,000, , HKRH 300,000, HUIYIN SMARTCOM 480,000, LVGEM CHINA 212,564, MIKO INTL 160,000, MUNSUN CAPITAL 2,779,000, QINQIN FOODS 95,000, STARRISE MEDIA 209,000, SUNSHINE OIL 116,803,

18 MAIN BOARD EQUITIES No. of new Placing price Funds raised Month Code Company shares placed (HK$) (HK$ mil.) TONGFANG KONTA 400,000, TSC GROUP 765,186, WANGUO MINING 54,000, XIWANG STEEL 151,111, Mar CHI PEOPLE HOLD 1,888,865, CHINA PARTYTIME 141,489, CICC 207,537, , COLOUR LIFE 231,500, , CZBANK 759,000, , DATANG POWER 2,794,943, , DIGITAL DOMAIN 2,175,780, E-KONG GROUP 175,000, GRAND FIELD GP 113,990, KINGBO STRIKE 197,600, LAMTEX HLDGS 170,000, MEGAEXPO HLDG 68,600, NEW SPORTS 2,043,128, , OP FIN INV 300,000, PT INTL DEV 330,000, S. CULTURE 14,000, SINO OIL & GAS 3,380,000, TOURONG CHANGFU 1,417,152, WUXI BIO 57,000, , Total 65, * Due to the reporting time-lag, placing figures for the quarter are provisional. 17

19 MAIN BOARD WARRANTS Warrant Trading Statistics Equity wts Derivative wts Total (HK$ mil.) (HK$ mil.) (HK$ mil.) 2017 Q , , Q , , Q , , Q , , Q ,420, ,420, Warrant Market Value Equity wts Derivative wts Total Number (HK$ mil.) Number (HK$ mil.) Total no. (HK$ mil.) 2017 Q ,988 58, ,995 59, Q ,360 96, ,368 96, Q , , , , Q , , , , Q , , , , New Listing Statistics Warrants No. of newly listed No. of newly listed equity wts derivative wts (HK$ mil.) 2017 Q1 1 1,502 26, Q2 3 1,532 29, Q3 0 2,448 46, Q4 0 2,507 54, Q1 0 3,076 69, Newly Listed Equity Warrants for 1st quarter 2018 Initial issued Code Equity warrants amount (HK$) Listing date Expiry (HK$ mil.) Nil Total 18

20 MAIN BOARD WARRANTS Newly Listed Derivative Warrants for 1st quarter 2018 raised Code Derivative warrants (units) Listing date Expiry (HK$ mil.) Credit Suisse AG BYD Company European Warrants May 2018 A 25,000, /01/ /05/ Credit Suisse AG CC Bank European Warrants May 2018 A 50,000, /01/ /05/ Credit Suisse AG CITIC European Warrants Jul 2018 A 30,000, /01/ /07/ Credit Suisse AG A50 China European Warrants May 2018 A 50,000, /01/ /05/ Credit Suisse AG Gome European Warrants Nov 2018 A 50,000, /01/ /11/ Credit Suisse AG Greatwall Motor European Wts Jul 2018 A 20,000, /01/ /07/ Credit Suisse AG HKEX European Warrants Apr 2018 A 40,000, /01/ /04/ Credit Suisse AG HSBC European Wts Jul 2018 A 100,000, /01/ /07/ Credit Suisse AG HSBC European Wts Jul 2018 B 100,000, /01/ /07/ Credit Suisse AG IGG European Warrants May 2018 A 60,000, /01/ /05/ Credit Suisse AG Kingsoft European Warrants Jun 2018 A 50,000, /01/ /06/ Credit Suisse AG SHK Ppt European Warrants Jul 2018 A 40,000, /01/ /07/ Goldman Sachs SP (Asia) CITIC European Warrants Dec 2019 A 70,000, /01/ /12/ Goldman Sachs SP (Asia) CKA European Warrants Jul 2018 A 40,000, /01/ /07/ Goldman Sachs SP (Asia) Minsheng Bank Euro Wts Apr 2018 A 40,000, /01/ /04/ Goldman Sachs SP (Asia) Minsheng Bank Euro Wts Jul 2018 A 40,000, /01/ /07/ Goldman Sachs SP (Asia) China Railway Euro Wts Aug 2018 A 40,000, /01/ /08/ Goldman Sachs SP (Asia) CRCC