(the Funds ) Name and Title Fund Length of service with Portfolio Advisor David Fry Chief Executive Officer

Transcription

1 Amendment No. 1 dated November 27, 2012 to the Annual Information Form dated July 26, 2012 of Canadian Fixed Income Pool (Class A, E, F, I and W units) Canadian Fixed Income Corporate Class (Class A, E, ET8, F, W, WT8, I and IT8 shares) and US Equity Value Pool (Class A, E, F, I and W units) (Class A, E, F, I and W units) US Equity Value Corporate Class (Class A, E, ET8, F, W, WT8, I and IT8 shares) (Class A, E, ET8, F, W, WT8, I and IT8 shares) US Equity Value Currency Hedged Corporate Class (Class E, ET8, I and IT8 shares) (the Funds ) The Annual Information Form dated July 26, 2012, (the AIF ) relating to the offering of mutual fund securities of the Canadian Fixed Income Pool, Canadian Fixed Income Corporate Class, US Equity Value Pool,, US Equity Value Corporate Class, US Equity Small Cap Corporate Class and US Equity Value Currency Hedged Corporate Class (the Funds ) is amended and supplemented as noted below. All capitalized terms have the meanings ascribed to them in the AIF unless otherwise specifically defined in this Amendment No. 1. New Portfolio Advisor Lawrence Park Capital Partners Ltd. Lawrence Park Capital Partners Ltd., Toronto, Ontario is added as a portfolio advisor under Responsibility for Operations of the Funds Portfolio Advisor effective on or about December 1, 2012 as follows: Lawrence Park Capital Partners Ltd. Toronto, Ontario Lawrence Park Capital Partners Ltd. ( Lawrence Park ) is the portfolio advisor to a portion of the Canadian Fixed Income Pool and Canadian Fixed Income Corporate Class. The following individuals are principally responsible for managing the funds: Name and Title Fund Length of service with Portfolio Advisor David Fry Income Pool Income Corporate Class Principal occupation in the last 5 years 1.5 years, Lawrence Park, since March, 2011 Prior to March, 2011, Head of Global Markets, Deutsche Bank since October, 2007 Andrew Torres Chief Investment Officer Income Pool Income Corporate Class 1.5 years Chief Investment Officer, Lawrence Park, since March, 2011 Prior to March, 2011, Partner and Portfolio Manager, Aladdin Capital

2 - 2 - Management UK Ltd., since January 2007 Generally, the agreement with Lawrence Park can be terminated by giving 60 days written notice. Amending Funds Current Portfolio Advisor Epoch Investment Partners, Inc. The following replaces the paragraph and table in the AIF under the sub-heading Portfolio Advisor under the heading Responsibility for Operations of the Funds following the reference to Epoch Investment Partners, Inc. on page 20: Epoch Investment Partners, Inc. New York, New York Epoch Investment Partners, Inc. ( Epoch ) is the portfolio advisor to US Equity Value Pool, US Equity Small Cap Pool, US Equity Value Corporate Class, and US Equity Value Currency Hedged Corporate Class. The following individuals are principally responsible for managing these funds: Name and title Fund Length of service with portfolio advisor William W. Priest Chief Executive Officer, Co-Chief Investment Officer & Portfolio Manager David N. Pearl Executive Vice- President, Co- Chief Investment Officer & Portfolio Manager Janet Navon Managing, Portfolio Manager & of Research US Equity Value Pool US Equity Value Corporate Class US Equity Value Currency Hedged Corporate Class US Equity Value Pool US Equity Value Corporate Class US Equity Value Currency Hedged Corporate Class Principal occupation in the last 5 years 11 years, Co-Chief Investment Officer & Portfolio Manager, Epoch, since February 2009 Prior to February 2009, Chief Executive Officer, Chief Investment Officer & Portfolio Manger, Epoch, since June years Executive Vice-President, Co-Chief Investment Officer & Portfolio Manager, Epoch, since February 2009 Prior to February 2009, Executive Vice-President & Portfolio Manager, Epoch, since June years Managing, Portfolio Manager & of Research, Epoch, since February 2007 Prior to February 2007, Senior Analyst and Co-Portfolio Manager, Steinberg Asset Management since 1998 Generally, the agreement with Epoch can be terminated by giving 60 days written notice.

3 - 3 - The information for the above portfolio advisor is changed throughout the annual information form dated July 26, 2012.

4 - 4 - CANADIAN FIXED INCOME POOL CANADIAN FIXED INCOME CORPORATE CLASS US EQUITY VALUE POOL US EQUITY SMALL CAP POOL US EQUITY VALUE CORPORATE CLASS US EQUITY SMALL CAP CORPORATE CLASS US EQUITY VALUE CURRENCY HEDGED CORPORATE CLASS CERTIFICATE OF THE FUNDS, THE MANAGER AND THE PROMOTER Dated: November 27, 2012 This Amendment No. 1 dated November 27, 2012 together with the annual information form dated July 26, 2012 and the simplified prospectus dated July 26, 2012 as amended by Amendment No. 1 dated November 27, 2012 and the documents incorporated by reference into the simplified prospectus, as amended, constitute full, true and plain disclosure of all material facts relating to the securities offered by the simplified prospectus, as amended, as required by the securities legislation of all the provinces and territories of Canada, and do not contain any misrepresentations. CI Investments Inc. Douglas J. Jamieson Douglas J. Jamieson Chief Financial Officer CI Investments Inc. CI Corporate Class Limited David C. Pauli David C. Pauli Chief Financial Officer CI Corporate Class Limited On behalf of the Board of s of CI Investments Inc. as manager, promoter and/or trustee Peter W. Anderson Peter W. Anderson A. Winn Oughtred A. Winn Oughtred On behalf of the Board of s of CI Corporate Class Limited Stuart P. Hensman Stuart P. Hensman Sharon M. Ranson Sharon M. Ranson On behalf of CI Investments Inc., as promoter

5 - 5 - Dated: November 27, 2012 CERTIFICATE OF THE PRINCIPAL DISTRIBUTORS To the best of our knowledge, information and belief, this Amendment No. 1 dated November 27, 2012 to the annual information form dated July 26, 2012, the financial statements of the funds for the financial period ended December 31, 2011 and March 31, 2012, as applicable, and the auditors report on those financial statements, together with the simplified prospectus, as amended by Amendment No. 1 dated November 27, 2012, and the fund facts documents dated July 26, 2012, constitute full, true and plain disclosure of all material facts relating to the securities offered by the simplified prospectus, as amended, and do not contain any misrepresentations. On behalf of the Principal Distributors ASSANTE CAPITAL MANAGEMENT LTD. ASSANTE FINANCIAL MANAGEMENT LTD. Steven J. Donald Steven J. Donald Steven J. Donald Steven J. Donald J:\ci\cii\funds\assante\united\Optima Strategy\2012 Amendment #1\AIF Amendment\United AIF Amendmentv12.DOC