what s INSIDE SECTOR ANALYSIS CONSTITUENT ANALYSIS DISTRIBUTION ANALYSIS PERFORMANCE as of 9/30/15 3 Month Total Returns
|
|
- Emory Wilkins
- 5 years ago
- Views:
Transcription
1 SDOG ETF Stats Ticker: Underlying Index: Listing Exchange: SDOG SDOGXTR NYSE Arca CUSIP: 00162Q 858 Fund Inception: 6/29/12 Dividends Paid: Quarterly Most Recent Dividend*: $ Gross Expense Ratio: 0.40% NAV**: $33.86 Shares Outstanding: 28,159,141 * Dividend Paid on 9/30/15 ** As of 9/30/15 Investment Objective The Fund seeks investment results that replicate as closely as possible, before fees and expenses, the performance of the S-Network Sector Dividend Dogs Index (the Underlying Index ). Contact Info sdog@alpsinc.com Sector Dividend Dogs Quarterly Scorecard 3rd Quarter 2015 what s INSIDE PERFORMANCE, CHARACTERISTICS AND ALLOCATIONS At the conclusion of Q3 2015, the ALPS Sector Dividend Dogs ETF (SDOG) closed at $33.87, down 6.67% for the quarter. This slightly lagged the S&P 500 s (SPX) loss of 6.44%. The fund maintained its deep value profile, as it closed the quarter with a P/E ratio of vs. a P/E ratio of for the S&P 500. SECTOR ANALYSIS The top performing sector in SDOG for Q was Utilities (+19.17%), followed by Consumer Staples (+5.31). The worst performing sector was Energy (-27.72%), followed by Materials (-23.46%). CONSTITUENT ANALYSIS For the quarter, total return was positive for 15 underlying names, negative for 38, and flat for one. The top performing security was Teco Energy, Inc. (TE), with a return of %, while the worst performer was Freeport- McMoran Inc. (FCX), which posted a return of %. DISTRIBUTION ANALYSIS As of September 30, 2015 the S-Network Sector Dividend Dogs Index had a TTM dividend yield of 4.41% relative to 4.39% on June 30, PERFORMANCE as of 9/30/15 Total Returns Series 3 Month 6 Month 1 Year 3 Year Cumulative Since Inception 1 Annualized Since Inception 1 YTD ALPS Sector Dividend Dogs ETF (Net Asset Value) -6.70% -6.99% -8.58% -5.70% 12.27% 52.99% 13.96% ALPS Sector Dividend Dogs ETF (Market Price) % -7.01% -8.58% -5.76% 12.24% 52.99% 13.96% S&P 500 Total Return Index (Benchmark) -6.44% -6.18% -5.29% -0.61% 12.40% 51.04% 13.51% S-Network Sector Dividend Dogs TR Index (Benchmark) % -6.84% -8.36% -5.34% 12.80% 55.30% 14.48% Performance data quoted represents past performance. Past performance does not guarantee future results. Current performance may be higher or lower than actual data quoted. Call or visit com for current month end performance. The investment return and principal value of an investment will fluctuate so that an investor s shares, when redeemed, may be worth more or less than their original cost. 1 Fund inception date of 6/29/12. 2 Market Price is based on the midpoint of the bid/ask spread at 4 p.m. ET and does not represent the returns an investor would receive if shares were traded at other times. 3 The S-Network Sector Dividend Dogs Index (Ticker: SDOGX) is a portfolio of stocks derived from a universe of mainly U.S. large capitalization stocks. One cannot invest directly in an index
2 PERFORMANCE SDOG 1 Year Performance (NAV) $40 12/3/14 High $39.03 $35 9/28/15 Low $33.21 $30 9/30/14 12/31/14 3/31/15 6/30/15 9/30/15 SDOG NAV 50 Day Moving Average 100 Day Moving Average *Source: Bloomberg NAV returns as of 9/30/15. Past performance is not indicative of future results. INDEX CHARACTERISTICS Fundamentals & Risk Profile SDOGX SPX Description SDOGX SPX Dividend Yield 4.41% 2.25% Price to Earnings Ratio Max Market Cap (Million $) $258,496 $629,010 Price to Earnings Ratio using FY1 Est Min Market Cap (Million $) $2,373 $1,455 Price to Earnings Ratio using FY2 Est Total Market Cap (Agg, Million $) $2,827,915 $18,632,343 Weighted Avg. Market Cap Price to Book Ratio (Agg, Million $) $58,886 $127,954 Price to Sales Ratio Market Cap Breakdown SDOGX SPX Price to Cash Flow Ratio Large Cap 70.26% 94.86% Beta 0.94 Mid Cap 29.74% 5.13% Volatility 15.46% 15.34% Small Cap 0.00% 0.01% Bloomberg Data as of 9/30/15. Beta is to the S&P 500 Index.
3 ALLOCATIONS Geography Sector Market Cap United States - 100% Utilities % Consumer Staples % Financials % Industrials % Information Technology % Health Care % Consumer Discretionary % Materials % Energy % Telecommunication Services % Large Cap % Mid Cap % SECTOR ATTRIBUTION - Q Overall sector allocation was negative, with its largest positive effects coming from an overweight to Utilities and largest negative effects coming from the relative overweight to Materials. Selection effect was also negative, with the biggest gains coming from the names in Utilities and Consumer Staples and biggest losses coming from Energy and Consumer Discretionary. Avg % Wgt Contribution to Return Total Return Total Attribution Allocation Effect Selection Effect SDOG SPX +/- SDOG SPX +/- SDOG SPX +/- Consumer Discretionary 10.20% 12.91% -2.71% -1.30% -0.33% -0.98% % -2.56% -9.82% -1.17% -0.11% -1.06% Consumer Staples 10.86% 9.66% 1.20% 0.47% -0.04% 0.50% 5.31% -0.25% 5.57% 0.60% 0.04% 0.56% Energy 8.65% 7.20% 1.45% -2.91% -1.37% -1.56% % % % -1.46% -0.18% -1.29% Financials 10.50% 16.68% -6.17% -0.57% -1.17% 0.60% -5.36% -6.72% 1.45% 0.17% 0.02% 0.15% Health Care 10.63% 15.38% -4.75% -0.75% -1.70% 0.96% -6.79% % 4.35% 0.67% 0.22% 0.45% Industrials 10.31% 10.03% 0.28% -0.23% -0.71% 0.48% -2.15% -6.90% 5.10% 0.51% 0.01% 0.51% Information Technology 10.05% 19.90% -9.85% -0.53% -0.74% 0.21% -5.39% -3.70% -1.75% -0.47% -0.29% -0.18% Materials 9.05% 2.95% 6.10% -2.44% -0.54% -1.91% % % -7.88% -1.54% -0.78% -0.76% Telecommunication Services 8.23% 2.36% 5.87% -0.56% -0.17% -0.39% -6.62% -6.85% 0.25% 0.00% -0.03% 0.03% Utilities 11.52% 2.94% 8.59% 1.98% 0.14% 1.84% 19.17% 5.40% 13.07% 2.46% 1.01% 1.44% Totals -0.23% -0.09% -0.15% Past performance is not indicative of future results. Subject to change.
