ROBO ROBO Global Robotics and Automation Index ETF

Transcription

1 Global Robotics and Automation Index ETF ETF.com segment: Equity: Global - Total Market Competing ETFs: LEGR, ROBT, FANZ, VT, ACWI Related ETF Channels: Equal-Weighted, Smart-Beta ETFs, Total Market, Broad-based, Artificial Intelligence, Global, Equity, Size and Style Find more ETFs with our ETF Screener and Database *Unless otherwise stated, data provided by FactSet. C 40 FUND DESCRIPTION The Robo Global Robotics and Automation ETF tracks a global index of companies involved in robotics and automation. FACTSET ANALYTICS INSIGHT attempts to capture the return of robotics- and automation-related companies. The underlying index selects components by drawing from a specialized selection universe of global equities that derive a portion of their revenues from robotics and automation products, processes, services or devices, as determined by the index committee. Trading activity is strong and spreads are manageable. Issues arise for larger investors due to the uneven underlying liquidity of 's basket, and creations and redemptions are likely to move the market. charges a steep fee even by the standards of thematic funds, but it's also unique in its space and tracks its underlying index well. SUMMARY DATA Issuer Brand Inception Date Legal Structure Expense Ratio Assets Under Management Average Daily $ Average Spread (%) Exchange Traded Concepts Global 10/22/13 Open-Ended Fund 0.95% $2.08B $9.51M 0.06% MSCI ESG ANALYTICS INSIGHT The MSCI ESG Fund Quality Score measures the ability of ETF underlying holdings to manage key medium to long-term risks and opportunities arising from environmental, social, and governance factors, as determined by MSCI ESG Research LLC. As of September 17, 2018 the Global Robotics and Automation Index ETF MSCI ESG Fund Quality Score is 5.56 out of 10. The fund s Peer Rank reflects the ranking of a fund s MSCI ESG Fund Quality Score against the scores of other funds within the same peer group, as defined by the Thomson Reuters Lipper Global Classification. ranks in the 46th percentile within its peer group and in the 52nd percentile within the global universe of all funds in MSCI ESG Fund Metrics coverage. PORTFOLIO DATA Weighted Average Market Cap Price / Earnings Ratio Price / Book Ratio Distribution Yield Next Ex-Dividend Date Number of Holdings $14.52B % 12/20/16 87 INDEX DATA Index Tracked Robo Global Robotics and Automation Index Index Weighting Methodology Index Selection Methodology Proprietary Committee MSCI ACWI + Frontier Markets IMI Index

2 1 Year Daily Price ($) Oct Nov Dec `18 Feb Mar Apr May Jun Jul Aug Sep 4M PERFORMANCE [as of 09/17/18] 1 MONTH 3 MONTHS YTD 1 YEAR 3 YEARS 5 YEARS 10 YEARS 3.42% 0.36% 0.94% 9.16% 21.41% (NAV) 3.34% 0.26% 1.16% 9.66% 21.37% Robo Global Robotics and Automation Index MSCI ACWI + Frontier Markets IMI Index 1.00% 0.29% 2.40% 8.91% 11.38% 8.40% 8.27% All returns over 1 year are annualized. All returns are total returns unless otherwise stated. TOP 10 COUNTRIES United States 47.91% Sweden 2.19% Japan 22.81% United Kingdom 2.11% Germany 8.18% France 2.07% Switzerland 4.87% Canada 2.01% Taiwan, Province of China 3.99% Israel 1.67% TOP 10 SECTORS Industrials 54.48% Technology 31.88% Healthcare 7.20% Energy 3.35% Consumer Cyclicals 2.11% TOP 10 HOLDINGS AeroVironment, Inc. 2.84% Oceaneering Internationa 2.00% irobot Corporation 2.82% Zebra Technologies Corp 1.97% Cognex Corporation 2.09% Brooks Automation, Inc. 1.91% Intuitive Surgical, Inc. 2.05% Rockwell Automation, Inc. 1.88% FLIR Systems, Inc. 2.04% ABB Ltd. 1.87% Total Top 10 Weighting 21.47%