European Warrants May 2018 A 40,000, /01/ /05/ Goldman Sachs SP (Asia) HSI European Warrants Apr 2018 E 150,000, /01/ /04/ Goldman Sachs SP (Asia) HSI European Warrants Jun 2018 B 150,000, /01/ /06/ Goldman Sachs SP (Asia) HSI European Put Wts Jun 2018 A 150,000, /01/ /06/ Goldman Sachs SP (Asia) HTSC European Warrants Dec 2018 A 70,000, /01/ /12/ Goldman Sachs SP (Asia) Kingsoft European Wts Apr 2018 B 60,000, /01/ /04/ Goldman Sachs SP (Asia) NCI European Warrants May 2018 A 40,000, /01/ /05/ Goldman Sachs SP (Asia) Sands China Euro Wts May 2018 B 80,000, /01/ /05/ HK Bank China Mobile European Warrants Jul 2018 A 50,000, /01/ /07/ HK Bank China Shenhua European Warrants Nov 2018 A 50,000, /01/ /11/ J P Morgan SP BV Ping An European Warrants Oct 2020 B 1,000,000, /01/ /10/ Macquarie Bank Ltd. Agricultural Bk Euro Wts Dec 2018 B 32,000, /01/ /12/ Macquarie Bank Ltd. Agricultural Bk Euro Wts Dec 2019 A 28,000, /01/ /12/ Macquarie Bank Ltd. Fosun Pharma European Wts Oct 2018 A 12,000, /01/ /10/ Macquarie Bank Ltd. ICBC European Warrants Dec 2018 A 20,000, /01/ /12/ Macquarie Bank Ltd. ICBC European Warrants Dec 2019 A 16,000, /01/ /12/ Macquarie Bank Ltd. Tencent European Warrants Aug 2018 D 7,000, /01/ /08/ UBS AG Anhui Conch European Warrants Jun 2018 A 70,000, /01/ /06/ UBS AG CKA European Warrants Jun 2018 A 70,000, /01/ /06/ UBS AG CKH Holdings European Warrants Jun 2018 A 70,000, /01/ /06/ UBS AG CNOOC European Warrants Jul 2018 B 40,000, /01/ /07/ UBS AG China Tel European Warrants Jun 2018 A 60,000, /01/ /06/ UBS AG China Unicom European Warrants Jun 2018 B 25,000, /01/ /06/ UBS AG Geely Auto European Warrants Jul 2018 C 40,000, /01/ /07/ UBS AG Henderson Land Dev European Warrants Jun 2018 A 50,000, /01/ /06/ Amount 19

21 MAIN BOARD WARRANTS Amount raised Code Derivative warrants (units) Listing date Expiry (HK$ mil.) UBS AG Jiangxi Copper European Warrants Aug 2018 A 70,000, /01/ /08/ UBS AG SHK Ppt European Warrants May 2018 A 30,000, /01/ /05/ Credit Suisse AG Ping An European Warrants Feb 2021 A 300,000, /01/ /02/ Goldman Sachs SP (Asia) BOC HK European Wts May 2018 A 50,000, /01/ /05/ Goldman Sachs SP (Asia) CITIC Bank European Wts Aug 2018 A 50,000, /01/ /08/ Goldman Sachs SP (Asia) China Mobile Euro Wts Jun 2018 D 80,000, /01/ /06/ Goldman Sachs SP (Asia) CRRC European Warrants Apr 2018 A 50,000, /01/ /04/ Goldman Sachs SP (Asia) China Shenhua Euro Wts May 2018 A 50,000, /01/ /05/ Goldman Sachs SP (Asia) China Shenhua Euro Wts Jul 2018 A 50,000, /01/ /07/ Goldman Sachs SP (Asia) China Tel European Wts Jun 2018 A 60,000, /01/ /06/ Goldman Sachs SP (Asia) China Unicom Euro Wts Apr 2018 A 50,000, /01/ /04/ Goldman Sachs SP (Asia) China Unicom Euro Wts Jun 2019 A 100,000, /01/ /06/ Goldman Sachs SP (Asia) Lenovo European Wts Jun 2018 C 80,000, /01/ /06/ J P Morgan SP BV BBMG European Warrants Jul 2018 A 25,000, /01/ /07/ J P Morgan SP BV CGN Power European Warrants Jul 2018 A 60,000, /01/ /07/ J P Morgan SP BV CITIC Bank European