4 CONSTITUENT ANALYSIS: TOTAL RETURN DISPERSION TECO ENERGY INC (TE US) REYNOLDS AMERICAN INC (RAI US) CONSOLIDATED EDISON INC (ED US) PPL CORP (PPL US) ALTRIA GROUP INC (MO US) LOCKHEED MARTIN CORP (LMT US) WASTE MANAGEMENT INC (WM US) CINCINNATI FINANCIAL CORP (CINF US) SOUTHERN CO/THE (SO US) TALEN ENERGY CORP (TLN US) DOMINION RESOURCES INC/VA (D US) KRAFT FOODS GROUP INC (KRFT US) PAYCHEX INC (PAYX US) ELI LILLY & CO (LLY US) PHILIP MORRIS INTERNATIONAL (PM US) BAXALTA INC (BXLT US) PEOPLE'S UNITED FINANCIAL (PBCT US) FRONTIER COMMUNICATIONS CORP (FTR US) DARDEN RESTAURANTS INC (DRI US) GAMESTOP CORP-CLASS A (GME US) JOHNSON & JOHNSON (JNJ US) PITNEY BOWES INC (PBI US) GENERAL ELECTRIC CO (GE US) SEAGATE TECHNOLOGY (STX US) KRAFT HEINZ CO/THE (KHC US) VERIZON COMMUNICATIONS INC (VZ US) PFIZER INC (PFE US) CA INC (CA US) AT&T INC (T US) PROCTER & GAMBLE CO/THE (PG US) MICROCHIP TECHNOLOGY INC (MCHP US) KINDER MORGAN INC (KMI US) JPMORGAN CHASE & CO (JPM US) ONEOK INC (OKE US) KLA-TENCOR CORP (KLAC US) TRANSOCEAN LTD (RIG US) BB&T CORP (BBT US) PRUDENTIAL FINANCIAL INC (PRU US) MERCK & CO. INC. (MRK US) CENTURYLINK INC (CTL US) BAXTER INTERNATIONAL INC (BAX US) NUCOR CORP (NUE US) COACH INC (COH US) DOW CHEMICAL CO/THE (DOW US) MATTEL INC (MAT US) LYONDELLBASELL INDU-CL A (LYB US) INTERNATIONAL PAPER CO (IP US) CONOCOPHILLIPS (COP US) STAPLES INC (SPLS US) NOBLE CORP PLC (NE US) EATON CORP PLC (ETN US) DIAMOND OFFSHORE DRILLING (DO US) ENSCO PLC-CL A (ESV US) FREEPORT-MCMORAN INC (FCX US) Past performance is not indicative of future results. Subject to change.
5 Dividend Update Of the 49 current SDOG constituents, 9 companies, or 18% of the fund holdings, increased their dividend from Q to Q3 2015, while there were 2 holdings that decreased their dividends on a quarter- over- quarter basis. 37 companies, or 76% of the fund holdings, increased their dividend year- over- year from Q3 2014, while only three companies, Baxter International, Inc. (BAX), Freeport-McMoran Inc. (FCX), and Ensco PLC (ESV) decreased their dividends. At the fund level, SDOG s 3rd quarter distribution increased by 1.59% year- over- year from Q Quarter/Quarter Increases Decreases Q Q Q Q Year/Year Q Q Q Q Past performance is not indicative of future results. Portfolio Names Increasing Dividend Quarter/Quarter Dividend Increases Year/Year Dividend Increases Q Q Q Q Sector Yield Breakdown The S-Networks Sector Dividend Dogs Index s focus on yield on a sector-by-sector basis as its primary screen continues to provide meaningfully higher yields than the broad based benchmark across all 10 GICS Sectors. TTM Yield* 8% S-Net Sector Dividend Dogs S&P 500 7% 6% 5% 4% 3% 2% 1% 0% Energy Telecom Materials Cons Disc Utilities Info Tech Health Care Industrials Cons Stpls * Excluding special dividends. Past performance is not indicative of future results. Financials Total
6 IMPORTANT DISCLOSURES & DEFINITIONS An investor should consider the investment objectives, risks, charges and expenses carefully before investing. To obtain a prospectus which contain this and other information call or visit Read the prospectus carefully before investing. ALPS Sector Dividend Dogs ETF Shares are not individually redeemable. Investors buy and sell shares of the ALPS Sector Dividend Dogs ETF on a secondary market. Only market makers or authorized participants may trade directly with the Fund, typically in blocks of 50,000 shares. There are risks involved with investing in ETFs including the loss of money. Additional information regarding the risks of this investment is available in the prospectus. The Fund is subject to the additional risks associated with concentrating its investments in companies in the market sector. Diversification does not eliminate the risk of experiencing investment losses. The Fund s investments in non-u.s. issuers may involve unique risks compared to investing in securities of U.S. issuers, including, among others, greater market volatility than U.S. securities and less complete financial information than for U.S. issuers. In addition, adverse political, economic or social developments could undermine the value of the Fund s investments or prevent the Fund from realizing the full value of its investments. Financial reporting standards for companies based in foreign markets differ from those in the United States. Finally, the value of the currency of the country in which the Fund has invested could decline relative to the value of the U.S. dollar, which may affect the value of the investment to U.S. investors. An investor cannot invest directly in an index. The S-Network Sector Dividend Dogs Index (Ticker: SDOGX) is designed to serve as a fair, impartial and transparent measure of the performance of US large cap equities with above average dividend yields. The S&P 500 (Ticker: SPX) is an index of 500 stocks chosen for market size, liquidity and industry grouping among other factors. S&P 500: an index of 500 stocks chosen for market size, liquidity and industry grouping among other factors. Dogs of the Dow Theory: an investment strategy which proposes that an investor annually select for investment the ten Dow Jones Industrial Average stocks whose dividend is the highest fraction of their price. Downside risk: the probability that an asset will fall in price. It is also the measure of the possible loss from that decline. Tracking error: a measure of how closely a portfolio follows the index to which it is benchmarked. Sharpe ratio: a measure that indicates the average return minus the risk-free return divided by the standard deviation of return on an investment. Information ratio: A ratio of portfolio returns above the returns of a benchmark (usually an index) to the volatility of those returns. Price to earnings ratio: an equity valuation multiple. It is defined as market price per share divided by annual earnings per share. Price to book ratio: a financial ratio used to compare a company s current market price to its book value. Beta: A measure of the volatility, or systematic risk, of a security or a portfolio in comparison to the market as a whole. Dividend yield: a dividend expressed as a percentage of a current share price. Basis point: A unit that is equal to 1/100th of 1%, and is used to denote the change in a financial instrument. ALPS Portfolio Solutions Distributor, Inc. is the distributor for the ALPS Sector Dividend Dogs ETF. DOG /31/16
what s INSIDE PERFORMANCE SECTOR ANALYSIS COMPANY BREAKDOWN DIVIDEND REVIEW PERFORMANCE as of 3/31/15 Total Returns Fund inception date of 6/29/2012.
