Main Features of Regulatory Capital Instruments: Main Features of Regulatory Capital Instruments (Equity Shares & Bond SERIES I, II, III & IV)

Transcription

1 Main Features of Regulatory Capital s: Main Features of Regulatory Capital s (Equity Shares & Bond SERIES I, II, III & IV) 1. Issuer Unique identifier (e.g. 2. CUSIP, ISIN or Bloomberg INE614B01018 INE614B09011 INE614B09029 INE614B08013 INE614B08021 identifier for private placement) 3. Governing law(s) of the Regulatory Treatment Transitional 4. Basel III rules Posttransitional 5. Basel III rules Eligible at solo 6. / group / group & solo 7. Amount recognized in 8. capital (Rs. in, as of most recent reporting date) Par value of Accounting classification Original date 11. of issuance Perpetual or 12. dated 13. Original maturity date Issuer call 14. subject to prior supervisory Equity Tier I Equity Tier I Tier 2 Tier 2 Tier 2 Tier 2 Ineligible Ineligible Ineligible Ineligible Solo* Solo Solo Solo Solo Shares Rs Shareholders Equity s Rs.0.00 Rs s Rs Rs s Rs Rs s Rs Rs Liability Liability Liability Liability Various Perpetual Dated Dated Dated Dated No call option No call option No call option Call Option by the Bank at par after

2 Main Features of Regulatory Capital s (Equity Shares & Bond SERIES I, II, III & IV) approval five years from the date of issue subject to RBI Approval. Optional call date, contingent call 15. dates and redemption amount Subsequent call 16. dates, if applicable Coupons / dividends Fixed or floating 17. dividend / coupon Coupon rate 18. and any related index Existence of a 19. dividend stopper Fully discretionary, 20. partially discretionary or mandatory Existence of step up or 21. other incentive to redeem 22. cumulative or cumulative or 23. nonconvertible 24. conversion trigger(s) 25. fully or partially 26. conversion rate 27. mandatory or After , Rs Dividend Coupon Coupon Coupon Coupon applicable Full Discretionary Fixed Fixed Fixed Fixed 10.50% 10.25% 11.25% 11.00% Yes Yes Yes Yes Mandatory Mandatory Mandatory Mandatory No No No No No Cumulative Cumulative Cumulative Cumulative Cumulative

3 Main Features of Regulatory Capital s (Equity Shares & Bond SERIES I, II, III & IV) optional conversion specify 28. convertible into specify issuer 29. of it converts into 30. Write-down feature No No No No No If write-down, 31. write-down trigger(s) If write-down, 32. full or partial If write-down, 33. permanent or temporary If temporary write-down, 34. description of write-up mechanism Position in subordination hierarchy in liquidation Subordinated All other All other All other (specify Claim at the creditors and creditors and creditors and 35. time of Depositors of Depositors of Depositors of liquidation the Bank the Bank the Bank immediately senior to ) -compliant 36. transitioned No Yes Yes Yes Yes features If yes, specify PONV clause PONV clause PONV clause 37. non-compliant not in not in not in features * No Group entities All other creditors and Depositors of the Bank PONV clause not in

4 details of the Tier II capital [Bonds] raised by the Bank: (Rs in crore) Series ISIN Date of Date of Rate of allotment redemption Interest Amount Series I INE614B % Rs Series II INE614B % Rs Series III INE614B % Rs Series IV INE614B % Rs Total Rs Terms and Conditions of capital s [Bond series]: Series I Series II Series III Series IV Unsecured, Redeemable, -convertible Nature of : Subordinated Lower Tier-II Bonds in the nature of debentures. Amount Subscribed: RS Crore Date of allotment: Date of Redemption: Coupon Rate: 10.50% Unsecured, Redeemable, -convertible Nature of : Subordinated Lower Tier-II Bonds in the Amount Subscribed: RS Crore Date of allotment: Date of Redemption: Coupon Rate: 10.25% Unsecured, Redeemable, -convertible Nature of : Subordinated Lower Tier-II Bonds in the Amount Subscribed: RS Crore Date of allotment: Date of Redemption: Coupon Rate: 11.25% Unsecured, Redeemable, -convertible Nature of : Subordinated Lower Tier-II Bonds in the

5 Amount Subscribed: RS Crore Date of allotment: Date of Redemption: Coupon Rate: 11.00%