Warrants Jul 2018 A 100,000, /01/ /07/ J P Morgan SP BV Ch Railway Cons European Wts Jan 2020 A 100,000, /01/ /01/ J P Morgan SP BV GF Sec European Warrants Jan 2019 A 60,000, /01/ /01/ J P Morgan SP BV HSI European Put Warrants Jul 2018 C 300,000, /01/ /07/ J P Morgan SP BV PSBC European Warrants Nov 2018 A 40,000, /01/ /11/ J P Morgan SP BV Zall Group European Warrants Oct 2018 A 60,000, /01/ /10/ Macquarie Bank Ltd. CNOOC European Warrants Jul 2018 A 19,000, /01/ /07/ Macquarie Bank Ltd. Tencent European Put Wts Jul 2018 J 40,000, /01/ /07/ Macquarie Bank Ltd. Tencent European Put Wts Aug 2018 E 9,000, /01/ /08/ UBS AG Fosun Intl European Warrants Jun 2018 A 70,000, /01/ /06/ UBS AG KECL European Warrants Oct 2018 A 20,000, /01/ /10/ UBS AG Kingdee Intl European Warrants Dec 2018 A 15,000, /01/ /12/ UBS AG Minth Group European Warrants Oct 2018 A 30,000, /01/ /10/ UBS AG Samsonite European Warrants Dec 2018 A 30,000, /01/ /12/ UBS AG Stanchart European Warrants Aug 2018 A 30,000, /01/ /08/ UBS AG Want Want Ch European Warrants Dec 2018 A 20,000, /01/ /12/ # UBS AG HSBC European Warrants May 2018 B 100,000, /01/ /05/ Credit Suisse AG HSBC European Put Warrants Jul 2018 C 80,000, /01/ /07/ Credit Suisse AG Yanzhou Coal European Warrants Sep 2019 A 80,000, /01/ /09/ Goldman Sachs SP (Asia) CNBM European Warrants Apr 2018 A 50,000, /01/ /04/ Goldman Sachs SP (Asia) CNBM European Warrants Apr 2018 B 50,000, /01/ /04/ Goldman Sachs SP (Asia) CPIC European Warrants Apr 2018 A 50,000, /01/ /04/ Goldman Sachs SP (Asia) CPIC European Warrants Jun 2018 A 50,000, /01/ /06/ Goldman Sachs SP (Asia) Fosun Intl European Wts Jun 2018 A 60,000, /01/ /06/ Goldman Sachs SP (Asia) Fosun Intl European Wts Jun 2018 B 50,000, /01/ /06/ Goldman Sachs SP (Asia) HSBC European Put Wts Jun 2018 F 60,000, /01/ /06/ Goldman Sachs SP (Asia) Ping An Euro Put Wts May 2018 O 60,000, /01/ /05/ Goldman Sachs SP (Asia) Tencent European Put Wt May 2018 S 80,000, /01/ /05/ Goldman Sachs SP (Asia) Tencent European Put Wt Jun 2018 M 80,000, /01/ /06/

22 MAIN BOARD WARRANTS Amount raised Code Derivative warrants (units) Listing date Expiry (HK$ mil.) HK Bank BOCL European Warrants Sep 2018 A 80,000, /01/ /09/ HK Bank CC Bank European Warrants Sep 2018 A 80,000, /01/ /09/ HK Bank CPIC European Warrants Jul 2018 B 50,000, /01/ /07/ HK Bank CRRC European Warrants Jul 2018 A 30,000, /01/ /07/ HK Bank Geely Auto European Put Warrants Jul 2018 C 80,000, /01/ /07/ HK Bank ICBC European Warrants Sep 2018 A 80,000, /01/ /09/ HK Bank Ping An European Warrants Sep 2019 A 800,000, /01/ /09/ HK Bank Ping An European Warrants Feb 2020 A 800,000, /01/ /02/ HK Bank Ping An European Warrants Sep 2020 A 800,000, /01/ /09/ HK Bank Sunny Optical European Warrants Aug 2018 C 150,000, /01/ /08/ HK Bank Tencent European Warrants Jun 2018 G 200,000, /01/ /06/ HK Bank Tencent European Warrants Jul 2018 C 200,000, /01/ /07/ HK Bank Tencent European Warrants Jul 2018 D 150,000, /01/ /07/ J P Morgan SP BV