SDOG ETF Stats Ticker: Underlying Index: Listing Exchange: SDOG SDOGXTR NYSE Arca CUSIP: 00162Q 858 Fund Inception: 6/29/2012 Dividends Paid: Quarterly Most Recent Dividend*: $0.3501 Gross Expense Ratio:
More informationwhat s INSIDE SECTOR ANALYSIS CONSTITUENT ANALYSIS DISTRIBUTION ANALYSIS PERFORMANCE as of 6/30/16 3 Month Total Returns
SDOG Quarterly Scorecard 2nd Quarter 2016 what s INSIDE ETF Stats Ticker: Underlying Index: Listing Exchange: SDOG SDOGXTR NYSE Arca CUSIP: 00162Q 858 Fund Inception: 6/29/12 Dividends Paid: Quarterly
More informationwhat s INSIDE PERFORMANCE SECTOR ANALYSIS COMPANY BREAKDOWN DIVIDEND REVIEW PERFORMANCE as of 12/31/14 Total Returns
SDOG Quarterly Scorecard 4th Quarter 2014 what s INSIDE ETF Stats Ticker: Underlying Index: Listing Exchange: SDOG SDOGXTR NYSE Arca CUSIP: 00162Q 858 Fund Inception: 6/29/2012 Dividends Paid: Quarterly
More informationwhat s INSIDE PERFORMANCE SECTOR ANALYSIS COMPANY BREAKDOWN DIVIDEND REVIEW PERFORMANCE as of 9/30/14 Total Returns
SDOG Quarterly Scorecard 3rd Quarter 2014 what s INSIDE ETF Stats Ticker: SDOG Underlying Index: SDOGXTR Listing Exchange: NYSE Arca CUSIP: 00162Q 858 Fund Inception: 6/29/2012 Dividends Paid: Quarterly
More informationWhat s Inside. Sector Analysis. Constituent Analysis. Distribution Analysis. Performance as of 3/31/18
ALPS SECTOR DIVIDEND DOGS ETF QUARTERLY SCORECARD SDOG ETF Stats Ticker: Underlying Index: Listing Exchange: SDOG SDOGXTR NYSE Arca CUSIP: 00162Q 858 Fund Inception: 6/29/12 Dividends Paid: Quarterly Most
More informationQuarterly Scorecard 1st Quarter 2016 what s INSIDE
ETF Stats Ticker: NAV Symbol:.NV Intraday Symbol:.IV Listing Exchange: NYSE Arca CUSIP: 00162Q 205 Fund Inception: 7/6/2009 Dividends Paid: Quarterly Most Recent Dividend:* $0.2658 Management Fee: 0.37%
More informationQuarterly Scorecard 2nd Quarter 2016 what s INSIDE
ETF Stats Ticker: NAV Symbol: Intraday Symbol: Listing Exchange:.NV.IV NYSE Arca CUSIP: 00162Q 205 Fund Inception: 7/6/2009 Dividends Paid: Quarterly Most Recent Dividend:* $0.289879 Management Fee: 0.37%
More informationSDOG ALPS SECTOR DIVIDEND DOGS ETF VALUE, INCOME, DIVERSIFICATION
ALPS SECTOR DIVIDEND DOGS ETF VALUE, INCOME, DIVERSIFICATION discipline diversification analysis SDOG provides the potential opportunity to capture above-market returns and high dividend income in a disciplined,
More informationQuarterly Scorecard 1st Quarter 2015 what s INSIDE
Quarterly Scorecard 1st Quarter 2015 what s INSIDE ETF Stats Ticker: NAV Symbol:.NV Intraday Symbol:.IV Listing Exchange: NYSE Arca CUSIP: 00162Q 205 Fund Inception: 7/6/2009 Dividends Paid: Quarterly
More information6/19/2014 All Time High $ /31/13 1/31/14 2/28/14 3/31/14 4/30/14 5/31/14 6/30/14 7/31/14 8/31/14 9/30/14 10/31/14 11/30/14 12/31/14
IDOG ETF Stats Ticker: Underlying Index: Listing Exchange: IDOG IDOGXTR NYSE Arca CUSIP: 00162Q 718 Fund Inception: 6/27/2013 Dividends Paid: Quarterly Most Recent Dividend**: $0.1630 Gross Expense Ratio:
More informationBFOR. Quarterly Scorecard 3rd Quarter 2015 WHAT S INSIDE BARRON S 400 ETF. Want to Own Some of America s Fastest Growing Companies in a Single Share?