3 PORTFOLIO MANAGEMENT TAX EXPOSURES FUND STRUCTURE Expense Ratio Median Tracking Difference (12 Mo) Max. Upside Deviation (12 Mo) Max. Downside Deviation (12 Mo) 0.95% -0.22% 0.13% -0.70% Max LT/ST Capital Gains Rate Capital Gains Distributions (3 Year) Tax on Distributions Distributes K % / 39.60% -- Qualified dividends No Legal Structure OTC Derivative Use Securities Lending Active Securities Lending Split (Fund/Issuer) ETN Counterparty Open-Ended Fund No Yes No Policy N/A ETN Counterparty Risk N/A Fund Closure Risk Low Portfolio Disclosure Daily

4 Daily Spread 0.15% FACTSET ANALYTICS BLOCK LIQUIDITY As of 09/18/ % 0.09% 0.06% 0.03% 0% This measurement shows how easy it is to trade a $1 million USD block of. is rated a 5 out of 5. Premium/Discount 2.0% TRADABILITY Avg. Daily Share 233, % Average Daily $ $9.51M -2.0% Median Daily Share 226, % 3M 2M 1M Median Daily ($) Average Spread (%) Average Spread ($) $9.16M 0.06% $0.03 Oct Dec Feb Apr May Jul Sep Median Premium / Discount (12 Mo) 0.02% Max. Premium / Discount (12 Mo) 1.40% / -2.32% Impediment to Creations None Market Hours Overlap 60.00% Creation Unit Size (Shares) 50,000 Creation Unit/Day (45 Day Average) 4.53 Creation Unit Cost (%) 0.05% Underlying / Unit 0.23% Open Interest on ETF Options 2,159 Net Asset Value (Yesterday) $41.76 ETF.com Implied Liquidity 5

5 SECTOR/INDUSTRY BREAKDOWN TOP 10 HOLDINGS PERFORMANCE STATISTICS Industrials 54.48% 11.57% Technology 31.88% 18.03% Healthcare 7.20% 10.75% Energy 3.35% 6.46% Consumer Cyclicals 2.11% 11.90% AeroVironment, Inc. irobot Corporation Cognex Corporation Intuitive Surgical, Inc. FLIR Systems, Inc. Oceaneering International, Inc. Zebra Technologies Corporation Class A Brooks Automation, Inc. 2.84% 2.82% 2.09% 2.05% 2.04% 2.00% 1.97% 1.91% Goodness of Fit (R2) Beta Up Beta Down Beta Downside Standard Deviation % MSCI ACWI + Frontier Markets IMI Index Rockwell Automation, Inc. 1.88% ABB Ltd. 1.87% MSCI ESG RATINGS Total Top 10 Weighting 21.47% MSCI ESG Quality Score 5.56 / 10 COUNTRIES United States 47.91% 53.72% Japan 22.81% 7.95% Germany 8.18% 2.90% Switzerland 4.87% 2.41% Taiwan, Province of China 3.99% 1.44% Peer Group Percentile Rank Global Percentile Rank SRI Screening Criteria Exposure Exposure to Sustainable Impact Solutions Weighted Average Carbon Intensity (t CO2e/$M Sales) % 15.39% Sweden 2.19% 0.97% United Kingdom 2.11% 5.74% France 2.07% 3.08% Canada 2.01% 3.10% Israel 1.67% 0.17% REGIONS BENCHMARK COMPARISON HOLDINGS Number of Holdings Constituents Shared Holdings Shared Holdings Weight % North America 49.92% 56.82% Asia-Pacific 28.05% 20.11% BENCHMARK COMPARISON SUMMARY Europe 20.36% 20.54% Middle East & Africa 1.67% 1.25% Latin America % ECONOMIC DEVELOPMENT Developed Countries % 94.10% Emerging Countries % Number of Holdings Weighted Average Market Cap Price / Earnings Ratio Price / Book Ratio Dividend Yield $14.52B $128.98B % 2.25% Concentration Low --

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