CC Bank European Put Wts Jul 2018 A 100,000, /01/ /07/ Macquarie Bank Ltd. Sh Petrochem European Wts Dec 2018 A 12,000, /01/ /12/ UBS AG BYD European Warrants May 2019 A 200,000, /01/ /05/ UBS AG CSOP A50 ETF European Warrants Jul 2018 A 70,000, /01/ /07/ UBS AG A50 China European Warrants Jul 2018 A 70,000, /01/ /07/ UBS AG Henganintl European Warrants Dec 2018 A 20,000, /01/ /12/ UBS AG Lenovo European Warrants Jun 2018 A 45,000, /01/ /06/ UBS AG SPDR Gold Trust European Warrants Sep 2018 A 30,000, /01/ /09/ # Bank Vontobel HSBC European Warrants Feb 2018 A 100,000, /01/ /02/ BOCI Asia Ltd. HSBC European Warrants Jun 2018 D 100,000, /01/ /06/ Credit Suisse AG Country Garden European Wts Jul 2018 A 60,000, /01/ /07/ Credit Suisse AG COSCO Sh Hold European Warrants Jul 2018A 20,000, /01/ /07/ Credit Suisse AG Nexteer European Warrants Jul 2018 A 40,000, /01/ /07/ Credit Suisse AG Sunny Optical European Put Wts Dec 2018 A 100,000, /01/ /12/ Credit Suisse AG ZTE European Warrants Jul 2018 A 40,000, /01/ /07/ Goldman Sachs SP (Asia) CC Bank European Wts Jul 2018 A 80,000, /01/ /07/ Goldman Sachs SP (Asia) China Life Euro Wts Sep 2018 B 80,000, /01/ /09/ Goldman Sachs SP (Asia) CNOOC European Warrants Jul 2018 B 80,000, /01/ /07/ Goldman Sachs SP (Asia) Ch Overseas European Wts Oct 2018A 80,000, /01/ /10/ Goldman Sachs SP (Asia) Geely Auto European Wts May 2018 A 80,000, /01/ /05/ Goldman Sachs SP (Asia) Geely Auto European Wts Jun 2018 A 80,000, /01/ /06/ Goldman Sachs SP (Asia) Galaxy Ent European Wts Jun 2018 B 80,000, /01/ /06/ Goldman Sachs SP (Asia) HSBC European Warrants Jul 2018 A 80,000, /01/ /07/ Goldman Sachs SP (Asia) ICBC European Warrants Jul 2018 D 80,000, /01/ /07/ Goldman Sachs SP (Asia) Ping An Euro Put Wts Apr 2018 F 80,000, /01/ /04/ HK Bank AIA European Warrants Jul 2018 A 80,000, /01/ /07/ HK Bank CHALCO European Warrants Jul 2018 A 20,000, /01/ /07/ HK Bank Country Garden European Warrants Jul 2018 A 80,000, /01/ /07/ HK Bank CITIC Bank European Warrants Aug 2018 A 40,000, /01/ /08/ HK Bank China Overseas European Warrants Jul 2018 A 80,000, /01/ /07/ HK Bank CRCC European Warrants Aug 2018 A 30,000, /01/ /08/

23 MAIN BOARD WARRANTS Amount raised Code Derivative warrants (units) Listing date Expiry (HK$ mil.) HK Bank Meitu European Warrants Jul 2018 A 80,000, /01/ /07/ HK Bank PICC Group European Warrants Jul 2018 A 50,000, /01/ /07/ HK Bank SHK Ppt European Warrants Jul 2018 A 20,000, /01/ /07/ HK Bank China Vanke European Warrants Aug 2018 A 50,000, /01/ /08/ Haitong Int l Sec Agile Ppt European Warrants Aug 2018 A 50,000, /01/ /08/ Haitong Int l Sec BAIC Motor European Warrants Jun 2020 A 38,000, /01/ /06/ Haitong Int l Sec Greentown China European Wts Dec 2018 A 40,000, /01/ /12/ Haitong Int l Sec Huadian Fuxin European Wts Sep 2018 A 40,000, /01/ /09/ Haitong Int l Sec KECL European Warrants Aug 2018 A 25,000, /01/ /08/ Haitong Int l Sec Link REIT European Put Wts Sep 2018 A 40,000, /01/ /09/ Haitong Int l Sec