SM BARRON S 400 ETF Want to Own Some of America s Fastest Growing Companies in a Single Share? Quarterly Scorecard 3rd Quarter 205 WHAT S INSIDE PERFORMANCE & CHARACTERISTICS ETF Stats Ticker Listing Exchange
More informationBUZZ US SENTIMENT LEADERS ETF Quarterly Scorecard NYSE ARCA. Powered by Artificial Intelligence. Quarterly Scorecard 4 th Quarter 2017 what s INSIDE
BUZZ US SENTIMENT LEADERS ETF Quarterly Scorecard BUZ NYSE ARCA Powered by Artificial Intelligence ETF Stats Ticker: BUZ Underlying Index: BUZZ Listing Exchange: NYSE Arca CUSIP: 00162Q 494 Fund Inception:
More informationS-Network Sector Dividend Dogs Index
S-Network Sector Dividend Dogs Index Q4 2017 Index Rationale Well-Established Universe of Index Candidates S&P 500 Serves as Universe for SDOGX Comprises of 50 Constituents Stocks Must Meet All Screens
More informationIDOG ALPS INTERNATIONAL SECTOR DIVIDEND DOGS ETF VALUE, INCOME, DIVERSIFICATION
ALPS INTERNATIONAL SECTOR DIVIDEND DOGS ETF VALUE, INCOME, DIVERSIFICATION analysis diversification discipline IDOG provides the potential opportunity to capture above-market returns and high dividend
More informationEDOG ALPS EMERGING SECTOR DIVIDEND DOGS ETF VALUE, INCOME, DIVERSIFICATION
ALPS EMERGING SECTOR DIVIDEND DOGS ETF VALUE, INCOME, DIVERSIFICATION diversification discipline analysis EDOG provides the potential opportunity to capture above-market returns and high dividend income
More informationWhat s Inside. Geographic Analysis. Constituent Analysis. Performance as of 12/31/16. Three Month
COHEN & STEERS GLOBAL REALTY MAJORS ETF QUARTERLY SCORECARD GRI ETF Stats Ticker: GRI CUSIP: 00162Q 106 NAV per Share^: $41.94 Number of Holdings: 75 Dividend Freqency: Quarterly Gross Expense Ratio: 0.55%
More information6/30/17 7/31/17 5/31/17. *Source: Bloomberg NAV returns as of 12/31/2017. Past performance is not indicative of future results.
ALERIAN MLP ETF QUARTERLY SCORECARD AMLP ETF Stats Ticker: AMLP Underlying Index: AMZI Listing Exchange: NYSE Arca CUSIP: 00162Q 866 Fund Inception: 8/25/10 Net Assets: $10.3 billion Net Asset Value: $10.82
More informationWhat s Inside. Sector Analysis. Constituent Analysis. Distribution Analysis. Performance as of 9/30/17
ALPS INTERNATIONAL DIVIDEND DOGS ETF QUARTERLY SCORECARD IDOG ETF Stats Ticker: IDOG Underlying Index: IDOGXTR Listing Exchange: NYSE Arca CUSIP: 00162Q 718 Fund Inception: 6/27/2013 Dividends Paid: Quarterly
More informationWhat s Inside. Constituent Analysis. Distribution Review. Long Term Performance as of 3/31/18
ALERIAN MLP ETF QUARTERLY SCORECARD AMLP ETF Stats Ticker: AMLP Underlying Index: AMZI Listing Exchange: NYSE Arca CUSIP: 00162Q 866 Fund Inception: 8/25/10 Net Assets: $8.5 billion Net Asset Value: $9.38
More informationDIVIDEND STRATEGY SERIES:
DIVIDEND STRATEGY SERIES: The Power of Dividend Investing Q1 2019 60 State Street Boston, MA 02109 info@oshares.com // THE POWER OF DIVIDEND INVESTING Dividends 04 The Most Powerful Force in the Universe?
More informationS-Network Large Cap Sharpe Ratio Index
S-Network Large Cap Sharpe Ratio Index Q1 2016 Index Rationale The Sharpe Ratio is a Key Measure of Financial Performance The Sharpe Ratio is Widely Used by Financial Professionals The Sharpe Ratio is
More informationInvesco PowerShares Attribution Report PowerShares QQQ (QQQ) vs. S&P 500 Index
Invesco PowerShares Attribution Report PowerShares QQQ (QQQ) vs. S&P 500 Index March 31, 2018 Sources: Bloomberg, L.P., FactSet Research Systems, as of March 31, 2018. Not FDIC Insured May Lose Value No
More informationFund commentary ETF. John Hancock Multifactor ETFs Q3 2017
Q3 2017 Fund commentary ETF John Hancock Multifactor ETFs Seek: To pursue results that closely correspond, before fees and expenses, to the indexes Use for: Core or targeted equity exposure MANAGED BY
More informationWhat s Inside. Constituent Analysis. Drug Pipeline. Performance as of 12/31/17. Total Returns
ALPS MEDICAL BREAKTHROUGHS ETF QUARTERLY SCORECARD SBIO ETF Stats Ticker: Underlying Index: Listing Exchange: SBIO Poliwogg Medical Breakthroughs Index (PMBI) NYSE Arca CUSIP: 00162Q 593 Fund Inception:
More informationEthel Hart Mutual Endowment Fund Quarterly Investment Report September 30, 2016 Q1 FY2017. Office of the City Treasurer - City of Sacramento
Quarterly Investment Report September 30, 2016 Q1 FY2017 Office of the City Treasurer - City of Sacramento John Colville, Interim City Treasurer Q1 FY2017 INTRODUCTION In 1993, Ethel MacLeod Hart left
More informationSample Equity Attribution Summary PDF
Sample Equity Attribution Summary PDF Date Calculated Printed Date 8/9/2011 8/9/2011 1 Highlights 2 Attribution/Contribution 6 Statistics 8 Holdings Page 1 of 9 Calculated: 8/9/2011 Printed: 8/9/2011 Highlights
More informationDLN WisdomTree U.S. LargeCap Dividend Fund
WisdomTree U.S. LargeCap Dividend Fund ETF.com segment: Equity: U.S. - Large Cap Competing ETFs: NOBL, SDOG, DTN, SPYD, DOD Related ETF Channels: Smart-Beta ETFs, Large Cap, Dividend, Dividends, North
More informationALPS EMERGING SECTOR DIVIDEND DOGS ETF (EDOG) MONTHLY INSIGHTS
Key Takeaways The ALPS Emerging Sector Dividend Dogs ETF () gained 2.94% last month, trimming its loss for the 12 months ended Nov. 30, 2018 to 8.76%. In, emerging markets stocks were bolstered by speculation
More informationPEY Invesco High Yield Equity Dividend Achievers ETF
Invesco High Yield Equity Dividend Achievers ETF ETF.com segment: Equity: U.S. - High Dividend Yield Competing ETFs: VYM, DVY, SDY, FVD, DHS Related ETF Channels: Smart-Beta ETFs, Dividends, U.S., Equity,
More informationWhat s Inside. Constituent Analysis. Drug Pipeline. Performance as of 6/30/17. Total Returns
ALPS MEDICAL BREAKTHROUGHS ETF QUARTERLY SCORECARD SBIO ETF Stats Ticker: SBIO Underlying Index: Poliwogg Medical Breakthroughs Index (PMBI) Listing Exchange: NYSE Arca CUSIP: 00162Q 593 Fund Inception:
More informationNavellier Power Dividend Portfolio Taking Advantage of Opportunities in Dividend Stocks as of March 31, 2017
Navellier Power Dividend Portfolio Taking Advantage of Opportunities in Dividend Stocks as of March 31, 2017 NCD 17 449 Getting to know Navellier Founded by Louis Navellier in 1987 Currently Managing over
More informationEthel Hart Mutual Endowment Fund
Office of the City Treasurer Quarterly Investment Report September 30, 2011 Russell Fehr, City Treasurer John P. Colville, Chief Investment Officer Lydia Abreu, Investment and Operations Manager Robert
More informationEthel Hart Mutual Endowment Fund Quarterly Investment Report September 30, 2017 Q1 FY2018. Office of the City Treasurer - City of Sacramento
Quarterly Investment Report Q1 FY2018 Office of the City Treasurer - City of Sacramento John Colville, City Treasurer Q1 FY2018 INTRODUCTION In 1993, Ethel MacLeod Hart left a bequest of $1,498,719.07
More informationJPMorgan Equity Income Fund Schedule of Portfolio Investments as of September 30, 2016 (Unaudited)
JPMorgan Equity Income Fund Schedule of Portfolio Investments as of September 30, 2016 (Unaudited) THE UNAUDITED CERTIFIED MUTUAL FUNDS HOLDINGS LIST ( the List ) IS TO BE USED FOR REPORTING PURPOSES ONLY.
More informationEthel Hart Mutual Endowment Fund
Office of the City Treasurer Quarterly Investment Report September 30, 2010 Russell Fehr, City Treasurer John P. Colville, Chief Investment Officer Lydia Abreu, Investment and Operations Manager Robert
More informationETF Mechanics. Matthew Tucker, CFA. Managing Director, Head of ishares Fixed Income Strategy
ETF Mechanics Matthew Tucker, CFA Managing Director, Head of ishares Fixed Income Strategy The Changing Fixed Income Market As the corporate bond market grows, trading volume declines Since 2005, the size
More informationSelected Dividend Trends in the S&P 500
DIVIDEND QUARTERLY Andrew Birstingl, Research Analyst abirstingl@factset.com Media Questions/Requests media_request@factset.com S&P 500 September 28, 2015 Key Metrics: + Dividend Payments Continue to Rise:
More informationNavellier Power Dividend Portfolio Taking Advantage of Opportunities in Dividend Stocks as of December 31, 2016
Navellier Power Dividend Portfolio Taking Advantage of Opportunities in Dividend Stocks as of December 31, 2016 NCD 17 111 Getting to know Navellier Founded by Louis Navellier in 1987 Currently Managing
More informationBUZ. Powered by Artificial Intelligence. BUZZ US SENTIMENT LEADERS ETF INVESTMENT PRIMER: DECEMBER 2017 NYSE ARCA
BUZZ US SENTIMENT LEADERS ETF INVESTMENT PRIMER: DECEMBER 2017 BUZ NYSE ARCA Powered by Artificial Intelligence. www.alpsfunds.com 855.215.1425 Investors have not previously had a way to capitalize on
More informationVANGUARD HIGH DIVIDEND YIELD ETF (VYM)
VANGUARD HIGH DIVIDEND YIELD ETF (VYM) $87.98 USD Risk: Med Zacks ETF Rank 2 - Buy Fund Type Issuer Benchmark Index Large Cap ETFs VANGUARD FTSE HIGH DIVIDEND YIELD INDEX VYM Sector Weights Date of Inception
More informationSCHV Schwab U.S. Large-Cap Value ETF
Schwab U.S. Large-Cap Value ETF ETF.com segment: Equity: U.S. - Large Cap Value Competing ETFs: VTV, IWD, MGV, VONV, PWV Related ETF Channels: North America, Smart-Beta ETFs, Large Cap, U.S., Value, Equity,
More informationAmana Trust Income Fund
Amana Trust Income Fund AMANX GROWTH OF $10,000 Fund Manager (since 1990): Nicholas Kaiser AMANX $21,917 S&P 500 TR $13,335 Category Average $12,432 CURRENT MANAGER 03 04 05 06 07 08 09 10 11 $25,000 $22,500
More informationDVY ishares Select Dividend ETF
ishares Select Dividend ETF ETF.com segment: Equity: U.S. - High Dividend Yield Competing ETFs: VYM, SDY, FVD, DHS, PEY Related ETF Channels: U.S., Smart-Beta ETFs, Dividend, High Dividend Yield, Equity,
More informationInterim Management Report of Fund Performance For the six-month period ended June 30, 2017
Interim Management Report of Fund Performance For the six-month period ended June 30, 2017 WisdomTree U.S. High Dividend Index ETF (HID/HID.B) This interim management report of fund performance contains
More informationMadison Dividend Income Fund Investment Strategy Letter
September 30, 2016 Madison Dividend Income Fund Investment Strategy Letter INVESTMENTS Performance Review For the third quarter, the Madison Dividend Income Fund gained +1.8%, which compared to the +3.9%
More informationWhat s Inside. Sector Analysis. Constituent Analysis. Distribution Analysis. Performance as of 9/30/16
ALPS EMERGING SECTOR DIVIDEND DOGS ETF QUARTERLY SCORECARD EDOG ETF Stats Ticker: EDOG Underlying Index: EDOGXTR Listing Exchange: NYSE Arca CUSIP: 00162Q 668 Fund Inception: 3/27/14 Dividends Paid: Quarterly
More informationBUZZ US SENTIMENT LEADERS ETF INSIGHTS November Powered by Artificial Intelligence BUZ