Mengniu Dairy European Wts Jul 2018 A 40,000, /01/ /07/ Haitong Int l Sec Xinyi Solar European Warrants Aug 2018 A 30,000, /01/ /08/ SG Issuer CP&CC European Warrants Jul 2018 A 40,000, /01/ /07/ SG Issuer CRRC European Warrants Jul 2018 A 20,000, /01/ /07/ SG Issuer Geely Auto European Warrants Jul 2018 B 25,000, /01/ /07/ SG Issuer Sands China European Warrants Jun 2018 B 40,000, /01/ /06/ SG Issuer Yanzhou Coal Eu Wt Aug 2018 A 10,000, /01/ /08/ Bank Vontobel HSI European Warrants Jul 2018 A 100,000, /01/ /07/ Bank Vontobel HSI European Put Warrants Jul 2018 B 100,000, /01/ /07/ Credit Suisse AG Air China European Warrants May 2019 A 50,000, /01/ /05/ Credit Suisse AG Brilliance Chi European Wts Sep 2018 A 40,000, /01/ /09/ Credit Suisse AG China East Air European Warrants Jul 18 A 30,000, /01/ /07/ Credit Suisse AG Country Garden European Warrants Nov 18 A 60,000, /01/ /11/ Credit Suisse AG China Life European Warrants Sep 2018 B 120,000, /01/ /09/ Credit Suisse AG Geely Auto European Warrants Jul 2018 A 80,000, /01/ /07/ Credit Suisse AG HTSC European Warrants Apr 2019 A 40,000, /01/ /04/ Goldman Sachs SP (Asia) Sinopec Corp Euro Wts Jun 2018 B 60,000, /01/ /06/ Goldman Sachs SP (Asia) GAC European Warrants May 2018 A 70,000, /01/ /05/ Goldman Sachs SP (Asia) GAC European Warrants Jun 2018 A 50,000, /01/ /06/ Goldman Sachs SP (Asia) KECL European Warrants Jul 2018 A 50,000, /01/ /07/ Goldman Sachs SP (Asia) KECL European Warrants Sep 2018 A 50,000, /01/ /09/ Goldman Sachs SP (Asia) PetroChina European Wts Jul 2018 A 50,000, /01/ /07/ Goldman Sachs SP (Asia) PICC Group European Wts Apr 2018 A 60,000, /01/ /04/ Goldman Sachs SP (Asia) PICC Group European Wts Jul 2018 A 40,000, /01/ /07/ Goldman Sachs SP (Asia) Sunny Optical Euro Wts May 2018 A 70,000, /01/ /05/ Goldman Sachs SP (Asia) Sunny Optical Euro Wts Jul 2018 A 60,000, /01/ /07/ HK Bank Ch Comm Cons European Warrants Jul 2018 A 30,000, /01/ /07/ HK Bank CSOP A50 ETF European Warrants Jul 2018 A 30,000, /01/ /07/ HK Bank A50 China European Warrants Jul 2018 A 30,000, /01/ /07/ HK Bank Galaxy Ent European Warrants Jul 2018 A 40,000, /01/ /07/ HK Bank HSCEI European Warrants Aug 2018 A 150,000, /01/ /08/ HK Bank HSCEI European Warrants Dec 2018 B 150,000, /01/ /12/ HK Bank HSI European Warrants May 2018 E 150,000, /01/ /05/ HK Bank HSI European Warrants Jul 2018 B 150,000, /01/ /07/

24 MAIN BOARD WARRANTS Amount raised Code Derivative warrants (units) Listing date Expiry (HK$ mil.) HK Bank HSI European Put Warrants Jun 2018 F 200,000, /01/ /06/ HK Bank HSI European Put Warrants Jun 2018 G 200,000, /01/ /06/ HK Bank Sands China European Warrants Sep 2018 A 50,000, /01/ /09/ HK Bank SMIC European Warrants Aug 2018 A 100,000, /01/ /08/ Haitong Int l Sec Angang Steel European Warrants Jan 2019A 80,000, /01/ /01/ Haitong Int l Sec China State Con European Warrants Dec18A 68,000, /01/ /12/ Haitong Int l Sec Kingsoft European Warrants Apr 2018 B 60,000, /01/ /04/ Haitong Int l Sec Kingsoft