Z US SENTIMENT LEADERS ETF INSIGHTS November 2017 NYSE ARCA Powered by Artificial Intelligence Key TAKEAWAYS The Z US Sentiment Leaders ETF () returned 1.99% for the month of November. Despite trailing
More informationAMG River Road Dividend All Cap Value Fund Class N (ARDEX) Class I (ARIDX) Class I (ARZDX) September 2018
AMG River Road Dividend All Cap Value Fund Class N (ARDEX) Class I (ARIDX) Class I (ARZDX) September 2018 FOR INVESTMENT PROFESSIONAL USE ONLY NOT FOR DISTRIBUTION TO OR USE WITH THE GENERAL PUBLIC QUARTERLY
More informationJPMCB Equity Index Fund
NOT FDIC INSURED NO BANK GUARANTEE MAY LOSE VALUE JPMCB Equity Index Fund Data as of September 30, 202 Fund overview Objective The Fund seeks investment results that correspond to the aggregate price and
More information2014 Annual Management Report of Fund Performance
(the Fund ) For the 12-month period ended September 30, 2014 (the period ) Manager: BMO Investments Inc. (the Manager or BMOII ) Portfolio manager: BMO Asset Management Inc., Toronto, Ontario (the portfolio
More informationSPYV SPDR Portfolio S&P 500 Value ETF
SPDR Portfolio S&P 500 Value ETF ETF.com segment: Equity: U.S. - Large Cap Value Competing ETFs: IVE, VOOV, RPV, DVP, FVAL Related ETF Channels: North America, Smart-Beta ETFs, Large Cap, U.S., S&P 500
More informationFidelity Total Market Index Fund
QUARTERLY FUND REVIEW AS OF SEPTEMBER 30, 2017 Fidelity Total Market Index Fund Investment Approach Fidelity Total Market Index Fund is a diversified domestic all-cap equity strategy that seeks to closely
More informationNuance Mid Cap Value Fund (NMVLX)
Value Fund (NMVLX) Third Quarter Investment Objective The Value Fund seeks long term capital appreciation. The performance focus is on absolute return and Sharpe vs the Russell Midcap Value, primary benchmark,
More informationFidelity 500 Index Fund
QUARTERLY FUND REVIEW AS OF SEPTEMBER 30, 2017 Fidelity 500 Index Fund Investment Approach Fidelity 500 Index Fund is a diversified domestic large-cap equity strategy that seeks to closely track the returns
More informationETF. Analyzer. Select Sector SPDR Edition. June Evaluate Sector SPDRs based on investment merit using fundamental data and analysis
ETF Analyzer June 211 Select Sector SPDR Edition Evaluate Sector SPDRs based on investment merit using fundamental data and analysis Compare Sector SPDRs with ease on a variety of forward-looking valuation
More informationNimbus 9 PORTFOLIO MANAGEMENT PORTFOLIO SPECIALISTS
Nimbus 9 STRATEGY HIGHLIGHTS Ticker: TRVLX CUSIP: 779578103 As of December 31, 2018 Total Large-Cap Value Assets : $98.3 billion 2 Total US Value Equity Strategy Assets: 1 $42.7 billion 2 Total Fund Assets:
More informationQ1-FY2014. Quarterly Investment Report. Ethel Hart Mutual Endowment Fund. September 30, 2013
www.cityofsacramento.org/treasurer/ Russell Fehr, City Treasurer Quarterly Investment Report September 30, 2013 Q1-FY2014 INTRODUCTION In 1993, Ethel MacLeod Hart left a bequest of $1,498,719.07 to the
More informationUOB Structured Deposit TOP Deposit (USD)
Matured on 22 January 2010 Initial Reference Price Observation Date(5), 15 Janaury 2010 DJ Global Titans 50 DJGT 202.67 175.89-13.2136% Exxon Mobil Corporation XOM UN USD 61.54 69.11 12.3009% General Electric
More informationALPS EMERGING SECTOR DIVIDEND DOGS ETF (EDOG) MONTHLY INSIGHTS
Key Takeaways The ALPS Emerging Sector Dividend Dogs ETF () gained 0.41%, trimming its loss for the 12 months ended Sept. 30, 2018 to 10.35%. Bolstered by geopolitical events, including new U.S. sanctions
More informationSPYD SPDR Portfolio S&P 500 High Dividend ETF
SPDR Portfolio S&P 500 High Dividend ETF ETF.com segment: Equity: U.S. - Large Cap Competing ETFs: NOBL, SDOG, DLN, DTN, DOD Related ETF Channels: North America, Smart-Beta ETFs, Large Cap, Dividend, U.S.,
More informationJPMorgan American Investment Trust plc Annual General Meeting. 13 May 2015
JPMorgan American Investment Trust plc Annual General Meeting 13 May 2015 Agenda Performance Review Current Economic and Market Data Current Asset Allocation and Fund Structure 1 2014 Results NAV return
More informationWhat s Inside. Sector Analysis. Constituent Analysis. Distribution Analysis. Performance as of 6/30/17
ALPS EMERGING SECTOR DIVIDEND DOGS ETF QUARTERLY SCORECARD EDOG ETF Stats Ticker: Underlying Index: Listing Exchange: EDOG EDOGXTR NYSE Arca CUSIP: 00162Q 668 Fund Inception: 3/27/14 Dividends Paid: Quarterly
More informationWhat s Inside. Sector Analysis. Constituent Analysis. Distribution Analysis. Performance as of 9/30/17
ALPS EMERGING SECTOR DIVIDEND DOGS ETF QUARTERLY SCORECARD EDOG ETF Stats Ticker: Underlying Index: Listing Exchange: EDOG EDOGXTR NYSE Arca CUSIP: 00162Q 668 Fund Inception: 3/27/14 Dividends Paid: Quarterly
More informationVTV Vanguard Value ETF
Vanguard Value ETF ETF.com segment: Equity: U.S. - Large Cap Value Competing ETFs: IWD, SCHV, MGV, VONV, PWV Related ETF Channels: North America, U.S., Smart-Beta ETFs, Large Cap, Equity, Size and Style,
More informationEUROPE DIVIDEND STRATEGY SERIES:
EUROPE DIVIDEND STRATEGY SERIES: The Power of Dividend Investing Q1 2019 60 State Street Boston, MA 02109 info@oshares.com // THE POWER OF DIVIDEND INVESTING 03 04 05 06 07 08 The Most Powerful Force in
More informationDividend Investing Review Dividend Builder Fund Review of the 4th Quarter 2015
Dividend Investing Review Dividend Builder Fund Review of the 4th Quarter 2015 Investing in Human Progress Fund manager biographies 2 Matthew Page, CFA Portfolio manager of strategy since 2010 Joined Guinness
More informationSMART BETA REBALANCE SUMMARY USA SINGLE FACTORS
SMART BETA REBALANCE SUMMARY USA SINGLE FACTORS NOVEMBER 2018 Momentum Index Sector Neutral Quality Index Enhanced Value Index Additions 69 18 16 Deletions 67 18 13 Turnover % 54% 21% 24% Wtd. Avg. Market
More informationWealth Creation and Growing Dividends
Wealth Creation and Growing Dividends July 2016 Investing in Human Progress For Registered Investment Professional Use Only Fund manager biographies 2 Matthew Page, CFA Portfolio manager of strategy since
More informationSPYD SPDR Portfolio S&P 500 High Dividend ETF
SPDR Portfolio S&P 500 High Dividend ETF ETF.com segment: Equity: U.S. - Large Cap Competing ETFs: NOBL, SDOG, DLN, DTN, DOD Related ETF Channels: North America, Smart-Beta ETFs, Large Cap, U.S., Dividend,
More informationWeber & Associates CPAs, LLC Certified Public Accountants
COLLECTIVE INVESTMENT TRUST FUND OF FIRST AMERICAN BANK FOR CORPORATE RETIREMENT PLANS BLENDED PORTFOLIOS FINANCIAL STATEMENTS with INDEPENDENT AUDITORS' REPORT for the year ended Weber & Associates CPAs,
More informationHigh Yield Equity Income List Strategy
Thomas P. Christopher, Equity Sector Analyst High Yield Equity Income List Strategy Holdings by Sector January 4, 2018 High Yield Equity Income List Strategy overview: The High Yield Equity Income List
More informationishares If you have additional questions, please call iShares ( ).
ishares ishares Trust (the Trust ) Supplement dated January 26, 2018 (the Supplement ) to the Summary Prospectus dated March 1, 2017 (as revised May 9, 2017), Prospectus dated March 1, 2017 (as revised
More informationFactor Investing with ishares ETFs. is FOR INSTITUTIONAL USE ONLY - NOT FOR PUBLIC DISTRIBUTION
Factor Investing with ishares ETFs Index and Fund Performance as of 9/30/13 Index Name Index Inception Date Dates of Back- Tested Returns 1-Year 5-Year 10-Year ishares ETF Benchmarked to Index MSCI USA
More informationInvesco Dividend Income Fund Quarterly Schedule of Portfolio Holdings July 31, 2018
Quarterly Schedule of Portfolio Holdings July 31, 2018 invesco.com/us I-DIVI-QTR-1 09/18 Invesco Advisers, Inc. Schedule of Investments (a) July 31, 2018 (Unaudited) Common Stocks & Other Equity Interests
More informationAn effective hedging tool for long-only equity holdings
BTAL An effective hedging tool for long-only equity holdings Since the 2008 Global Financial Crisis ( GFC ), when the term tail risk entered the general lexicon, investors embraced ways to insulate their
More informationHypothetical Illustration 1/22/93 to 3/31/13
2 of 19 Hypothetical Illustration 1/22/93 to 3/31/13 Performance Sample Model Performance Net Investments $1,000,000.00 Ending Market Value $11,895,241.76 Cumulative Return 1,078.24 % Average Annualized
More informationBarings Participation Investors
Historical Price Performance Worst 3 Months -10.01% Best 3 Months 9.30% 2013 2014 2015 2016 2017 2018 Closed End Fund Strategy Information on Fund Strategy is not available Performance Returns Data as
More informationDividend Focused Equity Portfolio
March 2014 Dividend Focused Equity Portfolio Christopher Eckert Portfolio Management Director Senior Vice President/Financial Advisor 320 Post Road West Westport, CT 06880 PHONE: 203-222-4057 TOLL-FREE:
More informationBMO US High Dividend Covered Call ETF (ZWH/ZWH.U)
ANNUAL FINANCIAL STATEMENTS BMO US High Dividend Covered Call ETF (ZWH/ZWH.U) Independent Auditor s Report To the Unitholders of: BMO Mid Federal Bond Index ETF BMO S&P/TSX Capped Composite Index ETF BMO
More informationQ3 Individual Equity Holdings in the Advisor Perspectives Universe
Q3 Individual Equity Holdings in the Advisor Perspectives Universe This study analyzes the holdings of individual equities within the Advisor Perspectives (AP) Universe, as of the end of Q3 2007. A previous
More informationNavigator High Dividend Equity
CCM-17-09-6 As of 9/30/2017 Navigator High Dividend Equity Navigate the U.S. Equity Markets with a Focus on Dividend Growth We believe it is prudent to focus on dividend growth through fundamental analysis,
More informationNavellier Power Dividend Portfolio Taking Advantage of Opportunities in Dividend Stocks as of March 31, 2018
Navellier Power Dividend Portfolio Taking Advantage of Opportunities in Dividend Stocks as of March 31, 2018 NCD 18 689 Getting to know Navellier Founded by Louis Navellier in 1987 Currently Managing over
More informationFirst Trust AlphaDEX Family of ETFs Fundamentally Different
First Trust AlphaDEX Family of ETFs Fundamentally Different Dan Waldron ETF Strategist, Sr. Vice President First Trust ETF Assets $32,000,000,000 $28,000,000,000 $24,000,000,000 $20,000,000,000 AlphaDEX
More informationVanguard Institutional Index Fund
Vanguard Institutional Product Summary Seeks to track the performance of the Standard & Poor s 500. U.S. large-cap equity diversified across growth and value styles. Passively managed, full-replication
More informationIBLN. ibillionaire Index. Investing like a billionaire is now easier than ever. December 30, 2016
IBLN ibillionaire Index Investing like a billionaire is now easier than ever. December 30, 2016 IBLN The ibillionaire Index tracks the top U.S. equities held by a select pool of leading billionaire investors.