European Warrants Jul 2018 A 40,000, /01/ /07/ Haitong Int l Sec Kingsoft European Warrants Aug 2018 A 40,000, /01/ /08/ Haitong Int l Sec Ping An European Warrants Aug 2018 A 80,000, /01/ /08/ Haitong Int l Sec Ping An European Warrants Sep 2018 D 80,000, /01/ /09/ Haitong Int l Sec Ping An European Warrants Jun 2020 A 800,000, /01/ /06/ Haitong Int l Sec Ping An European Warrants Jun 2020 B 800,000, /01/ /06/ Haitong Int l Sec Ping An European Warrants Sep 2020 A 800,000, /01/ /09/ Haitong Int l Sec Ping An European Warrants Dec 2020 A 800,000, /01/ /12/ Haitong Int l Sec Ping An European Warrants Mar 2021 A 800,000, /01/ /03/ Haitong Int l Sec Swire Pacific A European Warrants Jul18A 35,000, /01/ /07/ Haitong Int l Sec Wharf European Warrants Jul 2018 A 40,000, /01/ /07/ Haitong Int l Sec WH Group European Warrants Aug 2018 A 12,000, /01/ /08/ Haitong Int l Sec Yongda Auto European Warrants Jul 2019 A 40,000, /01/ /07/ J P Morgan SP BV China Mobile European Wts Jun 2018 B 100,000, /01/ /06/ J P Morgan SP BV HSBC European Warrants Jul 2018 C 100,000, /01/ /07/ J P Morgan SP BV HSBC European Warrants Dec 2018 A 100,000, /01/ /12/ J P Morgan SP BV HSI European Warrants Jul 2018 D 300,000, /01/ /07/ J P Morgan SP BV HSI European Put Warrants Aug 2018 B 300,000, /01/ /08/ J P Morgan SP BV ICBC European Warrants Sep 2018 A 100,000, /01/ /09/ Macquarie Bank Ltd. Kingsoft European Warrants Aug 2018 A 40,000, /01/ /08/ Macquarie Bank Ltd. Techtronic Ind European Wts Dec 2018 A 15,000, /01/ /12/ BOCI Asia Ltd. HKEX European Warrants Jul 2018 A 200,000, /01/ /07/ BOCI Asia Ltd. ZA Onine European Warrants Jul 2018 A 50,000, /01/ /07/ BNP Paribas Issuance B.V. ZA Onine European Wts Aug18A 40,000, /01/ /08/ Credit Suisse AG ZA Onine European Warrants Jul 2018 A 20,000, /01/ /07/ Credit Suisse AG ZA Onine European Warrants Jun 2019 A 150,000, /01/ /06/ Bank of East Asia Yanzhou Coal European Wts Dec 2018 B 40,000, /01/ /12/ Bank of East Asia ZA Onine European Warrants Oct 2018 A 18,000, /01/ /10/ Bank of East Asia ZA Onine European Warrants Dec 2019 A 80,000, /01/ /12/ Goldman Sachs SP (Asia) HKEX European Put Wts May 2018 G 150,000, /01/ /05/ Goldman Sachs SP (Asia) HSBC European Put Wts Apr 2018 D 80,000, /01/ /04/ Goldman Sachs SP (Asia) Ping An European Wts Jun 2018 I 80,000, /01/ /06/ Goldman Sachs SP (Asia) Tencent European Put Wt May 2018 T 100,000, /01/ /05/ HK Bank ZA Onine European Warrants Jul 2018 A 40,000, /01/ /07/ Haitong Int l Sec ZA Onine European Warrants Jul 2018 A 40,000, /01/ /07/ Haitong Int l Sec ZA Onine European Warrants Jul 2019 A 400,000, /01/ /07/ Haitong Int l Sec ZA Onine European Warrants Oct 2019 A 400,000, /01/ /10/