More informationKXI ishares Global Consumer Staples ETF
ishares Global Consumer Staples ETF ETF.com segment: Equity: Global Consumer Non-cyclicals Competing ETFs: ORG Related ETF Channels: Broad-based, Vanilla, Global, Consumer non-cyclicals, Equity, Sectors
More informationFINAL DISCLOSURE SUPPLEMENT Dated September 27, 2011 To the Disclosure Statement dated May 18, 2011
FINAL DISCLOSURE SUPPLEMENT Dated September 27, 2011 To the Disclosure Statement dated May 18, 2011 Union Bank, N.A. Market-Linked Certificates of Deposit, due October 1, 2018 (MLCD No. 167) Average Return
More informationPVG ASSET M ANAGEMENT L OSS A VERSE I NVESTING WWW. PVGASSETMANAGEMENT. COM CORE EQUITY
PVG ASSET M ANAGEMENT L OSS A VERSE I NVESTING WWW. PVGASSETMANAGEMENT. COM CORE EQUITY MARKET CYCLE OVERVIEW PVG has coined the phrase, Loss Averse Investing to best describe the approach of preserving
More informationPLEASE RETAIN THIS SUPPLEMENT FOR FUTURE REFERENCE.
ALPS ETF TRUST ALERIAN MLP ETF (NYSE ARCA: AMLP) ALERIAN ENERGY INFRASTRUCTURE ETF (NYSE ARCA: ENFR) ALPS DISRUPTIVE TECHNOLOGIES ETF (CBOE BZX: DTEC) ALPS EMERGING SECTOR DIVIDEND DOGS ETF (NYSE ARCA:
More informationS-Network US Benchmark Indexes
S-Network US Benchmark Indexes Contact Information Joseph LaCorte, CFA S-Network Global Indexes Inc. (646) 467-7927 jlacorte@snetworkinc.com This is not an offer to purchase or sell shares of the above
More informationBUZ. Powered by Artificial Intelligence. Key TAKEAWAYS. BUZZ US SENTIMENT LEADERS ETF INSIGHTS November 2018 NYSE ARCA
BUZZ US SENTIMENT LEADERS ETF INSIGHTS November 2018 BUZ NYSE ARCA Powered by Artificial Intelligence Key TAKEAWAYS The BUZZ US Sentiment Leaders ETF (BUZ) was flat in November as the S&P 500 returned
More informationUOB Structured Deposit Titans12 Deposit (SGD)
Matured on 8 March 2011 Stock Name (1 Dec 2005) Performance 1 March 2011 Return Dow Jones Global Titans 50 Index DJGT 198.2 185.72-6.2967% Exxon Mobil Corporation XOM UN USD 59.35 84.8 42.8812% General
More informationXPH SPDR S&P Pharmaceuticals ETF
SPDR S&P ETF ETF.com segment: Equity: U.S. Competing ETFs: IHE, PJP, FTXH Related ETF Channels: Sectors, Healthcare, Equal-Weighted, U.S., Smart-Beta ETFs, Equity, North America, Find more ETFs with our
More informationThe Hartford Disciplined Equity Fund
The Hartford Mutual Funds FUNDCOMMENTARY First Quarter 2011 Fund Symbols: A: HAIAX Portfolio Management: Mammen Chally, CFA Objective: The Fund seeks growth of capital. Sub-Advised by: Wellington Management
More informationSCHD Schwab U.S. Dividend Equity ETF
Schwab U.S. Dividend Equity ETF ETF.com segment: Equity: U.S. - High Dividend Yield Competing ETFs: HDV, FDL, RDIV, WBIY, VYM Related ETF Channels: North America, Smart-Beta ETFs, Dividend, U.S., Broad-based,
More informationISHARES GLOBAL 100 ETF (IOO)
ISHARES GLOBAL 100 ETF (IOO) $46.23 USD Risk: Low Zacks ETF Rank 3 - Hold Fund Type Issuer Benchmark Index World ETFs BLACKROCK S&P GLOBAL 100 INDEX IOO Sector Weights Date of Inception 12/05/2000 AUM
More informationishares Edge Minimum Volatility ETFs
ishares Edge Minimum Volatility ETFs A new approach for the core of your portfolio Min Vol USA ETF Exp. Ratio: 0.15% Min Vol EAFE ETF Net Exp. Ratio: 0.20% Min Vol Emerging Markets ETF Net Exp. Ratio:
More informationQ Performance Report
Q1 2018 Performance Report Generated by: NASDAQ: TIPRX (A Shares) Investing in the Fund involves risks, including the risk that you may receive little or no return on your investment or that you may lose
More informationFINAL DISCLOSURE SUPPLEMENT Dated January 26, 2011 To the Disclosure Statement dated December 6, 2010
FINAL DISCLOSURE SUPPLEMENT Dated January 26, 2011 To the Disclosure Statement dated December 6, 2010 Union Bank, N.A. Market-Linked Certificates of Deposit, due January 31, 2017 (MLCD No. 102) Average
More informationUSMC Principal U.S. Mega-Cap Multi-Factor Index ETF
Principal U.S. Mega-Cap Multi-Factor Index ETF ETF.com segment: Equity: U.S. - Large Cap Competing ETFs: SPLV, LGLV, FDLO, JMIN, OVOL Related ETF Channels: North America, U.S., Smart-Beta ETFs, Large Cap,
More information