25 MAIN BOARD WARRANTS Amount raised Code Derivative warrants (units) Listing date Expiry (HK$ mil.) J P Morgan SP BV CC Bank European Put Wts Jul 2018 B 100,000, /01/ /07/ J P Morgan SP BV HKEX European Put Wts Jun 2018 D 200,000, /01/ /06/ J P Morgan SP BV HSBC European Put Warrants Jul 2018 D 100,000, /01/ /07/ J P Morgan SP BV ZA Onine European Warrants Mar 2019 A 100,000, /01/ /03/ Macquarie Bank Ltd. A50 China European Put Wts Aug 2018 A 19,000, /01/ /08/ Macquarie Bank Ltd. Geely Auto European Wts Aug 2018 A 31,000, /01/ /08/ Macquarie Bank Ltd. Ping An European Put Warrants Aug 18 E 15,000, /01/ /08/ Macquarie Bank Ltd. Tencent European Warrants Jul 2018 K 35,000, /01/ /07/ Macquarie Bank Ltd. ZA Onine European Warrants Aug 2018 A 9,500, /01/ /08/ Macquarie Bank Ltd. ZA Onine European Warrants Nov 2018 A 9,500, /01/ /11/ Macquarie Bank Ltd. ZA Onine European Warrants Feb 2019 A 8,800, /01/ /02/ SG Issuer CC Bank European Warrants Jul 2018 B 60,000, /01/ /07/ SG Issuer Country Garden European Warrants Aug 2018 A 60,000, /01/ /08/ SG Issuer Jiangxi Copper European Warrants Jul 2018 B 10,000, /01/ /07/ SG Issuer Kingsoft European Warrants Jul 2018 A 40,000, /01/ /07/ SG Issuer China Vanke European Warrants Aug 2018 A 30,000, /01/ /08/ SG Issuer ZA Onine European Warrants Mar 2019 A 100,000, /01/ /03/ UBS AG ZA Onine European Warrants Jul 2018 A 40,000, /01/ /07/ UBS AG ZA Onine European Warrants Apr 2019 A 100,000, /01/ /04/ BOCI Asia Ltd. Agricultural Bank European Wts Aug 2018 A 100,000, /01/ /08/ BOCI Asia Ltd. Kingsoft European Warrants Jun 2018 B 50,000, /01/ /06/ BOCI Asia Ltd. Ping An European Warrants Sep 2018 A 100,000, /01/ /09/ BOCI Asia Ltd. ZA Onine European Warrants Mar 2019 A 100,000, /01/ /03/ BNP Paribas Issuance B.V. AIA European Wts Jun 2018 A 50,000, /01/ /06/ BNP Paribas Issuance B.V. HKEX European Wts Aug 2018 A 80,000, /01/ /08/ BNP Paribas Issuance B.V. China Vanke Euro Wts Dec 2018 A 40,000, /01/ /12/ BNP Paribas Issuance B.V. Goldwind European Wts Dec18A 50,000, /01/ /12/ BNP Paribas Issuance B.V. Zijin Mining Eu Wts Sep 2018 A 40,000, /01/ /09/ Credit Suisse AG AIA European Put Warrants May 2018 A 60,000, /01/ /05/ Credit Suisse AG BBMG European Warrants Jul 2018 A 25,000, /01/ /07/ Credit Suisse AG CC Bank European Put Warrants Jul 2018 B 50,000, /01/ /07/ Credit Suisse AG Country Garden European Warrants Oct 18 B 60,000, /01/ /10/ Credit Suisse AG Ch Overseas European Warrants Aug 2018 A 70,000, /01/ /08/ Credit Suisse AG Ch Overseas European Put Warrants Jul 18A 60,000, /01/ /07/ Credit Suisse AG HKEX European Warrants Sep 2018 B 200,000, /01/ /09/ Credit Suisse AG Tencent European Wts Jul 2018 B 250,000, /01/ /07/ Credit Suisse AG China Vanke European Warrants Jul 2018 A 40,000, /01/ /07/ Credit Suisse AG ZA Onine European Warrants Mar 2019 A 150,000, /01/ /03/ Goldman Sachs SP (Asia) Country Garden Euro Wts Jul 2018 A 50,000, /01/ /07/ Goldman Sachs SP (Asia) Ping An European Wts Jun 2018 J 80,000, /01/ /06/ Goldman Sachs SP (Asia) ZA Onine European Warrants Jul 18A 20,000, /01/ /07/ Goldman Sachs SP (Asia) ZA Onine European Warrants Jul 18B 20,000, /01/ /07/ Goldman Sachs SP (Asia) ZA Onine European Warrants Mar 19A 80,000, /01/ /03/ HK Bank Agricultural Bank European Warrants Nov 2018 A 80,000, /01/ /11/